halo8k.htm
UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
WASHINGTON,
DC 20549
FORM
8-K
CURRENT
REPORT PURSUANT
TO
SECTION 13 OR 15(D) OF THE
SECURITIES
EXCHANGE ACT OF 1934
Date
of report (Date of earliest event
reported) August 20, 2007
Halo
Technology Holdings, Inc.
(Exact
Name of Registrant as Specified in Its Charter)
(State
or
Other Jurisdiction of Incorporation)
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000-33197
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88-0467845
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|
(Commission
File Number)
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(IRS
Employer Identification No.)
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| |
|
| |
|
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200
Railroad Avenue, Greenwich, CT
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06830
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(Address
of Principal Executive Offices)
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(Zip
Code)
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(Registrant’s
Telephone Number, Including Area Code)
(Former
Name or Former Address, if Changed Since Last Report)
Check
the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation
of
the registrant under any of the following provisions (see General
Instruction A.2. below):
o Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
1.03 Bankruptcy or Receivership
a) The
registrant, Halo Technology Holdings, Inc. (“Halo” or the “Company”)
Halo has filed a voluntary petition for reorganization under Chapter
11
in Federal Bankruptcy Court in Bridgeport, Connecticut. This Court
has jurisdiction over this proceeding as of the date of the filing of the
petition. In connection with this proceeding, Halo has filed motions
with the Court requesting permission to go forward on a “business as usual”
basis as a debtor in possession. Accordingly, Halo continues to have
jurisdiction over its assets and business subject to the supervision and orders
of the Court. Halo will continue operating and will file a plan
of reorganization to address requested changes to its capital
structure. Halo’s subsidiaries also will be seeking recognition of the Chapter
11 proceedings by the Court.
Item
8.01 Other Events.
On
August
20, 2007, the registrant, Halo Technology Holdings, Inc. ("Halo"), announced
that it has filed a voluntary petition for reorganization under Chapter 11
of
the United States Bankruptcy Code in order to seek changes in its capital
structure. A copy of the press release issued by Halo August 21, 2007
with regard to the reorganization proceeding is attached hereto as Exhibit
99.1
and is incorporated herein by reference.
Item
9.01 Financial Statements and Exhibits.
(d)
Exhibits:
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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Halo
Technology Holdings, Inc.
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August
21, 2007
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By:
Ernest Mysogland
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Name:
Ernest Mysogland
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Title:
Executive Vice President
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Exhibit Index