UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
November 14, 2006
(Date of report)
November 9, 2006
(Date of earliest event reported)
Sotheby's
(Exact name of registrant as specified in its charter)
| Delaware | 1-9750 | 38-2478409 |
| (State or other |
|
(I.R.S. Employer |
| jurisdiction of | File Number) | Identification No.) |
| incorporation or | ||
|
organization)
|
| 1334 York Avenue | |
| New York, NY | 10021 |
| (Address of principal executive offices) | (Zip Code) |
(212) 606-7000
(Registrant's telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o |
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| o |
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| o |
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| o |
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 2.02 Results of Operations and Financial Condition
On November 9, 2006, the Company issued a press release discussing its results of operations for the three and nine months ended September 30, 2006. This press release is furnished as Exhibit 99.1 to this Form 8-K.
Item 9.01 Financial Statements and Exhibits
| (c) |
Exhibits |
||
| 99.1 |
Sotheby’s earnings press release for the three and nine months ended September 30, 2006 |
||
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
| SOTHEBY'S | ||
| By: | /s/ Michael L. Gillis | |
| Michael L. Gillis | ||
| Senior Vice President, | ||
| Controller and Chief | ||
| Accounting Officer | ||
| Date: | November 14, 2006 | |