sc13d-a9.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13D
 
Under The Securities Exchange Act of 1934
(AMENDMENT NO. 9)*

Alliance HealthCare Services, Inc.
(Name of Issuer)
 
Common Stock, par value $0.01 per share
(Title of Class of Securities)
 
08606103
(CUSIP Number)
 
Todd Molz
Managing Director and General Counsel
Oaktree Capital Group Holdings GP, LLC
333 South Grand Avenue, 28th Floor
Los Angeles, California 90071
(213) 830-6300
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
 
January 22, 2016
(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box.  o
 
Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See §240.13d-7 for other parties to whom copies are to be sent.
 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  OCM Principal Opportunities Fund IV, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
WC
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                           [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%*
14.
TYPE OF REPORTING PERSON
PN


__________________
* All ownership percentages of securities reported in this Statement are based upon 10,750,624 shares of Common Stock outstanding as of November 6, 2015 as represented by the Issuer on November 9, 2015.

 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  OCM Principal Opportunities Fund IV GP, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
PN
* Solely in its capacity as the general partner of OCM Principal Opportunities Fund IV, L.P.

 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  OCM Principal Opportunities Fund IV GP Ltd.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the general partner of OCM Principal Opportunities Fund GP, L.P.
 
 
 

 


CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Oaktree Fund GP I, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
PN
* Solely in its capacity as the sole shareholder of OCM Principal Opportunities Fund IV GP Ltd.
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Oaktree Capital I, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
PN
* Solely in its capacity as the general partner of Oaktree Fund GP I, L.P.
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  OCM Holdings I, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the general partner of Oaktree Capital I, L.P.
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Oaktree Holdings, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the managing member of OCM Holdings I, LLC.
 
 
 

 


CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Oaktree Capital Group, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the managing member of Oaktree Holdings, LLC.
 
 
 

 


CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Oaktree Capital Group Holdings GP, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the manager of Oaktree Capital Group, LLC
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  MTS Health Investors II, L.P.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
WC
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
PN
 
 
 

 
 
CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  MTS Health Investors II GP, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the general partner of MTS Health Investors II, L.P.
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  MTS Health Investors II GP Holdings, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]*
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
Not Applicable
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945*
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945*
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
* Solely in its capacity as the managing member of MTS Health Investors II GP, LLC.
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Alliance-Oaktree Co-Investors, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
WC
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
 
 
 

 

CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Alliance-MTS Co-Investors I, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
WC, OO
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
 
 
 

 


CUSIP No. 08606103
 

1.
NAMES OF REPORTING PERSONS:  Alliance-MTS Co-Investors II, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - (ENTITIES ONLY):
2.
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)          [   X  ]
(b)          [        ]
3.
SEC USE ONLY
 
4.
SOURCE OF FUNDS
WC, OO
5.
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [__]
6.
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7.
SOLE VOTING POWER
None
8.
SHARED VOTING POWER
5,437,945
9.
SOLE DISPOSITIVE POWER
None
10.
SHARED DISPOSITIVE POWER
5,437,945
11.
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,437,945
12.
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES                                                                                                            [__]
 
13.
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
50.6%
14.
TYPE OF REPORTING PERSON
OO
 
 
 

 

This Amendment No. 9 (this “Amendment”) amends and supplements item number 4 of the statement on Schedule 13D, dated March 23, 2007 (as amended and supplemented, the “Statement”), previously filed with the Securities and Exchange Commission on March 26, 2007 by OCM Principal Opportunities Fund IV, L.P., OCM Principal Opportunities Fund IV GP, L.P., OCM Principal Opportunities Fund IV GP Ltd., Oaktree Capital Management, LLC, MTS Health Investors II, L.P., MTS Health Investors II GP, L.P,  and MTS Health Investors Holdings GP Holdings, LLC. Other than as set forth in this Amendment, all other information in the Statement remains accurate and in effect. Capitalized terms used but not defined herein shall have the respective meanings set forth in the Statement.
 
Item 4.  
Purpose of Transaction.
 
Item 4 is hereby supplemented to add the following information at the end of this item:

On January 22, 2016, the Sellers and the Purchaser entered into Amendment No. 2 to the Purchase Agreement, which (i) modifies the section of the Purchase Agreement that governs the sharing of fees and expenses between the parties and (ii) automatically extends the February 29, 2016 outside date for the Closing by thirty (30) days if, on such date, the condition that certain regulatory approvals be obtained is the only condition to Closing that has not been satisfied, or is not capable of being satisfied.
 
Item 7.  
Material to be Filed as Exhibits.
 
The following are filed herewith as Exhibits to this Statement:
 
Exhibit 1  
Amendment No. 2 to Stock Purchase Agreement, dated as of January 22, 2016, by and among  OCM Principal Opportunities Fund IV, L.P., MTS Health Investors II, L.P., Alliance-Oaktree Co-Investors, LLC, Alliance-MTS Co-Investors I, LLC, Alliance-MTS Co-Investors II, LLC,  Larry C. Buckelew and Fujian Thai Hot Investment Co., Ltd
 
 
 

 

SIGNATURE

After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
 
Dated:  January 22, 2016
 
 
OCM PRINCIPAL OPPORTUNITIES FUND IV, L.P.
     
 
By:  
OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P., its General Partner
 
By:
OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD., its General Partner
 
By:
OAKTREE CAPITAL MANAGEMENT, L.P, the Director
     
 
By:
/s/ Michael Harmon
   
Name: Michael Harmon
   
Title: Managing Director
     
 
By:
/s/ Amy Rice
   
Name: Amy Rice
   
Title: Senior Vice President
     
     
 
OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P.
     
 
By:  
OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD., its General Partner
 
By:
OAKTREE CAPITAL MANAGEMENT, L.P, the Director
     
 
By:
/s/ Michael Harmon
   
Name: Michael Harmon
   
Title: Managing Director
     
 
By:
/s/ Amy Rice
   
Name: Amy Rice
   
Title: Senior Vice President
 
 
 

 


 
OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD.
     
 
By:  
OAKTREE CAPITAL MANAGEMENT, L.P, the Director
     
 
By:
/s/ Michael Harmon
   
Name: Michael Harmon
   
Title: Managing Director
     
 
By:
/s/ Amy Rice
   
Name: Amy Rice
   
Title: Senior Vice President
     
     
 
OAKTREE FUND GP I, L.P.
     
 
By:  
/s/ Michael Harmon
   
Name: Michael Harmon
   
Title: Authorized Signatory
     
 
By:
/s/ Amy Rice
   
Name: Amy Rice
   
Title: Authorized Signatory
     
     
 
OAKTREE CAPITAL I, L.P.
     
 
By:  
/s/ Martin Boskovich
   
Name: Martin Boskovich
   
Title: Managing Director
     
 
By:
/s/ Lisa Arakaki
   
Name: Lisa Arakaki
   
Title: Managing Director
     
     
 
OCM HOLDINGS I, LLC
     
 
By:  
/s/ Martin Boskovich
   
Name: Martin Boskovich
   
Title: Managing Director
     
 
By:
/s/ Lisa Arakaki
   
Name: Lisa Arakaki
   
Title: Managing Director
 
 
 

 

 
OAKTREE HOLDINGS, LLC
     
 
By:  
/s/ Martin Boskovich
   
Name: Martin Boskovich
   
Title: Managing Director
     
 
By:
/s/ Lisa Arakaki
   
Name: Lisa Arakaki
   
Title: Managing Director
     
     
 
OAKTREE CAPITAL GROUP, LLC
     
 
By:  
/s/ Martin Boskovich
   
Name: Martin Boskovich
   
Title: Managing Director
     
 
By:
/s/ Lisa Arakaki
   
Name: Lisa Arakaki
   
Title: Managing Director
     
     
 
OAKTREE CAPITAL GROUP HOLDINGS GP, LLC
     
 
By:  
/s/ Martin Boskovich
   
Name: Martin Boskovich
   
Title: Managing Director
     
 
By:
/s/ Lisa Arakaki
   
Name: Lisa Arakaki
   
Title: Managing Director
     
     
 
MTS HEALTH INVESTORS II, L.P.
     
 
By:  
MTS HEALTH INVESTORS II GP, LLC,
its General Partner
 
By:
MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member
     
 
By:
/s/ Curtis Lane
   
Name: Curtis S. Lane
   
Title: Senior Managing Director
 
 
 

 

 
MTS HEALTH INVESTORS II GP, LLC
     
 
By:  
MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member
     
 
By:
/s/ Curtis Lane
   
Name: Curtis S. Lane
   
Title: Senior Managing Director
     
     
 
MTS HEALTH INVESTORS II GP HOLDINGS, LLC
     
 
By:
/s/ Curtis Lane
   
Name: Curtis S. Lane
   
Title: Senior Managing Director
     
     
 
ALLIANCE-OAKTREE CO- INVESTORS, LLC
     
 
By:  
OCM PRINCIPAL OPPORTUNITIES FUND IV GP, L.P., its Managing Member
 
By:
OCM PRINCIPAL OPPORTUNITIES FUND IV GP LTD., its General Partner
 
By:
OAKTREE CAPITAL MANAGEMENT, L.P., the Director
     
 
By:
/s/ Michael Harmon
   
Name: Michael Harmon
   
Title: Managing Director
     
 
By:
/s/ Amy Rice
   
Name: Amy Rice
   
Title: Senior Vice President
 
 
 

 

 
ALLIANCE-MTS CO-INVESTORS I, LLC
     
 
By:  
MTS HEALTH INVESTORS II GP, LLC,
its General Partner
 
By:
MTS HEALTH INVESTORS II GP HOLDINGS, LLC, the Class A Member
     
 
By:
/s/ Curtis Lane
   
Name: Curtis S. Lane
   
Title: Senior Managing Director
     
     
 
ALLIANCE-MTS CO-INVESTORS II, LLC
     
 
By:  
MTS HEALTH INVESTORS II GP,
LLC, its General Partner
 
By:
MTS HEALTH INVESTORS II GP
HOLDINGS, LLC, the Class A Member
     
 
By:
/s/ Curtis Lane
   
Name: Curtis S. Lane
   
Title: Senior Managing Director