UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (Right To Buy) | Â (1) | 10/17/2011 | Common Stock | 50,000 | $ 35.01 | D | Â |
Restricted Stock Units (RSU) | Â (2) | Â (3) | Common Stock | 5,000 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Sullivan Robert MAXIMUS, INC. ATTN: TREASURY DEPT 11419 SUNSET HILLS ROAD RESTON, VA 20190 |
 |  |  President and General Manager |  |
David R. Francis: As Attorney-In-Fact for: Robert Sullivan | 10/17/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | NQ Options are exercisable based on the following schedule: Granted Full Vest Expires 12,500 10/17/2006 10/17/2011 12,500 10/17/2007 10/17/2011 12,500 10/17/2008 10/17/2011 12,500 10/17/2009 10/17/2011 |
(2) | Of this amount 5,000 shares are restricted and subject to future vesting pursuant to the terms of a grant of restricted stock previously made by the issuerer to the reporting person. The reporting person does not have voting or dispositive power over these shares of restricted stock. Restricted Stock Units vest based on the following schedule: Granted Vest Date 834 03/31/2006 834 03/31/2007 833 03/31/2008 833 03/31/2009 833 03/31/2010 833 03/31/2011 |
(3) | Expiration Date for RSUs not applicable |
(4) | Conversion or Exercise Price not applicable to RSUs. |