|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Appreciation Right | $ 28.38 | 04/11/2012 | 04/10/2018 | Common Stock | 57,894 | 57,894 | D | ||||||||
Stock Appreciation Right | $ 24.93 | 04/19/2011 | 04/18/2017 | Common Stock | 70,674 | 70,674 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FELDENKREIS GEORGE 3000 N.W. 107TH AVENUE MIAMI, FL 33172 |
X | X | Executive Chairman |
/s/ Cory Shade by Power of Attorney | 11/22/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents shares sold solely to pay income taxes associated with the deemed vesting of restricted stock previously granted to Mr. Feldenkreis, resulting from provisions of Mr. Feldenkreis' employment agreement. The Company's compensation committee approved the accelerated vesting of a limited portion of Mr. Feldenkreis' restricted stock grants effective November 18, 2016 for this specific purpose. The shares subject to the remaining restricted stock grants will vest as originally scheduled. |
(2) | Includes (i) 6,846 restricted shares granted under the 2015 Long-Term Incentive Compensation Plan (the "Plan"), successor to the Second Amended and Restated 2005 Long-Term Incentive Compensation Plan (the "2005 Plan"), which vest over three years beginning April 20, 2017; (ii) 4,411 restricted shares granted under the 2005 Plan, 2,205 shares of which vest on April 22, 2017 and 2,206 shares of which vest on April 22, 2018; and (iii) 15,281 restricted shares granted under the 2005 Plan, which vest on April 28, 2017. |