FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22058
Nuveen Tax-Advantaged Dividend Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman - Chief Administrative Officer
(Name and address of agent for service)
Registrants telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2012
Item 1. Proxy Voting Record
Nuveen Tax-Advantaged Dividend Growth Fund
Santa Barbara Asset Management
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
Microchip Technology Incorporated | MCHP | 595017104 | USA | 19-Aug-11 | Annual | Management | 1.1 | Elect Director Steve Sanghi | For | For | ||||||||||
Management | 1.2 | Elect Director Albert J. Hugo-Martinez | For | For | ||||||||||||||||
Management | 1.3 | Elect Director L.b. Day | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Matthew W. Chapman | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Wade F. Meyercord | For | For | ||||||||||||||||
Management | 2 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||||
Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
Management | 4 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||||
Paychex, Inc. | PAYX | 704326107 | USA | 11-Oct-11 | Annual | Management | 1 | Elect Director B. Thomas Golisano | For | For | ||||||||||
Management | 2 | Elect Director Joseph G. Doody | For | For | ||||||||||||||||
Management | 3 | Elect Director David J. S. Flaschen | For | For | ||||||||||||||||
Management | 4 | Elect Director Phillip Horsley | For | For | ||||||||||||||||
Management | 5 | Elect Director Grant M. Inman | For | For | ||||||||||||||||
Management | 6 | Elect Director Pamela A. Joseph | For | For | ||||||||||||||||
Management | 7 | Elect Director Martin Mucci | For | For | ||||||||||||||||
Management | 8 | Elect Director Joseph M. Tucci | For | For | ||||||||||||||||
Management | 9 | Elect Director Joseph M. Velli | For | For | ||||||||||||||||
Management | 10 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
The Procter & Gamble Company | PG | 742718109 | USA | 11-Oct-11 | Annual | Management | 1 | Elect Director Angela F. Braly | For | For | ||||||||||
Management | 2 | Elect Director Kenneth I. Chenault | For | For | ||||||||||||||||
Management | 3 | Elect Director Scott D. Cook | For | For | ||||||||||||||||
Management | 4 | Elect Director Susan Desmond-Hellmann | For | For | ||||||||||||||||
Management | 5 | Elect Director Robert A. McDonald | For | For | ||||||||||||||||
Management | 6 | Elect Director W. James McNerney, Jr. | For | For | ||||||||||||||||
Management | 7 | Elect Director Johnathan A. Rodgers | For | For | ||||||||||||||||
Management | 8 | Elect Director Margaret C. Whitman | For | For | ||||||||||||||||
Management | 9 | Elect Director Mary Agnes Wilderotter | For | For | ||||||||||||||||
Management | 10 | Elect Director Patricia A. Woertz | For | For | ||||||||||||||||
Management | 11 | Elect Director Ernesto Zedillo | For | For | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
Management | 13 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
Management | 15 | Amend Articles of Incorporation | For | For | ||||||||||||||||
Share Holder | 16 | Provide for Cumulative Voting | Against | For | ||||||||||||||||
Share Holder | 17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Against | Against | ||||||||||||||||
Share Holder | 18 | Report on Political Contributions and Provide Advisory Vote | Against | Against |
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
Microsoft Corporation | MSFT | 594918104 | USA | 15-Nov-11 | Annual | Management | 1 | Elect Director Steven A. Ballmer | For | For | ||||||||||
Management | 2 | Elect Director Dina Dublon | For | For | ||||||||||||||||
Management | 3 | Elect Director William H. Gates, III | For | For | ||||||||||||||||
Management | 4 | Elect Director Raymond V. Gilmartin | For | For | ||||||||||||||||
Management | 5 | Elect Director Reed Hastings | For | For | ||||||||||||||||
Management | 6 | Elect Director Maria M. Klawe | For | For | ||||||||||||||||
Management | 7 | Elect Director David F. Marquardt | For | For | ||||||||||||||||
Management | 8 | Elect Director Charles H. Noski | For | For | ||||||||||||||||
Management | 9 | Elect Director Helmut Panke | For | For | ||||||||||||||||
Management | 10 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | ||||||||||||||||
BHP Billiton Limited | BHP | 088606108 | Australia | 17-Nov-11 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||
Management | 2 | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 3 | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 4 | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 5 | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 6 | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 7 | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 8 | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 9 | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 10 | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 11 | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 12 | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 13 | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | For | For | ||||||||||||||||
Management | 14 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | For | For | ||||||||||||||||
Management | 15 | Approve the Authority to Issue Shares in BHP Biliton Plc | For | For | ||||||||||||||||
Management | 16 | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | For | For | ||||||||||||||||
Management | 17 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | For | For | ||||||||||||||||
Management | 18 | Approve the Remuneration Report | For | For | ||||||||||||||||
Management | 19 | Approve the Termination Benefits for Group Management Committee Members | For | For | ||||||||||||||||
Management | 20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | For | For |
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
Sasol Ltd | SOL | 803866300 | South Africa | 25-Nov-11 | Annual | Management | 1.1 | Re-elect Jurgen Schrempp as Director | For | For | ||||||||||
Management | 1.2 | Re-elect Colin Beggs as Director | For | For | ||||||||||||||||
Management | 1.3 | Re-elect Johnson Njeke as Director | For | For | ||||||||||||||||
Management | 1.4 | Re-elect Nolitha Fakude as Director | For | For | ||||||||||||||||
Management | 2.1 | Re-elect Hixonia Nyasulu as Director | For | For | ||||||||||||||||
Management | 2.2 | Re-elect Christine Ramon as Director | For | For | ||||||||||||||||
Management | 2.3 | Re-elect Henk Dijkgraaf as Director | For | For | ||||||||||||||||
Management | 3 | Elect David Constable as Director | For | For | ||||||||||||||||
Management | 4 | Reappoint KPMG Inc as Auditors of the Company | For | For | ||||||||||||||||
Management | 5.1 | Re-elect Colin Beggs as Member of the Audit Committee | For | For | ||||||||||||||||
Management | 5.2 | Re-elect Mandla Gantsho as Member of the Audit Committee | For | For | ||||||||||||||||
Management | 5.3 | Re-elect Henk Dijkgraaf as Member of the Audit Committee | For | For | ||||||||||||||||
Management | 5.4 | Re-elect Johnson Njeke as Member of the Audit Committee | For | For | ||||||||||||||||
Management | 6 | Approve Remuneration of Non-Executive Directors for the Period 1 July 2011 Until the Date of the Next Annual General Meeting | For | For | ||||||||||||||||
Management | 7 | Approve Remuneration Policy | For | Against | ||||||||||||||||
Management | 8 | Approve Financial Assistance to Subsidiaries and Juristic Persons That the Company Directly or Indirectly Controls | For | For | ||||||||||||||||
Management | 9 | Approve Financial Assistance to Related or Inter-related Company or Corporation | For | For | ||||||||||||||||
Management | 10 | Approve Financial Assistance to the Sasol Inzalo Public Facilitation Trust | For | For | ||||||||||||||||
Management | 11 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | For | For | ||||||||||||||||
Management | 12 | Authorise Repurchase of Up to Five Percent of Issued Share Capital from a Director and/or a Prescribed Officer of the Company | For | For | ||||||||||||||||
Management | 13 | Amend Sasol Inzalo Foundation Trust Deed | For | For | ||||||||||||||||
Westpac Banking Corporation | WBC | 961214301 | Australia | 14-Dec-11 | Annual | Management | 2 | Approve Remuneration Report | For | For | ||||||||||
Management | 3a | Elect Lindsay Philip Maxsted as a Director | For | For | ||||||||||||||||
Management | 3b | Elect John Simon Curtis as a Director | For | For | ||||||||||||||||
Management | 3c | Elect Ann Pickard as a Director | For | For | ||||||||||||||||
Siemens AG | SIE | 826197501 | Germany | 24-Jan-12 | Annual | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | ||||||||||||
Management | 2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | For | For | ||||||||||||||||
Management | 3 | Approve Discharge of Management Board for Fiscal 2010/2011 | For | For | ||||||||||||||||
Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | For | For | ||||||||||||||||
Management | 5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011/2012 | For | For | ||||||||||||||||
Share Holder | 6 | Amend Articles Re: Female Representation on the Supervisory Board | Against | Against |
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
Emerson Electric Co. | EMR | 291011104 | USA | 07-Feb-12 | Annual | Management | 1.1 | Elect Director C. Fernandez G. | For | For | ||||||||||
Management | 1.2 | Elect Director A.F. Golden | For | For | ||||||||||||||||
Management | 1.3 | Elect Director W.R. Johnson | For | For | ||||||||||||||||
Management | 1.4 | Elect Director J.B. Menzer | For | For | ||||||||||||||||
Management | 1.5 | Elect Director A.A. Busch, III | For | For | ||||||||||||||||
Management | 1.6 | Elect Director R.I. Ridgway | For | For | ||||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 4 | Report on Sustainability | Against | For | ||||||||||||||||
Share Holder | 5 | Declassify the Board of Directors | Against | For | ||||||||||||||||
Accenture plc | CSA | G1151C101 | Ireland | 09-Feb-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 2 | Reelect Dina Dublon as a Director | For | For | ||||||||||||||||
Management | 3 | Reelect William D. Green as a Director | For | For | ||||||||||||||||
Management | 4 | Reelect Nobuyuki Idei as a Director | For | For | ||||||||||||||||
Management | 5 | Reelect Marjorie Magner as a Director | For | For | ||||||||||||||||
Management | 6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
Management | 7 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 8 | Declassify the Board of Directors | For | For | ||||||||||||||||
Management | 9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | For | For | ||||||||||||||||
Management | 10 | Authorize Open-Market Purchases of Class A Ordinary Shares | For | For | ||||||||||||||||
Management | 11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | For | For | ||||||||||||||||
Novartis AG | NOVN | 66987V109 | Switzerland | 23-Feb-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 2 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||||
Management | 3 | Approve Allocation of Income and Dividends of CHF 2.25 per Share | For | For | ||||||||||||||||
Management | 4 | Approve CHF 19.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||||||
Management | 5.1.1 | Reelect Sikrant Datar as Director | For | For | ||||||||||||||||
Management | 5.1.2 | Reelect Andreas von Planta as Director | For | For | ||||||||||||||||
Management | 5.1.3 | Reelect Wendelin Wiedeking as Director | For | For | ||||||||||||||||
Management | 5.1.4 | Reelect William Brody as Director | For | For | ||||||||||||||||
Management | 5.1.5 | Reelect Rolf Zinkernagel as Director | For | For | ||||||||||||||||
Management | 5.2 | Elect Dimitri Azar as Director | For | For | ||||||||||||||||
Management | 6 | Ratify PricewaterhouseCoopers as Auditors | For | For | ||||||||||||||||
Management | 7 | Additional And/or Counter-proposals Presented At The Meeting | For | Against |
Company Name |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
AmerisourceBergen Corporation | ABC | 03073E105 | USA | 01-Mar-12 | Annual | Management | 1 | Elect Director Steven H. Collis | For | For | ||||||||||
Management | 2 | Elect Director Richard C. Gozon | For | For | ||||||||||||||||
Management | 3 | Elect Director Kathleen W. Hyle | For | For | ||||||||||||||||
Management | 4 | Elect Director Michael J. Long | For | For | ||||||||||||||||
Management | 5 | Ratify Auditors | For | For | ||||||||||||||||
Management | 6 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
QUALCOMM Incorporated | QCOM | 747525103 | USA | 06-Mar-12 | Annual | Management | 1.1 | Elect Director Barbara T. Alexander | For | For | ||||||||||
Management | 1.2 | Elect Director Stephen M. Bennett | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Donald G. Cruickshank | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Raymond V. Dittamore | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Thomas W. Horton | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Paul E. Jacobs | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Robert E. Kahn | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Sherry Lansing | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Duane A. Nelles | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Francisco Ros | For | For | ||||||||||||||||
Management | 1.11 | Elect Director Brent Scowcroft | For | For | ||||||||||||||||
Management | 1.12 | Elect Director Marc I. Stern | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | Against | ||||||||||||||||
Management | 4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | For | For | ||||||||||||||||
Canon Inc. | 7751 | 138006309 | Japan | 29-Mar-12 | Annual | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | For | ||||||||||
Management | 2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | For | For | ||||||||||||||||
Management | 3.1 | Elect Director Mitarai, Fujio | For | For | ||||||||||||||||
Management | 3.2 | Elect Director Tanaka, Toshizo | For | For | ||||||||||||||||
Management | 3.3 | Elect Director Ikoma, Toshiaki | For | For | ||||||||||||||||
Management | 3.4 | Elect Director Watanabe, Kunio | For | For | ||||||||||||||||
Management | 3.5 | Elect Director Adachi, Yoroku | For | For | ||||||||||||||||
Management | 3.6 | Elect Director Mitsuhashi, Yasuo | For | For | ||||||||||||||||
Management | 3.7 | Elect Director Matsumoto, Shigeyuki | For | For | ||||||||||||||||
Management | 3.8 | Elect Director Homma, Toshio | For | For | ||||||||||||||||
Management | 3.9 | Elect Director Nakaoka, Masaki | For | For | ||||||||||||||||
Management | 3.10 | Elect Director Honda, Haruhisa | For | For | ||||||||||||||||
Management | 3.11 | Elect Director Ozawa, Hideki | For | For | ||||||||||||||||
Management | 3.12 | Elect Director Maeda, Masaya | For | For | ||||||||||||||||
Management | 3.13 | Elect Director Tani, Yasuhiro | For | For | ||||||||||||||||
Management | 3.14 | Elect Director Araki, Makoto | For | For | ||||||||||||||||
Management | 3.15 | Elect Director Suematsu, Hiroyuki | For | For | ||||||||||||||||
Management | 3.16 | Elect Director Uzawa, Shigeyuki | For | For | ||||||||||||||||
Management | 3.17 | Elect Director Nagasawa, Kenichi | For | For | ||||||||||||||||
Management | 3.18 | Elect Director Otsuka, Naoji | For | For | ||||||||||||||||
Management | 4 | Appoint Statutory Auditor Uramoto, Kengo | For | For | ||||||||||||||||
Management | 5 | Approve Retirement Bonus Payment for Directors | For | Against | ||||||||||||||||
Management | 6 | Approve Annual Bonus Payment to Directors | For | For |
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
EQT Corporation | EQT | 26884L109 | USA | 18-Apr-12 | Annual | Management | 1.1 | Elect Director Kenneth M. Burke | For | For | ||||||||||
Management | 1.2 | Elect Director Margaret K. Dorman | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Philip G. Behrman | For | For | ||||||||||||||||
Management | 1.4 | Elect Director A. Bray Cary, Jr. | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Lee T. Todd, Jr. | For | For | ||||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 4 | Declassify the Board of Directors | Against | For | ||||||||||||||||
International Business Machines Corporation | IBM | 459200101 | USA | 24-Apr-12 | Annual | Management | 1 | Elect Director Alain J.P. Belda | For | For | ||||||||||
Management | 2 | Elect Director William R. Brody | For | For | ||||||||||||||||
Management | 3 | Elect Director Kenneth I. Chenault | For | For | ||||||||||||||||
Management | 4 | Elect Director Michael L. Eskew | For | For | ||||||||||||||||
Management | 5 | Elect Director David N. Farr | For | For | ||||||||||||||||
Management | 6 | Elect Director Shirley Ann Jackson | For | For | ||||||||||||||||
Management | 7 | Elect Director Andrew N. Liveris | For | For | ||||||||||||||||
Management | 8 | Elect Director W. James McNerney, Jr. | For | For | ||||||||||||||||
Management | 9 | Elect Director James W. Owens | For | For | ||||||||||||||||
Management | 10 | Elect Director Samuel J. Palmisano | For | For | ||||||||||||||||
Management | 11 | Elect Director Virginia M. Rometty | For | For | ||||||||||||||||
Management | 12 | Elect Director Joan E. Spero | For | For | ||||||||||||||||
Management | 13 | Elect Director Sidney Taurel | For | For | ||||||||||||||||
Management | 14 | Elect Director Lorenzo H. Zambrano | For | For | ||||||||||||||||
Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
Management | 16 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 17 | Provide for Cumulative Voting | Against | For | ||||||||||||||||
Share Holder | 18 | Report on Political Contributions | Against | Against | ||||||||||||||||
Share Holder | 19 | Report on Lobbying Expenses | Against | Against | ||||||||||||||||
PACCAR Inc | PCAR | 693718108 | USA | 24-Apr-12 | Annual | Management | 1.1 | Elect Director Mark C. Pigott | For | For | ||||||||||
Management | 1.2 | Elect Director Warren R. Staley | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Charles R. Williamson | For | For | ||||||||||||||||
Share Holder | 2 | Require a Majority Vote for the Election of Directors | For | For | ||||||||||||||||
Share Holder | 3 | Reduce Supermajority Vote Requirement | Against | For | ||||||||||||||||
Share Holder | 4 | Declassify the Board of Directors | Against | For |
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
Syngenta AG | SYNN | 87160A100 | Switzerland | 24-Apr-12 | Annual | Management | 1.1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 1.2 | Approve Remuneration Report | For | For | ||||||||||||||||
Management | 2 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||||
Management | 3 | Approve CHF 63,675 Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||||||
Management | 4 | Approve Allocation of Income and Dividends of CHF 8.00 per Share | For | For | ||||||||||||||||
Management | 5 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | For | For | ||||||||||||||||
Management | 6 | Amend Articles Re: Contributions in Kind | For | For | ||||||||||||||||
Management | 7.1 | Reelect Stefan Borgas as Director | For | For | ||||||||||||||||
Management | 7.2 | Reelect Peggy Bruzelius as Director | For | Against | ||||||||||||||||
Management | 7.3 | Reelect David Lawrence as Director | For | For | ||||||||||||||||
Management | 7.4 | Reelect Juerg Witmer as Director | For | For | ||||||||||||||||
Management | 7.5 | Elect Vinita Bali as Director | For | For | ||||||||||||||||
Management | 7.6 | Elect Gunnar Brock as Director | For | For | ||||||||||||||||
Management | 7.7 | Elect Michel Demare as Director | For | For | ||||||||||||||||
Management | 8 | Ratify Ernst & Young AG as Auditors | For | For | ||||||||||||||||
Management | 9 | Additional And/Or Counter Proposals Presented At The Meeting | For | Against | ||||||||||||||||
VF Corporation | VFC | 918204108 | USA | 24-Apr-12 | Annual | Management | 1.1 | Elect Director Robert J. Hurst | For | For | ||||||||||
Management | 1.2 | Elect Director Laura W. Lang | For | For | ||||||||||||||||
Management | 1.3 | Elect Director W. Alan McCollough | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Raymond G. Viault | For | For | ||||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 4 | Declassify the Board of Directors | Against | For | ||||||||||||||||
ASML Holding NV | ASML | N07059186 | Netherlands | 25-Apr-12 | Annual | Management | 1 | Open Meeting | ||||||||||||
Management | 2 | Discuss the Companys Business, Financial Situation and Sustainability | ||||||||||||||||||
Management | 3 | Adopt Financial Statements and Statutory Reports | For | For | ||||||||||||||||
Management | 4 | Approve Discharge of Management Board | For | For | ||||||||||||||||
Management | 5 | Approve Discharge of Supervisory Board | For | For | ||||||||||||||||
Management | 6 | Receive Explanation on Companys Reserves and Dividend Policy | ||||||||||||||||||
Management | 7 | Approve Dividends of EUR 0.46 Per Share | For | For | ||||||||||||||||
Management | 8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | For | For | ||||||||||||||||
Management | 9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | For | For | ||||||||||||||||
Management | 10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | ||||||||||||||||||
Management | 11a | Reelect O. Bilous to Supervisory Board | For | For | ||||||||||||||||
Management | 11b | Reelect F.W. Fröhlich to Supervisory Board | For | For | ||||||||||||||||
Management | 11c | Reelect A.P.M. van der Poel to Supervisory Board | For | For | ||||||||||||||||
Management | 12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | ||||||||||||||||||
Management | 13 | Ratify Deloitte Accountants as Auditors | For | For | ||||||||||||||||
Management | 14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | For | For | ||||||||||||||||
Management | 14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | For | For | ||||||||||||||||
Management | 14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | For | For | ||||||||||||||||
Management | 14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | For | For | ||||||||||||||||
Management | 15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||||||
Management | 15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||||||
Management | 16 | Authorize Cancellation of Repurchased Shares | For | For | ||||||||||||||||
Management | 17 | Other Business (Non-Voting) | ||||||||||||||||||
Management | 18 | Close Meeting |
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Eaton Corporation | ETN | 278058102 | USA | 25-Apr-12 | Annual | Management | 1 | Elect Director Alexander M. Cutler | For | For | ||||||||||
Management | 2 | Elect Director Arthur E. Johnson | For | For | ||||||||||||||||
Management | 3 | Elect Director Deborah L. McCoy | For | For | ||||||||||||||||
Management | 4 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 5 | Ratify Auditors | For | For | ||||||||||||||||
Management | 6 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
The Coca-Cola Company | KO | 191216100 | USA | 25-Apr-12 | Annual | Management | 1 | Elect Director Herbert A. Allen | For | For | ||||||||||
Management | 2 | Elect Director Ronald W. Allen | For | Against | ||||||||||||||||
Management | 3 | Elect Director Howard G. Buffett | For | For | ||||||||||||||||
Management | 4 | Elect Director Richard M. Daley | For | For | ||||||||||||||||
Management | 5 | Elect Director Barry Diller | For | For | ||||||||||||||||
Management | 6 | Elect Director Evan G. Greenberg | For | For | ||||||||||||||||
Management | 7 | Elect Director Alexis M. Herman | For | For | ||||||||||||||||
Management | 8 | Elect Director Muhtar Kent | For | For | ||||||||||||||||
Management | 9 | Elect Director Donald R. Keough | For | For | ||||||||||||||||
Management | 10 | Elect Director Robert A. Kotick | For | For | ||||||||||||||||
Management | 11 | Elect Director Maria Elena Lagomasino | For | For | ||||||||||||||||
Management | 12 | Elect Director Donald F. McHenry | For | For | ||||||||||||||||
Management | 13 | Elect Director Sam Nunn | For | For | ||||||||||||||||
Management | 14 | Elect Director James D. Robinson, III | For | For | ||||||||||||||||
Management | 15 | Elect Director Peter V. Ueberroth | For | For | ||||||||||||||||
Management | 16 | Elect Director Jacob Wallenberg | For | For | ||||||||||||||||
Management | 17 | Elect Director James B. Williams | For | For | ||||||||||||||||
Management | 18 | Ratify Auditors | For | For | ||||||||||||||||
Management | 19 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
ABB Ltd. | ABBN | 000375204 | Switzerland | 26-Apr-12 | Annual | Management | 1 | Receive Financial Statements and Statutory Reports (Non-Voting) | ||||||||||||
Management | 2.1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||||||||
Management | 2.2 | Approve Remuneration Report | For | For | ||||||||||||||||
Management | 3 | Approve Discharge of Board and Senior Management | For | For | ||||||||||||||||
Management | 4 | Approve Allocation of Income and Dividends of CHF 0.65 per Share from Capital Contribution Reserves | For | For | ||||||||||||||||
Management | 5.1 | Reelect Roger Agnelli as Director | For | For | ||||||||||||||||
Management | 5.2 | Reelect Louis Hughes as Director | For | For | ||||||||||||||||
Management | 5.3 | Reelect Hans Maerki as Director | For | For | ||||||||||||||||
Management | 5.4 | Reelect Michel de Rosen as Director | For | For | ||||||||||||||||
Management | 5.5 | Reelect Michael Treschow as Director | For | For | ||||||||||||||||
Management | 5.6 | Reelect Jacob Wallenberg as Director | For | For | ||||||||||||||||
Management | 5.7 | Reelect Ying Yeh as Director | For | For | ||||||||||||||||
Management | 5.8 | Reelect Hubertus von Gruenberg as Director | For | For | ||||||||||||||||
Management | 6 | Ratify Ernst & Young AG as Auditors | For | For |
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Cullen/Frost Bankers, Inc. | CFR | 229899109 | USA | 26-Apr-12 | Annual | Management | 1.1 | Elect Director R. Denny Alexander | For | For | ||||||||||
Management | 1.2 | Elect Director Carlos Alvarez | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Royce S. Caldwell | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Crawford H. Edwards | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Ruben M. Escobedo | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Richard W. Evans, Jr. | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Patrick B. Frost | For | For | ||||||||||||||||
Management | 1.8 | Elect Director David J. Haemisegger | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Karen E. Jennings | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Richard M. Kleberg, III | For | For | ||||||||||||||||
Management | 1.11 | Elect Director Charles W. Matthews | For | For | ||||||||||||||||
Management | 1.12 | Elect Director Ida Clement Steen | For | For | ||||||||||||||||
Management | 1.13 | Elect Director Horace Wilkins, Jr. | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Pfizer Inc. | PFE | 717081103 | USA | 26-Apr-12 | Annual | Management | 1 | Elect Director Dennis A. Ausiello | For | For | ||||||||||
Management | 2 | Elect Director M. Anthony Burns | For | For | ||||||||||||||||
Management | 3 | Elect Director W. Don Cornwell | For | For | ||||||||||||||||
Management | 4 | Elect Director Frances D. Fergusson | For | For | ||||||||||||||||
Management | 5 | Elect Director William H. Gray, III | For | For | ||||||||||||||||
Management | 6 | Elect Director Helen H. Hobbs | For | For | ||||||||||||||||
Management | 7 | Elect Director Constance J. Horner | For | For | ||||||||||||||||
Management | 8 | Elect Director James M. Kilts | For | For | ||||||||||||||||
Management | 9 | Elect Director George A. Lorch | For | For | ||||||||||||||||
Management | 10 | Elect Director John P. Mascotte | For | For | ||||||||||||||||
Management | 11 | Elect Director Suzanne Nora Johnson | For | For | ||||||||||||||||
Management | 12 | Elect Director Ian C. Read | For | For | ||||||||||||||||
Management | 13 | Elect Director Stephen W. Sanger | For | For | ||||||||||||||||
Management | 14 | Elect Director Marc Tessier-Lavigne | For | For | ||||||||||||||||
Management | 15 | Ratify Auditors | For | For | ||||||||||||||||
Management | 16 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 17 | Publish Political Contributions | Against | Against | ||||||||||||||||
Share Holder | 18 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||||
Share Holder | 19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ||||||||||||||||
Share Holder | 20 | Non-Employee Director Compensation | Against | Against |
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AT&T Inc. | T | 00206R102 | USA | 27-Apr-12 | Annual | Management | 1 | Elect Director Randall L. Stephenson | For | For | ||||||||||
Management | 2 | Elect Director Gilbert F. Amelio | For | For | ||||||||||||||||
Management | 3 | Elect Director Reuben V. Anderson | For | For | ||||||||||||||||
Management | 4 | Elect DirectorJames H. Blanchard | For | For | ||||||||||||||||
Management | 5 | Elect DirectorJaime Chico Pardo | For | For | ||||||||||||||||
Management | 6 | Elect Director James P. Kelly | For | For | ||||||||||||||||
Management | 7 | Elect Director Jon C. Madonna | For | For | ||||||||||||||||
Management | 8 | Elect Director John B. McCoy | For | For | ||||||||||||||||
Management | 9 | Elect Director Joyce M. Roche | For | For | ||||||||||||||||
Management | 10 | Elect Director Matthew K. Rose | For | For | ||||||||||||||||
Management | 11 | Elect Director Laura DAndrea Tyson | For | For | ||||||||||||||||
Management | 12 | Ratification Of Appointment Of Independent Auditors. | For | For | ||||||||||||||||
Management | 13 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 14 | Provide Right to Act by Written Consent | For | For | ||||||||||||||||
Share Holder | 15 | Report on Political Contributions | Against | For | ||||||||||||||||
Share Holder | 16 | Commit to Wireless Network Neutrality | Against | Against | ||||||||||||||||
Share Holder | 17 | Require Independent Board Chairman | Against | For | ||||||||||||||||
Abbott Laboratories | ABT | 002824100 | USA | 27-Apr-12 | Annual | Management | 1.1 | Elect Director Robert J. Alpern | For | For | ||||||||||
Management | 1.2 | Elect Director Roxanne S. Austin | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Sally E. Blount | For | For | ||||||||||||||||
Management | 1.4 | Elect Director W. James Farrell | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Edward M. Liddy | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Nancy McKinstry | For | Withhold | ||||||||||||||||
Management | 1.7 | Elect Director Phebe N. Novakovic | For | For | ||||||||||||||||
Management | 1.8 | Elect Director William A. Osborn | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Samuel C. Scott, III | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Glenn F. Tilton | For | For | ||||||||||||||||
Management | 1.11 | Elect Director Miles D. White | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 4 | Report on Research Animal Care and Promotion of Testing Alternatives | Against | Against | ||||||||||||||||
Share Holder | 5 | Report on Lobbying Payments and Policy | Against | For | ||||||||||||||||
Share Holder | 6 | Require Independent Board Chairman | Against | Against | ||||||||||||||||
Share Holder | 7 | Adopt Anti Gross-up Policy | Against | For | ||||||||||||||||
Share Holder | 8 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
Share Holder | 9 | Cease Compliance Adjustments to Performance Criteria | Against | For | ||||||||||||||||
Share Holder | 10 | Pro-rata Vesting of Equity Plans | Against | For |
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Pearson plc | PSON | 705015105 | United Kingdom | 27-Apr-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 2 | Approve Final Dividend | For | For | ||||||||||||||||
Management | 3 | Re-elect David Arculus as Director | For | For | ||||||||||||||||
Management | 4 | Re-elect Patrick Cescau as Director | For | For | ||||||||||||||||
Management | 5 | Re-elect Will Ethridge as Director | For | For | ||||||||||||||||
Management | 6 | Re-elect Rona Fairhead as Director | For | For | ||||||||||||||||
Management | 7 | Re-elect Robin Freestone as Director | For | For | ||||||||||||||||
Management | 8 | Re-elect Susan Fuhrman as Director | For | For | ||||||||||||||||
Management | 9 | Re-elect Ken Hydon as Director | For | For | ||||||||||||||||
Management | 10 | Re-elect Josh Lewis as Director | For | For | ||||||||||||||||
Management | 11 | Re-elect John Makinson as Director | For | For | ||||||||||||||||
Management | 12 | Re-elect Glen Moreno as Director | For | For | ||||||||||||||||
Management | 13 | Re-elect Marjorie Scardino as Director | For | For | ||||||||||||||||
Management | 14 | Elect Vivienne Cox as Director | For | For | ||||||||||||||||
Management | 15 | Approve Remuneration Report | For | For | ||||||||||||||||
Management | 16 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | ||||||||||||||||
Management | 17 | Authorise Board to Fix Remuneration of Auditors | For | For | ||||||||||||||||
Management | 18 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||||
Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | ||||||||||||||||
Management | 20 | Authorise Market Purchase | For | For | ||||||||||||||||
Management | 21 | Authorise the Company to Call EGM with Two Weeks Notice | For | For | ||||||||||||||||
Management | 22 | Adopt New Articles of Association | For | For | ||||||||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | USA | 30-Apr-12 | Annual | Management | 1 | Elect Director Gregory Q. Brown | For | For | ||||||||||
Management | 2 | Elect Director William J. Bratton | For | For | ||||||||||||||||
Management | 3 | Elect Director Kenneth C. Dahlberg | For | For | ||||||||||||||||
Management | 4 | Elect Director David W. Dorman | For | For | ||||||||||||||||
Management | 5 | Elect Director Michael V. Hayden | For | For | ||||||||||||||||
Management | 6 | Elect Director Judy C. Lewent | For | For | ||||||||||||||||
Management | 7 | Elect Director Samuel C. Scott, III | For | For | ||||||||||||||||
Management | 8 | Elect Director John A. White | For | For | ||||||||||||||||
Management | 9 | Advisory Vote to Ratify Named Executive Officers Compensation | For | Against | ||||||||||||||||
Management | 10 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 11 | Encourage Suppliers to Produce Sustainability Reports | Against | Against | ||||||||||||||||
Share Holder | 12 | Stock Retention/Holding Period | Against | For |
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TENARIS SA | TEN | 88031M109 | Luxembourg | 02-May-12 | Annual/Special | Management | 1 | Receive and Approve Boards and Auditors Reports | For | For | ||||||||||
Management | 1 | Receive and Approve Boards and Auditors Reports | For | For | ||||||||||||||||
Management | 2 | Accept Consolidated Financial Statements for FY 2011 | For | For | ||||||||||||||||
Management | 2 | Accept Consolidated Financial Statements for FY 2011 | For | For | ||||||||||||||||
Management | 3 | Accept Financial Statements for FY 2011 | For | For | ||||||||||||||||
Management | 3 | Accept Financial Statements for FY 2011 | For | For | ||||||||||||||||
Management | 4 | Approve Allocation of Income and Dividends of USD 0.38 per Share | For | For | ||||||||||||||||
Management | 4 | Approve Allocation of Income and Dividends of USD 0.38 per Share | For | For | ||||||||||||||||
Management | 5 | Approve Discharge of Directors | For | For | ||||||||||||||||
Management | 5 | Approve Discharge of Directors | For | For | ||||||||||||||||
Management | 6 | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) | For | Against | ||||||||||||||||
Management | 6 | Fix Number of Directors at 10 and Reelect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez y Vázquez, and Guillermo Vogel as Directors (Bundled) | For | Against | ||||||||||||||||
Management | 7 | Approve Remuneration of Directors | For | For | ||||||||||||||||
Management | 7 | Approve Remuneration of Directors | For | For | ||||||||||||||||
Management | 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
Management | 8 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||||
Management | 9 | Allow Electronic Distribution of Company Documents to Shareholders | For | For | ||||||||||||||||
Management | 9 | Allow Electronic Distribution of Company Documents to Shareholders | For | For | ||||||||||||||||
Management | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | For | Against | ||||||||||||||||
Management | 1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Article 5 Accordingly | For | Against | ||||||||||||||||
Management | 2 | Amend Article 10 Re: Board Meetings Minutes | For | For | ||||||||||||||||
Management | 2 | Amend Article 10 Re: Board Meetings Minutes | For | For | ||||||||||||||||
Management | 3 | Amend Article 11 - Board Related | For | For | ||||||||||||||||
Management | 3 | Amend Article 11 - Board Related | For | For | ||||||||||||||||
Management | 4 | Amend Article 13 Re: External Auditor | For | For | ||||||||||||||||
Management | 4 | Amend Article 13 Re: External Auditor | For | For | ||||||||||||||||
Management | 5 | Change Time of Annual Meeting and Amend Article 15 Accordingly | For | For | ||||||||||||||||
Management | 5 | Change Time of Annual Meeting and Amend Article 15 Accordingly | For | For | ||||||||||||||||
Management | 6 | Amend Article 16 Re: Notice of General Meetings of Shareholders | For | For | ||||||||||||||||
Management | 6 | Amend Article 16 Re: Notice of General Meetings of Shareholders | For | For | ||||||||||||||||
Management | 7 | Amend Article 17 Re: Record Date | For | For | ||||||||||||||||
Management | 7 | Amend Article 17 Re: Record Date | For | For | ||||||||||||||||
Management | 8 | Amend Article 19 Re: Vote and Minutes of General Meetings | For | For | ||||||||||||||||
Management | 8 | Amend Article 19 Re: Vote and Minutes of General Meetings | For | For | ||||||||||||||||
Management | 9 | Amend Title V | For | For | ||||||||||||||||
Management | 9 | Amend Title V | For | For | ||||||||||||||||
Management | 10 | Amend Article 20 Re: Availability of Financial Statements, Auditors Report, and Other Documents | For | For | ||||||||||||||||
Management | 10 | Amend Article 20 Re: Availability of Financial Statements, Auditors Report, and Other Documents | For | For | ||||||||||||||||
Management | 11 | Amend Article 21 Re: Distribution of Profits | For | For | ||||||||||||||||
Management | 11 | Amend Article 21 Re: Distribution of Profits | For | For |
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Linde AG | LIN | 535223200 | Germany | 04-May-12 | Annual | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | ||||||||||||
Management | 2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | For | For | ||||||||||||||||
Management | 3 | Approve Discharge of Management Board for Fiscal 2011 | For | For | ||||||||||||||||
Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2011 | For | For | ||||||||||||||||
Management | 5 | Approve Remuneration System for Management Board Members | For | For | ||||||||||||||||
Management | 6 | Ratify KPMG AG as Auditors for Fiscal 2012 | For | For | ||||||||||||||||
Management | 7 | Approve Creation of EUR 70 Million Pool of Capital without Preemptive Rights | For | For | ||||||||||||||||
Management | 8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 10,2 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | ||||||||||||||||
Management | 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | ||||||||||||||||
Aflac Incorporated | AFL | 001055102 | USA | 07-May-12 | Annual | Management | 1 | Elect Director Daniel P. Amos | For | For | ||||||||||
Management | 2 | Elect Director John Shelby Amos, II | For | For | ||||||||||||||||
Management | 3 | Elect Director Paul S. Amos, II | For | For | ||||||||||||||||
Management | 4 | Elect Director Kriss Cloninger, III | For | For | ||||||||||||||||
Management | 5 | Elect Director Elizabeth J. Hudson | For | For | ||||||||||||||||
Management | 6 | Elect Director Douglas W. Johnson | For | For | ||||||||||||||||
Management | 7 | Elect Director Robert B. Johnson | For | For | ||||||||||||||||
Management | 8 | Elect Director Charles B. Knapp | For | For | ||||||||||||||||
Management | 9 | Elect Director E. Stephen Purdom | For | For | ||||||||||||||||
Management | 10 | Elect Director Barbara K. Rimer | For | For | ||||||||||||||||
Management | 11 | Elect Director Marvin R. Schuster | For | For | ||||||||||||||||
Management | 12 | Elect Director Melvin T. Stith | For | For | ||||||||||||||||
Management | 13 | Elect Director David Gary Thompson | For | For | ||||||||||||||||
Management | 14 | Elect Director Takuro Yoshida | For | Against | ||||||||||||||||
Management | 15 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 16 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 17 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||||
Management | 18 | Ratify Auditors | For | For | ||||||||||||||||
Kinder Morgan, Inc. | KMI | 49456B101 | USA | 09-May-12 | Annual | Management | 1.1 | Elect Director Richard D. Kinder | For | For | ||||||||||
Management | 1.2 | Elect Director C. Park Shaper | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Steven J. Kean | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Henry Cornell | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Deborah A. Macdonald | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Michael Miller | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Michael C. Morgan | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Kenneth A. Pontarelli | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Fayez Sarofim | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Joel V. Staff | For | Withhold | ||||||||||||||||
Management | 1.11 | Elect Director John Stokes | For | For | ||||||||||||||||
Management | 1.12 | Elect Director R. Baran Tekkora | For | For | ||||||||||||||||
Management | 1.13 | Elect Director Glenn A. Youngkin | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year |
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Philip Morris International Inc. | PM | 718172109 | USA | 09-May-12 | Annual | Management | 1 | Elect Director Harold Brown | For | For | ||||||||||
Management | 2 | Elect Director Mathis Cabiallavetta | For | For | ||||||||||||||||
Management | 3 | Elect DirectorLouis C. Camilleri | For | For | ||||||||||||||||
Management | 4 | Elect DirectorJ. Dudley Fishburn | For | For | ||||||||||||||||
Management | 5 | Elect DirectorJennifer Li | For | For | ||||||||||||||||
Management | 6 | Elect Director Graham Mackay | For | For | ||||||||||||||||
Management | 7 | Elect Director Sergio Marchionne | For | For | ||||||||||||||||
Management | 8 | Elect Director Kalpana Morparia | For | For | ||||||||||||||||
Management | 9 | Elect DirectorLucio A. Noto | For | For | ||||||||||||||||
Management | 10 | Elect DirectorRobert B. Polet | For | For | ||||||||||||||||
Management | 11 | Elect DirectorCarlos Slim Helu | For | For | ||||||||||||||||
Management | 12 | Elect DirectorStephen M. Wolf | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 15 | Approve Restricted Stock Plan | For | For | ||||||||||||||||
Share Holder | 16 | Require Independent Board Chairman | Against | Against | ||||||||||||||||
Share Holder | 17 | Establish Ethics Committee to Review Marketing Activities | Against | Against | ||||||||||||||||
Fresenius Medical Care AG & Co. KGaA | FME | 358029106 | Germany | 10-May-12 | Annual | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011; Accept Financial Statements and Statutory Reports for Fiscal 2011 | For | For | ||||||||||
Management | 2 | Approve Allocation of Income and Dividends of EUR 0.69 per Common Share and EUR 0.71 per Preference Share | For | For | ||||||||||||||||
Management | 3 | Approve Discharge of Personally Liable Partner for Fiscal 2011 | For | For | ||||||||||||||||
Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2011 | For | For | ||||||||||||||||
Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2012 | For | For | ||||||||||||||||
Management | 6 | Amend Articles Re: Composition of Audit Committee and Corporate Governance Committee | For | For | ||||||||||||||||
Share Holder | 7 | Additional And/or Supplemental-proposals Presented At The Meeting | None | Against | ||||||||||||||||
Leggett & Platt, Incorporated | LEG | 524660107 | USA | 10-May-12 | Annual | Management | 1 | Elect Director Robert E. Brunner | For | For | ||||||||||
Management | 2 | Elect Director Ralph W. Clark | For | For | ||||||||||||||||
Management | 3 | Elect Director R. Ted Enloe, III | For | For | ||||||||||||||||
Management | 4 | Elect Director Richard T. Fisher | For | For | ||||||||||||||||
Management | 5 | Elect Director Matthew C. Flanigan | For | For | ||||||||||||||||
Management | 6 | Elect Director Karl G. Glassman | For | For | ||||||||||||||||
Management | 7 | Elect Director Ray A. Griffith | For | For | ||||||||||||||||
Management | 8 | Elect Director David S. Haffner | For | For | ||||||||||||||||
Management | 9 | Elect Director Joseph W. McClanathan | For | For | ||||||||||||||||
Management | 10 | Elect Director Judy C. Odom | For | For | ||||||||||||||||
Management | 11 | Elect Director Maurice E. Purnell, Jr. | For | For | ||||||||||||||||
Management | 12 | Elect Director Phoebe A. Wood | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Amend Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 15 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 16 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For |
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Union Pacific Corporation | UNP | 907818108 | USA | 10-May-12 | Annual | Management | 1 | Elect Director Andrew H. Card, Jr. | For | For | ||||||||||
Management | 2 | Elect Director Erroll B. Davis, Jr. | For | For | ||||||||||||||||
Management | 3 | Elect Director Thomas J. Donohue | For | For | ||||||||||||||||
Management | 4 | Elect Director Archie W. Dunham | For | For | ||||||||||||||||
Management | 5 | Elect Director Judith Richards Hope | For | For | ||||||||||||||||
Management | 6 | Elect Director Charles C. Krulak | For | For | ||||||||||||||||
Management | 7 | Elect Director Michael R. McCarthy | For | For | ||||||||||||||||
Management | 8 | Elect Director Michael W. McConnell | For | For | ||||||||||||||||
Management | 9 | Elect Director Thomas F. McLarty, III | For | For | ||||||||||||||||
Management | 10 | Elect Director Steven R. Rogel | For | For | ||||||||||||||||
Management | 11 | Elect Director Jose H. Villarreal | For | For | ||||||||||||||||
Management | 12 | Elect Director James R. Young | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 15 | Report on Lobbying Payments and Policy | Against | For | ||||||||||||||||
Share Holder | 16 | Stock Retention | Against | For | ||||||||||||||||
Total SA | FP | 89151E109 | France | 11-May-12 | Annual/Special | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | ||||||||||||||||
Management | 3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | For | For | ||||||||||||||||
Management | 4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | ||||||||||||||||
Management | 5 | Reelect Christophe de Margerie as Director | For | Against | ||||||||||||||||
Management | 6 | Reelect Patrick Artus as Director | For | For | ||||||||||||||||
Management | 7 | Reelect Bertrand Collomb as Director | For | For | ||||||||||||||||
Management | 8 | Reelect Anne Lauvergeon as Director | For | For | ||||||||||||||||
Management | 9 | Reelect Michel Pebereau as Director | For | Against | ||||||||||||||||
Management | 10 | Ratify Appointment of Gerard Lamarche as Director | For | For | ||||||||||||||||
Management | 11 | Elect Anne-Marie Idrac as Director | For | For | ||||||||||||||||
Management | 12 | Approve Severance Payment Agreement with Christophe de Margerie | For | Against | ||||||||||||||||
Management | 13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | For | For | ||||||||||||||||
Management | 14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | For | For | ||||||||||||||||
Management | 15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | For | For | ||||||||||||||||
Management | 16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | ||||||||||||||||
Management | 17 | Approve Employee Stock Purchase Plan | For | For | ||||||||||||||||
Management | 18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | For | For | ||||||||||||||||
Management | 19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | ||||||||||||||||
Share Holder | A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Against | Against | ||||||||||||||||
Share Holder | B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Against | Against |
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JPMorgan Chase & Co. | JPM | 46625H100 | USA | 15-May-12 | Annual | Management | 1 | Elect Director James A. Bell | For | For | ||||||||||
Management | 2 | Elect Director Crandall C. Bowles | For | For | ||||||||||||||||
Management | 3 | Elect Director Stephen B. Burke | For | For | ||||||||||||||||
Management | 4 | Elect Director David M. Cote | For | For | ||||||||||||||||
Management | 5 | Elect Director James S. Crown | For | For | ||||||||||||||||
Management | 6 | Elect Director James Dimon | For | For | ||||||||||||||||
Management | 7 | Elect Director Timothy P. Flynn | For | For | ||||||||||||||||
Management | 8 | Elect Director Ellen V. Futter | For | For | ||||||||||||||||
Management | 9 | Elect Director Laban P. Jackson, Jr. | For | For | ||||||||||||||||
Management | 10 | Elect Director Lee R. Raymond | For | For | ||||||||||||||||
Management | 11 | Elect Director William C. Weldon | For | For | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
Management | 13 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 14 | Affirm Political Non-Partisanship | Against | Against | ||||||||||||||||
Share Holder | 15 | Require Independent Board Chairman | Against | For | ||||||||||||||||
Share Holder | 16 | Report on Loan Modifications | Against | Against | ||||||||||||||||
Share Holder | 17 | Report on Political Contributions | Against | Against | ||||||||||||||||
Share Holder | 18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | ||||||||||||||||
Share Holder | 19 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||||
Share Holder | 20 | Stock Retention | Against | For | ||||||||||||||||
Lorillard, Inc. | LO | 544147101 | USA | 17-May-12 | Annual | Management | 1.1 | Elect Director Robert C. Almon | For | For | ||||||||||
Management | 1.2 | Elect Director Kit D. Dietz | For | For | ||||||||||||||||
Management | 2 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
Management | 4 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 5 | Declassify the Board of Directors | None | For | ||||||||||||||||
Share Holder | 6 | Report on Political Contributions | Against | For | ||||||||||||||||
Time Warner Cable Inc. | TWC | 88732J207 | USA | 17-May-12 | Annual | Management | 1 | Elect Director Carole Black | For | For | ||||||||||
Management | 2 | Elect Director Glenn A. Britt | For | For | ||||||||||||||||
Management | 3 | Elect Director Thomas H. Castro | For | For | ||||||||||||||||
Management | 4 | Elect Director David C. Chang | For | For | ||||||||||||||||
Management | 5 | Elect Director James E. Copeland, Jr. | For | For | ||||||||||||||||
Management | 6 | Elect Director Peter R. Haje | For | For | ||||||||||||||||
Management | 7 | Elect Director Donna A. James | For | For | ||||||||||||||||
Management | 8 | Elect Director Don Logan | For | For | ||||||||||||||||
Management | 9 | Elect Director N.J. Nicholas, Jr. | For | For | ||||||||||||||||
Management | 10 | Elect Director Wayne H. Pace | For | For | ||||||||||||||||
Management | 11 | Elect Director Edward D. Shirley | For | For | ||||||||||||||||
Management | 12 | Elect Director John E. Sununu | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Approve Executive Incentive Bonus Plan | For | For | ||||||||||||||||
Management | 15 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 16 | Provide Right to Call Special Meeting | Against | For |
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YUM! Brands, Inc. | YUM | 988498101 | USA | 17-May-12 | Annual | Management | 1 | Elect Director David W. Dorman | For | For | ||||||||||
Management | 2 | Elect Director Massimo Ferragamo | For | For | ||||||||||||||||
Management | 3 | Elect Director Mirian M. Graddick-Weir | For | For | ||||||||||||||||
Management | 4 | Elect Director J. David Grissom | For | For | ||||||||||||||||
Management | 5 | Elect Director Bonnie G. Hill | For | For | ||||||||||||||||
Management | 6 | Elect Director Jonathan S. Linen | For | For | ||||||||||||||||
Management | 7 | Elect Director Thomas C. Nelson | For | For | ||||||||||||||||
Management | 8 | Elect Director David C. Novak | For | For | ||||||||||||||||
Management | 9 | Elect Director Thomas M. Ryan | For | For | ||||||||||||||||
Management | 10 | Elect Director Jing-Shyh S. Su | For | For | ||||||||||||||||
Management | 11 | Elect Director Robert D. Walter | For | For | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
Management | 13 | Advisory Vote to Ratify Named Executive Officers Compensation | For | Against | ||||||||||||||||
Share Holder | 14 | Require Independent Board Chairman | Against | For | ||||||||||||||||
Share Holder | 15 | Adopt and Implement Sustainable Palm Oil Policy | Against | For | ||||||||||||||||
Ensco plc | ESV | 29358Q109 | United Kingdom | 22-May-12 | Annual | Management | 1 | Re-elect C. Christopher Gaut as Director | For | For | ||||||||||
Management | 2 | Re-elect Gerald W. Haddock as Director | For | For | ||||||||||||||||
Management | 3 | Re-elect Paul E. Rowsey, III as Director | For | For | ||||||||||||||||
Management | 4 | Re-elect Francis S. Kalman as Director | For | For | ||||||||||||||||
Management | 5 | Re-elect David A. B. Brown as Director | For | For | ||||||||||||||||
Management | 6 | Reappoint KPMG LLP as Auditors of the Company | For | For | ||||||||||||||||
Management | 7 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | ||||||||||||||||
Management | 8 | Authorize Board to Fix Remuneration of Auditors | For | For | ||||||||||||||||
Management | 9 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 10 | Advisory Vote to Ratify Named Executive Officers Compensation | For | Against | ||||||||||||||||
ONEOK, Inc. | OKE | 682680103 | USA | 23-May-12 | Annual | Management | 1 | Elect Director James C. Day | For | For | ||||||||||
Management | 2 | Elect Director Julie H. Edwards | For | For | ||||||||||||||||
Management | 3 | Elect Director William L. Ford | For | For | ||||||||||||||||
Management | 4 | Elect Director John W. Gibson | For | For | ||||||||||||||||
Management | 5 | Elect Director Bert H. Mackie | For | For | ||||||||||||||||
Management | 6 | Elect Director Steven J. Malcolm | For | For | ||||||||||||||||
Management | 7 | Elect Director Jim W. Mogg | For | For | ||||||||||||||||
Management | 8 | Elect Director Pattye L. Moore | For | For | ||||||||||||||||
Management | 9 | Elect Director Gary D. Parker | For | For | ||||||||||||||||
Management | 10 | Elect Director Eduardo A. Rodriguez | For | For | ||||||||||||||||
Management | 11 | Elect Director Gerald B. Smith | For | For | ||||||||||||||||
Management | 12 | Elect Director David J. Tippeconnic | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Amend Restricted Stock Plan | For | Against | ||||||||||||||||
Management | 15 | Amend Qualified Employee Stock Purchase Plan | For | For | ||||||||||||||||
Management | 16 | Increase Authorized Common Stock | For | For | ||||||||||||||||
Management | 17 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For |
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SAP AG | SAP | 803054204 | Germany | 23-May-12 | Annual | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | ||||||||||||
Management | 2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | For | For | ||||||||||||||||
Management | 3 | Approve Discharge of Management Board for Fiscal 2011 | For | For | ||||||||||||||||
Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2011 | For | For | ||||||||||||||||
Management | 5 | Approve Remuneration System for Management Board Members | For | Against | ||||||||||||||||
Management | 6 | Ratify KPMG AG as Auditors for Fiscal 2012 | For | For | ||||||||||||||||
Management | 7a | Elect Hasso Plattner to the Supervisory Board | For | Against | ||||||||||||||||
Management | 7b | Elect Pekka Ala-Pietilae to the Supervisory Board | For | For | ||||||||||||||||
Management | 7c | Elect Anja Feldmann to the Supervisory Board | For | For | ||||||||||||||||
Management | 7d | Elect Wilhelm Haarmann to the Supervisory Board | For | Against | ||||||||||||||||
Management | 7e | Elect Bernard Liautaud to the Supervisory Board | For | Against | ||||||||||||||||
Management | 7f | Elect Hartmut Mehdorn to the Supervisory Board | For | Against | ||||||||||||||||
Management | 7g | Elect Erhard Schipporeit to the Supervisory Board | For | For | ||||||||||||||||
Management | 7h | Elect Klaus Wucherer to the Supervisory Board | For | For | ||||||||||||||||
Management | 8 | Amend Articles Re: Cancellation of Pool of Authorized Capital; Elimination of Clauses Referring to Registered Shares | For | For | ||||||||||||||||
BlackRock, Inc. | BLK | 09247X101 | USA | 24-May-12 | Annual | Management | 1 | Elect Director William S. Demchak | For | For | ||||||||||
Management | 2 | Elect Director Laurence D. Fink | For | For | ||||||||||||||||
Management | 3 | Elect Director Robert S. Kapito | For | For | ||||||||||||||||
Management | 4 | Elect Director Thomas H. OBrien | For | For | ||||||||||||||||
Management | 5 | Elect Director Ivan G. Seidenberg | For | For | ||||||||||||||||
Management | 6 | Declassify the Board of Directors | For | For | ||||||||||||||||
Management | 7 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 8 | Ratify Auditors | For | For |
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HSBC Holdings plc | HSBA | 404280406 | United Kingdom | 25-May-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 2 | Approve Remuneration Report | For | For | ||||||||||||||||
Management | 3a | Re-elect Safra Catz as Director | For | For | ||||||||||||||||
Management | 3b | Re-elect Laura Cha as Director | For | For | ||||||||||||||||
Management | 3c | Re-elect Marvin Cheung as Director | For | For | ||||||||||||||||
Management | 3d | Re-elect John Coombe as Director | For | For | ||||||||||||||||
Management | 3e | Elect Joachim Faber as Director | For | For | ||||||||||||||||
Management | 3f | Re-elect Rona Fairhead as Director | For | For | ||||||||||||||||
Management | 3g | Re-elect Douglas Flint as Director | For | For | ||||||||||||||||
Management | 3h | Re-elect Alexander Flockhart as Director | For | For | ||||||||||||||||
Management | 3i | Re-elect Stuart Gulliver as Director | For | For | ||||||||||||||||
Management | 3j | Re-elect James Hughes-Hallett as Director | For | For | ||||||||||||||||
Management | 3k | Re-elect William Laidlaw as Director | For | For | ||||||||||||||||
Management | 3l | Elect John Lipsky as Director | For | For | ||||||||||||||||
Management | 3m | Re-elect Janis Lomax as Director | For | For | ||||||||||||||||
Management | 3n | Re-elect Iain Mackay as Director | For | For | ||||||||||||||||
Management | 3o | Re-elect Nagavara Murthy as Director | For | For | ||||||||||||||||
Management | 3p | Re-elect Sir Simon Robertson as Director | For | For | ||||||||||||||||
Management | 3q | Re-elect John Thornton as Director | For | For | ||||||||||||||||
Management | 4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | For | For | ||||||||||||||||
Management | 5 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||||
Management | 6 | Authorise Issue of Equity without Pre-emptive Rights | For | For | ||||||||||||||||
Management | 7 | Authorise Market Purchase | For | For | ||||||||||||||||
Management | 8 | Approve Scrip Dividend Program | For | For | ||||||||||||||||
Management | 9 | Authorise the Company to Call EGM with Two Weeks Notice | For | For | ||||||||||||||||
NextEra Energy, Inc. | NEE | 65339F101 | USA | 25-May-12 | Annual | Management | 1 | Elect Director Sherry S. Barrat | For | For | ||||||||||
Management | 2 | Elect Director Robert M. Beall, Ii | For | For | ||||||||||||||||
Management | 3 | Elect Director James L. Camaren | For | For | ||||||||||||||||
Management | 4 | Elect Director Kenneth B. Dunn | For | For | ||||||||||||||||
Management | 5 | Elect Director J. Brian Ferguson | For | For | ||||||||||||||||
Management | 6 | Elect Director Lewis Hay, Iii | For | For | ||||||||||||||||
Management | 7 | Elect Director Toni Jennings | For | For | ||||||||||||||||
Management | 8 | Elect Director Oliver D. Kingsley, Jr. | For | For | ||||||||||||||||
Management | 9 | Elect Director Rudy E. Schupp | For | For | ||||||||||||||||
Management | 10 | Elect Director William H. Swanson | For | For | ||||||||||||||||
Management | 11 | Elect Director Michael H. Thaman | For | For | ||||||||||||||||
Management | 12 | Elect Director Hansel E. Tookes, Ii | For | For | ||||||||||||||||
Management | 13 | Ratify Auditors | For | For | ||||||||||||||||
Management | 14 | Advisory Vote to Ratify Named Executive Officers Compensation | For | Against |
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Chevron Corporation | CVX | 166764100 | USA | 30-May-12 | Annual | Management | 1 | Elect Director Linnet F. Deily | For | For | ||||||||||
Management | 2 | Elect Director Robert E. Denham | For | For | ||||||||||||||||
Management | 3 | Elect Director Chuck Hagel | For | For | ||||||||||||||||
Management | 4 | Elect Director Enrique Hernandez, Jr. | For | For | ||||||||||||||||
Management | 5 | Elect Director George L. Kirkland | For | For | ||||||||||||||||
Management | 6 | Elect Director Charles W. Moorman, IV | For | For | ||||||||||||||||
Management | 7 | Elect Director Kevin W. Sharer | For | For | ||||||||||||||||
Management | 8 | Elect Director John G. Stumpf | For | For | ||||||||||||||||
Management | 9 | Elect Director Ronald D. Sugar | For | For | ||||||||||||||||
Management | 10 | Elect Director Carl Ware | For | For | ||||||||||||||||
Management | 11 | Elect Director John S. Watson | For | For | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
Management | 13 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Share Holder | 14 | Remove Exclusive Venue Provision | Against | For | ||||||||||||||||
Share Holder | 15 | Require Independent Board Chairman | Against | For | ||||||||||||||||
Share Holder | 16 | Report on Lobbying Payments and Policy | Against | For | ||||||||||||||||
Share Holder | 17 | Adopt Guidelines for Country Selection | Against | For | ||||||||||||||||
Share Holder | 18 | Report on Hydraulic Fracturing Risks to Company | Against | For | ||||||||||||||||
Share Holder | 19 | Report on Accident Risk Reduction Efforts | Against | Against | ||||||||||||||||
Share Holder | 20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ||||||||||||||||
Share Holder | 21 | Request Director Nominee with Environmental Qualifications | Against | For | ||||||||||||||||
Raytheon Company | RTN | 755111507 | USA | 31-May-12 | Annual | Management | 1 | Elect Director James E. Cartwright | For | For | ||||||||||
Management | 2 | Elect Director Vernon E. Clark | For | For | ||||||||||||||||
Management | 3 | Elect Director John M. Deutch | For | For | ||||||||||||||||
Management | 4 | Elect Director Stephen J. Hadley | For | For | ||||||||||||||||
Management | 5 | Elect Director Frederic M. Poses | For | For | ||||||||||||||||
Management | 6 | Elect Director Michael C. Ruettgers | For | For | ||||||||||||||||
Management | 7 | Elect Director Ronald L. Skates | For | For | ||||||||||||||||
Management | 8 | Elect Director William R. Spivey | For | For | ||||||||||||||||
Management | 9 | Elect Director Linda G. Stuntz | For | Against | ||||||||||||||||
Management | 10 | Elect Director William H. Swanson | For | For | ||||||||||||||||
Management | 11 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 12 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 13 | Stock Retention/Holding Period | Against | For | ||||||||||||||||
Share Holder | 14 | Submit SERP to Shareholder Vote | Against | For | ||||||||||||||||
Share Holder | 15 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||||
International Power plc | IPR | 46018M104 | United Kingdom | 07-Jun-12 | Special | Management | 1 | Approve Acquisition of International Power plc by Electrabel S.A. | For | For | ||||||||||
Management | 2 | Authorise Off-Market Purchase of Deferred Shares | For | For | ||||||||||||||||
Management | 1 | Approve Scheme of Arrangement | For | For | ||||||||||||||||
New York Community Bancorp, Inc. | NYB | 649445103 | USA | 07-Jun-12 | Annual | Management | 1.1 | Elect Director Maureen E. Clancy | For | Withhold | ||||||||||
Management | 1.2 | Elect Director Hanif Dahya | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Joseph R. Ficalora | For | For | ||||||||||||||||
Management | 1.4 | Elect Director James J. ODonovan | For | For | ||||||||||||||||
Management | 2 | Approve Omnibus Stock Plan | For | For | ||||||||||||||||
Management | 3 | Ratify Auditors | For | For | ||||||||||||||||
Share Holder | 4 | Require a Majority Vote for the Election of Directors | Against | For |
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Caterpillar Inc. | CAT | 149123101 | USA | 13-Jun-12 | Annual | Management | 1.1 | Elect Director David L. Calhoun | For | For | ||||||||||
Management | 1.2 | Elect Director Daniel M. Dickinson | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Eugene V. Fife | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Juan Gallardo | For | For | ||||||||||||||||
Management | 1.5 | Elect Director David R. Goode | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Jesse J. Greene, Jr. | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Jon M. Huntsman, Jr. | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Peter A. Magowan | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Dennis A. Muilenburg | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Douglas R. Oberhelman | For | For | ||||||||||||||||
Management | 1.11 | Elect Director William A. Osborn | For | For | ||||||||||||||||
Management | 1.12 | Elect Director Charles D. Powell | For | For | ||||||||||||||||
Management | 1.13 | Elect Director Edward B. Rust, Jr. | For | For | ||||||||||||||||
Management | 1.14 | Elect Director Susan C. Schwab | For | For | ||||||||||||||||
Management | 1.15 | Elect Director Joshua I. Smith | For | For | ||||||||||||||||
Management | 1.16 | Elect Director Miles D. White | For | For | ||||||||||||||||
Management | 2 | Ratify Auditors | For | For | ||||||||||||||||
Management | 3 | Advisory Vote to Ratify Named Executive Officers Compensation | For | For | ||||||||||||||||
Management | 4 | Provide Right to Call Special Meeting | For | For | ||||||||||||||||
Management | 5 | Amend Advance Notice Provisions for Shareholder Proposals/Nominations | For | For | ||||||||||||||||
Share Holder | 6 | Report on Political Contributions | Against | Against | ||||||||||||||||
Share Holder | 7 | Require a Majority Vote for the Election of Directors | Against | For | ||||||||||||||||
Share Holder | 8 | Review and Assess Human Rights Policies | Against | For | ||||||||||||||||
Share Holder | 9 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||||
WPP plc | WPP | 92933H101 | United Kingdom | 13-Jun-12 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | ||||||||||
Management | 2 | Approve Remuneration Report | For | Against | ||||||||||||||||
Management | 3 | Approve the Sustainability Report | For | For | ||||||||||||||||
Management | 4 | Re-elect Colin Day as Director | For | For | ||||||||||||||||
Management | 5 | Re-elect Esther Dyson as Director | For | For | ||||||||||||||||
Management | 6 | Re-elect Orit Gadiesh as Director | For | For | ||||||||||||||||
Management | 7 | Re-elect Philip Lader as Director | For | For | ||||||||||||||||
Management | 8 | Re-elect Ruigang Li as Director | For | For | ||||||||||||||||
Management | 9 | Re-elect Stanley (Bud) Morten as Director | For | For | ||||||||||||||||
Management | 10 | Re-elect Koichiro Naganuma as Director | For | For | ||||||||||||||||
Management | 11 | Re-elect John Quelch as Director | For | For | ||||||||||||||||
Management | 12 | Re-elect Mark Read as Director | For | For | ||||||||||||||||
Management | 13 | Re-elect Paul Richardson as Director | For | For | ||||||||||||||||
Management | 14 | Re-elect Jeffrey Rosen as Director | For | For | ||||||||||||||||
Management | 15 | Re-elect Timothy Shriver as Director | For | For | ||||||||||||||||
Management | 16 | Re-elect Sir Martin Sorrell as Director | For | For | ||||||||||||||||
Management | 17 | Re-elect Paul Spencer as Director | For | For | ||||||||||||||||
Management | 18 | Re-elect Solomon Trujillo as Director | For | For | ||||||||||||||||
Management | 19 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | For | For | ||||||||||||||||
Management | 20 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||||
Management | 21 | Authorise Market Purchase of Ordinary Shares | For | For | ||||||||||||||||
Management | 22 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
Company |
Ticker |
Security ID |
Country |
Meeting Date |
Meeting Type |
Proponent |
Item |
Proposal |
Management |
Vote | ||||||||||
Kubota Corp. | 6326 | 501173207 | Japan | 22-Jun-12 | Annual | Management | 1.1 | Elect Director Masumoto, Yasuo | For | For | ||||||||||
Management | 1.2 | Elect Director Tomita, Tetsuji | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Sakamoto, Satoru | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Kimata, Masatoshi | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Kubo, Toshihiro | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Kimura, Shigeru | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Mizuno, Yuzuru | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Sato, Junichi | For | For | ||||||||||||||||
Management | 2 | Approve Annual Bonus Payment to Directors | For | For | ||||||||||||||||
Shiseido Co. Ltd. | 4911 | 824841407 | Japan | 26-Jun-12 | Annual | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | For | ||||||||||
Management | 2.1 | Elect Director Maeda, Shinzo | For | For | ||||||||||||||||
Management | 2.2 | Elect Director Suekawa, Hisayuki | For | For | ||||||||||||||||
Management | 2.3 | Elect Director Carsten Fischer | For | For | ||||||||||||||||
Management | 2.4 | Elect Director Takamori, Tatsuomi | For | For | ||||||||||||||||
Management | 2.5 | Elect Director Nishimura, Yoshinori | For | For | ||||||||||||||||
Management | 2.6 | Elect Director Iwata, Shoichiro | For | For | ||||||||||||||||
Management | 2.7 | Elect Director Nagai, Taeko | For | For | ||||||||||||||||
Management | 2.8 | Elect Director Uemura, Tatsuo | For | For | ||||||||||||||||
Management | 3 | Appoint Statutory Auditor Tsujiyama, Eiko | For | For | ||||||||||||||||
Management | 4 | Approve Annual Bonus Payment to Directors | For | For | ||||||||||||||||
Management | 5 | Approve Deep Discount Stock Option Plan for Directors | For | For | ||||||||||||||||
Sony Corporation | 6758 | 835699307 | Japan | 27-Jun-12 | Annual | Management | 1.1 | Elect Director Hirai, Kazuo | For | For | ||||||||||
Management | 1.2 | Elect Director Chuubachi, Ryoji | For | For | ||||||||||||||||
Management | 1.3 | Elect Director Kato, Masaru | For | For | ||||||||||||||||
Management | 1.4 | Elect Director Howard Stringer | For | For | ||||||||||||||||
Management | 1.5 | Elect Director Peter Bonfield | For | For | ||||||||||||||||
Management | 1.6 | Elect Director Yasuda, Ryuuji | For | For | ||||||||||||||||
Management | 1.7 | Elect Director Uchinaga, Yukako | For | For | ||||||||||||||||
Management | 1.8 | Elect Director Yahagi, Mitsuaki | For | For | ||||||||||||||||
Management | 1.9 | Elect Director Tsun-Yan Hsieh | For | For | ||||||||||||||||
Management | 1.10 | Elect Director Roland A. Hernandez | For | For | ||||||||||||||||
Management | 1.11 | Elect Director Anraku, Kanemitsu | For | For | ||||||||||||||||
Management | 1.12 | Elect Director Kojima, Yorihiko | For | For | ||||||||||||||||
Management | 1.13 | Elect Director Nagayama, Osamu | For | For | ||||||||||||||||
Management | 1.14 | Elect Director Nimura, Takaaki | For | For | ||||||||||||||||
Management | 2 | Approve Stock Option Plan | For | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Tax-Advantaged Dividend Growth Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman Chief Administrative Officer | ||
Date |
August 29, 2012