FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22058
Nuveen Tax-Advantaged Dividend Growth Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman - Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2011
Item 1. Proxy Voting Record
Nuveen Tax-Advantaged Dividend Growth Fund - NWQ
| Company Name |
Ticker | Security ID | Meeting Date |
Meeting Type | Proponent | Item Number |
Proposal |
Management Recommendation |
Vote Instruction | |||||||||||
| H. J. Heinz Finance Co* | 42307T306 | 17-Sep-10 | Annual | Management | 1.1 | Elect Director Leonard A. Cullo, Jr. | For | |||||||||||||
| *Not voted due to shareblocking | Annual | Management | 1.2 | Elect Director Edward J. McMenamin | For | |||||||||||||||
| Annual | Management | 1.3 | Elect Director Arthur B. Winkleblack | For | ||||||||||||||||
| Annual | Management | 2 | Elect Independent Director Andrew L. Stidd | For | ||||||||||||||||
| Flaherty & Crumrine/ClayMore Preferred Securities Income Fund, Inc. | FFC | 338478100 | 15-Apr-11 | Annual | Management | 1.1 | Elect Director David Gale | For | For | |||||||||||
Nuveen Tax-Advantaged Dividend Growth Fund - Santa Barbara
MICROCHIP TECHNOLOGY INCORPORATED
| Security | 595017104 |
Meeting Type | Annual | |||
| Ticker Symbol | MCHP |
Meeting Date | 20-Aug-2010 | |||
| ISIN | US5950171042 |
Agenda | 933309216 - Management | |||
| City | Holding Recon Date | 21-Jun-2010 | ||||
| Country | United States |
Vote Deadline Date | 19-Aug-2010 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 01 | DIRECTOR | Management | ||||||||
| 1 | STEVE SANGHI | For | For | |||||||
| 2 | ALBERT J. HUGO-MARTINEZ | For | For | |||||||
| 3 | L.B. DAY | For | For | |||||||
| 4 | MATTHEW W. CHAPMAN | For | For | |||||||
| 5 | WADE F. MEYERCORD | For | For | |||||||
| 02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | Management | For | For | ||||||
SEADRILL LIMITED
| Security | G7945E105 |
Meeting Type | Annual | |||
| Ticker Symbol | SDRL |
Meeting Date | 24-Sep-2010 | |||
| ISIN | BMG7945E1057 |
Agenda | 933317504 - Management | |||
| City | Holding Recon Date | 20-Jul-2010 | ||||
| Country | Bermuda |
Vote Deadline Date | 23-Sep-2010 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 01 | TO RE-ELECT JOHN FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | Management |
Against |
Against | ||||
| 02 | TO RE-ELECT TOR OLAV TROIM AS A DIRECTOR OF THE COMPANY. | Management |
Against |
Against | ||||
| 03 | TO RE-ELECT KATE BLAKENSHIP AS A DIRECTOR OF THE COMPANY. | Management |
Against |
Against | ||||
| 04 | TO RE-ELECT KJELL E. JACOBSEN AS A DIRECTOR OF THE COMPANY. | Management |
Against |
Against | ||||
| 05 | TO RE-ELECT KATHERINE FREDRIKSEN AS A DIRECTOR OF THE COMPANY. | Management |
Against |
Against | ||||
| 06 | PROPOSAL TO RE-APPOINT PRICEWATERHOUSECOOPERS, AS OF OSLO, NORWAY AS AUDITORS AND TO AUTHORIZE THE DIRECTORS TO DETERMINE THEIR REMUNERATION. | Management |
For |
For | ||||
| 07 | PROPOSAL TO APPROVE THE REMUNERATION OF THE COMPANY’S BOARD OF DIRECTORS OF A TOTAL AMOUNT OF FEES NOT TO EXCEED US$650,000 FOR THE YEAR ENDED DECEMBER 31, 2010. | Management |
For |
For |
THE PROCTER & GAMBLE COMPANY
| Security | 742718109 |
Meeting Type | Annual | |||
| Ticker Symbol | PG |
Meeting Date | 12-Oct-2010 | |||
| ISIN | US7427181091 |
Agenda | 933321375 - Management | |||
| City | Holding Recon Date | 13-Aug-2010 | ||||
| Country | United States |
Vote Deadline Date | 11-Oct-2010 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management |
For |
For | ||||
| 1B | ELECTION OF DIRECTOR: KENNETH I. CHENAULT | Management |
For |
For | ||||
| 1C | ELECTION OF DIRECTOR: SCOTT D. COOK | Management |
For |
For | ||||
| 1D | ELECTION OF DIRECTOR: RAJAT K. GUPTA | Management |
For |
For | ||||
| 1E | ELECTION OF DIRECTOR: ROBERT A. MCDONALD | Management |
For |
For | ||||
| 1F | ELECTION OF DIRECTOR: W. JAMES MCNERNEY, JR. | Management |
For |
For | ||||
| 1G | ELECTION OF DIRECTOR: JOHNATHAN A. RODGERS | Management |
For |
For | ||||
| 1H | ELECTION OF DIRECTOR: MARY A. WILDEROTTER | Management |
For |
For | ||||
| 1I | ELECTION OF DIRECTOR: PATRICIA A. WOERTZ | Management |
For |
For | ||||
| 1J | ELECTION OF DIRECTOR: ERNESTO ZEDILLO | Management |
For |
For | ||||
| 02 | RATIFY APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management |
For |
For | ||||
| 03 | SHAREHOLDER PROPOSAL - CUMULATIVE VOTING | Shareholder |
Against |
For |
PAYCHEX, INC.
| Security | 704326107 |
Meeting Type | Annual | |||
| Ticker Symbol | PAYX |
Meeting Date | 13-Oct-2010 | |||
| ISIN | US7043261079 |
Agenda | 933325599 - Management | |||
| City | Holding Recon Date | 16-Aug-2010 | ||||
| Country | United States | Vote Deadline Date | 12-Oct-2010 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: GRANT M. INMAN | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: JOSEPH M. VELLI | Management | For | For | ||||
| 2 | TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE UNDER THE PLAN. | Management | For | For | ||||
| 3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For |
MICROSOFT CORPORATION
| Security | 594918104 | Meeting Type | Annual | |||
| Ticker Symbol | MSFT | Meeting Date | 16-Nov-2010 | |||
| ISIN | US5949181045 | Agenda | 933331011 - Management | |||
| City | Holding Recon Date | 03-Sep-2010 | ||||
| Country | United States | Vote Deadline Date | 15-Nov-2010 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | ||||
| 02 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | ||||
| 03 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | ||||
| 04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | ||||
| 05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | ||||
| 06 | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | ||||
| 07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | ||||
| 08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | ||||
| 09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | ||||
| 10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR | Management | For | For | ||||
| 11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | Shareholder | For | Against |
EMERSON ELECTRIC CO.
| Security | 291011104 | Meeting Type | Annual | |||
| Ticker Symbol | EMR | Meeting Date | 01-Feb-2011 | |||
| ISIN | US2910111044 | Agenda | 933358435 - Management | |||
| City | Holding Recon Date | 23-Nov-2010 | ||||
| Country | United States | Vote Deadline Date | 31-Jan-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 01 | DIRECTOR | Management | ||||||||
| 1 | D.N. FARR* | For | For | |||||||
| 2 | H. GREEN* | For | For | |||||||
| 3 | C.A. PETERS* | For | For | |||||||
| 4 | J.W. PRUEHER* | For | For | |||||||
| 5 | R.L. RIDGWAY** | For | For | |||||||
| 02 | RE-APPROVAL OF THE PERFORMANCE MEASURES UNDER THE EMERSON ELECTRIC CO. 2006 INCENTIVE SHARES PLAN. | Management | For | For | ||||||
| 03 | APPROVAL OF THE EMERSON ELECTRIC CO. 2011 STOCK OPTION PLAN. | Management | For | For | ||||||
| 04 | RATIFICATION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | ||||||
| 05 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EMERSON ELECTRIC CO. EXECUTIVE COMPENSATION. | Management | For | For | ||||||
| 06 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | 1 Year | Against | ||||||
| 07 | APPROVAL OF THE STOCKHOLDER PROPOSAL REQUESTING THE ISSUANCE OF A SUSTAINABILITY REPORT AS DESCRIBED IN THE PROXY STATEMENT. | Shareholder | For | Against | ||||||
ACCENTURE PLC
| Security | G1151C101 | Meeting Type | Annual | |||
| Ticker Symbol | ACN | Meeting Date | 03-Feb-2011 | |||
| ISIN | IE00B4BNMY34 | Agenda | 933362042 - Management | |||
| City | Holding Recon Date | 13-Dec-2010 | ||||
| Country | United States | Vote Deadline Date | 02-Feb-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 01 | ACCEPTANCE, IN A NON-BINDING VOTE, OF THE FINANCIAL STATEMENTS FOR THE FIFTEEN MONTH PERIOD ENDED AUGUST 31, 2010 AS PRESENTED | Management | For | For | ||||
| 2A | RE-APPOINTMENT OF DIRECTOR: CHARLES H. GIANCARLO | Management | For | For | ||||
| 2B | RE-APPOINTMENT OF DIRECTOR: DENNIS F. HIGHTOWER | Management | For | For | ||||
| 2C | RE-APPOINTMENT OF DIRECTOR: BLYTHE J. MCGARVIE | Management | For | For | ||||
| 2D | RE-APPOINTMENT OF DIRECTOR: MARK MOODY-STUART | Management | For | For | ||||
| 2E | RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME | Management | For | For | ||||
| 03 | RATIFICATION, IN A NON-BINDING VOTE, OF APPOINTMENT OF KPMG AS INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR AND AUTHORIZATION, IN A BINDING VOTE, OF THE BOARD, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE KPMG’S REMUNERATION | Management | For | For | ||||
| 04 | APPROVAL, IN A NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | For | For | ||||
| 05 | RECOMMENDATION, IN A NON-BINDING VOTE, OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | Management | 1 Year | Against | ||||
| 06 | AUTHORIZATION TO HOLD THE 2012 ANNUAL GENERAL MEETING OF SHAREHOLDERS OF ACCENTURE PLC AT A LOCATION OUTSIDE OF IRELAND | Management | For | For | ||||
| 07 | AUTHORIZATION OF ACCENTURE TO MAKE OPEN-MARKET PURCHASES OF ACCENTURE PLC CLASS A ORDINARY SHARES | Management | For | For | ||||
| 08 | DETERMINATION OF THE PRICE RANGE AT WHICH ACCENTURE PLC CAN RE-ISSUE SHARES THAT IT ACQUIRES AS TREASURY STOCK | Management | For | For |
QUALCOMM, INCORPORATED
| Security | 747525103 | Meeting Type | Annual | |||
| Ticker Symbol | QCOM | Meeting Date | 08-Mar-2011 | |||
| ISIN | US7475251036 | Agenda | 933365947 - Management | |||
| City | Holding Recon Date | 10-Jan-2011 | ||||
| Country | United States | Vote Deadline Date | 07-Mar-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 01 | DIRECTOR | Management | ||||||||
| 1 | BARBARA T. ALEXANDER | For | For | |||||||
| 2 | STEPHEN M. BENNETT | For | For | |||||||
| 3 | DONALD G. CRUICKSHANK | For | For | |||||||
| 4 | RAYMOND V. DITTAMORE | For | For | |||||||
| 5 | THOMAS W. HORTON | For | For | |||||||
| 6 | IRWIN MARK JACOBS | For | For | |||||||
| 7 | PAUL E. JACOBS | For | For | |||||||
| 8 | ROBERT E. KAHN | For | For | |||||||
| 9 | SHERRY LANSING | For | For | |||||||
| 10 | DUANE A. NELLES | For | For | |||||||
| 11 | FRANCISCO ROS | For | For | |||||||
| 12 | BRENT SCOWCROFT | For | For | |||||||
| 13 | MARC I. STERN | For | For | |||||||
| 02 | TO APPROVE THE 2006 LONG-TERM INCENTIVE PLAN, AS AMENDED, WHICH INCLUDES AN INCREASE IN THE SHARE RESERVE BY 65,000,000 SHARES. | Management | For | For | ||||||
| 03 | TO APPROVE AN AMENDMENT TO THE 2001 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 22,000,000 SHARES. | Management | For | For | ||||||
| 04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 25, 2011. | Management | For | For | ||||||
| 05 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||||
| 06 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||||
| 07 | TO ACT ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | For | Against | ||||||
U.S. BANCORP
| Security | 902973304 | Meeting Type | Annual | |||
| Ticker Symbol | USB | Meeting Date | 19-Apr-2011 | |||
| ISIN | US9029733048 | Agenda | 933382676 - Management | |||
| City | Holding Recon Date | 22-Feb-2011 | ||||
| Country | United States | Vote Deadline Date | 18-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | ||||
| 1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | ||||
| 1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | ||||
| 1I | ELECTION OF DIRECTOR: DAVID B. O’MALEY | Management | For | For | ||||
| 1J | ELECTION OF DIRECTOR: O’DELL M. OWENS, M.D., M.P.H. | Management | For | For | ||||
| 1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | For | For | ||||
| 1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | ||||
| 1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | ||||
| 02 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2011 FISCAL YEAR. | Management | For | For | ||||
| 03 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | ||||
| 04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | Against | ||||
| 05 | SHAREHOLDER PROPOSAL: ANNUAL ADVISORY VOTE ON DIRECTOR COMPENSATION. | Shareholder | Against | For |
PACCAR INC
| Security | 693718108 | Meeting Type | Annual | |||
| Ticker Symbol | PCAR | Meeting Date | 20-Apr-2011 | |||
| ISIN | US6937181088 | Agenda | 933376558 - Management | |||
| City | Holding Recon Date | 23-Feb-2011 | ||||
| Country | United States | Vote Deadline Date | 19-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 01 | DIRECTOR | Management | ||||||||
| 1 | JOHN M. FLUKE, JR. | For | For | |||||||
| 2 | KIRK S. HACHIGIAN | For | For | |||||||
| 3 | STEPHEN F. PAGE | For | For | |||||||
| 4 | THOMAS E. PLIMPTON | For | For | |||||||
| 02 | ADVISORY VOTE ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | For | For | ||||||
| 03 | ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES | Management | 1 Year | Against | ||||||
| 04 | APPROVAL OF THE LONG TERM INCENTIVE PLAN | Management | For | For | ||||||
| 05 | APPROVAL OF THE SENIOR EXECUTIVE YEARLY INCENTIVE COMPENSATION PLAN | Management | For | For | ||||||
| 06 | STOCKHOLDER PROPOSAL REGARDING THE SUPERMAJORITY VOTE PROVISIONS | Shareholder | For | Against | ||||||
| 07 | STOCKHOLDER PROPOSAL REGARDING A DIRECTOR VOTE THRESHOLD | Shareholder | For | Against | ||||||
INTERNATIONAL BUSINESS MACHINES CORP.
| Security | 459200101 | Meeting Type | Annual | |||
| Ticker Symbol | IBM | Meeting Date | 26-Apr-2011 | |||
| ISIN | US4592001014 | Agenda | 933380381 - Management | |||
| City | Holding Recon Date | 25-Feb-2011 | ||||
| Country | United States | Vote Deadline Date | 25-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: A.J.P. BELDA | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: W.R. BRODY | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: K.I. CHENAULT | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: M.L. ESKEW | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: S.A. JACKSON | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: A.N. LIVERIS | Management | For | For | ||||
| 1G | ELECTION OF DIRECTOR: W.J. MCNERNEY, JR. | Management | For | For | ||||
| 1H | ELECTION OF DIRECTOR: J.W. OWENS | Management | For | For | ||||
| 1I | ELECTION OF DIRECTOR: S.J. PALMISANO | Management | For | For | ||||
| 1J | ELECTION OF DIRECTOR: J.E. SPERO | Management | For | For | ||||
| 1K | ELECTION OF DIRECTOR: S. TAUREL | Management | For | For | ||||
| 1L | ELECTION OF DIRECTOR: L.H. ZAMBRANO | Management | For | For | ||||
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PAGE 71) | Management | For | For | ||||
| 03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 72) | Management | For | For | ||||
| 04 | ADVISORY VOTE REGARDING FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 73) | Management | 1 Year | Against | ||||
| 05 | STOCKHOLDER PROPOSAL ON CUMULATIVE VOTING (PAGE 74) | Shareholder | For | Against | ||||
| 06 | STOCKHOLDER PROPOSAL TO REVIEW POLITICAL CONTRIBUTIONS POLICY (PAGES 74-75) | Shareholder | For | Against | ||||
| 07 | STOCKHOLDER PROPOSAL ON LOBBYING (PAGES 75-76) | Shareholder | For | Against |
THE COCA-COLA COMPANY
| Security | 191216100 | Meeting Type | Annual | |||
| Ticker Symbol | KO | Meeting Date | 27-Apr-2011 | |||
| ISIN | US1912161007 | Agenda | 933380418 - Management | |||
| City | Holding Recon Date | 28-Feb-2011 | ||||
| Country | United States | Vote Deadline Date | 26-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: EVAN G. GREENBERG | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | ||||
| 1G | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | ||||
| 1H | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | ||||
| 1I | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | ||||
| 1J | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For | ||||
| 1K | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | ||||
| 1L | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | ||||
| 1M | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | ||||
| 1N | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For | ||||
| 1O | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For | ||||
| 02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
| 03 | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | Management | For | For | ||||
| 04 | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | Management | For | For | ||||
| 05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) | Management | For | For | ||||
| 06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE | Management | 1 Year | For | ||||
| 07 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shareholder | For | Against |
CULLEN/FROST BANKERS, INC.
| Security | 229899109 | Meeting Type | Annual | |||
| Ticker Symbol | CFR | Meeting Date | 28-Apr-2011 | |||
| ISIN | US2298991090 | Agenda | 933391017 - Management | |||
| City | Holding Recon Date | 04-Mar-2011 | ||||
| Country | United States | Vote Deadline Date | 27-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 01 | DIRECTOR | Management | ||||||||
| 1 | R. DENNY ALEXANDER | For | For | |||||||
| 2 | CARLOS ALVAREZ | For | For | |||||||
| 3 | ROYCE S. CALDWELL | For | For | |||||||
| 4 | CRAWFORD H. EDWARDS | For | For | |||||||
| 5 | RUBEN M. ESCOBEDO | For | For | |||||||
| 6 | RICHARD W. EVANS, JR. | For | For | |||||||
| 7 | PATRICK B. FROST | For | For | |||||||
| 8 | DAVID J. HAEMISEGGER | For | For | |||||||
| 9 | KAREN E. JENNINGS | For | For | |||||||
| 10 | RICHARD M. KLEBERG, III | For | For | |||||||
| 11 | CHARLES W. MATTHEWS | For | For | |||||||
| 12 | IDA CLEMENT STEEN | For | For | |||||||
| 13 | HORACE WILKINS JR. | For | For | |||||||
| 02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP TO ACT AS INDEPENDENT AUDITORS OF CULLEN/FROST BANKERS, INC. FOR THE FISCAL YEAR THAT BEGAN JANUARY 1, 2011. | Management | For | For | ||||||
| 03 | PROPOSAL TO ADOPT THE ADVISORY (NON-BINDING) RESOLUTION APPROVING EXECUTIVE COMPENSATION. | Management | For | For | ||||||
| 04 | ADVISORY (NON-BINDING) ELECTION OF THE FREQUENCY OF FUTURE VOTES RELATING TO EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
AT&T INC.
| Security | 00206R102 | Meeting Type | Annual | |||
| Ticker Symbol | T | Meeting Date | 29-Apr-2011 | |||
| ISIN | US00206R1023 | Agenda | 933378437 - Management | |||
| City | Holding Recon Date | 01-Mar-2011 | ||||
| Country | United States | Vote Deadline Date | 28-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: RANDALL L. STEPHENSON | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: GILBERT F. AMELIO | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: REUBEN V. ANDERSON | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: JAMES H. BLANCHARD | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: JAIME CHICO PARDO | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: JAMES P. KELLY | Management | For | For | ||||
| 1G | ELECTION OF DIRECTOR: JON C. MADONNA | Management | For | For | ||||
| 1H | ELECTION OF DIRECTOR: LYNN M. MARTIN | Management | For | For | ||||
| 1I | ELECTION OF DIRECTOR: JOHN B. MCCOY | Management | For | For | ||||
| 1J | ELECTION OF DIRECTOR: JOYCE M. ROCHE | Management | For | For | ||||
| 1K | ELECTION OF DIRECTOR: MATTHEW K. ROSE | Management | For | For | ||||
| 1L | ELECTION OF DIRECTOR: LAURA D’ANDREA TYSON | Management | For | For | ||||
| 02 | RATIFICATION OF APPOINTMENT OF INDEPENDENT AUDITORS. |
Management | For | For | ||||
| 03 | APPROVE 2011 INCENTIVE PLAN. | Management | For | For | ||||
| 04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | ||||
| 05 | ADVISORY VOTE ON FREQUENCY OF VOTE ON EXECUTIVE COMPENSATION. |
Management | 1 Year | Against | ||||
| 06 | POLITICAL CONTRIBUTIONS. | Shareholder | For | Against | ||||
| 07 | SPECIAL STOCKHOLDER MEETINGS. | Shareholder | For | Against | ||||
| 08 | WRITTEN CONSENT. | Shareholder | For | Against |
ABBOTT LABORATORIES
| Security | 002824100 | Meeting Type | Annual | |||
| Ticker Symbol | ABT | Meeting Date | 29-Apr-2011 | |||
| ISIN | US0028241000 | Agenda | 933386319 - Management | |||
| City | Holding Recon Date | 02-Mar-2011 | ||||
| Country | United States | Vote Deadline Date | 28-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 01 | DIRECTOR | Management | ||||||||
| 1 | R.J. ALPERN | For | For | |||||||
| 2 | R.S. AUSTIN | For | For | |||||||
| 3 | W.J. FARRELL | For | For | |||||||
| 4 | H.L. FULLER | For | For | |||||||
| 5 | E.M. LIDDY | For | For | |||||||
| 6 | P.N. NOVAKOVIC | For | For | |||||||
| 7 | W.A. OSBORN | For | For | |||||||
| 8 | S.C. SCOTT III | For | For | |||||||
| 9 | G.F. TILTON | For | For | |||||||
| 10 | M.D. WHITE | For | For | |||||||
| 02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For | ||||||
| 03 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | ||||||
| 04 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||||
| 05 | SHAREHOLDER PROPOSAL - PHARMACEUTICAL PRICING. | Shareholder | For | Against | ||||||
AFLAC INCORPORATED
| Security | 001055102 | Meeting Type | Annual | |||
| Ticker Symbol | AFL | Meeting Date | 02-May-2011 | |||
| ISIN | US0010551028 | Agenda | 933383616 - Management | |||
| City | Holding Recon Date | 23-Feb-2011 | ||||
| Country | United States | Vote Deadline Date | 29-Apr-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||
| 1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | ||||
| 1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | For | For | ||||
| 1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | ||||
| 1D | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management | For | For | ||||
| 1E | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For | ||||
| 1F | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For | ||||
| 1G | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For | ||||
| 1H | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For | ||||
| 1I | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For | ||||
| 1J | ELECTION OF DIRECTOR: E. STEPHEN PURDOM, M.D. | Management | For | For | ||||
| 1K | ELECTION OF DIRECTOR: BARBARA K. RIMER, DRPH | Management | For | For | ||||
| 1L | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management | For | For | ||||
| 1M | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For | ||||
| 1N | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management | For | For | ||||
| 1O | ELECTION OF DIRECTOR: TAKURO YOSHIDA | Management | For | For | ||||
| 02 | TO CONSIDER THE FOLLOWING NON-BINDING ADVISORY PROPOSAL: RESOLVED, THAT THE SHAREHOLDERS APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS, EXECUTIVE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE IN THE PROXY STATEMENT. | Management | For | For | ||||
| 03 | NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | ||||
| 04 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | Management | For | For |
EQT CORPORATION
| Security | 26884L109 | Meeting Type | Annual | |||
| Ticker Symbol | EQT | Meeting Date | 10-May-2011 | |||
| ISIN | US26884L1098 | Agenda | 933389466 - Management | |||
| City | Holding Recon Date | 09-Mar-2011 | ||||
| Country | United States | Vote Deadline Date | 09-May-2011 | |||
| SEDOL(s) | Quick Code | |||||
| Item |
Proposal |
Type |
Vote |
For/Against Management | ||||||
| 1 | DIRECTOR | Management | ||||||||
| 1 | STEPHEN A. THORINGTON | For | For | |||||||
| 2 | DAVID L. PORGES | For | For | |||||||
| 3 | JAMES E. ROHR | For | For | |||||||
| 4 | DAVID S. SHAPIRA | For | For | |||||||
| 2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | ||||||
| 3 | APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM INCENTIVE PLAN | Management | For | For | ||||||
| 4 | APPROVAL OF THE EXECUTIVE COMPENSATION OF THE COMPANY | Management | For | For | ||||||
| 5 | RECOMMENDATION ON THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | 1 Year | For | ||||||
| 6 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | Management | For | For | ||||||
| 7 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY RELATED TO VACANCIES IN THE BOARD OF DIRECTORS | Management | For | For | ||||||
| 8 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS | Management | For | For | ||||||
Tax-Advantaged Dividend Growth Fund - Santa Barbara
| Company Name |
Ticker | Security ID | Meeting Date |
Meeting Type | Proponent | Item Number |
Proposal |
Management |
Vote | |||||||||
| VF Corporation | VFC | 918204108 | 26-Apr-11 | Annual | Management | 1.1 | Elect Director Juan Ernesto de Bedout | For | For | |||||||||
| Management | 1.2 | Elect Director Ursula O. Fairbairn | For | For | ||||||||||||||
| Management | 1.3 | Elect Director Eric C Wiseman | For | For | ||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | ||||||||||||||
| Management | 4 | Adopt Majority Voting for Uncontested Election of Directors | For | For | ||||||||||||||
| Management | 5 | Ratify Auditors | For | For | ||||||||||||||
| The Coca-Cola Company | KO | 191216100 | 27-Apr-11 | Annual | Management | 1 | Elect Director Herbert A. Allen | For | For | |||||||||
| Management | 2 | Elect Director Ronald W. Allen | For | For | ||||||||||||||
| Management | 3 | Elect Director Howard G. Buffett | For | For | ||||||||||||||
| Management | 4 | Elect Director Barry Diller | For | For | ||||||||||||||
| Management | 5 | Elect Director Evan G. Greenberg | For | For | ||||||||||||||
| Management | 6 | Elect Director Alexis M. Herman | For | For | ||||||||||||||
| Management | 7 | Elect Director Muhtar Kent | For | For | ||||||||||||||
| Management | 8 | Elect Director Donald R. Keough | For | For | ||||||||||||||
| Management | 9 | Elect Director Maria Elena Lagomasino | For | For | ||||||||||||||
| Management | 10 | Elect Director Donald F. McHenry | For | For | ||||||||||||||
| Management | 11 | Elect Director Sam Nunn | For | For | ||||||||||||||
| Management | 12 | Elect Director James D. Robinson III | For | For | ||||||||||||||
| Management | 13 | Elect Director Peter V. Ueberroth | For | For | ||||||||||||||
| Management | 14 | Elect Director Jacob Wallenberg | For | For | ||||||||||||||
| Management | 15 | Elect Director James B. Williams | For | For | ||||||||||||||
| Management | 16 | Ratify Auditors | For | For | ||||||||||||||
| Management | 17 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||
| Management | 18 | Amend Restricted Stock Plan | For | For | ||||||||||||||
| Management | 19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 20 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Share Holder | 21 | Publish Report on Chemical Bisphenol-A (BPA) | Against | For | ||||||||||||||
| Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Annual | Management | 1 | Elect Director Dennis A. Ausiello | For | For | |||||||||
| Management | 2 | Elect Director Michael S. Brown | For | For | ||||||||||||||
| Management | 3 | Elect Director M. Anthony Burns | For | For | ||||||||||||||
| Management | 4 | Elect Director W. Don Cornwell | For | For | ||||||||||||||
| Management | 5 | Elect Director Frances D. Fergusson | For | For | ||||||||||||||
| Management | 6 | Elect Director William H. Gray III | For | For | ||||||||||||||
| Management | 7 | Elect Director Constance J. Horner | For | For | ||||||||||||||
| Management | 8 | Elect Director James M. Kilts | For | For | ||||||||||||||
| Management | 9 | Elect Director George A. Lorch | For | For | ||||||||||||||
| Management | 10 | Elect Director John P. Mascotte | For | For | ||||||||||||||
| Management | 11 | Elect Director Suzanne Nora Johnson | For | For | ||||||||||||||
| Management | 12 | Elect Director Ian C. Read | For | For | ||||||||||||||
| Management | 13 | Elect Director Stephen W. Sanger | For | For | ||||||||||||||
| Management | 14 | Ratify Auditors | For | For | ||||||||||||||
| Management | 15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||
| Management | 16 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | ||||||||||||||
| Share Holder | 17 | Publish Political Contributions | Against | Against | ||||||||||||||
| Share Holder | 18 | Report on Public Policy Advocacy Process | Against | Against | ||||||||||||||
| Share Holder | 19 | Adopt Policy to Restrain Pharmaceutical Price Increases | Against | Against | ||||||||||||||
| Share Holder | 20 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||
| Share Holder | 21 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ||||||||||||||
| Share Holder | 22 | Report on Animal Testing and Plans for Reduction | Against | Against | ||||||||||||||
| Southern Copper Corporation | SCCO | 84265V105 | 28-Apr-11 | Annual | Management | 1.1 | Elect Director German Larrea Mota-Velasco | For | Withhold | |||||||||
| Management | 1.2 | Elect Director Oscar Gonzalez Rocha | For | Withhold | ||||||||||||||
| Management | 1.3 | Elect Director Emilio Carrillo Gamboa | For | For | ||||||||||||||
| Management | 1.4 | Elect Director Alfredo Casar Perez | For | Withhold |
| Management | 1.5 | Elect Director Luis Castelazo Morales | For | Withhold | ||||||||||||||
| Management | 1.6 | Elect Director Enrique Castillo Sanchez Mejorada | For | Withhold | ||||||||||||||
| Management | 1.7 | Elect Director Alberto de la Parra Zavala | For | Withhold | ||||||||||||||
| Management | 1.8 | Elect Director Xavier Garcia de Quevedo Topete | For | Withhold | ||||||||||||||
| Management | 1.9 | Elect Director Genaro Larrea Mota-Velasco | For | Withhold | ||||||||||||||
| Management | 1.10 | Elect Director Daniel Muñiz Quintanilla | For | Withhold | ||||||||||||||
| Management | 1.11 | Elect Director Luis Miguel Palomino Bonilla | For | For | ||||||||||||||
| Management | 1.12 | Elect Director Gilberto Perezalonso Cifuentes | For | Withhold | ||||||||||||||
| Management | 1.13 | Elect Director Juan Rebolledo Gout | For | Withhold | ||||||||||||||
| Management | 1.14 | Elect Director Carlos Ruiz Sacristan | For | For | ||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Thomson Reuters Corporation | TRI | 884903105 | 03-May-11 | Annual | Management | 1.1 | Elect Director David Thomson | For | For | |||||||||
| Management | 1.2 | Elect Director W. Geoffrey Beattie | For | Withhold | ||||||||||||||
| Management | 1.3 | Elect Director Thomas H. Glocer | For | For | ||||||||||||||
| Management | 1.4 | Elect Director Manvinder S. Banga | For | For | ||||||||||||||
| Management | 1.5 | Elect Director Mary Cirillo | For | For | ||||||||||||||
| Management | 1.6 | Elect Director Steven A. Denning | For | For | ||||||||||||||
| Management | 1.7 | Elect Director Lawton W. Fitt | For | For | ||||||||||||||
| Management | 1.8 | Elect Director Roger L. Martin | For | For | ||||||||||||||
| Management | 1.9 | Elect Director Sir Deryck Maughan | For | For | ||||||||||||||
| Management | 1.10 | Elect Director Ken Olisa | For | For | ||||||||||||||
| Management | 1.11 | Elect Director Vance K. Opperman | For | For | ||||||||||||||
| Management | 1.12 | Elect Director John M. Thompson | For | For | ||||||||||||||
| Management | 1.13 | Elect Director Peter J. Thomson | For | For | ||||||||||||||
| Management | 1.14 | Elect Director John A. Tory | For | For | ||||||||||||||
| Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | ||||||||||||||
| Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | ||||||||||||||
| Union Pacific Corporation | UNP | 907818108 | 05-May-11 | Annual | Management | 1.1 | Elect Director Andrew H. Card, Jr. | For | For | |||||||||
| Management | 1.2 | Elect Director Erroll B. Davis, Jr. | For | For | ||||||||||||||
| Management | 1.3 | Elect Director Thomas J. Donohue | For | For | ||||||||||||||
| Management | 1.4 | Elect Director Archie W. Dunham | For | For | ||||||||||||||
| Management | 1.5 | Elect Director Judith Richards Hope | For | For | ||||||||||||||
| Management | 1.6 | Elect Director Charles C. Krulak | For | For | ||||||||||||||
| Management | 1.7 | Elect Director Michael R. McCarthy | For | For | ||||||||||||||
| Management | 1.8 | Elect Director Michael W. McConnell | For | For | ||||||||||||||
| Management | 1.9 | Elect Director Thomas F. McLarty III | For | For | ||||||||||||||
| Management | 1.10 | Elect Director Steven R. Rogel | For | For | ||||||||||||||
| Management | 1.11 | Elect Director Jose H. Villarreal | For | For | ||||||||||||||
| Management | 1.12 | Elect Director James R. Young | For | For | ||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||
| Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | ||||||||||||||
| Management | 5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | ||||||||||||||
| Management | 5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | ||||||||||||||
| Share Holder | 6 | Require Independent Board Chairman | Against | Against | ||||||||||||||
| Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Annual | Management | 1 | Elect Director Harold Brown | For | For | |||||||||
| Management | 2 | Elect Director Mathis Cabiallavetta | For | For | ||||||||||||||
| Management | 3 | Elect Director Louis C. Camilleri | For | For | ||||||||||||||
| Management | 4 | Elect Director J. Dudley Fishburn | For | For | ||||||||||||||
| Management | 5 | Elect Director Jennifer Li | For | For | ||||||||||||||
| Management | 6 | Elect Director Graham Mackay | For | For | ||||||||||||||
| Management | 7 | Elect Director Sergio Marchionne | For | Against | ||||||||||||||
| Management | 8 | Elect Director Lucio A. Noto | For | For | ||||||||||||||
| Management | 9 | Elect Director Carlos Slim Helu | For | For | ||||||||||||||
| Management | 10 | Elect Director Stephen M. Wolf | For | For |
| Management | 11 | Ratify Auditors | For | For | ||||||||||||||
| Management | 12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Share Holder | 14 | Report on Effect of Marketing Practices on the Poor | Against | Against | ||||||||||||||
| Share Holder | 15 | Require Independent Board Chairman | Against | Against | ||||||||||||||
| Leggett & Platt, Incorporated | LEG | 524660107 | 12-May-11 | Annual | Management | 1 | Elect Director Robert E. Brunner | For | For | |||||||||
| Management | 2 | Elect Director Ralph W. Clark | For | For | ||||||||||||||
| Management | 3 | Elect Director R. Ted Enloe, III | For | For | ||||||||||||||
| Management | 4 | Elect Director Richard T. Fisher | For | For | ||||||||||||||
| Management | 5 | Elect Director Matthew C. Flanigan | For | For | ||||||||||||||
| Management | 6 | Elect Director Karl G. Glassman | For | For | ||||||||||||||
| Management | 7 | Elect Director Ray A. Griffith | For | For | ||||||||||||||
| Management | 8 | Elect Director David S. Haffner | For | For | ||||||||||||||
| Management | 9 | Elect Director Joseph W. McClanathan | For | For | ||||||||||||||
| Management | 10 | Elect Director Judy C. Odom | For | For | ||||||||||||||
| Management | 11 | Elect Director Maurice E. Purnell, Jr. | For | For | ||||||||||||||
| Management | 12 | Elect Director Phoebe A. Wood | For | For | ||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||
| Management | 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||
| Share Holder | 16 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | ||||||||||||||
| Waste Management, Inc. | WM | 94106L109 | 13-May-11 | Annual | Management | 1 | Elect Director Pastora San Juan Cafferty | For | For | |||||||||
| Management | 2 | Elect Director Frank M. Clark, Jr. | For | For | ||||||||||||||
| Management | 3 | Elect Director Patrick W. Gross | For | For | ||||||||||||||
| Management | 4 | Elect Director John C. Pope | For | For | ||||||||||||||
| Management | 5 | Elect Director W. Robert Reum | For | For | ||||||||||||||
| Management | 6 | Elect Director Steven G. Rothmeier | For | For | ||||||||||||||
| Management | 7 | Elect Director David P. Steiner | For | For | ||||||||||||||
| Management | 8 | Elect Director Thomas H. Weidemeyer | For | For | ||||||||||||||
| Management | 9 | Ratify Auditors | For | For | ||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 12 | Provide Right to Call Special Meeting | For | For | ||||||||||||||
| JPMorgan Chase & Co. | JPM | 46625H100 | 17-May-11 | Annual | Management | 1 | Elect Director Crandall C. Bowles | For | For | |||||||||
| Management | 2 | Elect Director Stephen B. Burke | For | For | ||||||||||||||
| Management | 3 | Elect Director David M. Cote | For | For | ||||||||||||||
| Management | 4 | Elect Director James S. Crown | For | For | ||||||||||||||
| Management | 5 | Elect Director James Dimon | For | For | ||||||||||||||
| Management | 6 | Elect Director Ellen V. Futter | For | For | ||||||||||||||
| Management | 7 | Elect Director William H. Gray, III | For | For | ||||||||||||||
| Management | 8 | Elect Director Laban P. Jackson, Jr. | For | For | ||||||||||||||
| Management | 9 | Elect Director David C. Novak | For | For | ||||||||||||||
| Management | 10 | Elect Director Lee R. Raymond | For | For | ||||||||||||||
| Management | 11 | Elect Director William C. Weldon | For | For | ||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||
| Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||
| Management | 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 15 | Amend Omnibus Stock Plan | For | Against | ||||||||||||||
| Share Holder | 16 | Affirm Political Non-Partisanship | Against | Against | ||||||||||||||
| Share Holder | 17 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||
| Share Holder | 18 | Report on Loan Modifications | Against | Against | ||||||||||||||
| Share Holder | 19 | Report on Political Contributions | Against | For | ||||||||||||||
| Share Holder | 20 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Against | Against | ||||||||||||||
| Share Holder | 21 | Require Independent Board Chairman | Against | Against | ||||||||||||||
| Royal Dutch Shell plc | RDSB | 780259206 | 17-May-11 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||
| Management | 2 | Approve Remuneration Report | For | For | ||||||||||||||
| Management | 3 | Elect Linda Stuntz as Director | For | For | ||||||||||||||
| Management | 4 | Re-elect Josef Ackermann as Director | For | For |
| Management | 5 | Re-elect Malcolm Brinded as Director | For | For | ||||||||||||||
| Management | 6 | Elect Guy Elliott as Director | For | For | ||||||||||||||
| Management | 7 | Re-elect Simon Henry as Director | For | For | ||||||||||||||
| Management | 8 | Re-elect Charles Holliday as Director | For | For | ||||||||||||||
| Management | 9 | Re-elect Lord Kerr of Kinlochard as Director | For | For | ||||||||||||||
| Management | 10 | Elect Gerard Kleisterlee as Director | For | For | ||||||||||||||
| Management | 11 | Re-elect Christine Morin-Postel as Director | For | For | ||||||||||||||
| Management | 12 | Re-elect Jorma Ollila as Director | For | For | ||||||||||||||
| Management | 13 | Re-elect Jeroen van der Veer as Director | For | For | ||||||||||||||
| Management | 14 | Re-elect Peter Voser as Director | For | For | ||||||||||||||
| Management | 15 | Re-elect Hans Wijers as Director | For | For | ||||||||||||||
| Management | 16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | ||||||||||||||
| Management | 17 | Authorise Board to Fix Remuneration of Auditors | For | For | ||||||||||||||
| Management | 18 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||
| Management | 19 | Authorise Issue of Equity without Pre-emptive Rights | For | For | ||||||||||||||
| Management | 20 | Authorise Market Purchase | For | For | ||||||||||||||
| Management | 21 | Authorise EU Political Donations and Expenditure | For | For | ||||||||||||||
| Lorillard, Inc. | LO | 544147101 | 19-May-11 | Annual | Management | 1.1 | Elect Director Dianne Neal Blixt | For | For | |||||||||
| Management | 1.2 | Elect Director David E. R. Dangoor | For | For | ||||||||||||||
| Management | 1.3 | Elect Director Murray S. Kessler | For | For | ||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||
| Share Holder | 5 | Require a Majority Vote for the Election of Directors | None | For | ||||||||||||||
| Share Holder | 6 | Report on Political Contributions | Against | For | ||||||||||||||
| YUM! Brands, Inc. | YUM | 988498101 | 19-May-11 | Annual | Management | 1 | Elect Director David W. Dorman | For | For | |||||||||
| Management | 2 | Elect Director Massimo Ferragamo | For | For | ||||||||||||||
| Management | 3 | Elect Director J. David Grissom | For | For | ||||||||||||||
| Management | 4 | Elect Director Bonnie G. Hill | For | For | ||||||||||||||
| Management | 5 | Elect Director Robert Holland, Jr. | For | For | ||||||||||||||
| Management | 6 | Elect Director Kenneth G. Langone | For | For | ||||||||||||||
| Management | 7 | Elect Director Jonathan S. Linen | For | For | ||||||||||||||
| Management | 8 | Elect Director Thomas C. Nelson | For | For | ||||||||||||||
| Management | 9 | Elect Director David C. Novak | For | For | ||||||||||||||
| Management | 10 | Elect Director Thomas M. Ryan | For | For | ||||||||||||||
| Management | 11 | Elect Director Jing-Shyh S. Su | For | For | ||||||||||||||
| Management | 12 | Elect Director Robert D. Walter | For | For | ||||||||||||||
| Management | 13 | Ratify Auditors | For | For | ||||||||||||||
| Management | 14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 16 | Provide Right to Call Special Meeting | For | For | ||||||||||||||
| NextEra Energy, Inc. | NEE | 65339F101 | 20-May-11 | Annual | Management | 1.1 | Elect Director Sherry S. Barrat | For | For | |||||||||
| Management | 1.2 | Elect Director Robert M. Beall, II | For | For | ||||||||||||||
| Management | 1.3 | Elect Director J. Hyatt Brown | For | For | ||||||||||||||
| Management | 1.4 | Elect Director James L. Camaren | For | For | ||||||||||||||
| Management | 1.5 | Elect Director Kenneth B. Dunn | For | For | ||||||||||||||
| Management | 1.6 | Elect Director J. Brian Ferguson | For | For | ||||||||||||||
| Management | 1.7 | Elect Director Lewis Hay, III | For | For | ||||||||||||||
| Management | 1.8 | Elect Director Toni Jennings | For | For | ||||||||||||||
| Management | 1.9 | Elect Director Oliver D. Kingsley, Jr. | For | For | ||||||||||||||
| Management | 1.10 | Elect Director Rudy E. Schupp | For | For | ||||||||||||||
| Management | 1.11 | Elect Director William H. Swanson | For | For | ||||||||||||||
| Management | 1.12 | Elect Director Michael H. Thaman | For | For | ||||||||||||||
| Management | 1.13 | Elect Director Hansel E. Tookes, II | For | For | ||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||
| Management | 3 | Approve Omnibus Stock Plan | For | For | ||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| BlackRock, Inc. | BLK | 09247X101 | 25-May-11 | Annual | Management | 1.1 | Elect Director Murry S. Gerber | For | For | |||||||||
| Management | 1.2 | Elect Director James Grosfeld | For | For |
| Management | 1.3 | Elect Director Deryck Maughan | For | For | ||||||||||||||
| Management | 1.4 | Elect Director Thomas K. Montag | For | For | ||||||||||||||
| Management | 1.5 | Elect Director Linda Gosden Robinson | For | Withhold | ||||||||||||||
| Management | 1.6 | Elect Director John S. Varley | For | Withhold | ||||||||||||||
| Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 4 | Ratify Auditors | For | For | ||||||||||||||
| Chevron Corporation | CVX | 166764100 | 25-May-11 | Annual | Management | 1 | Elect Director L.F. Deily | For | For | |||||||||
| Management | 2 | Elect Director R.E. Denham | For | For | ||||||||||||||
| Management | 3 | Elect Director R.J. Eaton | For | For | ||||||||||||||
| Management | 4 | Elect Director C. Hagel | For | For | ||||||||||||||
| Management | 5 | Elect Director E. Hernandez | For | For | ||||||||||||||
| Management | 6 | Elect Director G.L. Kirkland | For | For | ||||||||||||||
| Management | 7 | Elect Director D.B. Rice | For | For | ||||||||||||||
| Management | 8 | Elect Director K.W. Sharer | For | For | ||||||||||||||
| Management | 9 | Elect Director C.R. Shoemate | For | For | ||||||||||||||
| Management | 10 | Elect Director J.G. Stumpf | For | For | ||||||||||||||
| Management | 11 | Elect Director R.D. Sugar | For | For | ||||||||||||||
| Management | 12 | Elect Director C. Ware | For | For | ||||||||||||||
| Management | 13 | Elect Director J.S. Watson | For | For | ||||||||||||||
| Management | 14 | Ratify Auditors | For | For | ||||||||||||||
| Management | 15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Share Holder | 17 | Request Director Nominee with Environmental Qualifications | Against | For | ||||||||||||||
| Share Holder | 18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | ||||||||||||||
| Share Holder | 19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | ||||||||||||||
| Share Holder | 20 | Adopt Guidelines for Country Selection | Against | For | ||||||||||||||
| Share Holder | 21 | Report on Financial Risks of Climate Change | Against | Against | ||||||||||||||
| Share Holder | 22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | ||||||||||||||
| Share Holder | 23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | ||||||||||||||
| ONEOK, Inc. | OKE | 682680103 | 25-May-11 | Annual | Management | 1 | Elect Director James C. Day | For | For | |||||||||
| Management | 2 | Elect Director Julie H. Edwards | For | For | ||||||||||||||
| Management | 3 | Elect Director William L. Ford | For | For | ||||||||||||||
| Management | 4 | Elect Director John W. Gibson | For | For | ||||||||||||||
| Management | 5 | Elect Director Bert H. Mackie | For | For | ||||||||||||||
| Management | 6 | Elect Director Jim W. Mogg | For | For | ||||||||||||||
| Management | 7 | Elect Director Pattye L. Moore | For | For | ||||||||||||||
| Management | 8 | Elect Director Gary D. Parker | For | For | ||||||||||||||
| Management | 9 | Elect Director Eduardo A. Rodriguez | For | For | ||||||||||||||
| Management | 10 | Elect Director Gerald B. Smith | For | For | ||||||||||||||
| Management | 11 | Elect Director David J. Tippeconnic | For | For | ||||||||||||||
| Management | 12 | Ratify Auditors | For | For | ||||||||||||||
| Management | 13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Raytheon Company | RTN | 755111507 | 26-May-11 | Annual | Management | 1 | Elect Director Vernon E. Clark | For | For | |||||||||
| Management | 2 | Elect Director John M. Deutch | For | For | ||||||||||||||
| Management | 3 | Elect Director Stephen J. Hadley | For | For | ||||||||||||||
| Management | 4 | Elect Director Frederic M. Poses | For | For | ||||||||||||||
| Management | 5 | Elect Director Michael C. Ruettgers | For | For | ||||||||||||||
| Management | 6 | Elect Director Ronald L. Skates | For | For | ||||||||||||||
| Management | 7 | Elect Director William R. Spivey | For | For | ||||||||||||||
| Management | 8 | Elect Director Linda G. Stuntz | For | Against | ||||||||||||||
| Management | 9 | Elect Director William H. Swanson | For | For | ||||||||||||||
| Management | 10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Management | 12 | Ratify Auditors | For | For |
| Share Holder | 13 | Provide Right to Act by Written Consent | Against | For | ||||||||||||||
| Share Holder | 14 | Stock Retention/Holding Period | Against | For | ||||||||||||||
| Share Holder | 15 | Report on Lobbying Contributions and Expenses | Against | For | ||||||||||||||
| Share Holder | 16 | Submit SERP to Shareholder Vote | Against | For | ||||||||||||||
| TENARIS SA | TEN | 88031M109 | 01-Jun-11 | Annual/Special | Management | 1 | Receive and Approve Board’s and Auditor’s Reports for FY 2010 | For | For | |||||||||
| Management | 2 | Accept Consolidated Financial Statements for FY 2010 | For | For | ||||||||||||||
| Management | 3 | Accept Financial Statements for FY 2010 | For | For | ||||||||||||||
| Management | 4 | Approve Allocation of Income and Dividends of USD 0.34 per Share | For | For | ||||||||||||||
| Management | 5 | Approve Discharge of Directors | For | For | ||||||||||||||
| Management | 6 | Fix Number of Directors at 10 and Re-elect Roberto Bonatti, Carlos Condorelli, Carlos Franck, Roberto Monti, Gianfelice Mario Rocca, Paolo Rocca, Jaime Serra Puche, Alberto Valsecchi, Amadeo Vázquez Vázquez, Guillermo Vogel as Directors (Bundled) | For | Against | ||||||||||||||
| Management | 7 | Approve Remuneration of Directors | For | For | ||||||||||||||
| Management | 8 | Approve PricewaterhouseCoopers as Auditors and Approve Auditor’s Remuneration | For | For | ||||||||||||||
| Management | 9 | Allow Electronic Distribution of Company Communications | For | For | ||||||||||||||
| Management | 1 | Amend Articles Re: Termination of Holding Company Status | For | For | ||||||||||||||
| Management | 2 | Change Date of Annual Meeting and Amend Article 15 Accordingly | For | For | ||||||||||||||
| New York Community Bancorp, Inc. | NYB | 649445103 | 02-Jun-11 | Annual | Management | 1.1 | Elect Director Dominick Ciampa | For | For | |||||||||
| Management | 1.2 | Elect Director W.c. Frederick | For | For | ||||||||||||||
| Management | 1.3 | Elect Director Max L. Kupferberg | For | For | ||||||||||||||
| Management | 1.4 | Elect Director Spiros J. Voutsinas | For | For | ||||||||||||||
| Management | 1.5 | Elect Director Robert Wann | For | For | ||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||
| Management | 3 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||
| Management | 4 | Amend Omnibus Stock Plan | For | For | ||||||||||||||
| Management | 5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | ||||||||||||||
| Management | 6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | ||||||||||||||
| WPP plc | WPP | 92933H101 | 02-Jun-11 | Annual | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | |||||||||
| Management | 2 | Approve Remuneration Report | For | Against | ||||||||||||||
| Management | 3 | Approve the Corporate Responsibility Report | For | For | ||||||||||||||
| Management | 4 | Amend Articles of Association Re: Annual Re-election of Directors | For | For | ||||||||||||||
| Management | 5 | Elect Ruigang Li as Director | For | For | ||||||||||||||
| Management | 6 | Elect Solomon Trujillo as Director | For | For | ||||||||||||||
| Management | 7 | Re-elect Colin Day as Director | For | For | ||||||||||||||
| Management | 8 | Re-elect Esther Dyson as Director | For | For | ||||||||||||||
| Management | 9 | Re-elect Orit Gadiesh as Director | For | For | ||||||||||||||
| Management | 10 | Re-elect Philip Lader as Director | For | For | ||||||||||||||
| Management | 11 | Re-elect Stanley Morten as Director | For | For | ||||||||||||||
| Management | 12 | Re-elect Koichiro Naganuma as Director | For | For | ||||||||||||||
| Management | 13 | Re-elect Lubna Olayan as Director | For | For | ||||||||||||||
| Management | 14 | Re-elect John Quelch as Director | For | For | ||||||||||||||
| Management | 15 | Re-elect Mark Read as Director | For | For | ||||||||||||||
| Management | 16 | Re-elect Paul Richardson as Director | For | For | ||||||||||||||
| Management | 17 | Re-elect Jeffrey Rosen as Director | For | For | ||||||||||||||
| Management | 18 | Re-elect Timothy Shriver as Director | For | For | ||||||||||||||
| Management | 19 | Re-elect Sir Martin Sorrell as Director | For | For | ||||||||||||||
| Management | 20 | Re-elect Paul Spencer as Director | For | For | ||||||||||||||
| Management | 21 | Reappoint Deloitte LLP as Auditors and Authorise the Board to Determine Their Remuneration | For | For | ||||||||||||||
| Management | 22 | Authorise Issue of Equity with Pre-emptive Rights | For | For | ||||||||||||||
| Management | 23 | Approve Increase in Maximum Annual Aggregate Fees of the Directors | For | For | ||||||||||||||
| Management | 24 | Approve Scrip Dividend | For | For | ||||||||||||||
| Management | 25 | Authorise Market Purchase | For | For | ||||||||||||||
| Management | 26 | Authorise Issue of Equity without Pre-emptive Rights | For | For |
| Caterpillar Inc. | CAT | 149123101 | 08-Jun-11 | Annual | Management | 1.1 | Elect Director David L. Calhoun | For | Withhold | |||||||||
| Management | 1.2 | Elect Director Daniel M. Dickinson | For | For | ||||||||||||||
| Management | 1.3 | Elect Director Eugene V. Fife | For | For | ||||||||||||||
| Management | 1.4 | Elect Director Juan Gallardo | For | For | ||||||||||||||
| Management | 1.5 | Elect Director David R. Goode | For | For | ||||||||||||||
| Management | 1.6 | Elect Director Jesse J. Greene, Jr. | For | For | ||||||||||||||
| Management | 1.7 | Elect Director Peter A. Magowan | For | For | ||||||||||||||
| Management | 1.8 | Elect Director Dennis A. Muilenburg | For | For | ||||||||||||||
| Management | 1.9 | Elect Director Douglas R. Oberhelman | For | For | ||||||||||||||
| Management | 1.10 | Elect Director William A. Osborn | For | For | ||||||||||||||
| Management | 1.11 | Elect Director Charles D. Powell | For | For | ||||||||||||||
| Management | 1.12 | Elect Director Edward B. Rust, Jr. | For | For | ||||||||||||||
| Management | 1.13 | Elect Director Susan C. Schwab | For | For | ||||||||||||||
| Management | 1.14 | Elect Director Joshua I. Smith | For | For | ||||||||||||||
| Management | 1.15 | Elect Director Miles D. White | For | For | ||||||||||||||
| Management | 2 | Ratify Auditors | For | For | ||||||||||||||
| Management | 3 | Amend Executive Incentive Bonus Plan | For | For | ||||||||||||||
| Management | 4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | ||||||||||||||
| Management | 5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | ||||||||||||||
| Share Holder | 6 | Report on Political Contributions | Against | For | ||||||||||||||
| Share Holder | 7 | Stock Retention/Holding Period | Against | For | ||||||||||||||
| Share Holder | 8 | Require a Majority Vote for the Election of Directors | Against | For | ||||||||||||||
| Share Holder | 9 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Against | For | ||||||||||||||
| Share Holder | 10 | Require Independent Board Chairman | Against | Against | ||||||||||||||
| Share Holder | 11 | Review and Assess Human Rights Policies | Against | For | ||||||||||||||
| Share Holder | 12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Tax-Advantaged Dividend Growth Fund
| By | /s/ Gifford R. Zimmerman | |
| Gifford R. Zimmerman – Chief Administrative Officer | ||
| Date | ||
August 26, 2011