SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): October 3, 2007 (September 28, 2007)
KNIGHT CAPITAL GROUP, INC.
(Exact name of registrant as specified in its charter)
| DELAWARE | 001-14223 | 22-3689303 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
545 Washington Boulevard, Jersey City, NJ 07310
(Address of principal executive offices) (Zip Code)
(201) 222-9400
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| ¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| ¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
| ¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Knight Capital Group, Inc.
Current Report on Form 8-K
| Item 7.01 | Regulation FD Disclosure |
| Item 9.01 | Financial Statements and Exhibits |
| a. | Financial Statements on Businesses Acquired |
Not Applicable
| b. | Pro Forma Financial Information |
Not Applicable
| c. | Shell Company Transactions |
Not Applicable
| d. | Exhibits |
| Exhibit 99.1 |
- |
Press Release of Knight Capital Group, Inc. issued on October 2, 2007. |
The following information is furnished under Item 7.01, “Regulation FD Disclosure”, and Item 9.01 “Financial Statements and Exhibits”. This information, including Exhibit 99.1, shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.
On October 2, 2007, the Registrant issued a press release announcing that at the close of business on September 28, 2007, The Goldman Sachs Group, Inc. completed the previously announced purchase of a minority equity interest in the Registrant’s ECN, Direct Edge ECN, and Citadel Derivatives Group LLC, an affiliate of Citadel Investment Group, L.L.C., increased its minority ownership interest in Direct Edge ECN. The press release is attached hereto as Exhibit 99.1.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned’s duly authorized signatory.
Dated: October 3, 2007
| KNIGHT CAPITAL GROUP, INC. | ||||
| By: | /s/ Andrew M. Greenstein |
|||
| Name: | Andrew M. Greenstein | |||
| Title: | Managing Director, Associate | |||
| General Counsel and Assistant | ||||
| Secretary | ||||
EXHIBIT INDEX
| Exhibit No. |
Description | |
| 99.1 |
Press Release of Knight Capital Group, Inc. issued on October 2, 2007. |