Filed Pursuant to Rules 424(b)(3) and 424(c)
Registration No. 333-107173
$132,000,000
MASSEY ENERGY COMPANY
4.75% Convertible Senior Notes due 2023
FIRST PROSPECTUS SUPPLEMENT DATED AUGUST 15, 2003
TO
PROSPECTUS DATED AUGUST 4, 2003
This Prospectus Supplement amends and restates the “Selling Securityholders” Section of the Prospectus, dated August 4, 2003, appearing on pages 70-72 of such Prospectus, (i) to list additional selling securityholders and (ii) to update the positions of previously disclosed selling securityholders, based on completed investor questionnaires submitted to Massey on or before August 14, 2003.
SELLING SECURITYHOLDERS
The notes were originally issued by us and sold by Citigroup Global Markets, Inc., UBS Warburg LLC and PNC Capital Markets, Inc. (the “Initial Purchasers”) in a transaction exempt from the registration requirements of the Securities Act to persons reasonably believed by the Initial Purchasers to be “qualified institutional buyers” (as defined by Rule 144A under the Securities Act). The selling securityholders (which term includes their transferees, pledgees, donees or successors) may from time to time offer and sell pursuant to this Prospectus any and all of the notes and the shares of common stock issuable upon conversion of the notes.
Set forth below are the names of each selling securityholder, the principal amount of notes that may be offered by such selling securityholder pursuant to this Prospectus, and the number of shares of common stock into which such notes are convertible. Unless set forth below, none of the selling securityholders has had a material relationship with us or any of our predecessors or affiliates within the past three years.
The following table sets forth certain information received by us on or prior to August 14, 2003. However, any or all of the notes or common stock listed below may be offered for sale pursuant to this Prospectus by the selling securityholders from time to time. Accordingly, no estimate can be given as to the amounts of notes or common stock that will be held by the selling securityholders upon consummation of any such sales. In addition, the selling securityholders identified below may have sold, transferred or otherwise disposed of all or a portion of their notes since the date on which the information regarding their notes was provided, in transactions exempt from the registration requirements of the Securities Act.
| Name |
Aggregate Principal at Maturity that May be Sold |
Percentage of Notes Outstanding |
Shares of Common Stock Owned Prior to Conversion |
Shares of Common Stock Registered Hereby(1) | ||||||
| Akela Capital Master Fund, LTD |
$ | 8,000,000 | 6.06 | % | 412,584 | |||||
| Allstate Insurance Company |
1,000,000 | 0.76 | % | 31,000 | 51,573 | |||||
| B.G.I Global Investors |
416,000 | 0.32 | % | 21,454 | ||||||
| BNP Paribas Equity Strategies, SNC |
2,330,000 | 1.77 | % | 24,466 | 120,165 | |||||
| BP Amoco PLC Master Trust |
609,000 | 0.46 | % | 31,407 | ||||||
| CALAMOS Convertible Growth and Income Fund—CALAMOS Investment Trust |
15,000,000 | 11.36 | % | 773,595 | ||||||
| Citigroup Global Markets FMR Salomon Smith Barney |
1,610,000 | 1.22 | % | 83,032 | ||||||
| CNH CA Master Account, L.P. |
1,000,000 | 0.76 | % | 51,573 | ||||||
| Coastal Convertibles, LTD c/o Harbor Capital |
500,000 | 0.38 | % | 25,786 | ||||||
| CooperNeff Convertible Strategies (Cayman) |
1,950,000 | 1.48 | % | 100,567 | ||||||
| CQS Convertible & Quantitative Strategies Masterfund |
8,000,000 | 6.06 | % | 412,584 | ||||||
| Excelsior Master Fund LP |
1,500,000 | 1.14 | % | 77,359 | ||||||
| Forest Fulcrum Fund, LLP |
995,000 | 0.75 | % | 51,315 | ||||||
| Forest Global Convertible Fund Series A-J |
4,940,000 | 3.74 | % | 254,770 | ||||||
| Forest Multi-Strategy Master Fund SPC, on behalf of Series F, Multi-Strategy Segregated Portfolio |
602,000 | 0.46 | % | 31,046 | ||||||
| Garno Investors Holdings, LTD |
500,000 | 0.38 | % | 25,786 | ||||||
| Grace Convertible Arbitrage Fund, LTD |
3,000,000 | 2.27 | % | 154,719 | ||||||
| HFR TQA Master Trust c/o TQA Investors, LLC |
134,000 | 0.10 | % | 6,910 | ||||||
| Hotel Union & Hotel Industry of Hawaii Pension Plan |
236,000 | 0.18 | % | 12,171 | ||||||
| ING Convertible Fund |
1,980,000 | 1.50 | % | 102,114 | ||||||
| ING VP Convertible Portfolio |
20,000 | 0.02 | % | 1,031 | ||||||
| Jefferies & Company, Inc. |
5,000 | 0.00 | % | 257 | ||||||
| KBC Financial Products USA Inc. |
750,000 | 0.57 | % | 38,679 | ||||||
| LDG Limited |
119,000 | 0.09 | % | 6,137 | ||||||
| Lexington Vantage Fund c/o TQA Investors, LLC |
15,000 | 0.01 | % | 773 | ||||||
| LLT Limited |
383,000 | 0.29 | % | 19,752 | ||||||
| Lyxor Master Fund c/o Forest Investment Mngt, LLC |
2,120,000 | 1.61 | % | 109,334 | ||||||
| MFS Total Return Fund, a series of Trust V |
1,400,000 | 1.06 | % | 72,202 | ||||||
| Polaris VegaFund LP |
500,000 | 0.38 | % | 25,786 | ||||||
| Radcliffe SPC, LTD for and on behalf of the Class A Convertible Crossover Segregated Portfolio |
3,000,000 | 2.27 | % | 154,719 | ||||||
| Name |
Aggregate Principal at Maturity that May be Sold |
Percentage of Notes Outstanding |
Shares of Common Stock Owned Prior to Conversion |
Shares of Common Stock Registered Hereby(1) | ||||||
| RBC Alternative Assets LP c/o Forest Investment Mngt., LLC |
113,000 | 0.09 | % | 5,827 | ||||||
| Relay 11 Holdings c/o Forest Investment Mngt., LLC |
197,000 | 0.15 | % | 10,159 | ||||||
| S.A.C. Capital Associates, LLC |
2,500,000 | 1.89 | % | 8,400 | 128,932 | |||||
| Satellite Convertible Arbitrage Master Fund, LLC |
5,000,000 | 3.79 | % | 257,865 | ||||||
| Silverback Master, LTD (Deutshe Bank Securities) |
4,000,000 | 3.03 | % | 206,292 | ||||||
| Silverback Master, LTD (Morgan Stanley) |
14,000,000 | 10.61 | % | 722,022 | ||||||
| Singlehedge US Convertible Arbitrage Fund |
390,000 | 0.30 | % | 20,113 | ||||||
| South Dakota Retirement System |
3,000,000 | 2.27 | % | 154,719 | ||||||
| Sphinx Convertible Arbitrage c/o Forest Investment Mngt., LLC |
99,000 | 0.08 | % | 5,105 | ||||||
| Sphinx Convertible Arbitrage Fund SPC |
172,000 | 0.13 | % | 8,870 | ||||||
| Sphinx Fund c/o TQA Investors, LLC |
28,000 | 0.02 | % | 1,444 | ||||||
| Sturgeon Limited |
330,000 | 0.25 | % | 17,019 | ||||||
| Sunrise Partners Limited Partnership |
10,750,000 | 8.14 | % | 1,500 | 554,409 | |||||
| TQA Master Fund, LTD |
1,818,000 | 1.38 | % | 93,759 | ||||||
| TQA Master Plus Fund, LTD |
1,435,000 | 1.09 | % | 74,007 | ||||||
| UBS Securities LLC |
4,000,000 | 3.03 | % | 206,292 | ||||||
| Univest Convertible Arbitrage Fund Ltd., c/o Forest Investment Mngt. LLC |
62,000 | 0.05 | % | 3,197 | ||||||
| Viacom Inc. Pension Plan Master Trust |
20,000 | 0.02 | % | 1,031 | ||||||
| Xavex Convertible Arbitrage 7 Fund c/o TQA Investors, LLC |
264,000 | 0.20 | % | 13,615 | ||||||
| Xavex-Convertible Arbitrage 4 Fund c/o Forest Investment Mgt., LLC |
153,000 | 0.12 | % | 7,890 | ||||||
| Zurich Institutional Benchmarks Master Fund, LTD c/o TQA Investors, LLC |
187,000 | 0.14 | % | 9,644 | ||||||
| Zurich Institutional Benchmarks Master Fund, LTD. |
1,458,000 | 1.10 | % | 75,193 | ||||||
| Zurich Master Hedge Fund c/o Forest Investment Mngt, LLC |
634,000 | 0.48 | % | 32,697 | ||||||
| All Other Beneficial Holders(2)(3) |
$ | 18,776,000 | 14.22 | % | 968,334 | |||||
| Total |
$ | 132,000,000 | 100.00 | % | 6,807,636 | |||||
| (1) | Assumes conversion of all of the holder’s notes at a conversion rate of 51.573 shares of common stock per $1,000 principal amount at maturity of the notes. However, this conversion rate will be subject to adjustments as described under “Description of the Notes — Conversion Rights.” As a result, the amount of common stock issuable upon conversion of the notes may increase or decrease in the future. |
| (2) | Information about other selling securityholders will be set forth in prospectus supplements, if required. |
| (3) | Assumes that any other holders of the notes, or any future transferees, pledgees, donees, or successors of or from any such other holders of notes, do not beneficially own any common stock issuable upon conversion of the notes at the initial conversion rate. |
The proceeding table has been prepared based upon information furnished to us by the selling securityholders named in the table. From time to time, additional information concerning ownership of the notes and common stock may rest with certain holders thereof not named in the preceding table, with whom we believe we have no affiliation. Information about the selling securityholders may change over time. Any changed information will be set forth in prospectus supplements, if and when necessary.
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