UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series B Prime Preferred Stock | Â (2) | Â (2) | Common Stock | 449,999 | $ (2) | I (1) | iGlobe Partners Fund, L.P. (1) |
Series C Preferred Stock | Â (2) | Â (2) | Common Stock | 2,204,861 | $ (2) | I (1) | iGlobe Partners Fund, L.P. (1) |
Series C Prime Preferred Stock | Â (2) | Â (2) | Common Stock | 210,763 | $ (2) | I (1) | iGlobe Partners Fund, L.P. (1) |
Series E Preferred Stock | Â (2) | Â (2) | Common Stock | 267,214 | $ (2) | I (1) | iGlobe Partners Fund, L.P. (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
iGlobe Partners L.L.C. 5201 GREAT AMERICA PARKWAY SUITE 320 SANTA CLARA, CA 95054 |
 X |  X |  |  |
iGlobe Partners Fund, L.P. 5201 GREAT AMERICA PARKWAY SUITE 320 SANTA CLARA, CA 95054 |
 X |  X |  |  |
/s/ Soo Boon Koh, Managing Member for iGlobe Partners L.L.C. | 05/11/2010 | |
**Signature of Reporting Person | Date | |
/s/ Soo Boon Koh, Managing Member for iGlobe Partners L.L.C., General Partner for iGlobe Partners Fund, L.P. | 05/11/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned directly by iGlobe Partners Fund, L.P. ("iGlobe L.P."), of which iGlobe Partners L.L.C. ("iGlobe L.L.C.") is the general partner and exercises voting and investment power over these shares. The managing members of iGlobe L.L.C. are Soo Boon Koh and Doris Yee and each may be deemed to have voting and/or dispositive power over the shares held by iGlobe L.P. This report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for Section 16 or any other purpose. Soo Boon Koh is a director of Issuer. |
(2) | The Issuer's Preferred Stock will automatically convert into Common Stock on a one-for-one basis upon the closing of the Issuer's initial public offering and has no expiration date. |