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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
CALL OPTION: EUSGG [OBLIGATION TO SELL] | $ 3 | 07/17/2008 | X | 25 | (5) | 07/19/2008 | Common Stock | 2,500 | $ 0 | 0 | D (1) | ||||
PUT OPTION: EUSSJ [OBLIGATION TO PURCHASE] | $ 7 | 07/19/2008 | X | 2 | (5) | 07/19/2008 | Common Stock | 200 | $ 0 | 0 | D (1) | ||||
PUT OPTION: EUSSK [OBLIGATION TO PURCHASE] | $ 8 | 07/19/2008 | X | 20 | (5) | 07/19/2008 | Common Stock | 2,000 | $ 0 | 0 | D (1) | ||||
PUT OPTION: EUSSA [RIGHT TO SELL] | $ 5 | 07/19/2008 | X | 40 | (5) | 07/19/2008 | Common Stock | 4,000 | $ 0 | 0 | D (1) | ||||
PUT OPTION: EUSSB [RIGHT TO SELL] | $ 10 | 07/19/2008 | X | 1 | (5) | 07/19/2008 | Common Stock | 100 | $ 0 | 0 | D (1) | ||||
PUT OPTION: EUSSH [RIGHT TO SELL] | $ 4 | 07/19/2008 | X | 30 | (5) | 07/19/2008 | Common Stock | 3,000 | $ 0 | 0 | D (1) | ||||
CALL OPTION: EUSGG [OBLIGATION TO SELL] | $ 3 | 07/19/2008 | X | 106 | (5) | 07/19/2008 | Common Stock | 10,600 | $ 0 | 0 | D (1) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
CITADEL L P C/O CITADEL INVESTMENT GROUP, L.L.C. 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO, IL 60603 |
X | |||
CITADEL INVESTMENT GROUP LLC 131 S. DEARBORN STREET, 32ND FLOOR CHICAGO, IL 60603 |
X | |||
CITADEL EQUITY FUND LTD C/O CITADEL INVESTMENT GROUP, L.L.C. 131 S. DEARBORN STREET 32ND FL CHICAGO, IL 60603 |
X | |||
CITADEL AC INVESTMENTS LTD C/O CITADEL INVESTMENT GROUP, L.L.C. 131 S. DEARBORN STREET 32ND FL CHICAGO, IL 60603 |
X | |||
GRIFFIN KENNETH C C/O CITADEL INVESTMENT GROUP, L.L.C. 131 S. DEARBORN STREET 32ND FL CHICAGO, IL 60603 |
X |
/s/ John C. Nagel, Authorized Signatory | 07/21/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This security is owned by Citadel Derivatives Group LLC. |
(2) | This security is owned by Citadel Derivatives Trading Ltd. |
(3) | This security is owned by Citadel AC Investments Ltd. |
(4) | This security is owned by Citadel Equity Fund Ltd. |
(5) | Each of the securities listed is an exchange-traded option contract. Exchange-traded options are immediately exercisable and remain exercisable until expiration. The transaction shown resulted from the exercise of in-the-money option contracts by Citadel Derivatives Group LLC or by third parties. |
Remarks: Each of the Reporting Persons expressly disclaims beneficial ownership of the securities described herein except to the extent of such person's pecuniary interest therein. A Form 4 is limited to a maximum of ten reporting persons. As a result, this Form 4 is one of two filed today reporting on the same securities by the following eleven joint filers: Citadel Investment Group, L.L.C., Citadel Limited Partnership, Citadel Equity Fund Ltd., Citadel AC Investments Ltd., Kenneth Griffin, Citadel Investment Group II, L.L.C., Citadel Holdings I LP, Citadel Holdings II LP, Citadel Advisors LLC, Citadel Derivatives Group LLC and Citadel Derivatives Trading Ltd. See attached Exhibit 99.1 |