1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(2)
|
Â
(2)
|
Common Stock
|
3,855
|
$
(1)
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(3)
|
Common Stock
|
1,271
|
$
(1)
|
D
|
Â
|
Restricted Stock Units
|
Â
(4)
|
Â
(4)
|
Common Stock
|
6,173
|
$
(1)
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/14/2004 |
05/13/2013 |
Common Stock
|
2,112
|
$
61.85
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/12/2005 |
05/09/2014 |
Common Stock
|
6,154
|
$
84.4
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/10/2006 |
05/08/2015 |
Common Stock
|
7,276
|
$
76.8
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/09/2007 |
05/09/2016 |
Common Stock
|
5,013
|
$
87.35
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/08/2008 |
05/08/2017 |
Common Stock
|
2,156
|
$
84.78
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
|
05/13/2009 |
05/13/2018 |
Common Stock
|
8,440
|
$
77.18
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(5)
|
02/10/2010 |
02/08/2019 |
Common Stock
|
8,444
|
$
54.11
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(6)
|
02/09/2011 |
02/07/2020 |
Common Stock
|
8,906
|
$
78.72
|
D
|
Â
|
Non-qualified Stock Option (Right to Buy)
(7)
|
02/08/2012 |
02/08/2021 |
Common Stock
|
7,812
|
$
89.47
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock unit represents a contingent right to receive one share of 3M common stock. |
(2) |
The restricted stock units will vest on 2/9/2012. |
(3) |
The restricted stock units will vest in equal installments on 2-9-2012 and 2-9-2013. |
(4) |
The restricted stock units will vest in equal installments on 9-1-2013 and 9-1-2015. |
(5) |
This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2009). |
(6) |
This option became exercisable in equal installments on each of the first three anniversaries of the grant date (2/9/2010). |
(7) |
This option becomes exercisable in equal installments on each of the first three anniversaries of the grant date (2/8/2011). |