SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1) *
Penn Virginia Resource Partners, L.P.
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(Name of Issuer)
Common units, representing limited partner interests
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(Title of Class of Securities)
707884102
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(CUSIP Number)
Nancy M. Snyder
Penn Virginia Resource GP, LLC
Three Radnor Corporate Center
100 Matsonford Road
Suite 230
Radnor, Pennsylvania 19087
(610) 687-8900
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
December 15, 2003
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check
the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7(b) for
other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
SCHEDULE 13D/A
CUSIP No. 707884102
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(1) Name of Reporting Person.
I.R.S. Identification Nos. of Above Persons (entities only).
Peabody Natural Resources Company
51-0332232
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ]
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(3) SEC Use Only
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(4) Source of Funds (See instructions)
OO
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Delaware
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(7) Sole Voting Power 1,710,458
Number of -----------------------------------------------------
Units Bene- (8) Shared Voting Power 0
ficially
Owned by
Each Report- -----------------------------------------------------
ing Person (9) Sole Dispositive Power 1,710,458
With
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(10) Shared Dispositive Power 0
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,710,458
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain
Units (See Instructions) [ ]
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(13) Percent of Class Represented by Amount in Row (11)
16.4%*
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(14) Type of Reporting Person (See Instructions) PN
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* Based on 10,425,488 Common Units outstanding as of November 1, 2003 as
reported in Issuer's Quarterly Report on Form 10-Q for the quarter ended
September 30, 2003. Excludes 52,700 units held in escrow by, and registered in
the name of, U.S. Bank National Association, as escrow agent.
SCHEDULE 13D/A
CUSIP No. 707884102
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(1) Name of Reporting Person.
I.R.S. Identification Nos. of Above Persons (entities only).
Gold Fields Mining Corporation
36-2079582
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ]
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(3) SEC Use Only
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(4) Source of Funds (See instructions)
N/A
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(5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
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(6) Citizenship or Place of Organization
Delaware
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(7) Sole Voting Power 1,710,458
Number of -----------------------------------------------------
Units Bene- (8) Shared Voting Power 0
ficially
Owned by
Each Report- -----------------------------------------------------
ing Person (9) Sole Dispositive Power 1,710,458
With
-----------------------------------------------------
(10) Shared Dispositive Power 0
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(11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,710,458
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(12) Check if the Aggregate Amount in Row (11) Excludes Certain
Units (See Instructions) [ ]
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(13) Percent of Class Represented by Amount in Row (11)
16.4%*
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(14) Type of Reporting Person (See Instructions) CO
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* Based on 10,425,488 Common Units outstanding as of November 1, 2003 as
reported in Issuer's Quarterly Report on Form 10-Q for the quarter ended
September 30, 2003. Excludes 52,700 units held in escrow by, and registered in
the name of, U.S. Bank National Association, as escrow agent.
SCHEDULE 13D/A
CUSIP No. 707884102
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(1) Name of Reporting Person.
I.R.S. Identification Nos. of Above Persons (entities only).
Peabody Energy Corporation
13-4004153
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(2) Check the Appropriate Box if a Member of a Group
(a) [ ]
(b) [ ]
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(3) SEC Use Only
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(4) Source of Funds (See instructions)
N/A
--------------------------------------------------------------------------------
(5) Check if Disclosure of Legal Proceedings is Required Pursuant
to Items 2(d) or 2(e) [ ]
--------------------------------------------------------------------------------
(6) Citizenship or Place of Organization
Delaware
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(7) Sole Voting Power 1,710,458
Number of -----------------------------------------------------
Units Bene- (8) Shared Voting Power 0
ficially
Owned by
Each Report- -----------------------------------------------------
ing Person (9) Sole Dispositive Power 1,710,458
With
-----------------------------------------------------
(10) Shared Dispositive Power 0
--------------------------------------------------------------------------------
(11) Aggregate Amount Beneficially Owned by Each Reporting Person
1,710,458
--------------------------------------------------------------------------------
(12) Check if the Aggregate Amount in Row (11) Excludes Certain
Units (See Instructions) [ ]
--------------------------------------------------------------------------------
(13) Percent of Class Represented by Amount in Row (11)
16.4%*
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(14) Type of Reporting Person (See Instructions) HC/CO
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* Based on 10,425,488 Common Units outstanding as of November 1, 2003 as
reported in Issuer's Quarterly Report on Form 10-Q for the quarter ended
September 30, 2003. Excludes 52,700 units held in escrow by, and registered in
the name of, U.S. Bank National Association, as escrow agent.
Amendment No. 1 to Schedule 13D
This Amendment No. 1 to Schedule 13D (this "Amendment") is filed by the
Reporting Persons as an amendment to the initial statement on Schedule 13D (the
"Original Schedule 13D") as filed with the Securities and Exchange Commission on
December 8, 2003. Capitalized terms used but not defined in this Amendment have
the meanings set forth in the Original Schedule 13D. The Original Schedule 13D
is hereby amended and supplemented as follows:
ITEM 2. IDENTITY AND BACKGROUND
Item 2 of the Original Schedule 13D is hereby amended to replace
Appendix A to the Original Schedule 13D with Appendix A to this Amendment.
Appendix A to this Amendment includes, as of the date of this
Amendment, the name, state of incorporation, principal business, and principal
place of business of each general partner of PNRC. Appendix A also includes, as
of the date of this Amendment, the names, residence or business addresses,
citizenship and present principal occupations or employment of the executive
officers and directors of (1) Parent, (2) Gold Fields and (3) each other general
partner of PNRC.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5 of the Original Schedule 13D is hereby amended to read in its
entirety as follows:
(a) Based on the information reported by Issuer in its Quarterly Report on Form
10-Q for the quarter ended September 30, 2003, there were 10,425,488 Common
Units outstanding as of November 1, 2003.
As of December 15, 2003, PNRC owns 1,710,458 Common Units, representing
16.4% of the outstanding Common Units of Issuer, based on the number of Common
Units outstanding as of November 1, 2003.
As of December 15, 2003, Gold Fields may be deemed to beneficially own,
by virtue of its ownership of PNRC, the same 1,710,458 Common Units,
representing 16.4% of the outstanding Common Units of Issuer, based on the
number of Common Units outstanding as of November 1, 2003.
As of December 15, 2003, Parent may be deemed to beneficially own, by
virtue of its ownership of PNRC and Gold Fields, the same 1,710,458 Common
Units, representing 16.4% of the outstanding Common Units of Issuer, based on
the number of Common Units outstanding as of November 1, 2003.
In connection with the foregoing acquisition of Common Units by PNRC,
Issuer placed 52,700 Common Units in escrow pending transfer to Issuer of
certain coal mineral estates in certain parcels and tracts of land. These Common
Units are registered in the name of U.S. Bank National Association, as escrow
agent. If the coal mineral estates are transferred to Issuer prior to the
deadline in the escrow agreement, these units will be released from escrow to
PNRC.
(b) PNRC has sole power to vote or direct the vote and to dispose or to direct
the disposition of the Common Units beneficially owned by it. Gold Fields, by
virtue of its ownership of PNRC, may be deemed to have the power to vote or
direct the vote and to dispose or to direct the disposition of the Common Units
beneficially owned by PNRC. Parent, by virtue of its ownership of PNRC and Gold
Fields, may be deemed to have the power to vote or direct the vote and to
dispose or to direct the disposition of the Common Units beneficially owned by
PNRC.
(c) PNRC sold 1,000,000 Common Units on December 15, 2003 for proceeds to PNRC
of $32.11 per share in an underwritten transaction. That sale was made under an
underwriting agreement (a copy of which is filed with this Amendment as Exhibit
5 and is incorporated in this Amendment by reference). Except for that sale, no
transactions in Common Units were effected by the Reporting Persons, or to their
knowledge, any of the persons listed on Appendix A to this Amendment since the
filing of the Original Schedule 13D.
(d) No person is known by any Reporting Person to have the right to receive or
the power to direct the receipt
of dividends from, or the proceeds from the sale of, any Common Units owned by
any Reporting Person.
(e) Not applicable.
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS
Exhibit Description
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5 Underwriting Agreement dated December 9, 2003 among
Penn Virginia Resource GP, LLC, Penn Virginia
Resource Partners, L.P., Peabody Natural Resources
Company, Peabody Energy Corporation and Lehman
Brothers Inc. (incorporated by reference to Exhibit
1.1 of Issuer's Current Report on Form 8-K filed on
December 12, 2003).
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, the undersigned certify that the information set forth in this statement
is true, complete and correct.
Date: December 15, 2003
PEABODY NATURAL RESOURCES COMPANY
/s/ Robert L. Reilly
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Robert L. Reilly
Vice President
PEABODY ENERGY CORPORATION
/s/ Richard A. Navarre
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Richard A. Navarre
Executive Vice President and
Chief Financial Officer
GOLD FIELDS MINING CORPORATION
/s/ Richard A. Navarre
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Richard A. Navarre
Vice President
APPENDIX A
PEABODY NATURAL RESOURCES COMPANY
GENERAL PARTNERS
Gold Fields Mining Corporation, a Delaware corporation
14062 Denver West Parkway
Suite 110
Golden, Colorado 80401-3301
Gold Fields Mining Corporation is a direct wholly owned subsidiary of Parent.
Peabody America, Inc., a Delaware corporation
701 Market Street
Suite 720
St. Louis, Missouri 63101-1826
Peabody America, Inc. is a direct wholly owned subsidiary of Gold Fields and an
indirect wholly owned subsidiary of Parent.
GOLD FIELDS MINING CORPORATION
BOARD OF DIRECTORS
NAME/TITLE BUSINESS ADDRESS
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C.C. Kennedy Gold Fields Mining Corporation
Vice President, Secretary 14062 Denver West Parkway, Suite 110
and General Counsel Golden, Colorado 80401-3301
Richard A. Navarre Peabody Energy Corporation
Executive Vice President and 701 Market Street, Suite 760
Chief Financial Officer St. Louis, Missouri 63101
Peabody Energy Corporation
Roger B. Walcott, Jr. Peabody Energy Corporation
Executive Vice President - 701 Market Street, Suite 760
Corporate Development St. Louis, Missouri 63101
Peabody Energy Corporation
EXECUTIVE OFFICERS
NAME/TITLE BUSINESS ADDRESS
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Roger B. Walcott, Jr. Gold Fields Mining Corporation
President 14062 Denver West Parkway, Suite 110
Golden, Colorado 80401-3301
Walter L. Hawkins, Jr. Gold Fields Mining Corporation
Vice President and Assistant Treasurer 14062 Denver West Parkway, Suite 110
Golden, Colorado 80401-3301
C.C. Kennedy Gold Fields Mining Corporation
Vice President, Secretary and 14062 Denver West Parkway, Suite 110
General Counsel Golden, Colorado 80401-3301
Richard A. Navarre Gold Fields Mining Corporation
Vice President 14062 Denver West Parkway, Suite 110
Golden, Colorado 80401-3301
Robert L. Reilly Gold Fields Mining Corporation
Vice President 14062 Denver West Parkway, Suite 110
Golden, Colorado 80401-3301
Steven F. Schaab Gold Fields Mining Corporation
Vice President and Treasurer 14062 Denver West Parkway, Suite 110
Golden, Colorado 80401-3301
All above individuals are citizens of the United States.
PEABODY AMERICA, INC.
BOARD OF DIRECTORS
NAME/TITLE BUSINESS ADDRESS
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Richard A. Navarre Peabody Energy Corporation
Executive Vice President and 701 Market Street, Suite 760
Chief Financial Officer St. Louis, Missouri 63101
Peabody Energy Corporation
Roger B. Walcott, Jr. Peabody Energy Corporation
Executive Vice President - 701 Market Street, Suite 760
Corporate Development St. Louis, Missouri 63101
Peabody Energy Corporation
EXECUTIVE OFFICERS
NAME/TITLE BUSINESS ADDRESS
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Roger B. Walcott, Jr. Peabody America, Inc.
President 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
Walter L. Hawkins, Jr. Peabody America, Inc.
Vice President and Assistant Treasurer 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
C.C. Kennedy Peabody America, Inc.
Vice President and Secretary 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
Jeffery L. Klinger Peabody America, Inc.
Vice President and Assistant Secretary 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
Robert L. Reilly Peabody America, Inc.
Vice President 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
Steven F. Schaab Peabody America, Inc.
Vice President and Treasurer 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
L.B. Stottlemyre Peabody America, Inc.
Vice President 701 Market Street, Suite 720
St. Louis, Missouri 63101-1826
All above individuals are citizens of the United States.
PEABODY ENERGY CORPORATION
BOARD OF DIRECTORS
NAME/TITLE BUSINESS ADDRESS
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B.R. Brown Peabody Energy Corporation
Former Chief Executive Officer 701 Market Street, Suite 760
of publicly traded coal company St. Louis, Missouri 63101
Irl F. Engelhardt Peabody Energy Corporation
Chairman and Chief Executive Officer 701 Market Street, Suite 760
St. Louis, Missouri 63101
William E. James Peabody Energy Corporation
Founding Partner of 701 Market Street, Suite 760
RockPort Capital Partners LLC St. Louis, Missouri 63101
Robert B. Karn, III Peabody Energy Corporation
Financial Consultant 701 Market Street, Suite 760
St. Louis, Missouri 63101
Henry E. Lentz Peabody Energy Corporation
Consultant to Lehman Brothers Inc. 701 Market Street, Suite 760
St. Louis, Missouri 63101
William C. Rusnack Peabody Energy Corporation
Former President and CEO of 701 Market Street, Suite 760
Premcor Inc. St. Louis, Missouri 63101
James R. Schlesinger, PhD Peabody Energy Corporation
Chairman of the Board of Trustees of 701 Market Street, Suite 760
MITRE Corporation St. Louis, Missouri 63101
Blanche M. Touhill, PhD Peabody Energy Corporation
Chancellor Emeritus and Professor Emeritus 701 Market Street, Suite 760
at the University of Missouri - St. Louis St. Louis, Missouri 63101
Sandra Van Trease Peabody Energy Corporation
President of UNICARE 701 Market Street, Suite 760
St. Louis, Missouri 63101
Alan H. Washkowitz Peabody Energy Corporation
Managing Director of Lehman Brothers Inc. 701 Market Street, Suite 760
St. Louis, Missouri 63101
All above individuals are citizens of the United States.
PEABODY ENERGY CORPORATION
EXECUTIVE OFFICERS
NAME/TITLE BUSINESS ADDRESS
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Irl F. Engelhardt Peabody Energy Corporation
Chairman and Chief Executive Officer 701 Market Street, Suite 760
St. Louis, Missouri 63101
Gregory H. Boyce Peabody Energy Corporation
President and Chief Operating Officer 701 Market Street, Suite 760
St. Louis, Missouri 63101
Richard M. Whiting Peabody Energy Corporation
Executive Vice President - 701 Market Street, Suite 760
Sales and Trading St. Louis, Missouri 63101
Roger B. Walcott, Jr. Peabody Energy Corporation
Executive Vice President - 701 Market Street, Suite 760
Corporate Development St. Louis, Missouri 63101
Richard A. Navarre Peabody Energy Corporation
Executive Vice President and 701 Market Street, Suite 760
Chief Financial Officer St. Louis, Missouri 63101
Fredrick D. Palmer Peabody Energy Corporation
Executive Vice President - Legal and 701 Market Street, Suite 760
External Affairs and Secretary St. Louis, Missouri 63101
Sharon D. Fiehler Peabody Energy Corporation
Executive Vice President - 701 Market Street, Suite 760
Human Resources and Administration St. Louis, Missouri 63101
Jeffery L. Klinger Peabody Energy Corporation
Vice President - Legal Services and 701 Market Street, Suite 760
Assistant Secretary St. Louis, Missouri 63101
All above individuals are citizens of the United States.