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SEC 1746 POTENTIAL PERSONS WHO ARE TO RESPOND TO THE COLLECTION OF
(2-98) INFORMATION CONTAINED IN THIS FORM ARE NOT REQUIRED TO RESPOND
UNLESS THE FORM DISPLAYS A CURRENTLY VALID OMB CONTROL NUMBER.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 4)*(1)
Winland Electronics, Inc.
-------------------------------------------------------------------------------
(Name of Issuer)
Winland Electronics, Inc. Common Stock
-------------------------------------------------------------------------------
(Title of Class of Securities)
974241 10 1
-------------------------------------------------------------------------------
(CUSIP Number)
ATTN: Ralph I. Call
Dyna Technology, Inc.
225 South Cordova Avenue
LeCenter, MN 56057
(507) 357-6821
-------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
August 26, 2002
-------------------------------------------------------------------------------
(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or
240.13d-1(g), check the following box. [ ]
NOTE: Schedules filed in paper format shall include a signed original and
five copies of the schedule, including all exhibits. See ss.240.13d-7 for
other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
--------
(1) As to Dyna Technology, Inc., Ralph I. Call and Nola D. Call, this
filing is the fourth amendment to the original Schedule 13D filed on
November 22, 2000. As to all other Reporting Persons, this is the third
amendment to the Schedule 13D file on March 19, 2001 and is a final filing.
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Dyna Technology, Inc. / 41-1854537
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
WC (This Reporting Person's beneficial interest in the shares as disclosed
in parts 7, 8, 9 and 10 below were purchased with Dyna Technology, Inc.
working capital.)
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Organized under the laws of Utah
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
404,800
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
404,800
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
404,800
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
404,800
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
404,800
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
CO
--------------------------------------------------------------------------------
2
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Ralph I. Call / N/A
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [X]
(b) [ ]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
AF (This Reporting Person's beneficial interest in the shares as disclosed
in parts 8 and 10 below were purchased with Dyna Technology, Inc. working
capital.)
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
404,800
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
404,800
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
404,800
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
--------------------------------------------------------------------------------
3
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Nola D. Call / N/A
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
AF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
404,800
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
404,800
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
404,800
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
--------------------------------------------------------------------------------
4
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Gerald E. Brown / NA
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
--------------------------------------------------------------------------------
5
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Thompson H. Davis / NA
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
--------------------------------------------------------------------------------
6
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
James J. Kamp / NA
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
--------------------------------------------------------------------------------
7
CUSIP NO. 974241 10 1
--------------------------------------------------------------------------------
1 NAMES OF REPORTING PERSONS/I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS
(ENTITIES ONLY)
Robert L. Ring / NA
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(See Instructions)
(a) [ ]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS (See Instructions)
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
USA
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
-0-
SHARES -----------------------------------------------------------------
8 SHARED VOTING POWER
BENEFICIALLY
-0-
OWNED BY EACH -----------------------------------------------------------------
9 SOLE DISPOSITIVE POWER
REPORTING
-0-
PERSON -----------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
WITH
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
-0-
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES (See Instructions) [ ]
N/A
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.00%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON (See Instructions)
IN
--------------------------------------------------------------------------------
8
ITEM 1.
(a) Name of Issuer: Winland Electronics, Inc.
(b) Address of Issuer's Principal Executive Offices: 1950 Excel
Drive, Mankato, MN 56001
ITEM 2.
i. (a) Name of Person Filing: Dyna Technology, Inc., a Utah Corporation
(b) Business Address: 225 South Cordova Avenue, LeCenter, MN 56057
(c) Occupation: N/A
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: N/A
ii. (a) Name of Person Filing: Ralph I. Call
(b) Address: 585 Canyon Road, Providence, Utah 84332
(c) Occupation: President, Dyna Technology, Inc. (Item 2i above)
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: USA
iii. (a) Name of Person Filing: Nola D. Call
(b) Address: 585 Canyon Road, Providence, Utah 84332
(c) Occupation: N/A
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: USA
iv. (a) Name of Person Filing: Gerald E. Brown
(b) Address: 2707 N. 1008 Street, Suite 100, Omaha, NE 68164
(c) Occupation: President, American HealthNet, Inc., 2707 N. 108th Street,
Omaha, NE 68164
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: USA
v. (a) Name of Person Filing: Thompson H. Davis
(b) Address: 8089 Deer Creek Road, Salt Lake City, UT 84121
(c) Occupation: Pilot, Delta Airlines, Salt Lake City Int'l Airport,
Salt Lake City, UT 84121
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: USA
vi. (a) Name of Person Filing: James J. Kamp
(b) Address: 7580 Quattro Drive, Chanhassen, MN 55317
(c) Occupation: Chief Financial Officer, Peripheral Technology Group;
Controller, Innovative Marketing Solutions,
7580 Quattro Drive, Chanhassen, MN 55317
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: USA
vii. (a) Name of Person Filing: Robert L. Ring
(b) Address: P.O. Box 4067, Wichita, KS 67204
(c) Occupation: Independent Business Consultant
(d) Criminal Proceedings: None
(e) Civil Securities Proceedings: None
(f) Citizenship: USA
9
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
As to Dyna Technology, Inc.: The beneficial interest of Dyna Technology, Inc. in the shares disclosed in Item
5 below were purchased with Dyna Technology, Inc. working capital.
As to Ralph I. Call: Mr. Call's beneficial interest in the shares as disclosed in Item 5 below were
purchased with Dyna Technology, Inc. working capital.
As to Nola D. Call: Mrs. Call's beneficial interest in the shares as disclosed in Item 5 below were
purchased with Dyna Technology, Inc. working capital. Mrs. Call disclaims
any beneficial interest in any shares of the Issuer other than those beneficially
owned by Mr. Call.
As to Gerald E. Brown: The Shareholder's Protective Committee described in Item 6 below was
terminated effective August 26, 2002. Mr. Brown disclaims any beneficial
interest in any shares of the Issuer held by any other Reporting Person.
As to Thompson H. Davis: The Shareholder's Protective Committee described in Item 6 below was
terminated effective August 26, 2002. Mr. Davis disclaims any beneficial
interest in any shares of the Issuer held by any other Reporting Person.
As to James J. Kamp: The Shareholder's Protective Committee described in Item 6 below was
terminated effective August 26, 2002. Mr. Kamp disclaims any beneficial
interest in any shares of the Issuer held by any other Reporting Person.
As to Robert L. Ring: The Shareholder's Protective Committee described in Item 6 below was
terminated effective August 26, 2002. Mr. Ring disclaims any beneficial
interest in any shares of the Issuer held by any other Reporting Person.
ITEM 4. PURPOSE OF TRANSACTION
State the purpose or purposes of the acquisition of securities of the issuer.
Describe any plans or proposals which the reporting persons may have which
relate to or would result in:
(a) The acquisition by any person of additional securities of the issuer,
or the disposition of securities of the issuer:
Dyna Technology, Inc. intends to acquire such additional
securities of the issuer as may be necessary to influence the
election of directors to the Board of Directors of the issuer.
(b) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the issuer or any of its
subsidiaries;
NONE.
10
(c) A sale or transfer of a material amount of assets of the issuer or any
of its subsidiaries;
NONE.
(d) Any change in the present board of directors or management of the
issuer, including any plans or proposals to change the number or term
of directors or to fill any existing vacancies on the board;
The individual Reporting Persons identified in the cover page of
this Schedule 13D, with the exception of Nola D. Call, organized
a Shareholders' Protective Committee (the "Committee") on March
15, 2001 to engage in a proxy solicitation of shareholders of the
Issuer to elect its members to the Board of Directors of the
Issuer with the effect that the present Board of Directors of the
Issuer will be replaced by the members of the Committee.
Effective August 26, 2002 the Committee was dissolved and
terminated.
(e) Any material change in the present capitalization or dividend policy
of the issuer;
NONE.
(f) Any other material change in the issuer's business or corporate
structure including but not limited to, if the issuer is a registered
closed-end investment company, any plans or proposals to make any
changes in its investment policy for which a vote is required by
section 13 of the Investment Company Act of 1940;
NONE.
(g) Changes in the issuer's charter, bylaws or instruments corresponding
thereto or other actions which may impede the acquisition of control
of the issuer by any person;
NONE
(h) Causing a class of securities of the issuer to be delisted from a
national securities exchange or to cease to be authorized to be quoted
in an inter-dealer quotation system of a registered national
securities association;
NONE.
(i) A class of equity securities of the issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Act;
or
NONE.
(j) Any action similar to any of those enumerated above.
NONE.
ITEM 5.
(a) State the aggregate number and percentage of the class of securities
identified pursuant to Item 1 (which may be based on the number of
securities outstanding as contained in the most
11
recently available filing with the Commission by the issuer unless the
filing person has reason to believe such information is not current)
beneficially owned (identifying those shares which there is a right to
acquire) by each person named in Item 2. The above mentioned
information should also be furnished with respect to persons who,
together with any of the persons named in Item 2, comprise a group
within the meaning of Section 13(d)(3) of the Act:
Dyna Technology, Inc.: 404,800 shares/ 13.7% which are held by it directly.
Ralph I. Call: Beneficial ownership of 404,800 shares/13.7% by reason of
his Directorship and controlling interest in Dyna Technology,
Inc.
Nola D. Call: Beneficial ownership of 404,800 shares/ 13.7% by reason of
her controlling interest in Dyna Technology, Inc.
Gerald E. Brown: The Shareholder's Protective Committee described in Item 6
below was terminated effective August 26, 2002. Mr. Brown
disclaims any beneficial interest in any shares of the Issuer
held by any other Reporting Person.
Thompson H. Davis: The Shareholder's Protective Committee described in Item 6
below was terminated effective August 26, 2002. Mr. Davis
disclaims any beneficial interest in any shares of the Issuer
held by any other Reporting Person.
James J. Kamp: The Shareholder's Protective Committee described in Item 6
below was terminated effective August 26, 2002. Mr. Kamp
disclaims any beneficial interest in any shares of the Issuer
held by any other Reporting Person.
Robert L. Ring: The Shareholder's Protective Committee described in Item 6
below was terminated effective August 26, 2002. Mr. Ring
disclaims any beneficial interest in any shares of the Issuer
held by any other Reporting Person.
All Reporting Persons, Aggregated: 404,800/ 13.7%.
(b) For each person named in response to paragraph (a), indicate the
number of shares as to which there is sole power to vote or to direct
the vote, shared power to vote or to direct the vote, sole power to
dispose or to direct the disposition, or shared power to dispose or to
direct the disposition. Provide the applicable information required by
Item 2 with respect to each person with whom the power to vote or to
direct the vote or to dispose or direct the disposition is shared:
Dyna Technology, Inc.: Sole Power to Vote: 404,800
Shared Power to Vote: 404,800
Sole Power to Dispose: 404,800
Shared Power to Dispose: 404,800
Ralph I. Call: Sole Power to Vote: -0-
Shared Power to Vote: 404,800
Sole Power to Dispose: -0-
Shared Power to Dispose: 404,800
12
Nola D. Call: Sole Power to Vote: -0-
Shared Power to Vote: 404,800
Sole Power to Dispose: -0-
Shared Power to Dispose: 404,800
Gerald E. Brown: Sole Power to Vote: -0-
Shared Power to Vote: -0-
Sole Power to Dispose: -0-
Shared Power to Dispose: -0-
Thompson H. Davis: Sole Power to Vote: -0-
Shared Power to Vote: -0-
Sole Power to Dispose: -0-
Shared Power to Dispose: -0-
James J. Kamp: Sole Power to Vote: -0-
Shared Power to Vote: -0-
Sole Power to Dispose: -0-
Shared Power to Dispose: -0-
Robert L. Ring: Sole Power to Vote: -0-
Shared Power to Vote: -0-
Sole Power to Dispose: -0-
Shared Power to Dispose: -0-
(c) Describe any transactions in the class of securities reported on that
were effected during the past sixty days or since the most recent
filing of Schedule 13D (ss.240.13d-191), whichever is less, by the
persons named in response to paragraph (a).
NONE
Instruction. The description of a transaction required by Item 5(c)
shall include, but not necessarily be limited to: (1) the identity of
the person covered by Item 5(c) who effected the transaction; (2) the
date of the transaction; (3) the amount of securities involved; (4) the
price per share or unit; and (5) where and how the transaction was
effected.
(d) If any other person is known to have the right to receive or the power
to direct the receipt of dividends from, or the proceeds from the sale
of, such securities, a statement to that effect should be included in
response to this item and, if such interest relates to more than five
percent of the class, such person should be identified. A listing of
the shareholders of an investment company registered under the
Investment Company Act of 1940 or the beneficiaries of an employee
benefit plan, pension fund or endowment fund is not required.
N/A
(e) If applicable, state the date on which the reporting person ceased to
be the beneficial owner of more than five percent of the class of
securities.
N/A
Instruction. For computations regarding securities which represent a
right to acquire an underlying security, see Rule 13d-3(d)(1) and the
note thereto.
13
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
Describe any contracts, arrangements, understandings or relationships
(legal or otherwise) among the persons named in Item 2 and between
such persons and any person with respect to any securities of the
issuer, including but not limited to transfer or voting of any of the
securities, finder's fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of
profits or loss, or the giving or withholding of proxies, naming the
persons with whom such contracts, arrangements, understandings or
relationships have been entered into. Include such information for any
of the securities that are pledged or otherwise subject to a
contingency the occurrence of which would give another person voting
power or investment power over such securities except that disclosure
of standard default and similar provisions contained in loan
agreements need not be included.
The sole stockholders of Dyna Technology, Inc. are Ralph I. Call and
Nola D. Call, 585 Canyon Road, Providence, UT 84332. Mr. Call is also
the President and Chief Executive Officer of Dyna Technology, Inc. and
serves on its Board of Directors.
The individual Reporting Persons identified in the cover page of this
Schedule 13D, with the exception of Nola D. Call, organized a
Shareholders' Protective Committee (the "Committee") on March 15, 2001
to engage in a proxy solicitation of shareholders of the Issuer to
elect its members to the Board of Directors of the Issuer. The
Committee was organized pursuant to the terms of the Shareholders'
Protective Committee Letter Agreement dated March 15, 2001 (the
"Agreement"). Under the terms of the Agreement, Ralph I. Call and Dyna
Technology, Inc. have agreed to pay out-of pocket costs incurred by
the members of the Committee in connection with their services on and
to the Committee, and have further agreed to indemnify each member of
the Committee from and against any and all costs and liabilities
(excluding actions resulting from the bad faith, willful misconduct or
gross negligence of such member) the members may become subject to
based upon or arising out of the members' actions related to the proxy
solicitation of shareholders of the Issuer.
The Shareholder's Protective Committee was dissolved and terminated
effective August 26, 2002 in accordance with the terms and conditions
of a Termination Agreement effective August 26, 2002
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
The following shall be filed as exhibits: copies of written agreements
relating to the filing of joint acquisition statements as required by
ss.240.13d-1(k) and copies of all written agreements, contracts,
arrangements, understandings, plans or proposals relating to: (1) the
borrowing of funds to finance the acquisition as disclosed in Item 3;
(2) the acquisition of issuer control, liquidation, sale of assets,
merger, or change in business or corporate structure or any other
matter as disclosed in Item 4; and (3) the transfer or voting of the
securities, finder's fees, joint ventures, options, puts, calls,
guarantees of loans, guarantees against loss or of profit, or the
giving or withholding of any proxy as disclosed in Item 6.
Exhibit 7.1: Shareholders' Protective Committee
Letter Agreement dated March 15, 2001,
incorporated by reference to Exhibit 7.1 to
Amendment No. 2 to Schedule 13D filed March
19, 2001.
Exhibit 7.2: Termination Agreement, dissolving the
Shareholders' Protective Committee,
effective August 26, 2002 (attached).
14
SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
August 26, 2002
-----------------------------------------
Date
Dyna Technology, Inc.
By: /s/ Ralph I. Call
-------------------------------------
Signature
Ralph I. Call Its: President
-------------------------------------
Name/Title
By: /s/ Ralph I. Call
-------------------------------------
Signature
Ralph I. Call, Director, President
and controlling stockholder of Dyna
Technology, Inc. and former member of
Shareholders' Protective Committee
-------------------------------------
Name/Title
By: /s/ Nola D. Call
-------------------------------------
Signature
Nola D. Call, controlling stockholder
of Dyna Technology, Inc.
-------------------------------------
Name/Title
By: /s/ Gerald E. Brown
-------------------------------------
Signature
Gerald E. Brown, former member of
Shareholders' Protective Committee
-------------------------------------
Name/Title
By: /s/ Thompson H. Davis
-------------------------------------
Signature
Thompson H. Davis, former member of
Shareholders' Protective Committee
-------------------------------------
Name/Title
By: /s/ James J. Kamp
-------------------------------------
Signature
James J. Kamp, former member of
Shareholders' Protective Committee
-------------------------------------
Name/Title
By: /s/ Robert L. Ring
-------------------------------------
Signature
Robert L. Ring, former member of
Shareholders' Protective Committee
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Name/Title
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001).
15