Form 8-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 14, 2002
PRUDENTIAL FINANCIAL, INC.
(Exact name of registrant as specified in its charter)
| New Jersey |
|
001-16707 |
|
22-3703799 |
| (State or other jurisdiction of
incorporation) |
|
(Commission File Number) |
|
(I.R.S. Employer Identification
No.) |
751 Broad Street
Newark, New Jersey 07102
(Address of principal executive offices and zip code)
(973) 802-6000
(Registrant’s telephone number,
including area code)
Item 9. Regulation FD Disclosure.
Prudential Financial, Inc. (“the Company”) on November 14, 2002, filed with the SEC its Quarterly Report on Form 10-Q for the period ended September 30, 2002,
accompanied by the certifications of Arthur F. Ryan and Richard J. Carbone, its Chief Executive Officer and its Chief Financial Officer, respectively, required pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the
Sarbanes-Oxley Act of 2002. The Company is furnishing copies of these certifications as Exhibits 99.0 and 99.1 hereto.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly
authorized.
| Date: November 14, 2002 |
|
Prudential Financial, Inc. |
| |
| By: |
|
/S/ ANTHONY S. PISZEL
|
| |
|
Name: Anthony S. Piszel |
| |
|
Title: Controller (Principal Accounting Officer) |
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Exhibit Index
| Exhibit No.
|
|
Description
|
| 99.0 |
|
Certification of Chief Executive Officer required pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002. |
| |
| 99.1 |
|
Certification of Chief Financial Officer required pursuant to 18 U.S.C. Section 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of
2002. |
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