e8va12b
As filed with the Securities and Exchange Commission on July 27, 2011
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO
SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
(Exact name of Registrant as Specified in its Charter)
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Maryland
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84-1259577 |
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(State of Incorporation or
Organization)
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(I.R.S. Employer Identification No.) |
4582 South Ulster Street Parkway, Suite 1100
Denver, Colorado 80237
(Address of principal executive offices)
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If this Form relates to the
registration of a class of
securities pursuant to Section 12(b)
of the Exchange Act and is effective
pursuant to General Instruction
A.(c), please check the following
box. þ
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If this Form relates to the
registration of a class of
securities pursuant to Section 12(g)
of the Exchange Act and is effective
pursuant to General Instruction
A.(d), please check the following
box. o |
Securities Act registration statement file number to which this form relates: 333-173503
Securities to be registered pursuant to Section 12(b) of the Act:
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Title of Each Class
to be so Registered
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Name of Each Exchange on Which
Each Class is to be Registered |
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Class Z Cumulative Preferred Stock, par
value $.01 per share (liquidation
preference $25 per share)
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The New York Stock Exchange |
Securities to be registered pursuant to Section 12(g) of the Act: None
Item 1. Description of Registrants Securities to be Registered.
This Registration Statement relates to the registration under the Securities Exchange Act of
1934, as amended, of shares of Class Z Cumulative Preferred Stock, par value $.01 per share
(liquidation preference $25 per share) (the Class Z Preferred Stock), of Apartment Investment
and Management Company, a Maryland corporation (the Registrant). The description of the Class
Z Preferred Stock to be registered hereunder is set forth under the caption Description of Class
Z Cumulative Preferred Stock in the Registrants Prospectus Supplement, dated July 26, 2011,
with respect to the Class Z Preferred Stock (the Prospectus Supplement), filed pursuant to Rule
424(b) promulgated under the Securities Act of 1933, as amended, relating to the Registrants
Registration Statement on Form S-3 (No. 333-173503) filed with the Securities and Exchange
Commission on April 14, 2011, which description is incorporated herein by reference.
Item 2. Exhibits.
The Registrant intends to register the Class Z Preferred Stock on The New York Stock
Exchange, on which exchange other securities of the Registrant are registered. Accordingly,
copies of the following exhibits will be filed with The New York Stock Exchange, and are filed as
exhibits to this Registration Statement:
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3.1 |
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Articles of Restatement of Registrant (incorporated by reference to Exhibit
3.1 to the Registrants Quarterly Report on Form 10-Q for the quarterly period ended
March 31, 2011). |
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3.2 |
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Amended and Restated Bylaws of Registrant (incorporated by reference to
Exhibit 3.2 to the Registrants Current Report on Form 8-K dated February 2, 2010). |
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3.3 |
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Articles Supplementary relating to the Class Z Preferred Stock. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the
registrant has duly caused this Registration Statement to be signed on its behalf by the
undersigned, thereto duly authorized.
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APARTMENT INVESTMENT AND
MANAGEMENT COMPANY
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By: |
/s/ Ernest M. Freedman |
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Name: |
Ernest M. Freedman |
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Date: July 27, 2011 |
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Title: |
Executive Vice President and
Chief Financial Officer |
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Exhibit Index
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Exhibit No. |
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Description |
3.1 |
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Articles of Restatement of Registrant (incorporated by reference to Exhibit 3.1 to
the Registrants Quarterly Report on Form 10-Q for the quarterly period ended March 31,
2011). |
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3.2 |
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Amended and Restated Bylaws of Registrant (incorporated by reference to Exhibit 3.2
to the Registrants Current Report on Form 8-K dated February 2, 2010). |
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3.3 |
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Articles Supplementary relating to the Class Z Preferred Stock. |