OMB APPROVAL |
||
OMB Number: 3235-0578 Expires: April 30, 2013 Estimated average burden hours per response: 5.6 |
||
Item 1. Schedule of Investments | ||||||||
Item 2. Controls and Procedures | ||||||||
Item 3. Exhibits | ||||||||
SIGNATURES | ||||||||
EXHIBIT INDEX |
invesco.com/us | VK-CE-MUNI-QTR-1 07/10 | Invesco Advisers, Inc. |
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Municipal Bonds 159.0% |
||||||||||||||||
Alabama 2.1% |
||||||||||||||||
$ | 2,150 | Bessemer, AL Governmental Util
Svc Corp Wtr Supply Rev
Rfdg, Ser A (AGL Insd) (a) |
5.000 | % | 06/01/39 | $ | 2,214,457 | |||||||||
3,695 | Gadsden, AL Wts, Ser B
(AMBAC Insd) |
5.250 | 08/01/21 | 3,989,972 | ||||||||||||
1,300 | Hlthcare Auth for Baptist Hlth
AL, Ser A (b) |
6.125 | 11/15/36 | 1,366,456 | ||||||||||||
1,725 | Huntsville-Redstone Vlg, AL Spl
Care Fac Fin Auth Redstone
Vlg Proj |
5.500 | 01/01/43 | 1,334,236 | ||||||||||||
1,950 | Selma, AL Indl Dev Brd Rev Gulf
Opportunity Zone Intl Paper
Co Proj, Ser A |
6.250 | 11/01/33 | 2,046,096 | ||||||||||||
10,951,217 | ||||||||||||||||
Alaska 0.7% |
||||||||||||||||
1,000 | Matanuska-Susitna Boro, AK Ctf
Partn Pub Safety Bldg Lease
(AGM Insd) |
5.750 | 03/01/16 | 1,003,950 | ||||||||||||
3,870 | Northern Tob Sec Corp AK Tob
Settlement Rev Asset Bkd, Ser
A |
5.000 | 06/01/46 | 2,502,458 | ||||||||||||
3,506,408 | ||||||||||||||||
Arizona 4.3% |
||||||||||||||||
1,425 | Arizona Cap Fac Fin Corp
Student Hsg Rev AZ St Univ
Proj |
6.250 | 09/01/32 | 1,385,057 | ||||||||||||
1,700 | Arizona St Trans Brd Hwy Rev,
Ser B |
5.000 | 07/01/25 | 1,886,796 | ||||||||||||
2,545 | Arizona St Trans Brd Hwy Rev,
Ser B (a) |
5.000 | 07/01/26 | 2,800,518 |
1
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Arizona (continued) |
||||||||||||||||
$ | 500 | Glendale, AZ Indl Dev Auth
Midwestern Univ |
5.000 | % | 05/15/35 | $ | 498,555 | |||||||||
1,100 | Glendale, AZ Indl Dev Auth
Midwestern Univ |
5.125 | 05/15/40 | 1,105,379 | ||||||||||||
1,090 | Glendale, AZ Indl Dev Auth Rfdg |
5.000 | 12/01/35 | 1,004,718 | ||||||||||||
1,035 | Goodyear, AZ McDowell Rd
Coml Corridor Impt Dist Impt
(AMBAC Insd) |
5.250 | 01/01/32 | 1,040,548 | ||||||||||||
2,150 | Maricopa Cnty, AZ Indl Dev Auth
Hlth Fac Rev Catholic Hlthcare
West, Ser C (b) |
5.000 | 07/01/38 | 2,362,097 | ||||||||||||
1,225 | Maricopa Cnty, AZ Pollutn Ctl
Corp Pollutn Ctl Rev Rfdg AZ
Pub Svc Co, Ser B (b) |
5.500 | 05/01/29 | 1,275,936 | ||||||||||||
625 | Navajo Cnty, AZ Pollutn Ctl Corp
Rev, Ser C (b) |
5.500 | 06/01/34 | 663,406 | ||||||||||||
715 | Navajo Cnty, AZ Pollutn Ctl Corp
Rev, Ser E (b) |
5.750 | 06/01/34 | 764,085 | ||||||||||||
640 | Phoenix, AZ Indl Dev Auth Ed
Rev Career Success Sch Proj |
7.000 | 01/01/39 | 653,203 | ||||||||||||
610 | Phoenix, AZ Indl Dev Auth Ed
Rev Career Success Sch Proj |
7.125 | 01/01/45 | 625,836 | ||||||||||||
2,300 | Pima Cnty, AZ Indl Dev Auth Wtr
& Waste Wtr Rev Global Wtr
Resh LLC Proj (AMT) |
6.550 | 12/01/37 | 2,297,999 | ||||||||||||
2,050 | Salt Riv Proj AZ Agric Impt &
Pwr Dist Elec Sys Rev, Ser
A (a) |
5.000 | 01/01/28 | 2,237,350 | ||||||||||||
2,340 | University of AZ Med Ctr Corp |
5.000 | 07/01/35 | 2,167,261 | ||||||||||||
22,768,744 | ||||||||||||||||
2
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
California 21.8% |
||||||||||||||||
$ | 4,000 | Anaheim, CA Pub Fin Auth
Lease Rev Cap Apprec Sub
Pub Impt Proj, Ser C (AGM
Insd) |
* | 09/01/20 | $ | 2,495,480 | ||||||||||
2,100 | Bay Area Govt Assn CA Rev Tax
Alloc CA Redev Pool, Ser A
(Syncora Gtd) |
5.250 | % | 09/01/35 | 1,867,152 | |||||||||||
2,500 | Bay Area Toll Auth CA Toll
Brdg Rev San Francisco Bay
Area, Ser F-1 (a) |
5.000 | 04/01/34 | 2,596,050 | ||||||||||||
2,000 | Bay Area Toll Auth CA Toll
Brdg Rev San Francisco Bay
Area, Ser F-1 (a) |
5.000 | 04/01/39 | 2,057,600 | ||||||||||||
4,000 | Bay Area Toll Auth CA Toll
Brdg Rev San Francisco Bay
Area, Ser F-1 |
5.000 | 04/01/39 | 4,115,200 | ||||||||||||
4,000 | Bay Area Toll Auth CA Toll Brdg
Rev San Francisco Bay Area,
Ser F-1 (a) |
5.125 | 04/01/39 | 4,168,800 | ||||||||||||
800 | Beverly Hills, CA Uni Sch Dist
Cap Apprec 2008 Election |
* | 08/01/28 | 322,536 | ||||||||||||
1,000 | California Hlth Fac Fin Auth Rev
Catholic Hlthcare West, Ser
A |
6.000 | 07/01/34 | 1,081,670 | ||||||||||||
3,000 | California Hsg Fin Agy Rev
Home Mtg, Ser G (a) |
4.950 | 08/01/23 | 2,824,230 | ||||||||||||
2,000 | California Hsg Fin Agy Rev
Home Mtg, Ser G (AMT) (a) |
5.050 | 02/01/29 | 1,872,100 | ||||||||||||
6,000 | California Hsg Fin Agy Rev
Home Mtg, Ser I (AMT) (a) |
4.800 | 08/01/36 | 4,869,300 | ||||||||||||
3,150 | California Hsg Fin Agy Rev
Home Mtg, Ser K (AMT) |
5.300 | 08/01/23 | 3,109,270 |
3
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
California (continued) |
||||||||||||||||
$ | 3,700 | California Hsg Fin Agy Rev
Home Mtg, Ser K (AMT) |
5.450 | % | 08/01/28 | $ | 3,528,690 | |||||||||
1,000 | California Pollutn Ctl Fin Auth
Solid Waste Disp Rev Waste
Mgmt Inc Proj, Ser B (AMT) |
5.000 | 07/01/27 | 1,004,310 | ||||||||||||
510 | California St (AMBAC Insd) |
5.125 | 10/01/27 | 510,138 | ||||||||||||
775 | California St Dept Wtr Res Wtr
Rev Cent Vly Proj, Ser AE (a) |
5.000 | 12/01/24 | 863,412 | ||||||||||||
975 | California St Dept Wtr Res Wtr
Rev Cent Vly Proj, Ser AE (a) |
5.000 | 12/01/25 | 1,081,129 | ||||||||||||
975 | California St Dept Wtr Res Wtr
Rev Cent Vly Proj, Ser AE (a) |
5.000 | 12/01/26 | 1,071,974 | ||||||||||||
575 | California St Dept Wtr Res Wtr
Rev Cent Vly Proj, Ser AE (a) |
5.000 | 12/01/27 | 628,078 | ||||||||||||
975 | California St Dept Wtr Res Wtr
Rev Cent Vly Proj, Ser AE (a) |
5.000 | 12/01/28 | 1,058,080 | ||||||||||||
1,900 | California St Econ Recovery
Rfdg, Ser A |
5.250 | 07/01/21 | 2,170,788 | ||||||||||||
1,995 | California St Pub Wks Brd UCLA
Replacement Hosp, Ser A
(AGM Insd) |
5.375 | 10/01/20 | 2,079,608 | ||||||||||||
5,000 | California St Univ Rev Sys Wide,
Ser A (AMBAC Insd) |
5.000 | 11/01/23 | 5,240,350 | ||||||||||||
1,150 | California St Var Purp |
5.750 | 04/01/31 | 1,231,109 | ||||||||||||
2,615 | California St Vet, Ser CD
(AMT) |
4.600 | 12/01/32 | 2,275,730 | ||||||||||||
1,000 | California Statewide Cmnty Dev
Auth Rev Front Porch Cmnty &
Svc, Ser A (d) |
5.125 | 04/01/37 | 898,890 | ||||||||||||
1,800 | California Statewide Cmnty Dev
Auth Rev Hlth Fac Adventist
Hlth, Ser A |
5.000 | 03/01/30 | 1,791,018 |
4
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
California (continued) |
||||||||||||||||
$ | 1,300 | California Statewide Cmnty Dev
Auth Rev Kaiser Permanente,
Ser A |
5.000 | % | 04/01/19 | $ | 1,449,305 | |||||||||
2,805 | California Statewide Cmnty Dev
Auth Rev Sutter Hlth, Ser A |
5.000 | 11/15/43 | 2,665,423 | ||||||||||||
440 | Daly City, CA Hsg Dev Fin Agy
Mobile Home Pk Rev Third
Tier Franciscan Rfdg, Ser C |
6.500 | 12/15/47 | 387,983 | ||||||||||||
27,810 | Foothill/Eastern Corridor Agy CA
Toll Rd Rev Cap Apprec Rfdg |
* | 01/15/33 | 5,976,369 | ||||||||||||
18,000 | Foothill/Eastern Corridor Agy CA
Toll Rd Rev Cap Apprec Rfdg
(NATL Insd) |
* | 01/15/25 | 6,888,420 | ||||||||||||
1,420 | Golden St Tob Sec Corp CA Tob
Settlement Rev Asset Bkd Sr,
Ser A-1 |
4.500 | 06/01/27 | 1,235,613 | ||||||||||||
6,905 | Golden St Tob Sec Corp CA Tob
Settlement Rev Asset Bkd Sr,
Ser A-1 |
5.750 | 06/01/47 | 4,918,155 | ||||||||||||
4,000 | Golden St Tob Sec Corp CA Tob
Settlement Rev Enhanced, Ser
A |
5.000 | 06/01/45 | 3,656,440 | ||||||||||||
5,000 | Golden St Tob Sec Corp CA Tob
Settlement Rev Enhanced, Ser
A (FGIC Insd) |
5.000 | 06/01/35 | 4,682,450 | ||||||||||||
1,000 | Hesperia, CA Pub Fin Auth Rev
Redev & Hsg Proj, Ser A
(Syncora Gtd) |
5.000 | 09/01/37 | 800,340 | ||||||||||||
1,000 | Los Angeles, CA Hbr Dept Rev
Rfdg, Ser C |
5.000 | 08/01/31 | 1,047,230 | ||||||||||||
1,200 | Los Angeles, CA Uni Sch Dist,
Ser D |
5.000 | 07/01/22 | 1,332,972 |
5
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
California (continued) |
||||||||||||||||
$ | 2,500 | Metropolitan Wtr Dist Southn CA
Wtrwks Rev Auth, Ser A |
5.000 | % | 01/01/34 | $ | 2,668,850 | |||||||||
145 | Morongo Band of Mission
Indians CA Enterprise Rev
Indians Enterprise Casino, Ser
B (d) |
5.500 | 03/01/18 | 137,786 | ||||||||||||
1,125 | Palomar Pomerado Hlthcare Dist
CA Ctf Partn |
6.750 | 11/01/39 | 1,230,052 | ||||||||||||
1,550 | Quechan Indian Tribe Ft Yuma
Indian Reservation CA & Govt
Proj |
7.000 | 12/01/27 | 1,276,998 | ||||||||||||
1,375 | San Bernadino, CA Jt Pwr Fin
Auth Alloc Rev Cent City
Merged Proj Rfdg, Ser A
(AMBAC Insd) |
5.750 | 07/01/20 | 1,513,559 | ||||||||||||
1,200 | San Francisco, CA City & Cnty
Arpt Commn Intl Arpt Rfdg
2nd, Ser A-4 (AMT) (b) |
6.500 | 05/01/19 | 1,280,520 | ||||||||||||
1,000 | San Joaquin Hills, CA Trans
Corridor Agy Toll Rd Rev Cap
Apprec Rfdg, Ser A (NATL
Insd) |
* | 01/15/27 | 273,470 | ||||||||||||
1,000 | San Joaquin Hills, CA Trans
Corridor Agy Toll Rd Rev Cap
Apprec Rfdg, Ser A (NATL
Insd) |
* | 01/15/28 | 251,910 | ||||||||||||
4,290 | Tobacco Sec Auth Northn CA
Tob Settlement Rev Asset
Bkd, Ser A-1 |
5.375 | 06/01/38 | 3,266,835 | ||||||||||||
3,050 | Tobacco Sec Auth Northn CA
Tob Settlement Rev Asset
Bkd, Ser A-1 |
5.500 | 06/01/45 | 2,093,795 |
6
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
California (continued) |
||||||||||||||||
$ | 3,200 | Tobacco Sec Auth Southn CA
Tob Settlement Sr, Ser A-1 |
5.000 | % | 06/01/37 | $ | 2,347,520 | |||||||||
6,600 | Tobacco Sec Auth Southn CA
Tob Settlement Sr, Ser A-1 |
5.125 | 06/01/46 | 4,237,200 | ||||||||||||
2,100 | Vernon, CA Elec Sys Rev, Ser A |
5.125 | 08/01/21 | 2,240,637 | ||||||||||||
114,672,524 | ||||||||||||||||
Colorado 2.6% |
||||||||||||||||
350 | Colorado Hlth Fac Auth Hlth &
Residential Care Fac
Volunteers of Amer Care, Ser
A |
5.250 | 07/01/27 | 317,825 | ||||||||||||
425 | Colorado Hlth Fac Auth Hlth &
Residential Care Fac
Volunteers of Amer Care, Ser
A |
5.300 | 07/01/37 | 340,982 | ||||||||||||
4,875 | Colorado Hlth Fac Auth Rev
Catholic Hlth, Ser C-5 (AGM
Insd) (a) |
5.000 | 09/01/36 | 4,946,614 | ||||||||||||
1,000 | Colorado Hlth Fac Auth Rev
Evangelical Lutheran, Ser A |
5.250 | 06/01/34 | 964,370 | ||||||||||||
3,700 | Colorado Hlth Fac Auth Rev Hlth
Fac Evangelical Lutheran |
5.000 | 06/01/35 | 3,436,597 | ||||||||||||
1,125 | Colorado Hlth Fac Auth Rev
Hosp Portercare Adventist Hlth
(Prerefunded @ 11/15/11) |
6.500 | 11/15/31 | 1,224,202 | ||||||||||||
100 | Jefferson Cnty, CO Residential
Mtg Rev (e) |
9.000 | 09/01/12 | 117,390 | ||||||||||||
340 | Jefferson Cnty, CO Residential
Mtg Rev (e) |
11.500 | 09/01/10 | 343,227 | ||||||||||||
220 | Jefferson Cnty, CO Residential
Mtg Rev (e) |
11.500 | 09/01/11 | 246,259 |
7
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Colorado (continued) |
||||||||||||||||
$ | 970 | Montezuma Cnty, CO Hosp Dist
Hlth Fac Enterprise Hosp
Rfdg |
5.900 | % | 10/01/37 | $ | 842,018 | |||||||||
1,000 | Platte Riv Pwr Auth CO Pwr
Rev, Ser HH |
5.000 | 06/01/26 | 1,114,320 | ||||||||||||
13,893,804 | ||||||||||||||||
Connecticut 0.8% |
||||||||||||||||
2,840 | Connecticut St Spl Oblig Pkg
Rev Bradley Intl Arpt, Ser A
(ACA Insd) (AMT) |
6.600 | 07/01/24 | 2,722,282 | ||||||||||||
1,450 | Hamden, CT Fac Rev EFPRBS
Whitney Ctr Proj, Ser B |
6.125 | 01/01/14 | 1,445,288 | ||||||||||||
4,167,570 | ||||||||||||||||
District of Columbia 2.9% |
||||||||||||||||
2,400 | District Columbia Hosp Rev
Sibley Mem Hosp |
6.375 | 10/01/34 | 2,588,856 | ||||||||||||
775 | District Columbia Wtr & Swr
Auth Pub Util Rev Sub Lien
Rfdg, Ser A (AGL Insd) (a) |
5.000 | 10/01/29 | 825,181 | ||||||||||||
1,575 | District Columbia Wtr & Swr
Auth Pub Util Rev Sub Lien
Rfdg, Ser A (AGL Insd) (a) |
5.000 | 10/01/34 | 1,645,765 | ||||||||||||
4,000 | District Columbia Wtr & Swr
Auth Pub Util Rev Sub Lien,
Ser A (AGM Insd) |
5.500 | 10/01/41 | 4,247,560 | ||||||||||||
700 | District of Columbia Hosp Rev
Sibley Mem Hosp |
6.500 | 10/01/29 | 772,079 | ||||||||||||
5,000 | Metropolitan Washington DC
Arpt Auth Sys, Ser A (NATL
Insd) (AMT) |
5.125 | 10/01/26 | 5,061,000 | ||||||||||||
15,140,441 | ||||||||||||||||
8
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Florida 13.6% |
||||||||||||||||
$ | 1,000 | Alachua Cnty, FL Indl Dev Rev
North FL Retirement Vlg |
5.250 | % | 11/15/17 | $ | 983,590 | |||||||||
1,000 | Alachua Cnty, FL Indl Dev Rev
North FL Retirement Vlg |
5.875 | 11/15/36 | 899,650 | ||||||||||||
335 | Beacon Lakes, FL Cmnty Dev
FL Spl Assmt, Ser A |
6.000 | 05/01/38 | 296,787 | ||||||||||||
250 | Beacon Lakes, FL Cmnty Dev
FL Spl Assmt Sub, Ser B |
6.200 | 05/01/38 | 219,312 | ||||||||||||
1,320 | Brevard Cnty, FL Hlth Fac Auth
Residential Care Fac Rev
Buena Vida Estates Inc |
6.750 | 01/01/37 | 1,281,179 | ||||||||||||
3,380 | Brevard Cnty, FL Hlth Fac Hlth
First Inc Proj (NATL Insd) |
5.125 | 04/01/31 | 3,228,373 | ||||||||||||
5,000 | Citizens Ppty Ins Corp FL High
Risk Sr Sec, Ser A-1 |
5.000 | 06/01/14 | 5,315,200 | ||||||||||||
2,200 | Citizens Ppty Ins Corp FL High
Risk Sr Sec, Ser A-1 |
5.250 | 06/01/17 | 2,327,864 | ||||||||||||
365 | Escambia Cnty, FL Hlth Fac
Auth Rev (AMBAC Insd) |
5.950 | 07/01/20 | 377,410 | ||||||||||||
5,000 | Florida St Dept Trans Tpk Rev,
Ser A (a) |
5.000 | 07/01/29 | 5,228,450 | ||||||||||||
1,895 | Gulf Breeze, FL Rev Loc Govt
(FGIC Insd) (b) |
5.625 | 12/01/20 | 1,925,737 | ||||||||||||
855 | Highlands, FL Cmnty Dev Dist
Spl Assmt (f) |
5.550 | 05/01/36 | 445,421 | ||||||||||||
975 | Hillsborough Cnty, FL Aviation
Auth Rev, Ser A (AGL Insd)
(AMT) (a) |
5.375 | 10/01/33 | 990,054 | ||||||||||||
2,175 | Hillsborough Cnty, FL Aviation
Auth Rev, Ser A (AGL Insd)
(AMT) (a) |
5.500 | 10/01/38 | 2,229,462 |
9
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Florida (continued) |
||||||||||||||||
$ | 800 | Hillsborough Cnty, FL Indl Dev
Auth Pollutn Ctl Rev
Hillsborough Cnty IDA Rfdg
(AMBAC Insd) (b) |
5.000 | % | 12/01/34 | $ | 838,744 | |||||||||
800 | Hillsborough Cnty, FL Indl Dev
Auth Pollutn Ctl Rev Tampa
Elec, Ser B (b) |
5.150 | 09/01/25 | 868,032 | ||||||||||||
3,000 | Hillsborough Cnty, FL Solid
Waste & Res Recovery Rev,
Ser A (BHAC Insd) (AMT) |
4.500 | 09/01/34 | 2,761,620 | ||||||||||||
5,000 | Lakeland, FL Hosp Sys Rev
Lakeland Regl Hlth Sys Rfdg |
5.000 | 11/15/26 | 5,037,450 | ||||||||||||
5,000 | Lakeland, FL Hosp Sys Rev
Lakeland Regl Hlth Sys Rfdg |
5.000 | 11/15/32 | 4,855,700 | ||||||||||||
660 | Main Str Cmnty Dev Dist FL Cap
Impt Rev, Ser A (Acquired
2/19/08, Cost $660,000) (c) |
6.800 | 05/01/38 | 567,580 | ||||||||||||
425 | Main Str Cmnty Dev Dist FL Cap
Impt Rev, Ser B (Acquired
2/19/08, Cost $425,000) (c) |
6.900 | 05/01/17 | 400,898 | ||||||||||||
1,515 | Miami Beach, FL Stormwtr Rev
(NATL Insd) |
5.250 | 09/01/25 | 1,534,953 | ||||||||||||
2,700 | Miami-Dade Cnty, FL Aviation
Rev Miami Intl Arpt (AGC Insd)
(AMT) |
5.375 | 10/01/32 | 2,712,663 | ||||||||||||
2,000 | Miami-Dade Cnty, FL Aviation
Rev Miami Intl Arpt (NATL
Insd) (AMT) |
5.375 | 10/01/25 | 2,014,680 | ||||||||||||
5,000 | Miami-Dade Cnty, FL Aviation,
Ser A (AGM Insd) (AMT) |
5.125 | 10/01/35 | 5,000,150 | ||||||||||||
595 | Midtown Miami, FL Cmnty Dev
FL Spl Assmt Rev, Ser A |
6.000 | 05/01/24 | 583,487 |
10
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Florida (continued) |
||||||||||||||||
$ | 700 | Orange Cnty, FL Hlth Fac Auth
Rev First Mtg Orlando
Lutheran Tower |
5.500 | % | 07/01/32 | $ | 608,482 | |||||||||
930 | Orange Cnty, FL Hlth Fac Auth
Rev Hlthcare Orlando Lutheran
Rfdg |
5.375 | 07/01/20 | 887,369 | ||||||||||||
570 | Overoaks, FL Cmnty Dev Dist
Cap Impt Rev, Ser A (f) |
6.125 | 05/01/35 | 323,931 | ||||||||||||
1,100 | Palm Beach Cnty, FL Hlth Fac
Auth Rev Wtrford Proj |
5.875 | 11/15/37 | 993,179 | ||||||||||||
2,600 | Palm Beach Cnty, FL Solid
Waste Auth Rev Impt (BHAC
Insd) (a) |
5.500 | 10/01/23 | 3,005,860 | ||||||||||||
1,400 | Port Saint Lucie, FL Spl Assmt
Rev Southwest Annexation
Dist, Ser 1-B (NATL Insd) |
5.000 | 07/01/33 | 1,297,338 | ||||||||||||
3,250 | Putnam Cnty, FL Dev Auth
Pollutn Ctl Rev Rfdg Seminole
Proj, Ser A (AMBAC
Insd) (b) |
5.350 | 03/15/42 | 3,563,397 | ||||||||||||
590 | Reunion East Cmnty Dev Dist
FL Spl Assmt |
5.800 | 05/01/36 | 331,775 | ||||||||||||
400 | Seminole Tribe FL Spl Oblig
Rev, Ser A (d) |
5.250 | 10/01/27 | 352,952 | ||||||||||||
500 | Seminole Tribe FL Spl Oblig
Rev, Ser A (d) |
5.750 | 10/01/22 | 489,475 | ||||||||||||
905 | Seven Oaks, FL Cmnty Dev Dist
II Spl Assmt Rev, Ser A |
5.875 | 05/01/35 | 589,363 | ||||||||||||
1,840 | South Vlg Cmnty Dev Dist FL
Cap Impt Rev, Ser A |
5.700 | 05/01/35 | 1,360,110 | ||||||||||||
800 | Sterling Hill Cmnty Dev Dist FL
Cap Impt Rev, Ser A |
6.200 | 05/01/35 | 759,264 |
11
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Florida (continued) |
||||||||||||||||
$ | 1,060 | Tallahassee, FL Lease Rev FL
St Univ Proj, Ser A (NATL
Insd) |
5.500 | % | 08/01/18 | $ | 1,074,564 | |||||||||
200 | Tolomato Cmnty, FL Dev Dist
Spl Assmt |
6.550 | 05/01/27 | 174,956 | ||||||||||||
2,075 | Tolomato Cmnty, FL Dev Dist
Spl Assmt |
6.650 | 05/01/40 | 1,718,328 | ||||||||||||
1,000 | Volusia Cnty, FL Ed Fac Auth
Rev Ed Fac Embry Riddle
Aero, Ser A |
5.750 | 10/15/29 | 1,002,230 | ||||||||||||
500 | World Comm Cmnty Dev Dist FL
Spl Assmt (f) |
5.500 | 05/01/38 | 165,650 | ||||||||||||
71,622,669 | ||||||||||||||||
Georgia 2.2% |
||||||||||||||||
3,500 | Atlanta, GA Arpt Passenger Fac
Charge Rev Gen Sub Lien, Ser
C (AGM Insd) (a) |
5.000 | 01/01/33 | 3,543,925 | ||||||||||||
1,045 | Atlanta, GA Tax Alloc Beltline
Proj, Ser B |
6.750 | 01/01/20 | 1,082,191 | ||||||||||||
205 | Atlanta, GA Tax Alloc Beltline
Proj, Ser B |
7.375 | 01/01/31 | 211,255 | ||||||||||||
1,200 | Atlanta, GA Wtr & Wastewtr
Rev, Ser A |
6.000 | 11/01/27 | 1,313,040 | ||||||||||||
1,300 | Atlanta, GA Wtr & Wastewtr
Rev, Ser A |
6.000 | 11/01/28 | 1,412,307 | ||||||||||||
1,200 | Atlanta, GA Wtr & Wastewtr
Rev, Ser A |
6.000 | 11/01/29 | 1,293,444 | ||||||||||||
1,000 | Augusta, GA Gen Arpt Rev
Passenger, Ser B (AMT) |
5.350 | 01/01/28 | 955,450 |
12
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Georgia (continued) |
||||||||||||||||
$ | 1,500 | Putnam Cnty, GA Dev Auth
Pollutn Ctl Rev GA Pwr Co,
Ser 1 |
5.100 | % | 06/01/23 | $ | 1,542,405 | |||||||||
11,354,017 | ||||||||||||||||
Hawaii 0.4% |
||||||||||||||||
2,050 | Hawaii St Arpts Sys Rev Ser A |
5.000 | 07/01/39 | 2,069,086 | ||||||||||||
Idaho 0.5% |
||||||||||||||||
750 | Idaho Hlth Fac Auth Rev Saint
Lukes Hlth Sys Proj, Ser A |
6.500 | 11/01/23 | 856,162 | ||||||||||||
1,000 | Idaho Hlth Fac Auth Rev Saint
Lukes Hlth Sys Proj, Ser A |
6.750 | 11/01/37 | 1,110,630 | ||||||||||||
845 | Idaho Hlth Fac Auth Rev Vly
Vista Care Corp Rfdg |
6.125 | 11/15/27 | 751,425 | ||||||||||||
2,718,217 | ||||||||||||||||
Illinois 15.0% |
||||||||||||||||
1,000 | Bartlett, IL Tax Increment Rev Sr
Lien Quarry Redev Proj Rfdg |
5.600 | 01/01/23 | 858,980 | ||||||||||||
2,000 | Bolingbrook, IL Sales Tax Rev
Bolingbrook |
6.250 | 01/01/24 | 1,263,540 | ||||||||||||
725 | Bourbonnais, IL Indl Proj Rev
Olivet Nazarene Univ Proj |
5.500 | 11/01/40 | 717,547 | ||||||||||||
3,800 | Chicago, IL Brd Ed Rfdg, Ser C
(AGM Insd) |
5.000 | 12/01/27 | 3,976,358 | ||||||||||||
3,975 | Chicago, IL Brd Ed Rfdg,
Ser C (AGM Insd) (a) |
5.000 | 12/01/27 | 4,159,480 | ||||||||||||
740 | Chicago, IL Increment Alloc Rev
Diversey Narragansett Proj |
7.460 | 02/15/26 | 740,222 | ||||||||||||
5,000 | Chicago, IL OHare Intl Arpt Rev
Gen Arpt Third Lien Rfdg, Ser
A (NATL Insd) (AMT) |
5.375 | 01/01/32 | 5,000,100 |
13
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Illinois (continued) |
||||||||||||||||
$ | 3,500 | Chicago, IL OHare Intl Arpt Rev
Gen Arpt Third Lien, Ser A
(AGC Insd) (a) |
5.250 | % | 01/01/24 | $ | 3,727,815 | |||||||||
11,500 | Chicago, IL OHare Intl Arpt Rev
Gen Arpt Third Lien, Ser A
(AGC Insd) (a) |
5.250 | 01/01/25 | 12,179,420 | ||||||||||||
4,000 | Chicago, IL OHare Intl Arpt Rev,
Ser A (AGM Insd) (a) |
5.000 | 01/01/33 | 4,063,040 | ||||||||||||
465 | Chicago, IL Proj Rfdg, Ser C
(NATL Insd) |
5.500 | 01/01/40 | 470,910 | ||||||||||||
3,100 | Chicago, IL, Ser A (AGL Insd) (a) |
5.250 | 01/01/25 | 3,415,518 | ||||||||||||
80 | Cook Cnty, IL Sch Dist No
107 (e) |
7.000 | 12/01/10 | 81,830 | ||||||||||||
545 | Cook Cnty, IL Sch Dist No 107 |
7.000 | 12/01/10 | 556,570 | ||||||||||||
982 | Cortland, IL Spl Tax Rev
Sheaffer Sys Proj (Acquired
5/02/06, Cost $972,180) (c) |
5.500 | 03/01/17 | 607,426 | ||||||||||||
1,000 | Deerfield, IL Ed Fac
Chicagoland Jewish High Sch
Proj (f) |
6.000 | 05/01/41 | 499,800 | ||||||||||||
1,000 | Gilberts, IL Spl Svc Area No 19
Spl Tax The Conservancy Proj,
Ser 1 (f) |
5.375 | 03/01/16 | 543,410 | ||||||||||||
900 | Granite City Madison Cnty Ill
Waste Mgmt Inc Proj
(AMT) (b) |
3.500 | 05/01/27 | 905,022 | ||||||||||||
2,145 | Illinois Dev Fin Auth Rev Cmnty
Rehab Providers Fac, Ser A |
7.375 | 07/01/25 | 2,168,059 | ||||||||||||
1,565 | Illinois Ed Fac Auth Rev DePaul
Univ (AMBAC Insd)
(Prerefunded @ 10/01/10) |
5.625 | 10/01/15 | 1,594,782 | ||||||||||||
1,125 | Illinois Fin Auth Hosp Rev Rfdg
Kish Hlth Sys Oblig Group |
5.500 | 10/01/22 | 1,181,891 |
14
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Illinois (continued) |
||||||||||||||||
$ | 1,000 | Illinois Fin Auth Rev IL Fin Auth
Roosevelt Univ |
5.500 | % | 04/01/37 | $ | 968,670 | |||||||||
2,825 | Illinois Fin Auth Rev Kewanee
Hosp Proj |
5.100 | 08/15/31 | 2,272,769 | ||||||||||||
1,000 | Illinois Fin Auth Rev Landing at
Plymouth Pl Proj, Ser A |
6.000 | 05/15/25 | 930,390 | ||||||||||||
1,350 | Illinois Fin Auth Rev Landing at
Plymouth Pl Proj, Ser A |
6.000 | 05/15/37 | 1,165,752 | ||||||||||||
2,200 | Illinois Fin Auth Rev Northwestn
Mem Hosp, Ser A (a) |
5.375 | 08/15/24 | 2,389,332 | ||||||||||||
1,400 | Illinois Fin Auth Rev Northwestn
Mem Hosp, Ser A (a) |
5.750 | 08/15/30 | 1,526,630 | ||||||||||||
3,500 | Illinois Fin Auth Rev Osf
Hlthcare Sys, Ser A |
5.750 | 11/15/37 | 3,480,575 | ||||||||||||
1,250 | Illinois Fin Auth Rev Riverside
Hlth Sys |
6.250 | 11/15/35 | 1,322,963 | ||||||||||||
1,905 | Illinois Fin Auth Rev Rush Univ
Med Ctr Oblig Grp, Ser A |
7.250 | 11/01/38 | 2,155,946 | ||||||||||||
3,500 | Illinois Fin Auth Rev Sherman
Hlth Sys 2007, Ser A |
5.500 | 08/01/37 | 3,245,445 | ||||||||||||
1,700 | Illinois Fin Auth Rev Temps 65
Pk Pl Elmhurst, Ser D-2 |
7.000 | 11/15/15 | 1,705,338 | ||||||||||||
725 | Illinois Hlth Fac Auth Rev
Evangelical Hosp Rfdg, Ser C
(AGM Insd) |
6.750 | 04/15/12 | 772,886 | ||||||||||||
250 | Lake Cnty, IL Cmnty Unit Sch
Dist No 116 Round Lake
(Radian Insd) (e) |
7.600 | 02/01/14 | 307,570 | ||||||||||||
2,675 | Metropolitan Pier & Expo Auth IL
Dedicated St Tax Rev
McCormick Pl Expn, Ser A
(NATL Insd) |
5.250 | 06/15/42 | 2,695,384 |
15
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Illinois (continued) |
||||||||||||||||
$ | 139 | Pingree Grove Vlg, IL Spl Svc
Area No 1 Spl Tax Cambridge
Lakes Proj, Ser 05 |
5.250 | % | 03/01/15 | $ | 129,691 | |||||||||
848 | Volo Vlg, IL Spl Svc Area No 3
Spl Tax Symphony Meadows
Proj, Ser 1 |
6.000 | 03/01/36 | 685,404 | ||||||||||||
675 | Will Cnty, IL Cmnty Sch Dist No
161 Summit Hill Cap Apprec
(FGIC Insd) (e) |
* | 01/01/16 | 603,396 | ||||||||||||
425 | Will Cnty, IL Cmnty Sch Dist No
161 Summit Hill Cap Apprec
(FGIC Insd) (e) |
* | 01/01/19 | 329,660 | ||||||||||||
1,335 | Will Cnty, IL Cmnty Sch Dist No
161 Summit Hill Cap Apprec
(NATL Insd) |
* | 01/01/16 | 1,095,020 | ||||||||||||
990 | Will Cnty, IL Cmnty Sch Dist No
161 Summit Hill Cap Apprec
(NATL Insd) |
* | 01/01/19 | 672,834 | ||||||||||||
525 | Will-Kankakee Regl Dev Auth IL
Multi-Family Hsg Rev Sr
Estates Supportive Living
(AMT) |
7.000 | 12/01/42 | 473,912 | ||||||||||||
991 | Yorkville, IL Utd City Spl Svc
Area Spl Tax No 2004-107
Raintree Vlg IL Proj |
6.250 | 03/01/35 | 555,981 | ||||||||||||
961 | Yorkville, IL Utd City Spl Svc
Area Tax No 2005-108 Autumn
Creek IL Proj |
6.000 | 03/01/36 | 750,387 | ||||||||||||
78,947,655 | ||||||||||||||||
Indiana 2.4% |
||||||||||||||||
1,000 | Allen Cnty, IN Juvenile Just Ctr
First Mtg (AMBAC Insd) |
5.500 | 01/01/18 | 1,031,180 |
16
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Indiana (continued) |
||||||||||||||||
$ | 700 | Crown Point, IN Econ Dev Rev
Temp Wittenberg Vlg Proj, Ser
C-1 |
7.250 | % | 11/15/14 | $ | 701,750 | |||||||||
1,440 | Indiana Fin Auth Hosp Rev
Deaconess Hosp Oblig, Ser
A |
6.750 | 03/01/39 | 1,576,224 | ||||||||||||
5,600 | Indiana Hlth & Ed Fac Fin Auth
Rev Ascension Hlth Sr Cr
B-6 (a) |
5.000 | 11/15/36 | 5,702,424 | ||||||||||||
1,600 | Indiana St Fin Auth
Environmental Fac Rev IN Pwr
& LT Co Proj Rfdg, Ser A |
4.900 | 01/01/16 | 1,744,288 | ||||||||||||
1,500 | Petersburg, IN Pollutn Ctl Rev IN
Pwr & Lt (AMT) |
5.950 | 12/01/29 | 1,517,415 | ||||||||||||
500 | Vigo Cnty, IN Hosp Auth Rev Un
Hosp Inc (d) |
5.750 | 09/01/42 | 462,925 | ||||||||||||
12,736,206 | ||||||||||||||||
Iowa 0.7% |
||||||||||||||||
600 | Jefferson Cnty, IA Hosp Rev
Jefferson Cnty Hosp Proj, Ser C |
5.950 | 08/01/37 | 506,280 | ||||||||||||
1,300 | Pottawattamie Cnty, IA Rev
Christian Homes Inc Rfdg, Ser E |
5.750 | 05/15/26 | 1,233,960 | ||||||||||||
1,375 | Tobacco Settlement Auth IA Tob
Settlement Rev Asset Bkd, Ser C |
5.375 | 06/01/38 | 986,219 | ||||||||||||
1,500 | Tobacco Settlement Auth IA Tob
Settlement Rev Asset Bkd, Ser C |
5.500 | 06/01/42 | 1,076,190 | ||||||||||||
3,802,649 | ||||||||||||||||
17
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Kansas 1.7% |
||||||||||||||||
$ | 1,400 | Burlington, KS Environmental
Impt Rev KC Pwr Lt Rfdg, Ser
B (Syncora Insd) (b) |
5.000 | % | 12/01/23 | $ | 1,433,964 | |||||||||
70 | Cowley Cnty, KS Uni Sch Dist
No 465 Winfield Impt & Rfdg
(NATL Insd) |
5.250 | 10/01/22 | 76,725 | ||||||||||||
3,500 | Kansas St Dev Fin Auth Hosp
Rev Adventist Hlth |
5.750 | 11/15/38 | 3,795,785 | ||||||||||||
2,000 | Manhattan, KS Hlthcare Fac Rev
Meadowlark Hills Retirement,
Ser A |
5.000 | 05/15/24 | 1,813,980 | ||||||||||||
1,200 | Manhattan, KS Hlthcare Fac Rev
Meadowlark Hills Retirement,
Ser A |
5.000 | 05/15/36 | 951,036 | ||||||||||||
700 | Olathe, KS Sr Living Fac Rev
Catholic Care Campus Inc, Ser
A |
6.000 | 11/15/38 | 633,213 | ||||||||||||
400 | Overland Pk, KS Dev Corp Rev
First Tier Overland Pk, Ser A
(Prerefunded @ 1/01/11) |
7.375 | 01/01/32 | 415,700 | ||||||||||||
9,120,403 | ||||||||||||||||
Kentucky 2.0% |
||||||||||||||||
1,600 | Kentucky Econ Dev Fin Auth
Hosp Fac Rev Owensboro
Med Hlth Sys, Ser A |
6.500 | 03/01/45 | 1,680,448 | ||||||||||||
1,500 | Kentucky Econ Dev Fin Auth
Louisville Arena Proj Rev
Louisville Arena Sub, Ser A-1
(AGL Insd) |
5.750 | 12/01/28 | 1,639,650 | ||||||||||||
1,610 | Kentucky St Ppty & Bldg
Commn Rev Rfdg Proj No 93
(AGL Insd) |
5.250 | 02/01/24 | 1,802,846 |
18
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Kentucky (continued) |
||||||||||||||||
$ | 1,815 | Kentucky St Ppty & Bldg
Commn Rev Rfdg Proj No 93
(AGL Insd) |
5.250 | % | 02/01/25 | $ | 2,022,836 | |||||||||
3,545 | Louisville & Jefferson Cnty, KY
Metro Govt Hlth Sys Rev
Norton Hlthcare Inc |
5.250 | 10/01/36 | 3,534,719 | ||||||||||||
10,680,499 | ||||||||||||||||
Louisiana 2.3% |
||||||||||||||||
989 | Lakeshore Vlg Master Cmnty
Dev Dist LA Spl Assmt |
5.250 | 07/01/17 | 605,535 | ||||||||||||
1,675 | Louisiana Loc Govt
Environmental Fac Pkg Fac
Corp Garage Proj, Ser A
(AMBAC Insd) |
5.200 | 10/01/19 | 1,684,078 | ||||||||||||
2,000 | Louisiana St Ctzn Ppty Ins Corp
Assmt Rev, Ser C-2 (AGL
Insd) |
6.750 | 06/01/26 | 2,323,340 | ||||||||||||
5,480 | Louisiana St Univ & Agric &
Mechanical College Univ Rev
Master Agreement (Acquired
11/30/98, Cost
$5,480,484) (c) |
5.750 | 10/30/18 | 5,242,412 | ||||||||||||
2,000 | Rapides Fin Auth LA Rev Cleco
Pwr Proj (AMT) (b) |
5.250 | 11/01/37 | 2,126,000 | ||||||||||||
11,981,365 | ||||||||||||||||
Maryland 1.2% |
||||||||||||||||
1,080 | Maryland St Econ Dev Corp
Econ Dev Rev Term Proj, Ser
B |
5.750 | 06/01/35 | 1,113,448 | ||||||||||||
765 | Maryland St Econ Dev Corp
Econ Dev Rev Trans Fac Proj,
Ser A |
5.375 | 06/01/25 | 785,226 |
19
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Maryland (continued) |
||||||||||||||||
$ | 1,000 | Maryland St Econ Dev Corp Rev
Sr Lien Chesapeake Bay Rfdg,
Ser A |
5.000 | % | 12/01/31 | $ | 737,290 | |||||||||
500 | Maryland St Hlth & Higher Ed
Fac Auth Rev King Farm
Presbyterian Cmnty, Ser A |
5.250 | 01/01/27 | 420,090 | ||||||||||||
1,400 | Maryland St Hlth & Higher Ed
Fac Auth Rev Mercy Med Ctr,
Ser A |
5.500 | 07/01/42 | 1,371,062 | ||||||||||||
1,700 | Maryland St Trans Auth Arpt
Baltimore/WA Intl Arpt, Ser B
(AMBAC Insd) (AMT) |
5.125 | 03/01/24 | 1,711,815 | ||||||||||||
425 | Prince Georges Cnty, MD Spl
Oblig Natl Harbor Proj |
5.200 | 07/01/34 | 385,088 | ||||||||||||
6,524,019 | ||||||||||||||||
Massachusetts 4.7% |
||||||||||||||||
2,300 | Massachusetts Dev Fin Agy Sr
Living Fac Rev, Ser B2 |
6.250 | 06/01/14 | 2,302,461 | ||||||||||||
2,765 | Massachusetts St Dev Fin Agy
Proj, Ser R-2 (NATL Insd) |
5.125 | 02/01/34 | 2,725,986 | ||||||||||||
580 | Massachusetts St Dev Fin Agy
Rev Boston Architectural Ctr
(ACA Insd) |
6.100 | 09/01/18 | 577,042 | ||||||||||||
1,000 | Massachusetts St Dev Fin Agy
Rev Boston Architectural Ctr
(ACA Insd) |
6.250 | 09/01/28 | 904,690 | ||||||||||||
500 | Massachusetts St Dev Fin Agy
Rev Linden Ponds Inc Fac,
Ser A |
5.750 | 11/15/35 | 374,765 | ||||||||||||
500 | Massachusetts St Dev Fin Agy
Rev Linden Ponds Inc Fac,
Ser A |
5.750 | 11/15/42 | 364,725 |
20
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Massachusetts (continued) |
||||||||||||||||
$ | 500 | Massachusetts St Hlth & Ed Fac
Auth Rev Bal Structured Ylg,
Ser G (NATL Insd) (b) |
5.000 | % | 07/01/13 | $ | 500,790 | |||||||||
1,800 | Massachusetts St Hlth & Ed Fac
Auth Rev Berklee College
Music, Ser A |
5.000 | 10/01/32 | 1,835,730 | ||||||||||||
4,500 | Massachusetts St Hlth & Ed Fac
Auth Rev Harvard Univ, Ser
B (a) |
5.000 | 10/01/38 | 4,825,665 | ||||||||||||
750 | Massachusetts St Hlth & Ed Fac
Auth Rev MA Inst Tech, Ser
A |
5.000 | 07/01/38 | 802,635 | ||||||||||||
465 | Massachusetts St Hlth & Ed Fac
Auth Rev Partn Hlthcare Sys,
Ser C (Prerefunded @
7/01/11) |
5.750 | 07/01/32 | 493,091 | ||||||||||||
4,670 | Massachusetts St Sch Bldg Auth
Dedicated Sales Tax Rev, Ser
A (AMBAC Insd) (a) |
4.500 | 08/15/35 | 4,699,328 | ||||||||||||
2,650 | Massachusetts St Sch Bldg Auth
Dedicated Sales Tax Rev, Ser
A (AGM Insd) (a) |
5.000 | 08/15/30 | 2,782,845 | ||||||||||||
1,200 | Massachusetts St Wtr Res Auth,
Ser B |
5.000 | 08/01/22 | 1,378,224 | ||||||||||||
24,567,977 | ||||||||||||||||
Michigan 2.2% |
||||||||||||||||
2,715 | Detroit, MI Sew Disp Rev Rfdg
Sr Lien, Ser C-1 (AGM Insd) |
7.000 | 07/01/27 | 3,182,849 | ||||||||||||
1,430 | Detroit, MI Wtr Supply Sys Rfdg
Second Lien, Ser C (AGM
Insd) |
5.000 | 07/01/26 | 1,463,762 | ||||||||||||
875 | Kent Hosp Fin Auth MI Rev
Spectrum Hlth, Ser A (b) |
5.250 | 01/15/47 | 961,923 |
21
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Michigan (continued) |
||||||||||||||||
$ | 400 | Kent Hosp Fin Auth MI Rev
Spectrum Hlth, Ser A (b) |
5.500 | % | 01/15/47 | $ | 447,884 | |||||||||
105 | Michigan St Hsg Dev Rent Hsg
Rev, Ser A (NATL Insd) (AMT) |
5.300 | 10/01/37 | 105,176 | ||||||||||||
1,500 | Michigan St Strategic Fd Ltd
Oblig Rev Detroit Edison Co
Proj Rfdg, Ser C (Syncora Gtd)
(AMT) |
5.450 | 12/15/32 | 1,449,135 | ||||||||||||
5,630 | Michigan Tob Settlement Fin
Auth Tob Settlement Asset Sr,
Ser A |
6.000 | 06/01/48 | 4,082,538 | ||||||||||||
11,693,267 | ||||||||||||||||
Minnesota 1.4% |
||||||||||||||||
475 | Chisago, MN Hlthcare Fac Rev
CDL Homes LLC Proj |
6.000 | 08/01/42 | 469,666 | ||||||||||||
1,000 | Inver Grove Heights, MN
Presbyterian Homes Care
Rfdg |
5.500 | 10/01/41 | 883,890 | ||||||||||||
1,850 | Minneapolis, MN Hlthcare Sys
Rev Fairview Hlth Svc, Ser A |
6.375 | 11/15/23 | 2,127,611 | ||||||||||||
1,200 | Minneapolis, MN Hlthcare Sys
Rev Fairview Hlth Svc, Ser A |
6.625 | 11/15/28 | 1,354,368 | ||||||||||||
200 | North Oaks, MN Sr Hsg Rev
Presbyterian Homes North
Oaks |
6.000 | 10/01/27 | 201,600 | ||||||||||||
500 | North Oaks, MN Sr Hsg Rev
Presbyterian Homes North
Oaks |
6.000 | 10/01/33 | 496,240 | ||||||||||||
1,850 | Saint Paul, MN Hsg & Redev
Auth Hlthcare Fac Rev Hlth
Partners Oblig Grp Proj |
5.250 | 05/15/36 | 1,747,584 | ||||||||||||
7,280,959 | ||||||||||||||||
22
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Missouri 3.2% |
||||||||||||||||
$ | 160 | Cape Girardeau Cnty, MO Indl
Dev Auth Hlthcare Fac Rev
Southeast MO Hosp Assoc |
5.625 | % | 06/01/27 | $ | 160,083 | |||||||||
1,000 | Carthage, MO Hosp Rev |
5.875 | 04/01/30 | 876,360 | ||||||||||||
2,250 | Carthage, MO Hosp Rev |
6.000 | 04/01/38 | 1,874,205 | ||||||||||||
1,300 | Cass Cnty, MO Hosp Rev |
5.625 | 05/01/38 | 1,183,897 | ||||||||||||
1,400 | Ellisville, MO Indl Dev Auth Rev
Gambrill Gardens Proj Impt &
Rfdg |
6.100 | 06/01/20 | 1,294,468 | ||||||||||||
1,000 | Ellisville, MO Indl Dev Auth Rev
Gambrill Gardens Proj Impt &
Rfdg |
6.200 | 06/01/29 | 910,940 | ||||||||||||
385 | Fenton, MO Tax Increment Rev
& Impt Gravois Bluffs Proj
Rfdg (Prerefunded @
10/01/11) |
7.000 | 10/01/21 | 417,132 | ||||||||||||
1,000 | Joplin, MO Indl Dev Auth Indl
Rev Christian Homes Inc Rfdg,
Ser F |
5.750 | 05/15/31 | 913,960 | ||||||||||||
1,000 | Kearney, MO (AMBAC Insd) |
5.500 | 03/01/16 | 1,027,120 | ||||||||||||
1,700 | Kirkwood, MO Indl Dev Auth
Retirement Cmnty Rev Temp
75 Aberdeen Hts, Ser C-1 |
7.500 | 11/15/16 | 1,712,461 | ||||||||||||
815 | Maryland Heights, MO Tax
Increment Rev South Heights
Redev Proj Rfdg, Ser A |
5.500 | 09/01/18 | 781,096 | ||||||||||||
1,200 | Missouri St Hlth & Ed Fac Auth
Rev Sr Living Fac Lutheran
Rfdg, Ser B |
5.125 | 02/01/27 | 1,162,980 | ||||||||||||
675 | Saint Louis Cnty, MO Indl Dev
Auth Sr Living Fac Rev Saint
Andrews Res for Srs, Ser A |
6.375 | 12/01/30 | 598,232 |
23
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Missouri (continued) |
||||||||||||||||
$ | 1,500 | Saint Louis Cnty, MO Indl Dev
Auth Sr Living Fac Rev Saint
Andrews Res for Srs, Ser A |
6.375 | % | 12/01/41 | $ | 1,304,760 | |||||||||
625 | Saint Louis, MO Indl Dev Auth
Tax Increment & Cmnty Impt
Dist Loughborough Com
Redev Rfdg |
5.750 | 11/01/27 | 585,337 | ||||||||||||
1,990 | Springfield, MO Pub Bldg Corp
Leasehold Rev Springfield
Branson Arpt, Ser B (AMBAC
Insd) (AMT) |
4.550 | 07/01/29 | 1,937,225 | ||||||||||||
16,740,256 | ||||||||||||||||
Nebraska 0.5% |
||||||||||||||||
2,620 | Omaha Pub Pwr Dist NE Elec
Rev Sys, Ser A (a) |
5.000 | 02/01/34 | 2,695,770 | ||||||||||||
Nevada 2.8% |
||||||||||||||||
4,000 | Clark Cnty, NV Indl Dev Rev
Southwest Gas Corp Proj, Ser
A (AMBAC Insd) (AMT) |
5.250 | 07/01/34 | 3,671,200 | ||||||||||||
75 | Clark Cnty, NV Indl Dev Rev
Southwest Gas Corp Proj, Ser
A (BHAC Insd) (AMT) |
4.750 | 09/01/36 | 67,348 | ||||||||||||
5 | Nevada Hsg Div Single Family
Mtg Mezz, Ser D2 (AMT) |
6.300 | 04/01/21 | 5,080 | ||||||||||||
2,860 | Nevada St Cap Impt & Cultural
Affairs, Ser C (a) |
5.000 | 06/01/22 | 3,145,113 | ||||||||||||
2,200 | Nevada St Cap Impt & Cultural
Affairs, Ser C (a) |
5.000 | 06/01/23 | 2,418,912 | ||||||||||||
930 | Reno, NV Cap Impt Rev (NATL
Insd) |
5.125 | 06/01/26 | 923,462 |
24
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Nevada (continued) |
||||||||||||||||
$ | 1,570 | Reno, NV Cap Impt Rev (NATL
Insd) (Prerefunded @
6/01/12) |
5.125 | % | 06/01/26 | $ | 1,705,931 | |||||||||
3,100 | Reno, NV Hosp Rev Renown
Regl Med Ctr Proj, Ser A |
5.250 | 06/01/37 | 2,987,501 | ||||||||||||
14,924,547 | ||||||||||||||||
New Hampshire 0.3% |
||||||||||||||||
250 | New Hampshire Hlth & Ed Fac
Hlthcare Sys Covenant Hlth |
5.500 | 07/01/34 | 251,473 | ||||||||||||
700 | New Hampshire St Business Fin
Auth Pollutn Ctl Rev Utd Illum
Co Proj (AMT) (b) |
7.125 | 07/01/27 | 735,644 | ||||||||||||
500 | New Hampshire St Business Fin
Auth Pollutn Ctl Rev Utd Illum
Rfdg, Ser A (AMT) (b) |
6.875 | 12/01/29 | 531,000 | ||||||||||||
1,518,117 | ||||||||||||||||
New Jersey 6.9% |
||||||||||||||||
375 | Burlington Cnty, NJ Brdg Cmnty
Econ Dev Rev Evergreens
Proj |
5.625 | 01/01/38 | 330,202 | ||||||||||||
1,000 | New Jersey Econ Dev Auth
Econ Dev Rev Kapkowski Rd
Landfill Proj Rfdg |
5.750 | 04/01/31 | 995,720 | ||||||||||||
25,000 | New Jersey Econ Dev Auth St
Contract Econ Recovery
(NATL Insd) |
5.900 | 03/15/21 | 29,814,000 | ||||||||||||
1,650 | New Jersey Econ Dev Auth
Rev MSU Student Housing
Proj Provident Group
Montclair, LLC |
5.875 | 06/01/42 | 1,675,080 | ||||||||||||
1,450 | New Jersey Hlthcare Fac Fin
Auth Rev Saint Peters Univ
Hosp Oblig |
5.750 | 07/01/37 | 1,458,164 |
25
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
New Jersey (continued) |
||||||||||||||||
$ | 580 | New Jersey St Tpk Auth Tpk
Rev, Ser C (AGM Insd) |
6.500 | % | 01/01/16 | $ | 716,433 | |||||||||
1,000 | New Jersey St Trans Tr Fd Auth
Trans Sys, Ser A |
5.750 | 06/15/18 | 1,192,810 | ||||||||||||
36,182,409 | ||||||||||||||||
New Mexico 1.2% |
||||||||||||||||
1,000 | Farmington, NM Pollutn Ctl Rev
Pub Svc NM San Juan,
Rfdg, Ser A (b) |
5.200 | 06/01/40 | 1,009,360 | ||||||||||||
2,100 | Farmington, NM Pollutn Ctl Rev
Pub Svc NM San Juan,
Rfdg, Ser C |
5.900 | 06/01/40 | 2,125,116 | ||||||||||||
1,500 | Jicarilla, NM Apache Nation Rev
Adj, Ser A (Acquired 1/23/03,
Cost $1,514,910) (c) |
5.000 | 09/01/18 | 1,591,710 | ||||||||||||
1,350 | New Mexico St Hosp Equip Ln
Council Hosp Rev
Presbyterian Hlthcare Svc, Ser
A (a) |
6.375 | 08/01/32 | 1,507,019 | ||||||||||||
6,233,205 | ||||||||||||||||
New York 13.2% |
||||||||||||||||
1,370 | Brooklyn Arena Loc Dev Corp
NY Barclays Ctr Proj |
6.250 | 07/15/40 | 1,406,031 | ||||||||||||
570 | Brooklyn Arena Loc Dev Corp
NY Barclays Ctr Proj |
6.375 | 07/15/43 | 587,106 | ||||||||||||
1,000 | Metropolitan Trans Auth NY
Dedicated Tax Fd, Ser B |
5.250 | 11/15/28 | 1,089,260 | ||||||||||||
3,000 | Metropolitan Trans Auth NY Rev
Rfdg, Ser A (NATL Insd) |
5.250 | 11/15/31 | 3,091,380 | ||||||||||||
1,500 | Metropolitan Transn Auth NY
Dedicated Tax Fd, Ser B |
5.250 | 11/15/30 | 1,617,045 |
26
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
New York (continued) |
||||||||||||||||
$ | 1,600 | New York City Hsg Dev Corp
Multi-Family Hsg Rev, Ser E1
(AMT) |
5.350 | % | 11/01/37 | $ | 1,638,480 | |||||||||
400 | New York City Indl Dev Agy Rev
Liberty 7 World Trade Ctr Proj,
Ser A |
6.250 | 03/01/15 | 400,556 | ||||||||||||
2,000 | New York City Indl Dev Agy Rev
Liberty 7 World Trade Ctr Proj,
Ser B |
6.750 | 03/01/15 | 2,035,520 | ||||||||||||
1,000 | New York City Liberty Dev Corp
Rev Natl Sports Museum Proj,
Ser A (Acquired 8/07/06, Cost
$1,000,000) (c) (f) |
6.125 | 02/15/19 | 10 | ||||||||||||
2,500 | New York City Muni Wtr Fin Auth
Wtr & Swr Rev, Ser AA (a) |
5.000 | 06/15/22 | 2,826,025 | ||||||||||||
8,800 | New York City Muni Wtr Fin Auth
Wtr & Swr Sys Rev, Ser D (a) |
5.000 | 06/15/38 | 9,126,656 | ||||||||||||
2,500 | New York City Muni Wtr Fin Auth
Wtr & Swr Sys Rev, Ser D (a) |
5.000 | 06/15/39 | 2,592,800 | ||||||||||||
85 | New York City, Ser A-1 |
5.750 | 08/01/12 | 85,358 | ||||||||||||
3,000 | New York City, Ser G |
5.000 | 12/01/27 | 3,167,070 | ||||||||||||
4,775 | New York City, Ser I-1 (a) |
5.000 | 02/01/26 | 5,146,018 | ||||||||||||
3,400 | New York City Transitional Fin
Auth Bldg Aid Rev Fiscal 2009,
Ser S-3 |
5.250 | 01/15/39 | 3,644,392 | ||||||||||||
6,800 | New York St Dorm Auth Rev
City Univ Sys Cons, Ser A |
5.625 | 07/01/16 | 7,742,004 | ||||||||||||
3,000 | New York St Dorm Auth Rev
Non St Supported Sch Dist Fin
Prog, Ser C (AGL Insd) |
5.000 | 10/01/23 | 3,335,310 |
27
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
New York (continued) |
||||||||||||||||
$ | 1,000 | New York St Mtg Agy
Homeowner Mtg Rev 145
(AMT) |
5.125 | % | 10/01/37 | $ | 1,008,070 | |||||||||
1,800 | New York St Twy Auth St Pers
Income Tax Rev Trans, Ser
A (a) |
5.000 | 03/15/26 | 1,995,210 | ||||||||||||
2,000 | New York St Twy Auth St Pers
Income Tax Rev Trans, Ser
A (a) |
5.000 | 03/15/27 | 2,202,820 | ||||||||||||
8 | Plainedge, NY Uni Free Sch Dist
No. 2063 (Acquired 7/25/97,
Cost $7,912) (c) |
6.000 | 06/01/12 | 8,052 | ||||||||||||
9,900 | Port Auth NY & NJ Cons
144th (a) |
5.000 | 10/01/35 | 10,430,542 | ||||||||||||
600 | Seneca Nation Indians Cap Impt
Auth NY Spl Oblig, Ser A (d) |
5.000 | 12/01/23 | 494,502 | ||||||||||||
3,000 | Triborough Brdg & Tunl Auth
Gen Purp, Ser A |
5.000 | 01/01/27 | 3,057,120 | ||||||||||||
1,000 | Westchester Tob Asset Sec
Corp NY |
5.000 | 06/01/26 | 912,930 | ||||||||||||
69,640,267 | ||||||||||||||||
North Carolina 1.8% |
||||||||||||||||
800 | North Carolina Med Care
Commn Retirement Fac Rev
First Mtg Southminster Proj,
Ser A |
5.750 | 10/01/37 | 715,184 | ||||||||||||
8,300 | North Carolina Muni Pwr Agy No
1 Catawba Elec Rev Rfdg
(NATL Insd) |
6.000 | 01/01/12 | 8,910,382 | ||||||||||||
9,625,566 | ||||||||||||||||
North Dakota 0.8% |
||||||||||||||||
1,500 | Grand Forks, ND Sr Hsg Rev
4000 Vly Square Proj Rfdg |
5.300 | 12/01/34 | 1,179,090 |
28
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
North Dakota (continued) |
||||||||||||||||
$ | 1,000 | McLean Cnty, ND Solid Waste
Fac Rev Great River Energy,
Ser B |
5.150 | % | 07/01/40 | $ | 1,013,140 | |||||||||
2,000 | Ward Cnty, ND Hlthcare Fac
Rev Trinity Obligated Group
Rfdg |
5.125 | 07/01/29 | 1,883,260 | ||||||||||||
4,075,490 | ||||||||||||||||
Ohio 8.7% |
||||||||||||||||
300 | Adams Cnty Hosp Fac Impt Rev
Adams Cnty Hosp Proj |
6.250 | 09/01/20 | 251,793 | ||||||||||||
3,190 | Buckeye, OH Tob Settlement Fin
Auth Asset Bkd Sr Turbo, Ser
A-2 |
5.750 | 06/01/34 | 2,387,460 | ||||||||||||
3,630 | Buckeye, OH Tob Settlement Fin
Auth Asset Bkd Sr Turbo, Ser
A-2 |
5.875 | 06/01/30 | 2,865,740 | ||||||||||||
1,825 | Cleveland, OH Rfdg (AGM Insd) |
5.500 | 10/01/19 | 2,203,742 | ||||||||||||
400 | Cuyahoga Cnty, OH Hlthcare &
Indpt Living Fac Rev Eliza
Jennings Sr Care, Ser A |
5.750 | 05/15/27 | 372,852 | ||||||||||||
1,475 | Lorain Cnty, OH Hosp Rev Fac
Catholic Rfdg, Ser C-1 (AGM
Insd) |
5.000 | 04/01/24 | 1,562,497 | ||||||||||||
2,270 | Montgomery Cnty, OH Hosp Rev
Kettering Med Ctr Impt & Rfdg
(NATL Insd) |
6.250 | 04/01/20 | 2,668,930 | ||||||||||||
1,625 | Montgomery Cnty, OH Rev
Catholic Hlth, Ser C-1 (AGM
Insd) (a) |
5.000 | 10/01/41 | 1,639,414 | ||||||||||||
1,550 | Montgomery Cnty, OH Rev
Miami Vly Hosp, Ser A |
6.000 | 11/15/28 | 1,640,938 |
29
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Ohio (continued) |
||||||||||||||||
$ | 1,000 | Montgomery Cnty, OH Rev
Miami Vly Hosp, Ser A |
6.250 | % | 11/15/39 | $ | 1,053,570 | |||||||||
8,000 | Ohio St Air Quality Dev Auth
Rev Dayton Pwr (BHAC Insd)
(AMT) (a) |
4.800 | 09/01/36 | 8,036,160 | ||||||||||||
2,700 | Ohio St Air Quality Dev Auth
Rev Rfdg Pollutn Ctl First
Energy, Ser C |
5.625 | 06/01/18 | 2,982,177 | ||||||||||||
1,250 | Ohio St Bldg Auth St Fac Admin
Bldg Fd Proj, Ser A (AGM
Insd) |
5.000 | 04/01/22 | 1,312,400 | ||||||||||||
2,000 | Ohio St Higher Ed Fac Commn
Rev Univ Hosp Hlth Sys, Ser 2009-A |
6.750 | 01/15/39 | 2,139,920 | ||||||||||||
1,585 | Ohio St Higher Ed Fac Commn
Summa Hlth Sys 2010 Proj |
5.750 | 11/15/35 | 1,589,549 | ||||||||||||
4,000 | Ohio St Hosp Fac Rev Cleveland
Clinic Hlth, Ser B (a) |
5.125 | 01/01/28 | 4,222,240 | ||||||||||||
1,000 | Ohio St Hosp Fac Rev Cleveland
Clinic Hlth, Ser B (a) |
5.500 | 01/01/34 | 1,070,120 | ||||||||||||
2,565 | Ohio St Hsg Fin Agy Residential
Mtg Rev Mtg Bkd Sec Pgm,
Ser D (GNMA Collateralized)
(AMT) (a) |
5.300 | 09/01/28 | 2,658,828 | ||||||||||||
1,968 | Ohio St Hsg Fin Agy Residential
Mtg Rev Mtg Bkd Sec Pgm,
Ser D (GNMA Collateralized)
(AMT) (a) |
5.400 | 03/01/33 | 2,032,157 | ||||||||||||
2,101 | Ohio St Hsg Fin Agy Residential
Mtg Rev Mtg Bkd Sec Pgm,
Ser F (GNMA
Collateralized) (a) |
5.500 | 09/01/39 | 2,201,680 |
30
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Ohio (continued) |
||||||||||||||||
$ | 1,000 | Ohio St Wtr Dev Auth Pollutn Ctl
Fac Rev Rfdg First Energy, Ser A (b) |
5.875 | % | 06/01/33 | $ | 1,105,600 | |||||||||
45,997,767 | ||||||||||||||||
Oklahoma 0.6% |
||||||||||||||||
1,470 | Chickasaw Nation, OK Hlth
Sys (d) |
6.250 | 12/01/32 | 1,557,612 | ||||||||||||
1,240 | Kay Cnty, OK Home Fin Auth
Rev Single Family Mtg Rfdg,
Ser A (AMBAC Insd) (e) |
7.000 | 11/01/11 | 1,342,498 | ||||||||||||
390 | Oklahoma Hsg Fin Agy Single
Family Rev Mtg (GNMA
Collateralized) (AMT) |
7.997 | 08/01/18 | 404,629 | ||||||||||||
3,304,739 | ||||||||||||||||
Pennsylvania 2.9% |
||||||||||||||||
875 | Allegheny Cnty, PA Hosp Dev
Auth Rev Hlth Sys West PA,
Ser A |
5.000 | 11/15/28 | 692,878 | ||||||||||||
385 | Allegheny Cnty, PA San Auth
Swr Rev (NATL Insd) |
5.500 | 12/01/30 | 389,951 | ||||||||||||
1,000 | Delaware Riv Port Auth PA & NJ
Rev, Ser D |
5.000 | 01/01/35 | 1,019,910 | ||||||||||||
1,900 | Franklin Cnty, PA Indl Dev Rev
Auth Rev Chambersburg Hosp
Proj |
5.375 | 07/01/42 | 1,904,978 | ||||||||||||
240 | Lehigh Cnty, PA Gen Purp Auth
Rev First Mtg Bible Fellowship
Proj Rfdg, Ser A |
5.400 | 12/15/10 | 239,784 | ||||||||||||
875 | Montgomery Cnty, PA Indl Dev
Auth Rev Mtg Whitemarsh
Continuing Care |
6.250 | 02/01/35 | 712,390 |
31
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Pennsylvania (continued) |
||||||||||||||||
$ | 400 | Montgomery Cnty, PA Indl Dev
Auth Rev Mtg Whitemarsh
Continuing Care Proj |
6.125 | % | 02/01/28 | $ | 342,032 | |||||||||
1,825 | Pennsylvania St Tpk Com Tpk
Rev Sub, Ser A (AGL Insd) |
5.000 | 06/01/39 | 1,883,418 | ||||||||||||
2,250 | Pennsylvania St Tpk Commn
Tpk Rev Conv Cap Apprec
Sub, Ser B-2 (g) |
0.000/6.000 | 12/01/28 | 1,690,357 | ||||||||||||
1,400 | Pennsylvania St Tpk Commn
Tpk Rev Conv Cap Apprec
Sub, Ser B-2 (g) |
0.000/6.000 | 12/01/34 | 1,045,086 | ||||||||||||
1,300 | Pennsylvania St Tpk Commn
Tpk Rev Sub, Ser B-1 |
5.000 | 12/01/37 | 1,309,087 | ||||||||||||
1,000 | Philadelphia, PA Auth Indl Dev
PA Arpt Sys Proj, Ser A (NATL
Insd) (AMT) |
5.125 | 07/01/19 | 1,018,610 | ||||||||||||
2,675 | Pittsburgh, PA, Ser A (AMBAC
Insd) |
5.500 | 09/01/17 | 2,757,470 | ||||||||||||
15,005,951 | ||||||||||||||||
Rhode Island 0.3% |
||||||||||||||||
1,375 | Tobacco Settlement Fin Corp,
Ser A |
6.250 | 06/01/42 | 1,300,709 | ||||||||||||
South Carolina 2.3% |
||||||||||||||||
1,000 | Charleston Ed Excellence Fin
Corp SC Rev Charleston Cnty
Sch Dist (a) |
5.250 | 12/01/25 | 1,070,890 | ||||||||||||
3,000 | Charleston Ed Excellence Fin
Corp SC Rev Charleston Cnty
Sch Dist (a) |
5.250 | 12/01/26 | 3,194,760 | ||||||||||||
900 | South Carolina Jobs Econ Dev
Auth Hlth Fac Rev First Mtg
Wesley Commons Rfdg |
5.125 | 10/01/26 | 760,059 |
32
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
South Carolina (continued) |
||||||||||||||||
$ | 1,000 | South Carolina Jobs Econ Dev
Auth Hlth Fac Rev First Mtg
Wesley Commons Rfdg |
5.300 | % | 10/01/36 | $ | 803,020 | |||||||||
1,960 | South Carolina Jobs Econ Dev
Auth Hosp Fac Rev Palmetto
Hlth Alliance Rfdg, Ser A |
6.250 | 08/01/31 | 2,012,156 | ||||||||||||
1,000 | South Carolina Jobs Econ Dev
Auth Hosp Rev & Impt
Palmetto Hlth Rfdg |
5.750 | 08/01/39 | 1,007,680 | ||||||||||||
2,500 | South Carolina Jobs Econ Dev
Auth Indl Rev Elec & Gas Co
Proj, Ser A (AMBAC Insd) |
5.200 | 11/01/27 | 2,618,600 | ||||||||||||
725 | South Carolina Jobs Econ Dev
Auth Rev Woodlands at
Furman Proj, Ser A |
6.000 | 11/15/27 | 586,278 | ||||||||||||
235 | Tobacco Settlement Rev Mgmt
Auth SC Tob Settlement Rev
Rfdg |
5.000 | 06/01/18 | 235,207 | ||||||||||||
12,288,650 | ||||||||||||||||
Tennessee 2.4% |
||||||||||||||||
400 | Elizabethton, TN Hlth & Ed Fac
Brd Rev Hosp First Mtg Impt &
Rfdg, Ser B (Prerefunded @
7/01/12) |
8.000 | 07/01/33 | 452,696 | ||||||||||||
4,000 | Johnson City, TN Hlth & Ed Fac
Brd Hosp Rev First Mtg Mtn St
Hlth Rfdg, Ser A (NATL Insd)
(Prerefunded @ 7/01/12) |
7.500 | 07/01/25 | 4,530,520 | ||||||||||||
3,000 | Johnson City, TN Hlth & Ed Fac
Brd Hosp Rev First Mtg Mtn St
Hlth, Ser A |
5.500 | 07/01/36 | 2,955,030 |
33
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Tennessee (continued) |
||||||||||||||||
$ | 2,650 | Shelby Cnty, TN Hlth Ed & Hsg
Fac Brd Rev Methodist, Ser B
(AGM Insd) (a) |
5.250 | % | 09/01/27 | $ | 2,797,340 | |||||||||
1,500 | Shelby Cnty, TN Hlth Ed & Hsg
Fac Brd Rev Trezevant Manor
Proj, Ser A |
5.625 | 09/01/26 | 1,465,350 | ||||||||||||
365 | Tennessee Hsg Dev Agy Home
Ownership Pgm 2-A (AMT) |
5.700 | 07/01/31 | 365,193 | ||||||||||||
12,566,129 | ||||||||||||||||
Texas 13.9% |
||||||||||||||||
1,575 | Alliance Arpt Auth Inc TX Spl
Fac Rev FedEx Corp Proj Rfdg
(AMT) |
4.850 | 04/01/21 | 1,571,645 | ||||||||||||
1,000 | Brazos Riv TX Hbr Nav Dist
Brazoria Cnty Rev Rfdg Dow
Chemical Co |
5.250 | 10/01/11 | 1,020,630 | ||||||||||||
670 | Dallas Cnty, TX Flood Ctl Dist
Rfdg |
6.750 | 04/01/16 | 716,337 | ||||||||||||
1,225 | Dallas, TX Civic Ctr Rfdg & Impt
(AGL Insd) |
5.000 | 08/15/18 | 1,386,455 | ||||||||||||
1,440 | Dallas, TX Civic Ctr Rfdg & Impt
(AGL Insd) |
5.000 | 08/15/19 | 1,624,968 | ||||||||||||
1,000 | Dallas-Fort Worth, TX Intl Arpt
Rev Impt & Rfdg, Ser A
(BHAC Insd) (AMT) |
5.500 | 11/01/31 | 1,006,340 | ||||||||||||
700 | Dallas-Fort Worth, TX Intl Arpt
Rev Jt, Ser C (NATL Insd)
(AMT) |
5.750 | 11/01/18 | 702,170 | ||||||||||||
1,325 | Dallas-Fort Worth, TX Intl Arpt
Rev Jt, Ser C (NATL Insd)
(AMT) |
6.000 | 11/01/23 | 1,329,545 | ||||||||||||
5,250 | El Paso Cnty, TX Hosp Dist, Ser
A (AGL Insd) (a) |
5.000 | 08/15/37 | 5,450,498 |
34
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Texas (continued) |
||||||||||||||||
$ | 730 | Fort Worth, TX Wtr & Swr Rev
Impt & Rfdg |
5.750 | % | 02/15/16 | $ | 731,679 | |||||||||
770 | Fort Worth, TX Wtr & Swr Rev
Impt & Rfdg (Prerefunded @
8/15/10) |
5.750 | 02/15/16 | 771,779 | ||||||||||||
1,000 | Gulf Coast Waste Disp Auth TX
Waste Mgmt, Ser D (AMT) |
4.550 | 04/01/12 | 1,027,290 | ||||||||||||
825 | Harris Cnty, TX Hlth Fac Dev
Corp Hosp Rev Rfdg Mem
Hermann Hlthcare Sys, Ser B |
7.250 | 12/01/35 | 941,746 | ||||||||||||
1,000 | Harris Cnty, TX Indl Dev Corp
Solid Waste Disp Rev Deer Pk
Refng Proj |
5.000 | 02/01/23 | 1,038,330 | ||||||||||||
1,000 | Houston, TX Arpt Sys Rev Sub
Lien, Ser A (AGM Insd) (AMT) |
5.625 | 07/01/30 | 1,000,340 | ||||||||||||
130 | Houston, TX Pub Impt & Rfdg
(AGM Insd) |
5.750 | 03/01/15 | 130,588 | ||||||||||||
2,750 | Houston, TX Util Sys Rev Comb
First Lien Rfdg, Ser A (AGM
Insd) |
5.000 | 11/15/36 | 2,849,192 | ||||||||||||
3,320 | Judson, TX Indpt Sch Dist Sch
Bldg (AGL Insd) (a) |
5.000 | 02/01/37 | 3,422,123 | ||||||||||||
1,100 | Lufkin, TX Hlth Fac Dev Corp
Hlth Sys Rev Mem Hlth Sys
East TX |
5.500 | 02/15/32 | 1,040,303 | ||||||||||||
1,250 | Lufkin, TX Hlth Fac Dev Corp
Hlth Sys Rev Mem Hlth Sys
East TX |
5.500 | 02/15/37 | 1,164,350 | ||||||||||||
1,250 | Matagorda Cnty, TX Navig Dist
No 1 Rev Coll Centerpoint
Energy Proj Rfdg (b) |
5.600 | 03/01/27 | 1,261,487 | ||||||||||||
1,200 | McLennan Cnty, TX Pub Fac
Corp Proj Rev |
6.625 | 06/01/35 | 1,313,820 |
35
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Texas (continued) |
||||||||||||||||
$ | 1,800 | Metropolitan Hlth Fac Dev Corp
TX Wilson N Jones Mem Hosp
Proj (Prerefunded @ 1/01/11) |
7.250 | % | 01/01/31 | $ | 1,847,448 | |||||||||
1,500 | Mission, TX Econ Dev Corp
Solid Waste Disp Rev Waste
Mgmt Inc Proj (AMT) (b) |
6.000 | 08/01/20 | 1,631,580 | ||||||||||||
2,400 | North Central, TX Hlth Fac Dev
Hosp Childrens Med Ctr Dallas
(AMBAC Insd) |
5.250 | 08/15/32 | 2,449,896 | ||||||||||||
1,000 | North TX Twy Auth Rev Rfdg
Sys First Tier, Ser B |
5.625 | 01/01/28 | 1,062,810 | ||||||||||||
1,000 | North TX Twy Auth Rev Rfdg
Sys First Tier, Ser B |
6.000 | 01/01/26 | 1,099,310 | ||||||||||||
1,250 | North TX Twy Auth Rev Rfdg
Sys First Tier, Ser B |
6.000 | 01/01/27 | 1,364,225 | ||||||||||||
1,550 | North TX Twy Auth Rev Sys First
Tier Rfdg, Ser L-2 (b) |
6.000 | 01/01/38 | 1,701,481 | ||||||||||||
2,850 | North TX Twy Auth Rev Toll
Second Tier Rfdg, Ser F |
5.750 | 01/01/33 | 3,012,649 | ||||||||||||
1,000 | Tarrant Cnty, TX Cultural Ed Fac
Fin Corp Retirement Fac
Buckingham Sr Living Cmnty
Inc |
5.625 | 11/15/27 | 934,400 | ||||||||||||
2,700 | Tarrant Cnty, TX Cultural Ed Fac
Fin Corp Retirement Fac
Buckingham Sr Living Cmnty
Inc |
5.750 | 11/15/37 | 2,451,762 | ||||||||||||
5,500 | Tarrant Cnty, TX Cultural Ed Fac
Fin Corp Retirement Fac
Buckner Retirement Svc Inc
Proj |
5.250 | 11/15/37 | 5,298,865 |
36
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Texas (continued) |
||||||||||||||||
$ | 450 | Tarrant Cnty, TX Cultural Ed Fac
Fin Corp Retirement Fac CC
Young Mem Home Proj |
5.750 | % | 02/15/25 | $ | 409,095 | |||||||||
1,200 | Tarrant Cnty, TX Cultural Ed Fac
Fin Corp Retirement Fac CC
Young Mem Home, Ser B-2 |
6.500 | 02/15/14 | 1,204,704 | ||||||||||||
3,300 | Tarrant Cnty, TX Cultural Ed Fac
Fin Corp Rev Christus Hlth
Rfdg, Ser A (AGL Insd) |
6.250 | 07/01/28 | 3,623,268 | ||||||||||||
2,500 | Texas A & M Univ Rev Fin Sys,
Ser A |
5.000 | 05/15/27 | 2,764,625 | ||||||||||||
80 | Texas Muni Pwr Agy Rev (NATL
Insd) (e) |
* | 09/01/15 | 73,127 | ||||||||||||
1,550 | Texas Private Activity Surface
Trans Corp Sr Lien Nt
Mobility |
6.875 | 12/31/39 | 1,615,379 | ||||||||||||
140 | Texas St Pub Ppty Fin Corp Rev
Mental Hlth & Retardation
Rfdg (AGM Insd) |
5.500 | 09/01/13 | 140,437 | ||||||||||||
5,750 | Texas St Trans Commn Mobility
Fd (a) |
5.000 | 04/01/28 | 6,254,908 | ||||||||||||
3,000 | Tyler, TX Hlth Fac Dev Corp
Hosp Rev & Impt East TX Med
Ctr Rfdg, Ser A |
5.375 | 11/01/37 | 2,833,980 | ||||||||||||
73,275,564 | ||||||||||||||||
Utah 0.1% |
||||||||||||||||
800 | Utah St Charter Sch Fin Auth
Charter Sch Rev Summit
Academy, Ser A |
5.800 | 06/15/38 | 739,832 | ||||||||||||
37
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Vermont 0.2% |
||||||||||||||||
$ | 1,000 | Vermont Econ Dev Auth Mtg
Rev Wake Robin Corp Proj,
Ser A |
5.375 | % | 05/01/36 | $ | 870,230 | |||||||||
Virginia 1.1% |
||||||||||||||||
750 | Peninsula Town Ctr Cmnty Dev
Auth VA Spl Oblig |
6.350 | 09/01/28 | 745,170 | ||||||||||||
2,590 | Tobacco Settlement Fin Corp VA |
5.500 | 06/01/26 | 2,901,033 | ||||||||||||
1,868 | White Oak Vlg Shops VA Cmnty
Dev Auth Spl Assmt Rev |
5.300 | 03/01/17 | 1,885,466 | ||||||||||||
5,531,669 | ||||||||||||||||
Washington 1.7% |
||||||||||||||||
5,000 | Bellevue, WA Convention Ctr
Auth Spl Oblig Rev Rfdg
(NATL Insd) |
* | 02/01/24 | 2,814,650 | ||||||||||||
1,350 | Kalispel Tribe Indians Priority
Dist WA Rev |
6.625 | 01/01/28 | 1,170,774 | ||||||||||||
2,000 | Port Seattle, WA Rev, Ser B
(NATL Insd) (AMT) |
5.625 | 02/01/24 | 2,002,560 | ||||||||||||
1,345 | Tacoma, WA Elec Sys Rev
Rfdg, Ser A (AGM Insd) |
5.750 | 01/01/15 | 1,386,157 | ||||||||||||
1,545 | Washington St Hsg Fin Commn
Nonprofit Rev Custodial Rcpt
Wesley Homes, Ser
2007A-2027 (Acquired 5/7/08,
Cost $1,545,000) (c) |
6.000 | 01/01/27 | 1,522,721 | ||||||||||||
8,896,862 | ||||||||||||||||
West Virginia 1.5% |
||||||||||||||||
3,500 | Harrison Cnty, WV Cnty Cmnty
Solid Waste Disp Rev
Allegheny Energy Rfdg, Ser D
(AMT) |
5.500 | 10/15/37 | 3,389,400 |
38
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
West Virginia (continued) |
||||||||||||||||
$ | 1,060 | West Virginia St Hosp Fin Auth
Hosp Rev Rfdg & Impt Utd
Hlth Sys, Ser C |
5.500 | % | 06/01/34 | $ | 1,070,250 | |||||||||
1,020 | West Virginia St Hosp Fin Auth
Hosp Rev Rfdg & Impt Utd
Hlth Sys, Ser C |
5.500 | 06/01/39 | 1,034,168 | ||||||||||||
1,000 | West Virginia St Hosp Fin Auth
Hosp Rev Thomas Hlth Sys |
6.000 | 10/01/20 | 1,027,160 | ||||||||||||
1,100 | West Virginia St Hosp Fin Auth
Hosp Rev Thomas Hlth Sys |
6.250 | 10/01/23 | 1,125,993 | ||||||||||||
7,646,971 | ||||||||||||||||
Wisconsin 3.0% |
||||||||||||||||
450 | Superior, WI Collateralized Util
Rev Superior Wtr Lt & Pwr Proj
Rfdg, Ser A (AMT) |
5.375 | 11/01/21 | 466,213 | ||||||||||||
410 | Superior, WI Collateralized Util
Rev Superior Wtr Lt & Pwr
Proj, Ser B (AMT) |
5.750 | 11/01/37 | 415,289 | ||||||||||||
2,545 | Wisconsin Hsg & Econ Dev Auth
Home Ownership Rev, Ser A
(AMT) (a) |
5.300 | 09/01/23 | 2,660,976 | ||||||||||||
3,200 | Wisconsin Hsg & Econ Dev Auth
Home Ownership Rev, Ser A
(AMT) (a) |
5.500 | 09/01/28 | 3,329,152 | ||||||||||||
1,010 | Wisconsin St Gen Rev
Appropriation Rev, Ser A |
5.375 | 05/01/25 | 1,129,837 | ||||||||||||
5,000 | Wisconsin St Hlth & Ed Fac
Auth Mercy Hlth Sys Corp
(AMBAC Insd) |
5.500 | 08/15/25 | 5,025,350 | ||||||||||||
1,000 | Wisconsin St Hlth & Ed Fac
Auth Rev Aurora Hlthcare Inc,
Ser B (b) |
5.125 | 08/15/27 | 1,068,570 |
39
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Wisconsin (continued) |
||||||||||||||||
$ | 400 | Wisconsin St Hlth & Ed Fac
Auth Rev Beaver Dam Cmnty
Hosp Inc, Ser A |
6.000 | % | 08/15/19 | $ | 405,560 | |||||||||
1,305 | Wisconsin St Hlth & Ed Fac
Auth Rev Prohealth Care Inc
Oblig Grp |
6.625 | 02/15/39 | 1,424,394 | ||||||||||||
15,925,341 | ||||||||||||||||
Wyoming 0.4% |
||||||||||||||||
1,200 | Sweetwater Cnty, WY Pollutn Ctl
Rev ID Pwr Co Proj Rfdg |
5.250 | 07/15/26 | 1,281,036 | ||||||||||||
1,000 | Sweetwater Cnty, WY Solid
Waste Disp Rev FMC Corp
Proj Rfdg (AMT) |
5.600 | 12/01/35 | 987,520 | ||||||||||||
2,268,556 | ||||||||||||||||
Guam 0.1% |
||||||||||||||||
550 | Guam Pwr Auth Rev, Ser A
(AMBAC Insd) |
5.250 | 10/01/34 | 527,087 | ||||||||||||
Puerto Rico 3.2% |
||||||||||||||||
2,100 | Puerto Rico Elec Pwr Auth Pwr
Rev, Ser CCC |
5.250 | 07/01/27 | 2,176,314 | ||||||||||||
2,100 | Puerto Rico Elec Pwr Auth Pwr
Rev, Ser XX |
5.250 | 07/01/40 | 2,121,756 | ||||||||||||
1,500 | Puerto Rico Elec Pwr Auth Rev,
Ser WW |
5.250 | 07/01/33 | 1,515,900 | ||||||||||||
65 | Puerto Rico Pub Bldgs Auth Rev
Govt Fac, Ser I (Comwth Gtd)
(Prerefunded @ 7/01/14) |
5.250 | 07/01/33 | 75,198 | ||||||||||||
2,825 | Puerto Rico Sales Tax Fin Corp
Sales Tax Rev First Sub, Ser
A (b) |
5.000 | 08/01/39 | 2,960,035 |
40
Par | ||||||||||||||||
Amount | ||||||||||||||||
(000) | Description | Coupon | Maturity | Value | ||||||||||||
Puerto Rico (continued) |
||||||||||||||||
$ | 2,000 | Puerto Rico Sales Tax Fin Corp
Sales Tax Rev First Sub, Ser
A |
5.375 | % | 08/01/39 | $ | 2,029,720 | |||||||||
2,300 | Puerto Rico Sales Tax Fin Corp
Sales Tax Rev First Sub, Ser
A |
5.500 | 08/01/42 | 2,350,347 | ||||||||||||
3,500 | Puerto Rico Sales Tax Fin Corp
Sales Tax Rev First Sub, Ser
C |
5.250 | 08/01/41 | 3,517,570 | ||||||||||||
16,746,840 | ||||||||||||||||
Virgin Islands 0.4% |
||||||||||||||||
1,775 | Virgin Islands Pub Fin Auth Rev
Matching Fd Ln Lien, Ser
A |
5.000 | 10/01/25 | 1,803,897 | ||||||||||||
Total Investments 159.0% (Cost $833,773,752) |
836,532,117 | |||||||||||||||
Liability for Floating Rate Note Obligations Related to Securities Held (21.3%) (Cost $112,125,000) |
||||||||||||||||
$ | (112,125 | ) | Notes with interest rate ranging from 0.27% to 0.73% at July 31,2010 and contractual maturities of collateral ranging from 2022 to 2041. (h) | |||||||||||||
(112,125,000 | ) | |||||||||||||||
Total Net Investments 137.7% (Cost $721,648,752) |
724,407,117 | |||||||||||||||
Other Assets in Excess of Liabilities 2.5% | 13,095,648 | |||||||||||||||
Preferred Shares (including accrued distributions) (40.2%) | (211,262,659 | ) | ||||||||||||||
Net Assets Applicable to Common Shares 100.0% | $ | 526,240,106 | ||||||||||||||
41
* | Zero coupon bond | |
(a) | Underlying security related to Inverse Floaters entered into by the Trust. | |
(b) | Variable Rate Coupon | |
(c) | Security is restricted and may be resold only in transactions exempt from registration which are normally those transactions with qualified institutional buyers. Restricted securities comprise 1.9% of net assets applicable to common shares. | |
(d) | 144A-Private Placement security which is exempt from registration under Rule 144A of the Securities Act of 1933, as amended. This security may only be resold in transactions exempt from registration which are normally those transactions with qualified institutional buyers. | |
(e) | Escrowed to Maturity | |
(f) | Non-income producing security. | |
(g) | Security is a step up bond where the coupon increases or steps up at a predetermined date. | |
(h) | Floating rate notes. The interest rates shown reflect the rate in effect at July 31, 2010. |
Level 1 | Prices are based on quoted prices in active markets for identical investments |
Level 2 | Prices are based on other significant observable inputs which may include quoted prices for similar investments, interest rates, prepayment speeds, credit risk, etc. |
Level 3 | Prices are based on significant unobservable inputs including the Trusts own assumptions in determining the fair value of investments. Factors considered in making this determination may include, but are not limited to, information obtained by contacting the issuer, analysts, or the appropriate stock exchange (for exchange-traded securities), analysis of the issuers financial statements or other available documents and, if necessary, available information concerning other securities in similar circumstances. |
42
Level 1 | Level 2 | Level 3 | ||||||||||||||
Quoted | Other Significant | Significant | ||||||||||||||
Prices | Observable Inputs | Unobservable Inputs | Total | |||||||||||||
Investments in an Assets Position |
||||||||||||||||
Municipal Bonds |
$-0- | $836,532,117 | $ | $836,532,117 | ||||||||||||
Aggregate unrealized appreciation of investment securities |
$ | 40,299,069 | ||
Aggregate unrealized (depreciation) of investment securities |
($ | 29,418,911 | ) | |
Net unrealized appreciation of investment securities |
$ | 10,880,158 | ||
Cost of Investments for tax purposes is $713,530,819 |
43
(a) | As of September 16, 2010, an evaluation was performed under the supervision and with the participation of the officers of the Registrant, including the Principal Executive Officer (PEO) and Principal Financial Officer (PFO), to assess the effectiveness of the Registrants disclosure controls and procedures, as that term is defined in Rule 30a-3(c) under the Investment Company Act of 1940 (Act), as amended. Based on that evaluation, the Registrants officers, including the PEO and PFO, concluded that, as of , September 16, 2010, the Registrants disclosure controls and procedures were reasonably designed so as to ensure: (1) that information required to be disclosed by the Registrant on Form N-Q is recorded, processed, summarized and reported within the time periods specified by the rules and forms of the Securities and Exchange Commission; and (2) that material information relating to the Registrant is made known to the PEO and PFO as appropriate to allow timely decisions regarding required disclosure. | ||
(b) | There have been no changes in the Registrants internal control over financial reporting (as defined in Rule 30a-3(d) under the Act) that occurred during the Registrants last fiscal quarter that have materially affected, or are reasonably likely to materially affect, the Registrants internal control over financial reporting. |
Certifications of PEO and PFO as required by Rule 30a-2(a) under the Investment Company Act of 1940. |
Registrant: Invesco Van Kampen Municipal Trust |
||||
By: | /s/ Colin Meadows | |||
Colin Meadows | ||||
Principal Executive Officer | ||||
By: | /s/ Colin Meadows | |||
Colin Meadows | ||||
Principal Executive Officer | ||||
By: | /s/ Sheri Morris | |||
Sheri Morris | ||||
Principal Financial Officer | ||||