UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K
CURRENT REPORT
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Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
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Date of Report (Date of earliest event reported): January 12, 2007
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| EATON VANCE CORP. | ||||||
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(Exact name of registrant as specified in its charter)
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| Maryland | 1-8100 | 04-2718215 | ||||
| (State or other jurisdiction | (Commission File Number) | (IRS Employer Identification No.) | ||||
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of incorporation)
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| 255 State Street, Boston, Massachusetts | 02109 | |||||
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(Address of principal executive offices)
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(Zip Code)
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| Registrant’s telephone number, including area code: (617) 482-8260 | ||||||
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a -12)
¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d -2(b))
¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e -4(c))
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INFORMATION INCLUDED IN THE REPORT
Item 7.01 Regulation FD Disclosure
Registrant reported their preliminary assets under management, as described in Registrant’s news release dated January 12, 2007, a copy of which is filed herewith as Exhibit 99.1 and incorporated herein by reference.
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Item 9.01
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Financial Statements and Exhibits
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Exhibit No.
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Document
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| 99.1 | Press Release issued by the Registrant dated January 12, 2007 | |||
| reporting the preliminary assets under management. | ||||
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| SIGNATURES |
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| EATON VANCE CORP. | ||||
| (Registrant) | ||||
| Date: | January 16, 2007 | /s/ William M. Steul | ||
| William M. Steul, Chief Financial Officer | ||||
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| EXHIBIT INDEX |
Each exhibit is listed in this index according to the number assigned to it in the exhibit table set forth in Item 601 of Regulation S-K. The following exhibit is filed as part of this Report:
| Exhibit No. | Description | |
| 99.1 | Copy of Registrant's news release dated January 12, 2007 reporting the | |
| preliminary assets under management. | ||
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| Exhibit 99.1 |
January 12, 2007
FOR IMMEDIATE RELEASE
Eaton Vance Reports December 31, 2006 Assets Under Management
Boston, MA – Eaton Vance Corp. today reported assets under management of $133.1 billion on December 31, 2006. This compares to $111.8 billion on December 31, 2005.
| Assets Under Management | ||||||||
| (in billions) | ||||||||
| 12/31/2006 | 12/31/2005 | |||||||
| By client: | ||||||||
| Funds | $ | 101.6 | $ | 82.6 | ||||
| Retail managed accounts | 10.2 | 7.5 | ||||||
| Institutional separate accounts | 12.1 | 13.7 | ||||||
| High net worth separate accounts | 9.2 | 8.0 | ||||||
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| Total | $ | 133.1 | $ | 111.8 | ||||
| By asset category: | ||||||||
| Equity(1) | $ | 83.7 | $ | 69.7 | ||||
| Fixed (2) | 28.5 | 23.4 | ||||||
| Bank loan | 20.9 | 18.7 | ||||||
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| Total | $ | 133.1 | $ | 111.8 | ||||
(1) Includes balanced accounts
(2) Includes money market assets of $864 million on 12/31/2006 and $578 million on 12/31/2005.
Eaton Vance Corp. regularly reports assets under management on a fiscal quarter-end basis (January, April, July and October). The Company also reports assets under management on a calendar quarter basis in order to assist industry consultants who advise institutional clients on investment manager selection.
Eaton Vance Corp., a Boston-based investment management firm is traded on the New York Stock Exchange under the symbol EV.
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