UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15 (d) of the
Securities Exchange Act of 1934
DATE OF REPORT (Date of earliest event reported): January 31, 2001
NEUBERGER BERMAN INC.
(Exact name of registrant as specified in its charter)
COMMISSION FILE NUMBER 1-15361
DELAWARE 06-1523639
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
605 Third Avenue
New York, NY 10158
(Address of principal executive offices)
(212) 476-9000
(Registrant's telephone number, including area code)
ITEM 5. OTHER EVENTS
On January 31, 2001, Neuberger Berman Inc. (the "Corporation")
announced the appointment of Nathan Gantcher as the fourth outside
member to its board of directors. This appointment increases the
size of the board to 12 members. A copy of the press release issued
by the Corporation is attached as Exhibit 99.1 and incorporated
herein by reference.
ITEM 7. FINANCIAL STATEMENTS AND EXHIBITS
(c) Exhibits
The Exhibits listed on the Exhibit Index of this Form 8-K are filed
herewith.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned thereunto duly authorized.
Neuberger Berman Inc.
(Registrant)
Date: February 2, 2001 By: /s/ Kevin Handwerker
---------------------------
Kevin Handwerker
SVP, General Counsel and Secretary
EXHIBIT INDEX
99.1 Press release issued by the Corporation on January 31, 2001, with
respect to the appointment of a new member of the Board of
Directors.