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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1) *
Pharmion Corporation |
(Name of Issuer)
|
Common Stock, par value $0.001 per share
|
(Title of Class of Securities)
|
71715B409 |
(Cusip Number)
|
Mark C. Wehrly Farallon Capital Management, L.L.C. One Maritime Plaza, Suite 2100 San Francisco, California 94111 (415) 421-2132 |
(Name, Address, and Telephone Number of Person Authorized to Receive Notices and Communications
|
February 6, 2008
|
(Date of Event which Requires Filing of this Statement)
|
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o.
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Section 240.13d-7 for other parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
(Continued on following pages)
Page 1 of 43 pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Partners, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
California |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
447,850 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
447,850 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
447,850 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
PN |
||
Page 2 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
California |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
384,900 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
384,900 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
384,900 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
PN |
||
Page 3 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners II, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
California |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
7,139 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
7,139 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,139 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
PN |
||
Page 4 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Institutional Partners III, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
34,300 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
34,300 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,300 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
PN |
||
Page 5 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Tinicum Partners, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
New York |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
10,300 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
10,300 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,300 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.0% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
PN |
||
Page 6 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Offshore Investors II, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
479,350 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
479,350 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
479,350 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.3% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
PN |
||
Page 7 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday Capital Partners, L.L.C. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, is a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
WC, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
21,400 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
21,400 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
21,400 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
OO |
||
Page 8 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Capital Management, L.L.C. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,415,616 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,415,616 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,415,616 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.8% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IA, OO |
||
Page 9 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Farallon Partners, L.L.C. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,385,239 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,385,239 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,385,239 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
OO |
||
Page 10 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Duhamel |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 11 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Richard B. Fried |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 12 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Monica R. Landry |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 13 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Douglas M. MacMahon |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 14 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
William F. Mellin |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 15 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Stephen L. Millham |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 16 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Jason E. Moment |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 17 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Ashish H. Pant |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
India |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 18 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Rajiv A. Patel |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 19 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Derek C. Schrier |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 20 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Andrew J. M. Spokes |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United Kingdom |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 21 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Thomas F. Steyer |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 22 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Mark C. Wehrly |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
AF, OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
2,800,855 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
2,800,855 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,800,855 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.5% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 23 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday Asset Management, L.P. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,376,755 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,376,755 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,755 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IA, PN |
||
Page 24 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday G.P. (U.S.), L.L.C. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,376,755 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,376,755 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,755 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
OO |
||
Page 25 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Noonday Capital, L.L.C. |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,376,755 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,376,755 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,755 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
OO |
||
Page 26 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
David I. Cohen |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
United States |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,376,755 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,376,755 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,755 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 27 of 43 Pages
13D
CUSIP No. 71715B409 |
|
1 |
NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)
Saurabh K. Mittal |
||
2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ X ]** ** The reporting persons making this filing hold an aggregate of 2,800,855 Shares, which is 7.5% of the class of securities. The reporting person on this cover page, however, may be deemed a beneficial owner only of the securities reported by it on this cover page. |
||
3 |
SEC USE ONLY
|
||
4 |
SOURCE OF FUNDS (See Instructions)
OO |
||
5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ]
|
||
6 |
CITIZENSHIP OR PLACE OF ORGANIZATION
India |
||
NUMBER OF
SHARES BENEFICIALLY OWNED BY
EACH
REPORTING PERSON WITH |
7 |
SOLE VOTING POWER
-0- |
|
8 |
SHARED VOTING POWER
1,376,755 |
||
9 |
SOLE DISPOSITIVE POWER
-0- |
||
10 |
SHARED DISPOSITIVE POWER
1,376,755 |
||
11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,376,755 |
||
12 |
CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (See Instructions) [ ]
|
||
13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.7% |
||
14 |
TYPE OF REPORTING PERSON (See Instructions)
IN |
||
Page 28 of 43 Pages
This Amendment No. 1 to Schedule 13D amends the 13D initially filed on February 1, 2008 (collectively, with all amendments thereto, the "Schedule 13D")
Item 3. Source And Amount Of Funds And Other Consideration
Item 3 of the Schedule 13D is amended and supplemented by the following:
The net investment cost (including commissions) for the Shares acquired by each of the Funds and the Managed Accounts since the filing of the prior Schedule 13D is set forth below:
Entity |
Shares Acquired |
Approximate Net Investment Cost |
FCP |
83,700 |
$5,843,109 |
FCIP |
85,700 |
$5,983,641 |
FCIP II |
1,400 |
$97,790 |
FCIP III |
6,300 |
$439,911 |
Tinicum FCOI II |
2,400 79,000 |
$167,492 $5,515,476 |
Noonday Fund |
5,000 |
$349,203 |
Managed Accounts |
218,800 |
$15,276,188 |
The consideration for such acquisitions was obtained as follows: (i) with respect to the Noonday Fund, FCP, Tinicum and FCOI II, from working capital and/or from borrowings pursuant to margin accounts maintained in the ordinary course of business by the Noonday Fund, FCP, Tinicum and FCOI II at Goldman, Sachs & Co.; (ii) with respect to FCIP, FCIP II and FCIP III, from working capital; and (iii) with respect to the Managed Accounts, from the working capital of the Managed Accounts and/or from borrowings pursuant to margin accounts maintained in the ordinary course of business by some of the Managed Accounts at Goldman, Sachs & Co. The Noonday Fund, FCP, Tinicum, FCOI II and some of the Managed Accounts hold certain securities in their respective margin accounts at Goldman, Sachs & Co., and the accounts may from time to time have debit balances. It is not possible to determine the amount of borrowings, if any, used to acquire the Shares.
Item 5. Interest In Securities Of The Issuer
Item 5 of the Schedule 13D is amended and restated in its entirety as follows:
|
(a) |
The Funds |
|
(a),(b) |
The information set forth in Rows 7 through 13 of the cover page hereto for each Fund is incorporated herein by reference for each such Fund. The percentage amount set forth in Row 13 for all cover pages filed herewith is calculated based upon the 37,250,223 Shares outstanding as of November 6, 2007 as reported by the Company in its Quarterly Report on Form 10-Q for the period ended September 30, 2007 filed with the Securities and Exchange Commission on November 9, 2007. |
Page 29 of 43 Pages
|
(c) |
The trade dates, number of Shares purchased or sold and the price per Share (including commissions) for all purchases and sales of the Shares by the Funds since the filing of the prior Schedule 13D are set forth on Schedules A-G hereto and are incorporated herein by reference. All of such transactions were open market transactions. |
|
(d) |
Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Funds as reported herein. The Noonday General Partner is the general partner of the Second Noonday Sub-adviser. The Noonday Individual Reporting Persons are managing members of both the First Noonday Sub-adviser and the Noonday General Partner. The Farallon Individual Reporting Persons are managing members of the Farallon General Partner. |
|
(e) |
Not applicable. |
|
(b) |
The Management Company |
|
(a),(b) |
The information set forth in Rows 7 through 13 of the cover page hereto for the Management Company is incorporated herein by reference. |
|
(c) |
The trade dates, number of Shares purchased or sold and the price per Share including commissions) for all purchases and sales of the Shares by the Management Company on behalf of the Managed Accounts since the filing of the prior Schedule 13D are set forth on Schedule H hereto and are incorporated herein by reference. All of such transactions were open-market transactions. |
|
(d) |
Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Management Company has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Managed Accounts as reported herein. The Noonday General Partner is the general partner of the Second Noonday Sub-adviser. The Noonday Individual Reporting Persons are managing members of both the First Noonday Sub-adviser and the Noonday General Partner. The Farallon Individual Reporting Persons are managing members of the Management Company. |
|
(e) |
Not applicable. |
|
(c) |
The Farallon General Partner |
Page 30 of 43 Pages
|
(a),(b) |
The information set forth in Rows 7 through 13 of the cover page hereto for the Farallon General Partner is incorporated herein by reference. |
|
(c) |
None. |
|
(d) |
Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Funds as reported herein. The Noonday General Partner is the general partner of the Second Noonday Sub-adviser. The Noonday Individual Reporting Persons are managing members of both the First Noonday Sub-adviser and the Noonday General Partner. The Farallon Individual Reporting Persons are managing members of the Farallon General Partner. |
|
(e) |
Not applicable. |
|
(d) |
The Farallon Individual Reporting Persons |
|
(a),(b) |
The information set forth in Rows 7 through 13 of the cover page hereto for each Farallon Individual Reporting Person is incorporated herein by reference for each such Farallon Individual Reporting Person. |
|
(c) |
None. |
|
(d) |
Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Funds as reported herein. Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Management Company has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Managed Accounts as reported herein. The Noonday General Partner is the general partner of the Second Noonday Sub-adviser. The Noonday Individual Reporting Persons are managing members of both the First Noonday Sub-adviser and the Noonday General Partner. The Farallon Individual Reporting Persons are managing members of both the Farallon General Partner and the Management Company. |
|
(e) |
Not applicable. |
|
(e) |
The Noonday Sub-adviser Entities |
Page 31 of 43 Pages
|
(a),(b) |
The information set forth in Rows 7 through 13 of the cover page hereto for each Noonday Sub-adviser Entity is incorporated herein by reference for each such Noonday Sub-adviser Entity. |
|
(c) |
None. |
|
(d) |
Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser, and the Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Funds as reported herein. Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Management Company has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Managed Accounts as reported herein. The Noonday General Partner is the general partner of the Second Noonday Sub-adviser. The Noonday Individual Reporting Persons are managing members of both the First Noonday Sub-adviser and the Noonday General Partner. The Farallon Individual Reporting Persons are managing members of both the Farallon General Partner and the Management Company. |
|
(e) |
Not applicable. |
|
(f) |
The Noonday Individual Reporting Persons |
|
(a),(b) |
The information set forth in Rows 7 through 13 of the cover page hereto for each Noonday Individual Reporting Person is incorporated herein by reference for each such Noonday Individual Reporting Person. |
|
(c) |
None. |
|
(d) |
Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Farallon General Partner has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Funds. Each of the First Noonday Sub-adviser, the Second Noonday Sub-adviser and the Management Company has the power to direct the receipt of dividends relating to, or the disposition of the proceeds of the sale of, all or certain of the Shares held by the Managed Accounts. The Noonday General Partner is the general partner of the Second Noonday Sub-adviser. The Noonday Individual Reporting Persons are managing members of both the First Noonday Sub-adviser and the Noonday General Partner. The Farallon Individual Reporting Persons are managing members of both the Farallon General Partner and the Management Company. |
Page 32 of 43 Pages
|
(e) |
Not applicable. |
The Shares reported hereby for the Funds are owned directly by the Funds and those reported by the Management Company on behalf of the Managed Accounts are owned directly by the Managed Accounts. The Management Company, as investment adviser to the Managed Accounts, may be deemed to be the beneficial owner of all such Shares owned by the Managed Accounts. The Farallon General Partner, as general partner to the Farallon Funds and managing member of the Noonday Fund, may be deemed to be the beneficial owner of all such Shares owned by the Funds. The Farallon Individual Reporting Persons, as managing members of both the Management Company and the Farallon General Partner with the power to exercise investment discretion, may each be deemed to be the beneficial owner of all such Shares owned by the Funds and the Managed Accounts. The First Noonday Sub-adviser and the Second Noonday Sub-adviser, as sub-investment advisers to the Funds and Managed Accounts, may be deemed to be the beneficial owner of all such Shares owned by the Noonday Fund and certain of such Shares owned by the Farallon Funds and the Managed Accounts. The Noonday General Partner, as general partner to the Second Noonday Sub-adviser, may be deemed to be the beneficial owner of all such Shares owned by the Noonday Fund and certain of such Shares owned by the Farallon Funds and the Managed Accounts. The Noonday Individual Reporting Persons, as managing members of both the First Noonday Sub-adviser and the Noonday General Partner, may each be deemed to be the beneficial owner of all such Shares owned by the Noonday Fund and certain of such Shares owned by the Farallon Funds and the Managed Accounts. Each of the Management Company, the Farallon General Partner, the Noonday Sub-adviser Entities, and the Individual Reporting Persons hereby disclaims any beneficial ownership of any such Shares.
Page 33 of 43 Pages
SIGNATURES
After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
Dated: February 15, 2008
|
/s/ Monica R. Landry |
FARALLON CAPITAL MANAGEMENT, L.L.C.
By Monica R. Landry, Managing Member
|
/s/ Monica R. Landry |
FARALLON PARTNERS, L.L.C.,
On its own behalf,
as the General Partner of
FARALLON CAPITAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.,
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.,
TINICUM PARTNERS, L.P. and
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P.
and as the Managing Member of
NOONDAY CAPITAL PARTNERS, L.L.C.
By Monica R. Landry, Managing Member
|
/s/ Monica R. Landry |
NOONDAY G.P. (U.S.), L.L.C.
By Monica R. Landry, Attorney-in-fact
|
/s/ Monica R. Landry |
NOONDAY CAPITAL, L.L.C.,
On its own behalf and as the General Partner of
NOONDAY ASSET MANAGEMENT, L.P.
By Monica R. Landry, Attorney-in-fact
|
/s/ Monica R. Landry |
Monica R. Landry, individually and as attorney-in-fact for
each of David I. Cohen, William F. Duhamel, Richard B. Fried, Douglas M. MacMahon, William F. Mellin, Stephen L. Millham, Saurabh K. Mittal, Jason E. Moment, Ashish H. Pant, Rajiv A. Patel, Derek C. Schrier, Andrew J. M. Spokes, Thomas F. Steyer and Mark C. Wehrly
The Power of Attorney executed by each of Duhamel, Fried, MacMahon, Mellin, Millham, Moment, Pant, Patel, Schrier, Steyer and Wehrly authorizing Landry to sign and file this Schedule 13D on his behalf, which was filed with the Schedule 13D filed with the Securities and Exchange Commission on July 2, 2007 by such Reporting Persons with respect to the Common Stock of Armor Holdings, Inc., is hereby incorporated by reference. The Power of
Page 34 of 43 Pages
Attorney executed by Spokes authorizing Landry to sign and file this Schedule 13D on his behalf, which was filed with the Schedule 13D filed with the Securities and Exchange Commission on August 28, 2007 by such Reporting Person with respect to the Common Stock of Global Gold Corporation, is hereby incorporated by reference. The Power of Attorney executed by each of Noonday G.P. (U.S.), L.L.C., Noonday Asset Management, L.P., Noonday Capital, L.L.C. and Cohen authorizing Landry to sign and file this Schedule 13D on its or his behalf, which was filed with Amendment No. 5 to the Schedule 13G filed with the Securities and Exchange Commission on January 10, 2005 by such Reporting Persons with respect to the Common Stock of Catalytica Energy Systems, Inc., is hereby incorporated by reference. The Power of Attorney executed by Mittal authorizing Landry to sign and file this Schedule 13D on his behalf, which was filed with Amendment No. 6 to the Schedule 13G filed with the Securities and Exchange Commission on October 5, 2005 by such Reporting Person with respect to the Common Stock of Catalytica Energy Systems, Inc., is hereby incorporated by reference.
Page 35 of 43 Pages
SCHEDULE A
FARALLON CAPITAL PARTNERS, L.P.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
24,900 |
$69.95 |
2/4/2008 |
22,800 |
$69.95 |
2/6/2008 |
2,100 |
$69.24 |
2/6/2008 |
11,900 |
$69.43 |
2/6/2008 |
2,000 |
$69.24 |
2/6/2008 |
10,900 |
$69.43 |
2/14/2008 |
4,800 |
$70.30 |
2/14/2008 |
4,300 |
$70.30 |
Page 36 of 43 Pages
SCHEDULE B
FARALLON CAPITAL INSTITUTIONAL PARTNERS, L.P.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
27,100 |
$69.95 |
2/4/2008 |
24,900 |
$69.95 |
2/6/2008 |
2,000 |
$69.24 |
2/6/2008 |
11,200 |
$69.43 |
2/6/2008 |
1,800 |
$69.24 |
2/6/2008 |
10,300 |
$69.43 |
2/14/2008 |
4,400 |
$70.30 |
2/14/2008 |
4,000 |
$70.30 |
Page 37 of 43 Pages
SCHEDULE C
FARALLON CAPITAL INSTITUTIONAL PARTNERS II, L.P.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
400 |
$69.95 |
2/4/2008 |
400 |
$69.95 |
2/6/2008 |
200 |
$69.43 |
2/6/2008 |
200 |
$69.43 |
2/14/2008 |
100 |
$70.30 |
2/14/2008 |
100 |
$70.30 |
Page 38 of 43 Pages
SCHEDULE D
FARALLON CAPITAL INSTITUTIONAL PARTNERS III, L.P.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
2,100 |
$69.95 |
2/4/2008 |
1,800 |
$69.95 |
2/6/2008 |
100 |
$69.24 |
2/6/2008 |
800 |
$69.43 |
2/6/2008 |
100 |
$69.24 |
2/6/2008 |
800 |
$69.43 |
2/14/2008 |
300 |
$70.30 |
2/14/2008 |
300 |
$70.30 |
Page 39 of 43 Pages
SCHEDULE E
TINICUM PARTNERS, L.P.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
700 |
$69.95 |
2/4/2008 |
700 |
$69.95 |
2/6/2008 |
100 |
$69.24 |
2/6/2008 |
300 |
$69.43 |
2/6/2008 |
100 |
$69.24 |
2/6/2008 |
300 |
$69.43 |
2/14/2008 |
100 |
$70.30 |
2/14/2008 |
100 |
$70.30 |
Page 40 of 43 Pages
SCHEDULE F
FARALLON CAPITAL OFFSHORE INVESTORS II, L.P.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
24,600 |
$69.95 |
2/4/2008 |
22,400 |
$69.95 |
2/6/2008 |
1,900 |
$69.24 |
2/6/2008 |
10,800 |
$69.43 |
2/6/2008 |
1,700 |
$69.24 |
2/6/2008 |
9,700 |
$69.43 |
2/14/2008 |
4,100 |
$70.30 |
2/14/2008 |
3,800 |
$70.30 |
Page 41 of 43 Pages
SCHEDULE G
NOONDAY CAPITAL PARTNERS, L.L.C.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
3,200 |
$69.95 |
2/6/2008 |
200 |
$69.24 |
2/6/2008 |
1,100 |
$69.43 |
2/14/2008 |
500 |
$70.30 |
Page 42 of 43 Pages
SCHEDULE H
FARALLON CAPITAL MANAGEMENT, L.L.C.
TRADE DATE |
NO. OF SHARES |
PRICE PER |
|
|
|
2/4/2008 |
62,700 |
$69.95 |
2/4/2008 |
57,000 |
$69.95 |
2/6/2008 |
4,950 |
$69.24 |
2/6/2008 |
27,300 |
$69.43 |
2/6/2008 |
4,450 |
$69.24 |
2/6/2008 |
24,800 |
$69.43 |
2/14/2008 |
11,200 |
$70.30 |
2/14/2008 |
10,100 |
$70.30 |
2/4/2008 |
9,300 |
$69.95 |
2/6/2008 |
800 |
$69.24 |
2/6/2008 |
4,400 |
$69.43 |
2/14/2008 |
1,800 |
$70.30 |
Page 43 of 43 Pages