Filing Date: May 24, 2004
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
-----------------------------------------------------
SCHEDULE 13D/A
(Amendment No. 4)*
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(a)
Quinton Cardiology Systems, Inc.
(Name of Issuer)
Common Stock, with $0.001 par value per share
(Title of Class of Securities)
748773 10 8
(CUSIP Number)
Sijze W. Plokker
Senior Vice President
Philips Electronics North America Corporation
1251 Avenue of the Americas
New York, New York 10020
(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
May 19, 2004
--------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box
[ ].
NOTE: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
PERSONS WHO RESPOND TO THE COLLECTION OF INFORMATION CONTAINED IN THIS
FORM ARE NOT REQUIRED TO RESPOND UNLESS THE FORM DISPLAYS A CURRENTLY
VALID OMB CONTROL NUMBER.
SEC 1746 (03-00)
------------------------------
CUSIP NO. 748773 10 8 SCHEDULE 13D/A
------------------------------
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS. I.R.S. Identification Nos. of above persons
Koninklijke Philips Electronics N.V.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS*
WC
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION The Netherlands
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 1,394,024
SHARES ----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY EACH 0
REPORTING ----------------------------------------------------
PERSON 9. SOLE DISPOSITIVE POWER
WITH 1,394,024
----------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,394,024
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.4%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* CO/HC
* SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE
SIGNATURE ATTESTATION.
2
------------------------------
CUSIP NO. 748773 10 8 SCHEDULE 13D/A
------------------------------
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS. I.R.S. Identification Nos. of above persons
Philips Holding USA Inc.
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS*
AF
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 1,394,024
SHARES ----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY EACH 0
REPORTING ----------------------------------------------------
PERSON 9. SOLE DISPOSITIVE POWER
WITH 1,394,024
----------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,394,024
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.4%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* CO
* SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE
SIGNATURE ATTESTATION.
3
------------------------------
CUSIP NO. 748773 10 8 SCHEDULE 13D/A
------------------------------
--------------------------------------------------------------------------------
1. NAME OF REPORTING PERSONS. I.R.S. Identification Nos. of above persons
Philips Electronics North America Corporation
--------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
--------------------------------------------------------------------------------
3. SEC USE ONLY
--------------------------------------------------------------------------------
4. SOURCE OF FUNDS*
AF
--------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) [ ]
--------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
--------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 1,394,024
SHARES ----------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY EACH 0
REPORTING ----------------------------------------------------
PERSON 9. SOLE DISPOSITIVE POWER
WITH 1,394,024
----------------------------------------------------
10. SHARED DISPOSITIVE POWER
0
--------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON 1,394,024
--------------------------------------------------------------------------------
12. CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN
SHARES*
[ ]
--------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 11.4%
--------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON* CO
* SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE,
RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE AND THE
SIGNATURE ATTESTATION.
4
This Amendment No. 4 amends and restates in its entirety the Schedule
13D/A filed by the Reporting Persons (as defined herein) on March 28, 2003.
ITEM 1. SECURITY AND ISSUER
The class of equity securities to which this statement relates is the
shares of common stock, with par value of $0.001 per share (the "Shares"), of
Quinton Cardiology Systems, Inc., a Delaware corporation ("Quinton"). According
to a report on Form 8-K filed by Quinton with the Securities and Exchange
Commission on May 21, 2003, Quinton is the successor, by means of a
reincorporation merger, to all of the business, properties, assets and
liabilities of Quinton Cardiology Systems, Inc. (formerly QIC Holding Corp.), a
California corporation ("Quinton California"), which was merged with and into
Quinton. Pursuant to that merger, each outstanding share of common stock, no par
value per share, of Quinton California (the "California Shares") was converted
into one Share. In this statement, the terms "Quinton" and "Shares" may refer,
as context requires, respectively to Quinton California and to the California
Shares.
The principal executive office of Quinton is located at 3303 Monte
Villa Parkway, Bothell, Washington 98021.
ITEM 2. IDENTITY AND BACKGROUND
(a) This statement is being filed by Koninklijke Philips Electronics
N.V. ("KPENV"), Philips Holding USA Inc. ("PHUSA") and Philips Electronics North
America Corporation ("PENAC" and, collectively with KPENV and PHUSA, the
"Reporting Persons"). PENAC is a wholly owned subsidiary of PHUSA, which, in
turn, is a wholly owned subsidiary of KPENV.
Certain information concerning each director and executive officer of
(i) KPENV is set forth in Schedule I hereto and incorporated herein by
reference, (ii) PHUSA is set forth in Schedule II hereto, and (iii) PENAC is set
forth in Schedule III hereto and is, in each case, incorporated herein by
reference.
(b) The principal business address of KPENV is Breitner Centre,
Amstelplein 2, 1096 BC Amsterdam, The Netherlands. The principal business
address of PHUSA and PENAC is 1251 Avenue of the Americas, New York, New York
10020.
(c) The primary business of each of the Reporting Persons is the
manufacture and distribution of electronic and electrical products, systems and
equipment, as well as information technology services.
(d) None of the Reporting Persons or, to the best knowledge and belief
of the Reporting Persons, any of the individuals listed on Schedule I, II or III
has, during the past five years, been convicted in any criminal proceeding
(excluding traffic violations or similar misdemeanors).
(e) None of the Reporting Persons or, to the best knowledge and belief
of the Reporting Persons, any of the individuals listed on Schedule I, II or III
has, during the past five years, been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violation with respect to such laws.
(f) KPENV is a company incorporated under the laws of the Netherlands.
PHUSA and PENAC are Delaware corporations.
This Item 2 is qualified in its entirety by reference to Schedules I,
II and III, which are incorporated herein by reference.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Pursuant to the Asset Purchase Agreement (the "APA"), dated as of
November 17, 2000, between Agilent Technologies, Inc., a Delaware corporation
("Agilent"), and KPENV and the Amendment and Supplemental
5
Agreement (together with the APA, the "Agreement"), dated as of August 1, 2001,
between Agilent and KPENV, on August 1, 2001, PENAC acquired 19 shares of Class
A Common Stock and 2,330,000 shares of Series A Preferred Stock of Quinton for
$4,000,000, the source of which funds was working capital. Each share of Series
A Preferred Stock was convertible into one share of Class A Common Stock at the
option of the holder, subject to certain adjustments.
In addition, pursuant to the Agreement, PENAC acquired 100% equity
ownership of Zymed, Inc., a California corporation ("Zymed"). The source of the
funds PENAC used to acquire Zymed was working capital.
Pursuant to Article III(d)(3)(ff) of the Certificate of Amendment of
Articles of Incorporation of Quinton, dated June 2, 1998 (the "Certificate of
Amendment"), the holders of Series A Preferred Stock were entitled to receive
certificates of adjustment regarding certain anti-dilution adjustments upon the
grant of certain shares of Class A Common Stock or certain options to purchase
shares of Class A Common Stock under Quinton's 1998 Equity Incentive Plan. In
place of these certificates of adjustment, PENAC was granted 287,977 additional,
uncertificated shares of Series A Preferred Stock, recorded on the books of
Quinton as of August 1, 2001.
On April 5, 2002, pursuant to a 2.2-for-1 stock split and a
redesignation of the Class A Common Stock into Shares, the 19 shares of Class A
Common Stock held by PENAC were redesignated into 8 Shares.
As a result of a 2.2-for-1 stock split and conversion of the Series A
Preferred Stock into Shares at the closing of Quinton's initial public offering
referred to in the Registration Statement on Form S-1, filed on February 22,
2002 (as amended from time to time, the "Registration Statement"), the 2,617,977
shares of Series A Preferred Stock held by PENAC were converted into 1,189,989
Shares.
As previously reported, Zymed was a non-control member of W.R.
Hambrecht/QIC, LLC, a California limited liability company ("WRH"), which the
Reporting Persons believe was the beneficial owner of approximately 5,056,215
Shares, as to which Shares the Reporting Persons disclaimed beneficial
ownership. In April 2003, the Reporting Persons concluded, on the basis of their
review of certain tax documentation received from WRH on or about March 28,
2003, that WRH had distributed the Shares it owned to its members and that
Zymed, as a non-control member of WRH, had received 225,327 Shares on or about
November 11, 2002 as part of such distribution. Zymed had been merged into PENAC
as of August 31, 2002, so such Shares were acquired by PENAC.
See Item 5 for a discussion of transactions by the Reporting Persons in
securities of Quinton in the last 60 days.
None of the persons listed on Schedule I, II or III hereto has
contributed any funds or other consideration towards the purchase of the shares
of Quinton reported in this statement.
ITEM 4. PURPOSE OF THE TRANSACTION
Pursuant to a Letter Agreement, dated February 19, 2002 (the "Agilent
Letter Agreement"), by and among PENAC, KPENV and Agilent, which is attached as
Exhibit 1 and is incorporated herein by reference, PENAC is a successor in
interest to Hewlett-Packard Company, a Delaware corporation ("HP"), in an
Investors' Rights Agreement, dated as of May 27, 1998 (the "Investors' Rights
Agreement"), among Quinton, WRH and HP, which is attached as Exhibit 2 and is
incorporated herein by reference.
The Investors' Rights Agreement imposes certain restrictions on the
transfer of shares held by PENAC, and by any successors in interest to it,
including requiring any transferee to agree to be bound by the transfer
restrictions in the Investors' Rights Agreement and requiring either that an
effective registration statement cover the disposition or that Quinton be
notified of the disposition by the transferor and that the transfer not require
registration.
PENAC intends to sell to certain underwriters all of the Shares
beneficially owned by the Reporting Persons in connection with the public
offering of securities (the "Offering") described in Amendment No. 2 to
Quinton's Registration Statement on Form S-3 (No. 333-114908), which was filed
on May 20, 2004. In connection with the Offering, PENAC entered into a Power of
Attorney in the form attached as Exhibit 4, which is hereby incorporated herein
by reference (the "Power of Attorney"), and anticipates that its
attorneys-in-fact will execute and deliver on its behalf an Underwriting
Agreement in the form attached as Exhibit 3, which is hereby incorporated herein
by reference (the "Underwriting Agreement").
Other than as set forth herein, none of the Reporting Persons, or to
the best knowledge and belief of the Reporting Persons, any of the individuals
listed on Schedule I, II or III hereto has plans or proposals which relate to or
would result in any of the events described by Items 4(a) through 4(j) of
Schedule 13D.
6
The foregoing discussion is qualified in its entirety by reference to
the Agilent Letter Agreement, the Investors' Rights Agreement, the Power of
Attorney and the Underwriting Agreement.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) The percentage interest held by each Reporting Person presented
below is based on the number of Shares reported in Quinton's registration
statement on Form S-3 (No. 333-114908), filed on April 27, 2004, and as amended
on May 20, 2004.
PENAC is the direct beneficial owner of 1,394,024 Shares, representing
approximately 11.4% of the Outstanding Shares.
PHUSA may be deemed to beneficially own 1,394,024 Shares, representing
approximately 11.4% of the Outstanding Shares.
KPENV may be deemed to beneficially own 1,394,024 Shares, representing
approximately 11.4% of the Outstanding Shares.
None of the Reporting Persons or, to the best knowledge and belief of
the Reporting Persons, any of the persons listed on Schedules I, II or III
hereto beneficially owns any Shares other than as set forth herein.
(b) Each Reporting Person has the power to vote or direct the vote and
dispose or direct the disposition of the Shares beneficially owned by such
Reporting Persons as indicated in pages 2 through 4.
(c) There have been no transactions in the Common Stock effected by the
Reporting Persons in the last 60 days.
(d) No other person has the right to receive or the power to direct the
receipt of dividends from or proceeds from the sale of Shares.
(e) Not applicable.
7
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER
There are no contracts, arrangements, understandings or relationships
between the Reporting Persons (or their wholly owned subsidiaries), and to the
best knowledge and belief of the Reporting Persons, none of the persons listed
on Schedules I, II or III hereto, and other persons with respect to the Shares
aside from the Investors' Rights Agreement, the Power of Attorney and the
Underwriting Agreement. The Investors' Rights Agreement imposes restrictions on
the transfer of shares held by WRH and PENAC, and by any successors in interest
to them, including requiring any transferee to agree to be bound by Section 2 of
the Investors' Rights Agreement (which section contains the restrictions on
transfer) and requiring either that an effective registration statement cover
the disposition or that Quinton be notified of the disposition by the transferor
and that the transfer not require registration. The Power of Attorney empowers
the attorneys-in-fact specified therein to take certain actions to complete the
Offering on PENAC's behalf. The Underwriting Agreement will provide for the sale
to the underwriters specified therein of the Shares to be sold by PENAC in
connection with the Offering.
The foregoing discussion is qualified in its entirety by reference to
the Investors' Rights Agreement, the Power of Attorney and the Underwriting
Agreement, which are incorporated herein by reference.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
Exhibit No. Exhibit Description
------------------ ------------------------------------------------------------
1. Letter Agreement, dated as of February 19, 2002, among
PENAC, KPENV and Agilent (incorporated herein by reference
to Exhibit 10.2 of the Schedule 13D filed by the Reporting
Persons on May 13, 2002).
2. Investors' Rights Agreement, dated as of May 27, 1998, among
Quinton, WRH and HP (incorporated herein by reference to
Exhibit 10.3 of the Schedule 13D filed by the Reporting
Persons on May 13, 2002).
3. Form of Underwriting Agreement (incorporated by reference to
Exhibit 1.1 of the Registration Statement on Form S-3 (File
No. 333-114908) filed by Quinton Cardiology Systems, Inc.,
as filed with Amendment No. 2 thereto, filed on May 20,
2004).
4. Form of Power of Attorney.
5. Joint Filing Agreement, dated as of May 13, 2002, among the
Reporting Persons (incorporated herein by reference to
Exhibit 99.1 of the Schedule 13D filed by the Reporting
Persons on May 13, 2002).
8
SIGNATURE
After reasonable inquiry and to the best of our knowledge and belief,
we certify that the information set forth in this statement is true, complete
and correct.
Dated: May 24, 2004
KONINKLIJKE PHILIPS ELECTRONICS N.V.
By: /s/ A. Westerlaken
--------------------------------------
Name: A. Westerlaken
Title: Secretary to the Board of
Management of Koninklijke
Philips Electronics N.V.
PHILIPS HOLDING USA INC.
By: /s/ Wilhelmus C.M. Groenhuysen
--------------------------------------
Name: Wilhelmus C.M. Groenhuysen
Title: Senior Vice President and CFO
PHILIPS ELECTRONICS NORTH AMERICA
CORPORATION
By: /s/ Wilhelmus C.M. Groenhuysen
--------------------------------------
Name: Wilhelmus C.M. Groenhuysen
Title: Senior Vice President and CFO
9
SCHEDULE I
Name, Business Address, Principal Occupation or Employment and
Citizenship of:
(a) Members Of The Supervisory Board of Koninklijke Philips Electronics N.V.
Unless otherwise indicated, each person listed below is not employed, other than
as a member of the Supervisory Board, and thus no employer, employer's address
or employer's principal business is listed.
Name: L.C. van Wachem
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Retired. Former Chairman of the Committee
of Managing Directors of the Royal
Dutch/Shell Group.
Citizenship: The Netherlands
Name: W. de Kleuver
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Retired. Former Executive Vice-President
of Koninklijke Philips Electronics N.V.
Citizenship: The Netherlands
Name: J.M. Hessels
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Retired. Former Chief Executive Officer of
Royal Vendex KBB.
Citizenship: The Netherlands
Name: Sir Richard Greenbury
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Retired. Former Chairman and Chief
Executive Office of Marks & Spencer.
Citizenship: United Kingdom
Name: J.M. Thompson
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Retired. Former Vice Chairman of the Board
of Directors of IBM.
Citizenship: Canada
Name: C.J.A. van Lede
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Retired. Former Chairman of the Board of
Management of Akzo Nobel.
Citizenship: The Netherlands
10
Name: Prof. K.A.L.M. van Miert
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: President of Nyenrode University.
Employer: Nyenrode University
Employer's Address: Straatweg 25
3621 BG Breukelen
The Netherlands
Employer's Principal Business: Higher education
Citizenship: Belgium
Name: L. Schweitzer
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Chairman and Chief Executive Officer of la
regie nationale des usines Renault.
Employer: La regie nationale des usines Renault
Employer's Address: 34 Quai du Point du Jour
BP 103 92109
Boulogne Bilancourt
Cedex, France
Employer's Principal Business: Design, manufacture and sale of
automobiles and related businesses
Citizenship: France
(b) Members Of Board Of Management And Group Management Committee Of Koninklijke
Philips Electronics N.V.
Unless otherwise indicated, each member of the Board of Management and Group
Management Committee is employed by Koninklijke Philips Electronics N.V. at
Breitner Centre, Amstelplein 2, 1096 BC Amsterdam, The Netherlands, whose
principal business is set forth in this Statement, and thus no employer,
employer's address or employer's principal business is listed.
Name: Gerard J. Kleisterlee
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: President and Chief Executive Officer of
Koninklijke Philips Electronics N.V.
Citizenship: The Netherlands
Name: Jan H.M. Hommen
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Vice-Chairman of the Board of Management
and Chief Financial Officer of Koninklijke
Philips Electronics N.V.
Citizenship: The Netherlands
11
Name: Gottfried H. Dutine
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Executive Vice-President, and President
and Chief Executive Officer of the
Consumer Electronics Division, of
Koninklijke Philips Electronics N.V.
Citizenship: Germany
Name: Ad Huijser
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Executive Vice-President and Chief
Technology Officer of Koninklijke Philips
Electronics N.V.
Citizenship: The Netherlands
Name: Andrea Ragnetti
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President and Chief Marketing
Officer of Koninklijke Philips
Electronics N.V.
Citizenship: Italy
Name: Daniel Hartert
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President and Chief
Information Officer of Koninklijke
Philips Electronics N.V.
Citizenship: Germany
Name: Tjerk Hooghiemstra
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice-President of Koninklijke
Philips Electronics N.V.
Citizenship: The Netherlands
Name: Scott McGregor
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President, and President and
CEO of the Semiconductors Division, of
Koninklijke Philips Electronics N.V.
Citizenship: United States
Name: Jouko A. Karvinen
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice-President, and President and
CEO of the Medical Systems Division, of
Koninklijke Philips Electronics N.V.
Citizenship: Finland
12
Name: Johan van Splunter
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President, and President and
CEO of the Domestic Appliances and
Personal Care Division, of Koninklijke
Philips Electronics N.V.
Citizenship: The Netherlands
Name: Frans van Houten
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President, and CEO of the
Consumer Electronics Business Groups, of
Koninklijke Philips Electronics N.V.
Citizenship: The Netherlands
Name: Barbara Kux
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President and Chief
Procurement Officer of Koninklijke
Philips Electronics N.V.
Citizenship: Switzerland
Name: Theo van Deursen
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President, and President and
CEO of the Lighting Division, of
Koninklijke Philips Electronics N.V.
Citizenship: The Netherlands
Name: Rudy Provoost
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice President, and CEO of
Consumer Electronics Global Sales and
Services, of Koninklijke Philips
Electronics N.V.
Citizenship: Belgium
Name: Arie Westerlaken
Business Address: Koninklijke Philips Electronics N.V.
Breitner Centre
Amstelplein 2
1096 BC Amsterdam, The Netherlands
Principal Occupation: Senior Vice-President, General Secretary,
Chief Legal Officer and Secretary to the
Board of Management of Koninklijke Philips
Electronics N.V.
Citizenship: The Netherlands
13
Schedule II
Name, Business Address, Principal Occupation or Employment and
Citizenship of all Directors and Executive Officers of Philips Holding USA, Inc.
Unless otherwise indicated, each member of the board of directors and executive
officer is employed by Philips Electronics North America Corporation at 1251
Avenue of the Americas, New York, New York 10020, whose principal business is
set forth in this Statement, and thus no employer, employer's address or
employer's principal business is listed.
Name: Robert M. Westerhof
Business Address: Philips Holding USA, Inc.
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Director, President and Chief Executive
Officer of Philips Electronics North
America Corporation.
Citizenship: The Netherlands
Name: Sijze W. Plokker
Business Address: Philips Holding USA, Inc.
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Director, Senior Vice President of
Philips Electronics North America
Corporation.
Citizenship: The Netherlands
Name: Wilhelmus C.M. Groenhuysen
Business Address: Philips Holding USA, Inc.
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Director, Senior Vice President, Chief
Financial Officer and Treasurer of Philips
Electronics North America Corporation.
Citizenship: The Netherlands
Name: Robert N. Smith
Business Address: Philips Holding USA, Inc.
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Vice President of Philips Electronics
North America Corporation.
Citizenship: United States
Name: Warren T. Oates, Jr.
Business Address: Philips Holding USA, Inc.
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Secretary of Philips Electronics
North America Corporation.
Citizenship: United States
14
Schedule III
Name, Business Address, Principal Occupation or Employment and
Citizenship of all Directors and Executive Officers of Philips Electronics North
America Corporation. Unless otherwise indicated, each member of the board of
directors and executive officer is employed by Philips Electronics North America
Corporation at 1251 Avenue of the Americas, New York, New York 10020, whose
principal business is set forth in this Statement, and thus no employer,
employer's address or employer's principal business is listed.
Name: Robert M. Westerhof
Business Address: Philips Electronics North America
Corporation
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Director, President and Chief Executive
Officer of Philips Electronics North
America Corporation.
Citizenship: The Netherlands
Name: Sijze W. Plokker
Business Address: Philips Electronics North America
Corporation
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Director, Senior Vice President of
Philips Electronics North America
Corporation.
Citizenship: The Netherlands
Name: Wilhelmus C.M. Groenhuysen
Business Address: Philips Electronics North America
Corporation
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Director, Senior Vice President, Chief
Financial Officer and Treasurer of Philips
Electronics North America Corporation.
Citizenship: The Netherlands
Name: Thomas B. Patton
Business Address: Philips Electronics North America
Corporation
1300 I Street N.W., Suite 1070-E
Washington, D.C. 20005
Principal Occupation: Vice President of Philips Electronics
North America Corporation.
Citizenship: United States
Name: Robert N. Smith
Business Address: Philips Electronics North America
Corporation
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Vice President of Philips Electronics
North America Corporation.
Citizenship: United States
15
Name: Raymond C. Fleming
Business Address: Philips Electronics North America
Corporation
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Controller of Philips Electronics North
America Corporation.
Citizenship: United States
Name: Warren T. Oates, Jr.
Business Address: Philips Electronics North America
Corporation
1251 Avenue of the Americas
New York, New York 10020
Principal Occupation: Secretary of Philips Electronics
North America Corporation.
Citizenship: United States
16