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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) (7) | $ 32.12 | 02/16/2007 | A | 59,930 | 02/16/2008(8) | 02/15/2017 | Common Stock | 59,930 | $ 0 | 59,930 | D | ||||
Employee Stock Option (Right to Buy) | $ 15.5 | 02/20/2007 | M(1) | 39,196 | 07/01/2001 | 11/07/2007 | Common Stock | 39,196 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 12.1875 | 02/20/2007 | M(3) | 83,590 | 01/26/2003 | 01/25/2008 | Common Stock | 83,590 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 12.1875 | 02/20/2007 | M(4) | 5,000 | 01/26/2003 | 01/25/2008 | Common Stock | 5,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 15.5 | 02/20/2007 | M(5) | 50,000 | 07/01/2001 | 11/07/2007 | Common Stock | 50,000 | $ 0 | 0 | D | ||||
Employee Stock Option (Right to Buy) | $ 16.9375 | 02/20/2007 | M(6) | 40,000 | 01/03/2003 | 01/03/2010 | Common Stock | 40,000 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
HIGBY LAWRENCE M C/O APRIA HEALTHCARE GROUP INC 26220 ENTERPRISE COURT LAKE FOREST, CA 92630 |
X | Chief Executive Officer |
Lawrence M. Higby by Raoul Smyth, Attorney-In-Fact | 02/21/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exercise of remaining employee stock options granted under the Issuer's 1997 Stock Incentive Plan on November 7, 1997 which became fully vested on July 1, 2001 and which were to expire on November 7, 2007. |
(2) | Average sale price for all sales of common stock made by the Reporting Person on February 20, 2006. Actual amounts of stock sold and the prices received therefore were as follows: 13,100 shares at $32.22, 8,600 at $32.21, 22,200 at $32.20 13,400 at $32.19, 14,186 at $32.18, 17,600 at $32.17, 10,400 at $32.16, 3,700 at $32.15, 1,300 at $32.14, 3,900 at $32.13, 4,900 at $32.12, 5,700 at $32.11, 7,500 at $32.10, 12,000 at $32.09, 700 at $32.08, 14,300 at $32.07, 2,000 at $32.06, 3,500 at $32.05, 6,700 at $32.04, 300 at $32.03, 500 at $32.02, 1,100 at $32.01, 46,700 at $32.00, 700 at $31.98, 500 at $31.97, 1,200 at $31.96 and 1,100 at $31.95. |
(3) | Exercise of remaining employee stock options granted under the Issuer's 1997 Stock Incentive Plan on January 26, 1998 which became fully vested on January 26, 2003 and which were to expire on January 25, 2008. |
(4) | Exercise of remaining employee stock options granted under the Issuer's 1992 Stock Incentive Plan on January 26, 1998 which became fully vested on January 26, 2003 and which were to expire on January 25, 2008. |
(5) | Exercise of employee stock options granted under the Issuer's 1992 Stock Incentive Plan on January 26, 1998 which became fully vested on July 1, 2001 and which were to expire on November 7, 2007. |
(6) | Exercise of employee stock options under the Issuer's Amended and Restated 1997 Stock Incentive Plan on January 3, 2000 which became fully vested January 3, 2003 and which were to expire on January 3, 2010. |
(7) | Grant of employee stock options under the Issuer's 2003 Performance Incentive Plan. Each option represents the right to purchase one share of the Issuer's common stock at the exercise price. |
(8) | This grant shall vest and become exercisable in one increment of 19,976 on February 16, 2008 and two increments of 19,977 each on February 16, 2009 and February 16, 2010, subject to continued employment of the Reporting Person through those dates. |