AnnualMeeting8-K

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): April 17, 2014
 
THE AES CORPORATION
(Exact name of Registrant as specified in its charter)
 
 
 
 
 
 
 
Delaware
 
001-12291
 
54-1163725
(State or other jurisdiction
of incorporation)
 
Commission
File Number
 
(IRS Employer
Identification No.)
 
 
4300 Wilson Boulevard, Suite 1100
Arlington, Virginia
 
22203
(Address of principal executive offices)
 
(Zip code)
(703) 522-1315
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))






Item 5.07 Submission of Matters to a Vote of Security Holders.

On April 17, 2014, the Company held its Annual Meeting in Arlington, Virginia. The results of the matters voted on at the Annual Meeting are provided below.

Proposal 1: The election of twelve directors to hold office for a one-year term expiring at the annual meeting in 2015 and until their respective successors are elected and qualified:
Director Name
 
For
 
Against
 
Broker
Non-Votes
 
Abstained
Andrés R. Gluski
 
597,985,844
 
26,510,634
 
25,136,718
 
520,615
Zhang Guo Bao
 
611,982,772
 
12,483,874
 
25,136,718
 
550,447
Charles L. Harrington
 
623,530,333
 
951,142
 
25,136,718
 
535,618
Kristina M. Johnson
 
611,761,698
 
12,735,364
 
25,136,718
 
519,357
Tarun Khanna
 
616,251,806
 
8,215,788
 
25,136,718
 
549,499
Philip Lader
 
531,057,724
 
93,357,958
 
25,136,718
 
601,411
James H. Miller
 
620,597,698
 
3,893,331
 
25,136,718
 
526,064
Sandra O. Moose
 
613,741,991
 
10,749,696
 
25,136,718
 
525,406
John B. Morse, Jr.
 
613,795,336
 
10,697,325
 
25,136,718
 
524,432
Moisés Naim
 
616,263,461
 
8,221,816
 
25,136,718
 
531,816
Charles O. Rossotti
 
534,252,601
 
90,240,976
 
25,136,718
 
523,516
Sven Sandstrom
 
612,413,366
 
12,083,652
 
25,136,718
 
520,075

Proposal 2: The ratification of Ernst & Young LLP as AES’ Independent Registered Public Accounting Firm for the year 2014.
    
For:
648,606,082
Against:
1,020,118
Abstained:
527,611
Broker Non-Votes:
0

Proposal 3: The consideration of a (non-binding) advisory vote on executive compensation.
    
For:
599,534,337
Against:
15,474,167
Abstained:
10,008,589
Broker Non-Votes:
25,136,718




SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
 
 
 
 
 
 
 
 
 
 
 
 
THE AES CORPORATION
(Registrant)
 
 
 
 
Date: April 18, 2014
 
 
 
By:
 
/s/ Brian A. Miller
 
 
 
 
 
 
 
 
 
 
 
 
 
Executive Vice President, General Counsel and Secretary