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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Units | (5) | 05/31/2006 | M | 501 | (6) | (6) | Common Stock | 501 | $ 0 | 7,002 | D | ||||
Stock Units | (5) | 01/24/2007 | M | 500 | (6) | (6) | Common Stock | 500 | $ 0 | 6,502 | D | ||||
Stock Units | (5) | 01/31/2008 | M | 500 | (6) | (6) | Common Stock | 500 | $ 0 | 6,002 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
NORDSTROM BRUCE A C/O NORDSTROM, INC. 1617 SIXTH AVENUE SEATTLE, WA 98101 |
X |
Duane E. Adams, Attorney-in-Fact for Bruce A. Nordstrom | 04/08/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | By self as trustee for my benefit and the benefit of my children under the Bruce A. Nordstrom 2007 Grantor Retained Annuity Trust |
(2) | By self as trustee for my benefit and the benefit of my children under the Frances Nordstrom Trust. |
(3) | By self as trustee for my benefit and the benefit of my children under the 1976 Bruce A. Nordstrom Trust. |
(4) | By self as co-trustree for the benefit of the reporting person's sister, Anne E. Gittinger, with respect to 5,501,520 shares in the Everett Nordstrom Trust. The amount shown does not not include the reporting person's nominal interest in 1,049,608 shares held in trusts for the benefit of John Hopen and Susan Dunn, the reporting person's nephew and niece, respectively, and for which the reporting person is a co-trustee. The reporting person is a contingent remainderman with respect to each of these three trusts, but disclaims beneficial ownership of the securities held within these trusts. This report shall not be deemed an admission that the reporting person is the beneficial owner of the securities held within the trusts for purposes of Section 16 or for any other purpose. |
(5) | 1 for 1 |
(6) | Pursuant to the terms of the issuer's Director Deferred Compensation Plan, these stock units are automatically distributed and converted into the issuer's common stock on the occurrence of certain events, including in installments which began with the reporting person's retirement from the issuer's Board of Directors. |