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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Phantom Stock | Â | 06/30/2004(2) | Â | A | 4,715 (2) (4) | Â | Â (1) | Â (1) | Common Stock | (3) | 6,409 (4) (6) | Â | ||
Phantom Stock | Â | 06/30/2007 | Â | I | 16,928 | Â | Â (1) | Â (1) | Common Stock | $ 39.77 | 23,337 (4) (7) | Â | ||
Phantom Stock | Â | 12/31/2007(5) | Â | A | 55,556 (5) (4) | Â | Â (1) | Â (1) | Common Stock | (3) | 78,893 (4) (8) | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MEIJER HENDRIK G 38 FOUNTAIN SQUARE PLAZA CINCINNATI, OH 45263 |
 X |  |  |  |
H. Samuel Lind, Attorney-in-Fact for Hendrik G. Meijer | 10/28/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The phantom stock units were acquired under the Fifth Third Bancorp Unfunded Deferred Compensation Plan for Non-Employee Directors and are to be settled 1-for-1 in terms of Fifth Third Bancorp common stock and paid in cash after the reporting person's retirement. |
(2) | Reflects 7 previously unreported deferrals made between June 30, 2004 and June 30, 2007. |
(3) | All phantom stock units were acquired at the then current per share market value of Fifth Third Bancorp common stock as of the date the units were credited to the director's account under the plan. |
(4) | Includes dividend reinvestments exempt under Rule 16a-11. |
(5) | Reflects 17 previously unreported deferrals made between December 31, 2007 and December 31, 2013. |
(6) | Reflects number of phantom stock units owned at June 30, 2007 excluding shares acquired pursuant to intrafund transfers under the plan reported in the second row. |
(7) | Reflects number of phantom stock units owned at June 30, 2007 |
(8) | Reflects number of phantom stock units owned at December 31, 2015 |