|
|
|
|
|
Exhibit
No. 1
|
Director/PDMR
Shareholding dated 01 October 2018
|
|
Exhibit
No. 2
|
BLOCK
LISTING SIX MONTHLY RETURN dated 04 October 2018
|
|
Exhibit
No. 3
Exhibit
No. 4
Exhibit
No. 5
Exhibit
No. 6
Exhibit
No. 7
|
Form
8.3 - CareTech Holdings dated 04 October 2018
Form
8.3 - CareTech Holdings dated 09 October 2018
Director/PDMR
Shareholding dated 29 October 2018
Director/PDMR
Shareholding dated 30 October 2018
Total
Voting Rights dated 31 October 2018
|
|
Number of Shares purchased
|
Date of purchase
|
Purchase price
|
|
59
|
28
September 2018
|
£2.528
|
|
61
|
28
August 2018
|
£2.474
|
|
60
|
30 July
2018
|
£2.505
|
|
59
|
28 June
2018
|
£2.526
|
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc2007 Sharesave Plan
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
11,688,882
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
1,593,856
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
10,095,026
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc2007 Irish Sharesave
Plan
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
1,367,057
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
31,387
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
1,335,670
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc UK Sharesave Plan
2017
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
999,912
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
3,642
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
996,270
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc Irish Sharesave Plan
2017
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
500,000
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
0
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
500,000
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc2007 Executive Share Option
Plan
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
6,238,272
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
0
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
6,238,272
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc Employee Share Ownership
Plan
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
3,436,774
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
0
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
3,436,774
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc 2010 Deferral Plan
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
4,632,267
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
122,739
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
4,509,528
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc 2010 Long Term Incentive
Plan
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
11,357,821
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
568,316
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
10,789,505
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc 2010 Company Share Option Plan
(Option 2011)
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
800,000
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
0
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
0
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
800,000
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
Name of
applicant:
|
The
Royal Bank of Scotland Group plc
|
|||
|
Name of
scheme:
|
The
Royal Bank of Scotland Group plc Employee Share Plan
2014
|
|||
|
Period
of return:
|
From:
|
1 April
2018
|
To:
|
30
September 2018
|
|
Balance
of unallotted securities under scheme(s) from previous
return:
|
44,816,659
|
|||
|
Plus:
The amount by which the block scheme(s) has been increased since
the date of the last return (if any increase has been applied
for):
|
nil
|
|||
|
Less:
Number of securities issued/allotted under scheme(s) during period
(see LR3.5.7G):
|
487,372
|
|||
|
Equals:
Balance under scheme(s) not yet issued/allotted at end of
period:
|
44,329,287
|
|||
|
Name of
contact:
|
Gary
Moore
|
|||
|
Telephone
number of contact:
|
0131
556 8555
|
|||
|
(a) Full name of discloser:
|
The Royal Bank of Scotland Group plc
|
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam & Company Investment Management Limited
|
|
(c) Name of offeror/offeree in
relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
CareTech Holdings plc
|
|
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree:
|
N/A
|
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
03 October 2018
|
|
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
YES / NO /
N/A
If YES, specify which:
|
|
Class of relevant security:
|
ORD GBP 0.005
|
|||
|
|
Interests
|
Short positions
|
||
|
|
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
913,286
|
1.21
|
0
|
0.00
|
|
(2) Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
|
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
|
TOTAL:
|
913,286
|
1.21
|
0
|
0.00
|
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
|
ORD GBP 0.005
|
SALE
|
1,589
|
£3.82
|
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
|
|
Class of relevant security
|
Product descriptione.g. call
option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
|
NONE
|
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
|
NONE
|
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/NO
|
|
Date of disclosure:
|
04 October 2018
|
|
Contact name:
|
Adam Grossart
|
|
Telephone number*:
|
0131 626 5198
|
|
(a) Full name of discloser:
|
The Royal Bank of Scotland Group plc
|
|
(b) Owner or controller of interests and short positions disclosed,
if different from 1(a):
The naming of nominee or vehicle companies
is insufficient. For a trust, the trustee(s), settlor and
beneficiaries must be named.
|
Adam & Company Investment Management Limited
|
|
(c) Name of offeror/offeree in
relation to whose relevant securities this form
relates:
Use a separate form for each
offeror/offeree
|
CareTech Holdings plc
|
|
(d) If an exempt fund manager connected with an offeror/offeree,
state this and specify identity of offeror/offeree:
|
N/A
|
|
(e) Date position held/dealing undertaken:
For an opening position disclosure, state
the latest practicable date prior to the disclosure
|
08 October 2018
|
|
(f) In addition to the company in 1(c) above, is the
discloser making disclosures in respect of any other party to the
offer?
If it is a cash offer or possible cash
offer, state "N/A"
|
YES / NO /
N/A
If YES, specify which:
|
|
Class of relevant security:
|
ORD GBP 0.005
|
|||
|
|
Interests
|
Short positions
|
||
|
|
Number
|
%
|
Number
|
%
|
|
(1) Relevant securities owned and/or controlled:
|
904,943
|
1.20
|
0
|
0.00
|
|
(2) Cash-settled derivatives:
|
0
|
0.00
|
0
|
0.00
|
|
(3) Stock-settled derivatives (including options) and agreements to
purchase/sell:
|
0
|
0.00
|
0
|
0.00
|
|
TOTAL:
|
904,943
|
1.20
|
0
|
0.00
|
|
Class of relevant security in relation to which subscription right
exists:
|
N/A
|
|
Details, including nature of the rights concerned and relevant
percentages:
|
N/A
|
|
Class of relevant security
|
Purchase/sale
|
Number of securities
|
Price per unit
|
|
ORD GBP 0.005
|
SALE
|
8,343
|
£3.70
|
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
|
|
|
|
|
|
|
|
Class of relevant security
|
Product descriptione.g. call
option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
|
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
|
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
|
|
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities
which may be an inducement to deal or refrain from dealing entered
into by the person making the disclosure and any party to the offer
or any person acting in concert with a party to the
offer:
Irrevocable commitments and letters of intent should not be
included. If there are no such agreements, arrangements or
understandings, state "none"
|
|
NONE
|
|
Details of any agreement, arrangement or understanding, formal or
informal, between the person making the disclosure and any other
person relating to:
(i) the voting rights of any relevant securities under any
option; or
(ii) the voting rights or future acquisition or disposal of any
relevant securities to which any derivative is
referenced:
If there are no such agreements, arrangements or understandings,
state "none"
|
|
NONE
|
|
Is a Supplemental Form 8 (Open Positions) attached?
|
YES/NO
|
|
Date of disclosure:
|
09 October 2018
|
|
Contact name:
|
Suzanne Davidson
|
|
Telephone number*:
|
0131 626 4120
|
|
Number of Shares purchased
|
Date of purchase
|
Purchase price
|
|
66
|
29 October 2018
|
£2.285
|
|
Name of PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Price of Shares purchased
|
Date Shares purchased
|
|
Howard Davies
|
Company Chairman
|
39,000
|
£2.311
|
29 October 2018
|
|
Ross McEwan
|
Company Chief Executive
|
99,458
|
£2.301
|
30 October 2018
|
|
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
|
31 October 2018
|
|||
|
Ordinary shares of £1
|
12,048,267,141
|
4
|
48,193,068,564
|
|
11% Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
|
5.5% Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
|
Total:
|
12,049,167,141
|
|
48,196,668,564
|
|
|
THE
ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
|
|
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
|
|
Name:
Jan Cargill
|
|
|
Title:
Deputy Secretary
|