Blueprint
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
Report of Foreign Private Issuer
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the
month of May 2018
Commission
File Number: 001-10306
The
Royal Bank of Scotland Group plc
RBS,
Gogarburn, PO Box 1000
Edinburgh
EH12 1HQ
(Address
of principal executive offices)
Indicate
by check mark whether the registrant files or will file annual
reports under cover of Form 20-F or Form 40-F.
Form
20-F X Form 40-F
___
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_________
Indicate
by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_________
Indicate
by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information
to the Commission pursuant to Rule 12g3-2(b) under the Securities
Exchange Act of 1934.
Yes ___
No X
If
"Yes" is marked, indicate below the file number assigned to the
registrant in connection with Rule 12g3-2(b): 82-
________
The following information was issued as Company announcements
in London, England and is furnished pursuant to General Instruction
B to the General Instructions to Form
6-K:
Exhibit
No. 1
|
Director/PDMR
Shareholding dated 01 May 2018
|
Exhibit
No. 2
|
Publication
of Suppl.Prospcts dated 01 May 2018
|
Exhibit
No. 3
|
RBS
notes credit ratings action by Fitch Ratings dated 01 May
2018
|
Exhibit
No. 4
|
Publication
of Suppl.Prospcts dated 11 May 2018
|
Exhibit
No. 5
|
Director/PDMR
Shareholding dated 14 May 2018
|
Exhibit
No. 6
|
Publication
of Suppl.Prospcts dated 18 May 2018
|
Exhibit
No. 7
|
Director/PDMR
Shareholding dated 31 May 2018
|
Exhibit
No. 8
|
RBS
notes credit rating actions by Standard&Poor’s dated 31
May 2018
|
Exhibit
No. 9
|
Total
Voting Rights dated 31 May 2018
|
Exhibit
No. 1
1 May 2018
The Royal Bank of Scotland Group plc
INITIAL NOTIFICATION OF TRANSACTION OF PERSON DISCHARGING
MANAGERIAL RESPONSIBILITY ("PDMR") IN ACCORDANCE WITH ARTICLE 19 OF
THE EU MARKET ABUSE REGULATION 596/2014
The
Royal Bank of Scotland Group plc (the "Company") announces that
Mike Rogers, a Non-executive director of the Company, purchased
20,000 Ordinary shares of £1 each (ISIN: GB00B7T77214) in the
Company on 30 April 2018 at a price of £2.695 per
share.
The
transaction took place on the London Stock Exchange
(XLON).
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For
further information contact:-
RBS
Investor Relations
Alexander
Holcroft
Head of
Equity Investor Relations
+44 20
7672 1758
RBS
Media Relations
+44(0)131
523 4205
Exhibit
No. 2
Publication of Supplementary Prospectus
The
following supplementary prospectus has been approved by the UK
Listing Authority and is available for viewing:
Supplementary Prospectus to The Royal Bank of Scotland Group plc
and NatWest Markets Plc (formerly known as The Royal Bank of
Scotland plc) £90,000,000,000 Euro Medium Term Note Programme
dated 1 May 2018.
To view
the full document, please paste the following URL into the address
bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/8069M_1-2018-5-1.pdf
A copy
of the above Supplementary Prospectus has been submitted to the
National Storage Mechanism and will shortly be available for
inspection at: www.Hemscott.com/nsm.do.
For
further information, please contact:
Scott
Forrest
Head of
RBS Debt Capital Markets & Capital Strategy
Tel:
+44 (0) 20 7678 5313
DISCLAIMER - INTENDED ADDRESSEES
Please
note that the information contained in the Supplementary Prospectus
(and the Prospectus to which it relates) may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Prospectus) only and is not intended for use and
should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Prospectus and the
Supplementary Prospectus is not addressed. Prior to relying on the
information contained in the Prospectus and the Supplementary
Prospectus you must ascertain from the Prospectus whether or not
you are part of the intended addressees of the information
contained therein.
Your
right to access this service is conditional upon complying with the
above requirement.
Legal
Entity Identifiers: 2138005O9XJIJN4JPN90 /
RR3QWICWWIPCS8A4S074
Exhibit
No. 3
The Royal Bank of Scotland Group plc
01 May
2018
RBS notes credit ratings action by Fitch Ratings
The
Royal Bank of Scotland Group plc ("RBS") notes the decision by the
credit rating agency Fitch Ratings to, among others:
●
Upgrade the
Long-Term Issuer Default Ratings of National Westminster Bank Plc
and Ulster Bank Limited to A- (from BBB+/Watch
Positive).
●
Affirm the
Long-Term Issuer Default Rating of NatWest Markets Plc (previously
named The Royal Bank of Scotland plc) at BBB+.
●
Assign final
Long-Term Issuer Default Ratings to The Royal Bank of Scotland plc
(previously named Adam & Company Plc) of A- and Short-Term
Issuer Default Ratings of F2, in line with the expected ratings
assigned in September 2017.
●
The ratings of the
Royal Bank of Scotland Group plc and the group's other rated
subsidiaries were not affected by Fitch's rating action. The
Outlooks on all group entities are Stable.
The
upgrades of National Westminster Bank Plc and The Royal Bank of
Scotland plc (which will become the two main ring-fenced banks
within the group) reflect Fitch's view that external senior
creditors are protected by a sufficient buffer of qualifying junior
debt, consisting of additional tier 1 and tier 2 debt, in the case
of the banks' failure. NatWest Markets ratings "will likely be driven by institutional
support from its parent, RBSG, and will likely be equalised with
its parent's to reflect the subsidiary's core and integral role in
the group."
Fitch summary credit ratings:
Entity
|
Long term rating
|
Short term rating
|
Status post-Ringfencing
|
The Royal Bank of Scotland Group plc
|
BBB+
|
F2
|
Holding
Company
|
National Westminster Bank Plc
|
A-
|
F2
|
Ring-fenced
bank
|
Ulster Bank Limited
|
A-
|
F2
|
Ring-fenced
bank
|
The Royal Bank of Scotland plc (previously Adam & Company
Plc)
|
A-
|
F2
|
Ring-fenced
bank
|
NatWest Markets Plc (previously The Royal Bank of Scotland
plc)
|
BBB+
|
P-2
|
Non
Ring-fenced bank
|
For further information please Contact:
Paul
Pybus
Head of Debt Investor Relations
+44 (0) 20 7678 1153
RBS Media Relations:
+44 (0) 13 1523 4205
Forward-looking statements
This announcement contains forward-looking statements within the
meaning of the United States Private Securities Litigation Reform
Act of 1995, including (but not limited to) those related to RBS
and its subsidiaries' regulatory capital position and requirements,
financial position, future pension funding and contribution
requirements, ongoing litigation and regulatory investigations,
profitability and financial performance (including financial
performance targets), structural reform and the implementation of
the UK ring-fencing regime, the implementation of RBS's
restructuring and transformation programme, impairment losses and
credit exposures under certain specified scenarios, increasing
competition from new incumbents and disruptive technologies and
RBS's exposure to political risks, operational risk, conduct risk,
cyber and IT risk and credit rating risk. In addition,
forward-looking statements may include, without limitation, the
words 'expect', 'estimate', 'project', 'anticipate', 'commit',
'believe', 'should', 'intend', 'plan', 'could', 'probability',
'risk', 'Value-at-Risk (VaR)', 'target', 'goal', 'objective',
'may', 'endeavour', 'outlook', 'optimistic', 'prospects' and
similar expressions or variations on these expressions. These
statements concern or may affect future matters, such as RBS's
future economic results, business plans and current strategies.
Forward-looking statements are subject to a number of risks and
uncertainties that might cause actual results and performance to
differ materially from any expected future results or performance
expressed or implied by the forward-looking statements. Factors
that could cause or contribute to differences in current
expectations include, but are not limited to, legislative,
political, fiscal and regulatory developments, accounting
standards, competitive conditions, technological developments,
interest and exchange rate fluctuations and general economic
conditions. These and other factors, risks and uncertainties that
may impact any forward-looking statement or RBS's actual results
are discussed in RBS's UK 2017 Annual Report and Accounts (ARA) and
other materials filed with, or furnished to, the US Securities and
Exchange Commission. The forward-looking statements contained in
this announcement speak only as of the date of this announcement
and RBS does not assume or undertake any obligation or
responsibility to update any of the forward-looking statements
contained in this announcement, whether as a result of new
information, future events or otherwise, except to the extent
legally required.
|
Legal Entity Identifier
|
The Royal Bank of Scotland Group plc
|
2138005O9XJIJN4JPN90
|
The
Royal Bank of Scotland plc
|
549300WHU4EIHRP28H10
|
National Westminster Bank Plc
|
213800IBT39XQ9C4CP71
|
NatWest
Markets Plc
|
RR3QWICWWIPCS8A4S074
|
Ulster Bank Limited
|
213800BZ9V4RRA2IRN26
|
Exhibit
No. 4
Publication of Supplementary Prospectus
The
following supplementary prospectus has been approved by the UK
Listing Authority and is available for viewing:
Supplementary Prospectus to The Royal Bank of Scotland Group plc
and NatWest Markets Plc (formerly known as The Royal Bank of
Scotland plc) £90,000,000,000 Euro Medium Term Note Programme
dated 11 May 2018.
To view
the full document, please paste the following URL into the address
bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/8653N_-2018-5-11.pdf
A copy
of the above Supplementary Prospectus has been submitted to the
National Storage Mechanism and will shortly be available for
inspection at: www.Hemscott.com/nsm.do.
For
further information, please contact:
Scott
Forrest
Head of
RBS Debt Capital Markets & Capital Strategy
Tel:
+44 (0) 20 7678 5313
DISCLAIMER - INTENDED ADDRESSEES
Please
note that the information contained in the Supplementary Prospectus
(and the Prospectus to which it relates) may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Prospectus) only and is not intended for use and
should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Prospectus and the
Supplementary Prospectus is not addressed. Prior to relying on the
information contained in the Prospectus and the Supplementary
Prospectus you must ascertain from the Prospectus whether or not
you are part of the intended addressees of the information
contained therein.
Your
right to access this service is conditional upon complying with the
above requirement.
Legal
Entity Identifiers: 2138005O9XJIJN4JPN90 /
RR3QWICWWIPCS8A4S074
Exhibit
No. 5
14 May 2018
The Royal Bank of Scotland Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSONS DISCHARGING
MANAGERIAL RESPONSIBILITY ("PDMRs") IN ACCORDANCE WITH ARTICLE 19
OF THE EU MARKET ABUSE REGULATION 596/2014
1. The
Royal Bank of Scotland Group plc (the "Company") announces that
ordinary shares of £1 each in the Company ("Shares") (ISIN:
GB00B7T77214) were delivered to PDMRs on 11 May 2018, as set out
below.
The
Shares delivered represent payment of a fixed share allowance for
the six month period ending 30 June 2018 and have been calculated
using a share price of £2.7064.
The
number of Shares delivered, the number of Shares withheld to meet
associated tax liabilities and the number of Shares retained by
each PDMR is as follows:-
Name of PDMR
|
No. of Shares delivered
|
No. of Shares withheld to satisfy associated tax
liability
|
No. of Shares retained
|
Mark
Bailie
|
73,899
|
34,733
|
39,166
|
Helen
Cook
|
20,207
|
9,498
|
10,709
|
Chris
Marks
|
83,137
|
39,075
|
44,062
|
Les
Matheson
|
55,425
|
26,604
|
28,821
|
Ross
McEwan
|
184,748
|
86,832
|
97,916
|
Simon McNamara
|
60,043
|
28,821
|
31,222
|
Alison
Rose
|
71,590
|
33,648
|
37,942
|
David
Stephen
|
64,662
|
30,392
|
34,270
|
Ewen
Stevenson
|
147,798
|
69,466
|
78,332
|
David
Wheldon
|
20,785
|
9,769
|
11,016
|
The
above transactions took place outside of a trading venue. The
market price used to determine the number of Shares withheld to
meet associated tax liabilities was £2.941. Shares
retained after payment of associated tax liabilities will be held
on behalf of PDMRs in the Computershare Retained Share Nominee
account and will be released in instalments over a three year
period.
2. The Company announces that on 11
May 2018 Ross McEwan, transferred 27,602 Shares to charity for nil
consideration. The transfer is in line with the commitments
Mr McEwan made in February 2015 and February 2016 to transfer all
of his 2015 fixed share allowance and half of his 2016 fixed share
allowance to charity. Following the transfer
to charity, Mr McEwan has relinquished all legal and
beneficial rights to such Shares. The transfer took place
outside of a trading venue.
Legal Entity Identifier: 2138005O9XJIJN4JPN90
For
further information contact:-
RBS
Investor Relations
Alexander
Holcroft
Head of
Equity Investor Relations
+44 20
7672 1758
RBS
Media Relations
+44(0)131
523 4205
Exhibit
No. 6
Publication of Supplementary Prospectus
The
following supplementary prospectus has been approved by the UK
Listing Authority and is available for viewing:
Supplementary Prospectus to The Royal Bank of Scotland Group plc
and NatWest Markets Plc (formerly known as The Royal Bank of
Scotland plc) £90,000,000,000 Euro Medium Term Note Programme
dated 18 May 2018.
To view
the full document, please paste the following URL into the address
bar of your browser:
http://www.rns-pdf.londonstockexchange.com/rns/6048O_-2018-5-18.pdf
A copy
of the above Supplementary Prospectus has been submitted to the
National Storage Mechanism and will shortly be available for
inspection at: www.Hemscott.com/nsm.do.
For
further information, please contact:
Scott
Forrest
Head of
RBS Debt Capital Markets & Capital Strategy
Tel:
+44 (0) 20 7678 5313
DISCLAIMER - INTENDED ADDRESSEES
Please
note that the information contained in the Supplementary Prospectus
(and the Prospectus to which it relates) may be addressed to and/or
targeted at persons who are residents of particular countries
(specified in the Prospectus) only and is not intended for use and
should not be relied upon by any person outside these countries
and/or to whom the offer contained in the Prospectus and the
Supplementary Prospectus is not addressed. Prior to relying on the
information contained in the Prospectus and the Supplementary
Prospectus you must ascertain from the Prospectus whether or not
you are part of the intended addressees of the information
contained therein.
Your
right to access this service is conditional upon complying with the
above requirement.
Legal
Entity Identifiers: 2138005O9XJIJN4JPN90 /
RR3QWICWWIPCS8A4S074
Exhibit
No. 7
31 May 2018
The Royal Bank of Scotland Group plc
INITIAL NOTIFICATION OF TRANSACTIONS OF PERSON DISCHARGING
MANAGERIAL RESPONSIBILITY ("PDMR") IN ACCORDANCE WITH ARTICLE 19 OF
THE EU MARKET ABUSE REGULATION 596/2014
The
Company was notified on 29 May 2018 that the trustee of The Royal
Bank of Scotland Group plc Buy As You Earn Share Plan (the "Plan")
purchased ordinary shares of £1 each in the Company ("Shares")
(ISIN: GB00B7T77214) on that date on behalf of the PDMR named below
as a participant in the Plan.
PDMR
|
Position of PDMR
|
No. of Shares purchased
|
Purchase price
|
Chris
Marks
|
Chief
Executive, NatWest Markets Plc
|
52
|
£2.86
|
The
transaction took place on the London Stock Exchange
(XLON).
For
further information contact:-
RBS
Investor Relations
Alexander
Holcroft
Head of
Equity Investor Relations
+44 20
7672 1758
RBS
Media Relations
+44(0)131
523 4205
Legal Entity Identifier:
The
Royal Bank of Scotland Group plc -
2138005O9XJIJN4JPN90
NatWest
Markets Plc - RR3QWICWWIPCS8A4S074
Exhibit
No. 8
RBS notes credit rating actions by Standard &
Poor's
The Royal Bank of Scotland Group plc
31 May 2018
The Royal Bank of Scotland Group plc ("RBS") notes the decision by
the credit rating agency Standard & Poor's ("S&P") to amend
a number of ratings across the group, including to:
-
Upgrade the long-term ratings of National
Westminster Bank Plc (NatWest), The Royal Bank of Scotland (RBS)
plc and Ulster Bank Limited (UBL) to A- (from BBB+), which S&P
consider to be "core ".
-
Upgrade the long-term ratings of The Royal Bank of Scotland
International Limited (RBSI) and Ulster Bank Ireland DAC (UBIDAC)
to BBB+ (from BBB), which S&P consider to be "highly
strategic".
-
Affirm the long-term ratings of The Royal Bank of Scotland Group
plc (RBSG)'s at BBB- and NatWest Markets Plc, NatWest Markets N.V.
and NatWest Markets Securities Inc. senior unsecured debt ratings
at BBB+, which S&P views now as "highly
strategic".
-
Affirm all short term operating entities ratings assigned to group
entities at A-2 and The Royal Bank of Scotland Group plc's short
term rating at A-3.
-
Assign RBSG and all group entities a Positive
Outlook
The upgrade reflects S&P's view that RBS group's shift to a
simpler, more U.K.-centric retail and commercial banking
operations, will yield more consistent statutory profit. The May
2018 agreement in principle with the U.S. Department of Justice to
settle legacy litigation related to RMBS "eliminates the largest
litigation risk to RBS' solvency". The positive outlook on all
group entities indicates "the potential for a further upgrade,
since [S&P] believes the bank's risk profile, notably asset
quality, and risks to its capitalization are gradually converging
toward those of RBS' U.K. peers."
S&P's summary credit ratings:
Entity
|
Long term rating
|
Short term rating
|
Outlook
|
Status post-Ringfencing
|
The Royal Bank of Scotland Group plc
|
BBB-
|
A-3
|
Positive
|
Holding Company
|
National Westminster Bank Plc
|
A-
|
A-2
|
Positive
|
Ring-fenced bank
|
Ulster Bank Limited
|
A-
|
A-2
|
Positive
|
Ring-fenced bank
|
The Royal Bank of Scotland plc
|
A-
|
A-2
|
Positive
|
Ring-fenced bank
|
Ulster Bank Ireland DAC
|
BBB+
|
A-2
|
Positive
|
Ring-fenced bank
|
NatWest Markets Plc
|
BBB+
|
A-2
|
Positive
|
Non Ring-fenced bank
|
NatWest Markets N.V.
|
BBB+
|
A-2
|
Positive
|
Outside the ring-fence
|
NatWest Markets Securities Inc.
|
BBB+
|
A.2
|
Positive
|
Outside the ring-fence
|
The Royal Bank of Scotland International Limited
|
BBB+
|
A-2
|
Positive
|
Outside the ring-fence
|
For further information please contact:
Paul Pybus
Head of Debt Investor Relations
+44 (0) 20 7678 1153
RBS Media Relations:
+44 (0) 13 1523 4205
Forward-looking statements
This announcement contains forward-looking statements within the
meaning of the United States Private Securities Litigation Reform
Act of 1995, including (but not limited to) those related to RBS
and its subsidiaries' regulatory capital position and requirements,
financial position, future pension funding and contribution
requirements, ongoing litigation and regulatory investigations,
profitability and financial performance (including financial
performance targets), structural reform and the implementation of
the UK ring-fencing regime, the implementation of RBS's
restructuring and transformation programme, impairment losses and
credit exposures under certain specified scenarios, increasing
competition from new incumbents and disruptive technologies and
RBS's exposure to political risks, operational risk, conduct risk,
cyber and IT risk and credit rating risk. In addition,
forward-looking statements may include, without limitation, the
words 'expect', 'estimate', 'project', 'anticipate', 'commit',
'believe', 'should', 'intend', 'plan', 'could', 'probability',
'risk', 'Value-at-Risk (VaR)', 'target', 'goal', 'objective',
'may', 'endeavour', 'outlook', 'optimistic', 'prospects' and
similar expressions or variations on these expressions. These
statements concern or may affect future matters, such as RBS's
future economic results, business plans and current strategies.
Forward-looking statements are subject to a number of risks and
uncertainties that might cause actual results and performance to
differ materially from any expected future results or performance
expressed or implied by the forward-looking statements. Factors
that could cause or contribute to differences in current
expectations include, but are not limited to, legislative,
political, fiscal and regulatory developments, accounting
standards, competitive conditions, technological developments,
interest and exchange rate fluctuations and general economic
conditions. These and other factors, risks and uncertainties that
may impact any forward-looking statement or RBS's actual results
are discussed in RBS's UK 2017 Annual Report and Accounts (ARA) and
other materials filed with, or furnished to, the US Securities and
Exchange Commission. The forward-looking statements contained in
this announcement speak only as of the date of this announcement
and RBS does not assume or undertake any obligation or
responsibility to update any of the forward-looking statements
contained in this announcement, whether as a result of new
information, future events or otherwise, except to the extent
legally required.
|
Legal Entity Identifier
|
The
Royal Bank of Scotland Group plc
|
2138005O9XJIJN4JPN90
|
National
Westminster Bank Plc
|
213800IBT39XQ9C4CP71
|
Ulster
Bank Limited
|
213800BZ9V4RRA2IRN26
|
The
Royal Bank of Scotland plc
|
549300WHU4EIHRP28H10
|
Ulster
Bank Ireland DAC
|
635400KQIMALJ4XLAD78
|
NatWest
Markets Plc
|
RR3QWICWWIPCS8A4S074
|
NatWest
Markets N.V.
|
X3CZP3CK64YBHON1LE12
|
NatWest
Markets Securities Inc.
|
ZE2ZWJ5BTIQJ8M0C6K34
|
The
Royal Bank of Scotland International Limited
|
21380078CCZSEEIIKA41
|
Exhibit
No. 9
The Royal Bank of Scotland Group plc
Total Voting Rights - Conformity with the Disclosure Guidance and
Transparency Rules
In
conformity with the Disclosure Guidance and Transparency Rules, The
Royal Bank of Scotland Group plc ('RBSG') hereby notifies the
following in respect of its issued share capital with voting rights
as at 31 May 2018:-
Share Class and nominal value
|
Number of Shares issued
|
Voting rights per share
|
Total Voting rights -
|
31 May 2018
|
Ordinary
shares of £1
|
12,027,319,710
|
4
|
48,109,278,840
|
11%
Cumulative Preference Shares of £1
|
500,000
|
4
|
2,000,000
|
5.5%
Cumulative Preference Shares of £1
|
400,000
|
4
|
1,600,000
|
Total:
|
12,028,219,710
|
|
48,112,878,840
|
of
which none are held in Treasury.
Shareholders
may use the above figures for their calculations to determine
whether they are required to notify their interest in, or a change
to their interest in the Company under the FCA's Disclosure
Guidance and Transparency Rules.
Legal
Entity Identifier:
2138005O9XJIJN4JPN90
Date: 31
May 2018
|
THE
ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
|
|
|
|
By: /s/
Jan Cargill
|
|
|
|
Name:
Jan Cargill
|
|
Title:
Deputy Secretary
|