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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 31.1 | 02/12/2018 | A | 9,484 | (6) | 02/19/2025 | Common Stock | 9,484 | $ 0 (2) | 9,484 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Marshall Gregory Bryan 62 CHESTNUT ROAD TYNGSBORO, MA 01879 |
SVP, Qual, EHS & EBS |
/s/ Sue Lee, Attorney-In-Fact for Gregory Marshall | 02/14/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are restricted stock units with restrictions that lapse over a four year period with respect to 25% of these shares per year, starting February 19, 2019 and thereafter on February 19, 2020, February 19, 2021 and February 19, 2022. |
(2) | Awarded pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. |
(3) | These shares include 415.889 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan on December 29, 2017. |
(4) | Awarded in connection with the settlement of performance share units for the 2015-2017 performance cycle. |
(5) | Shares automatically withheld upon settlement of performance share units to satisfy tax withholding obligations. |
(6) | The option vests in four equal annual installments starting on February 19, 2019 and thereafter on February 19, 2020, February 19, 2021 and February 19, 2022. |