UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-Qualified Stock Option (right to buy) | Â (2) | 06/10/2015 | Common Stock | 3,143 | $ 16.52 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 10/26/2014 | Common Stock | 725 | $ 16.87 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 10/26/2015 | Common Stock | 1,785 | $ 17.43 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 05/26/2014 | Common Stock | 5,357 | $ 22.96 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 06/14/2014 | Common Stock | 5,857 | $ 23.73 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 05/18/2014 | Common Stock | 1,785 | $ 25.06 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 12/18/2016 | Common Stock | 20,000 | $ 27.88 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 08/26/2012 | Common Stock | 10,000 | $ 29.12 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 05/14/2013 | Common Stock | 3,571 | $ 38.85 | D | Â |
Non-Qualified Stock Option (right to buy) | Â (2) | 12/09/2013 | Common Stock | 25,713 | $ 47.32 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Locoh-Donou Francois C/O CIENA CORPORATION 1201 WINTERSON ROAD LINTHICUM,, MD 21090 |
 |  |  Senior Vice President |  |
By: Erik Lichter For: Francois Locoh-Donou | 08/03/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares reported include restricted stock unit (RSU) awards previously granted representing, in the aggregate, 75,115 shares that remain unvested as of the date of this report. Shares subject to these awards vest over a three or four-year period from the date of grant with 1/12th or 1/16th of the grant amount vesting on March 20, June 20, September 20, and December 20 of each year. |
(2) | Option is fully vested. |