UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT
COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22047
NAME OF REGISTRANT: CALAMOS GLOBAL DYNAMIC INCOME
FUND
ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 2020 Calamos Court
Naperville, IL 60563-2787
NAME AND ADDRESS OF AGENT FOR SERVICE: John P. Calamos, Sr., President
Calamos Advisors LLC
2020 Calamos Court
Naperville, IL 60563-2787
REGISTRANT'S TELEPHONE NUMBER: (630) 245-7200
DATE OF FISCAL YEAR END: 10/31
DATE OF REPORTING PERIOD: 07/01/2016 - 06/30/2017
Calamos Global Dynamic Income Fund
--------------------------------------------------------------------------------------------------------------------------
ABB LTD, ZUERICH Agenda Number: 707840814
--------------------------------------------------------------------------------------------------------------------------
Security: H0010V101
Meeting Type: AGM
Meeting Date: 13-Apr-2017
Ticker:
ISIN: CH0012221716
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE MANAGEMENT REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
ANNUAL FINANCIAL STATEMENTS FOR 2016
2 CONSULTATIVE VOTE ON THE 2016 COMPENSATION Mgmt For For
REPORT
3 DISCHARGE OF THE BOARD OF DIRECTORS AND THE Mgmt For For
PERSONS ENTRUSTED WITH MANAGEMENT
4 APPROPRIATION OF EARNINGS: A DIVIDEND OF Mgmt For For
CHF 0.76 GROSS PER REGISTERED SHARE
5 CAPITAL REDUCTION THROUGH CANCELLATION OF Mgmt For For
SHARES REPURCHASED UNDER THE SHARE BUYBACK
PROGRAM
6 RENEWAL OF AUTHORIZED SHARE CAPITAL Mgmt For For
7.1 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE BOARD OF
DIRECTORS FOR THE NEXT TERM OF OFFICE, I.E.
FROM THE 2017 ANNUAL GENERAL MEETING TO THE
2018 ANNUAL GENERAL MEETING
7.2 BINDING VOTE ON THE MAXIMUM AGGREGATE Mgmt For For
AMOUNT OF COMPENSATION OF THE EXECUTIVE
COMMITTEE FOR THE FOLLOWING FINANCIAL YEAR,
I.E. 2018
8.1 ELECTION OF MATTI ALAHUHTA AS DIRECTOR Mgmt For For
8.2 ELECTION OF DAVID CONSTABLE AS DIRECTOR Mgmt For For
8.3 ELECTION OF FREDERICO FLEURY CURADO AS Mgmt For For
DIRECTOR
8.4 ELECTION OF LARS FOERBERG AS DIRECTOR Mgmt For For
8.5 ELECTION OF LOUIS R. HUGHES AS DIRECTOR Mgmt For For
8.6 ELECTION OF DAVID MELINE AS DIRECTOR Mgmt For For
8.7 ELECTION OF SATISH PAI AS DIRECTOR Mgmt For For
8.8 ELECTION OF JACOB WALLENBERG AS DIRECTOR Mgmt For For
8.9 ELECTION OF YING YEH AS DIRECTOR Mgmt For For
8.10 ELECTION OF PETER VOSER AS DIRECTOR AND Mgmt For For
CHAIRMAN
9.1 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
DAVID CONSTABLE
9.2 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
FREDERICO FLEURY CURADO
9.3 ELECTIONS TO THE COMPENSATION COMMITTEE: Mgmt For For
YING YEH
10 ELECTION OF THE INDEPENDENT PROXY: DR. HANS Mgmt For For
ZEHNDER, BADEN
11 ELECTION OF THE AUDITORS: ERNST & YOUNG AG Mgmt For For
CMMT 17 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 8.4. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
ABBOTT LABORATORIES Agenda Number: 934540697
--------------------------------------------------------------------------------------------------------------------------
Security: 002824100
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: ABT
ISIN: US0028241000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
R.J. ALPERN Mgmt For For
R.S. AUSTIN Mgmt For For
S.E. BLOUNT Mgmt For For
E.M. LIDDY Mgmt For For
N. MCKINSTRY Mgmt For For
P.N. NOVAKOVIC Mgmt For For
W.A. OSBORN Mgmt For For
S.C. SCOTT III Mgmt For For
D.J. STARKS Mgmt For For
G.F. TILTON Mgmt For For
M.D. WHITE Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
3. SAY ON PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - AN ADVISORY VOTE TO Mgmt 1 Year For
APPROVE THE FREQUENCY OF SHAREHOLDER VOTES
ON EXECUTIVE COMPENSATION.
5. APPROVAL OF THE ABBOTT LABORATORIES 2017 Mgmt For For
INCENTIVE STOCK PROGRAM
6. APPROVAL OF THE ABBOTT LABORATORIES 2017 Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN FOR NON-U.S.
EMPLOYEES.
7. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
ABBVIE INC. Agenda Number: 934548821
--------------------------------------------------------------------------------------------------------------------------
Security: 00287Y109
Meeting Type: Annual
Meeting Date: 05-May-2017
Ticker: ABBV
ISIN: US00287Y1091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. ALPERN Mgmt For For
EDWARD M. LIDDY Mgmt For For
MELODY B. MEYER Mgmt For For
FREDERICK H. WADDELL Mgmt For For
2. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
ABBVIE'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017
3. SAY ON PAY - AN ADVISORY VOTE ON THE Mgmt For For
APPROVAL OF EXECUTIVE COMPENSATION
4. APPROVAL OF A MANAGEMENT PROPOSAL REGARDING Mgmt For For
AMENDMENT OF THE CERTIFICATE OF
INCORPORATION FOR THE ANNUAL ELECTION OF
DIRECTORS
5. STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON Shr Against For
LOBBYING
6. STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR Shr Against For
AND CEO
--------------------------------------------------------------------------------------------------------------------------
ACCENTURE PLC Agenda Number: 934516874
--------------------------------------------------------------------------------------------------------------------------
Security: G1151C101
Meeting Type: Annual
Meeting Date: 10-Feb-2017
Ticker: ACN
ISIN: IE00B4BNMY34
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. RE-APPOINTMENT OF DIRECTOR: JAIME ARDILA Mgmt For For
1B. RE-APPOINTMENT OF DIRECTOR: CHARLES H. Mgmt For For
GIANCARLO
1C. RE-APPOINTMENT OF DIRECTOR: HERBERT HAINER Mgmt For For
1D. RE-APPOINTMENT OF DIRECTOR: WILLIAM L. Mgmt For For
KIMSEY
1E. RE-APPOINTMENT OF DIRECTOR: MARJORIE MAGNER Mgmt For For
1F. RE-APPOINTMENT OF DIRECTOR: NANCY MCKINSTRY Mgmt For For
1G. RE-APPOINTMENT OF DIRECTOR: PIERRE NANTERME Mgmt For For
1H. RE-APPOINTMENT OF DIRECTOR: GILLES C. Mgmt For For
PELISSON
1I. RE-APPOINTMENT OF DIRECTOR: PAULA A. PRICE Mgmt For For
1J. RE-APPOINTMENT OF DIRECTOR: ARUN SARIN Mgmt For For
1K. RE-APPOINTMENT OF DIRECTOR: FRANK K. TANG Mgmt For For
2. TO APPROVE, IN A NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND, IN A NON-BINDING VOTE, Mgmt 1 Year For
WHETHER A SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3
YEARS.
4. TO RATIFY, IN A NON-BINDING VOTE, THE Mgmt For For
APPOINTMENT OF KPMG LLP (KPMG) AS THE
INDEPENDENT AUDITORS OF ACCENTURE AND TO
AUTHORIZE, IN A BINDING VOTE, THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE KPMG'S REMUNERATION.
5. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO ISSUE SHARES UNDER IRISH LAW.
6. TO GRANT THE BOARD OF DIRECTORS THE Mgmt For For
AUTHORITY TO OPT-OUT OF STATUTORY
PRE-EMPTION RIGHTS UNDER IRISH LAW.
7. TO DETERMINE THE PRICE RANGE AT WHICH Mgmt For For
ACCENTURE CAN RE-ALLOT SHARES THAT IT
ACQUIRES AS TREASURY SHARES UNDER IRISH
LAW.
--------------------------------------------------------------------------------------------------------------------------
ADVANCE AUTO PARTS, INC. Agenda Number: 934569281
--------------------------------------------------------------------------------------------------------------------------
Security: 00751Y106
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: AAP
ISIN: US00751Y1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JOHN F. BERGSTROM Mgmt For For
JOHN C. BROUILLARD Mgmt For For
BRAD W. BUSS Mgmt For For
FIONA P. DIAS Mgmt For For
JOHN F. FERRARO Mgmt For For
THOMAS R. GRECO Mgmt For For
ADRIANA KARABOUTIS Mgmt For For
EUGENE I. LEE, JR. Mgmt For For
WILLIAM S. OGLESBY Mgmt For For
REUBEN E. SLONE Mgmt For For
JEFFREY C. SMITH Mgmt For For
2. APPROVE, BY ADVISORY VOTE, THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS.
3. RECOMMEND, BY ADVISORY VOTE, HOW OFTEN Mgmt 1 Year For
STOCKHOLDERS SHOULD VOTE ON THE
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
4. APPROVE THE COMPANY'S 2017 AMENDED AND Mgmt For For
RESTATED EXECUTIVE INCENTIVE PLAN.
5. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP (DELOITTE) AS OUR INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
6. APPROVE PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
CERTIFICATE OF INCORPORATION TO REDUCE THE
THRESHOLD STOCK OWNERSHIP REQUIREMENT FROM
25 PERCENT TO 10 PERCENT FOR STOCKHOLDERS
TO CALL A SPECIAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
AETNA INC. Agenda Number: 934574698
--------------------------------------------------------------------------------------------------------------------------
Security: 00817Y108
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: AET
ISIN: US00817Y1082
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FERNANDO AGUIRRE Mgmt For For
1B. ELECTION OF DIRECTOR: MARK T. BERTOLINI Mgmt For For
1C. ELECTION OF DIRECTOR: FRANK M. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: BETSY Z. COHEN Mgmt For For
1E. ELECTION OF DIRECTOR: MOLLY J. COYE, M.D. Mgmt For For
1F. ELECTION OF DIRECTOR: ROGER N. FARAH Mgmt For For
1G. ELECTION OF DIRECTOR: JEFFREY E. GARTEN Mgmt For For
1H. ELECTION OF DIRECTOR: ELLEN M. HANCOCK Mgmt For For
1I. ELECTION OF DIRECTOR: RICHARD J. HARRINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: EDWARD J. LUDWIG Mgmt For For
1K. ELECTION OF DIRECTOR: JOSEPH P. NEWHOUSE Mgmt For For
1L. ELECTION OF DIRECTOR: OLYMPIA J. SNOWE Mgmt For For
2. COMPANY PROPOSAL - APPROVAL OF THE Mgmt For For
APPOINTMENT OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM
3. COMPANY PROPOSAL - APPROVAL OF AMENDMENT TO Mgmt For For
AMENDED AETNA INC. 2010 STOCK INCENTIVE
PLAN TO INCREASE NUMBER OF SHARES
AUTHORIZED TO BE ISSUED
4. COMPANY PROPOSAL - APPROVAL OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION ON A
NON-BINDING ADVISORY BASIS
5. COMPANY PROPOSAL - NON-BINDING ADVISORY Mgmt 1 Year
VOTE ON THE FREQUENCY OF THE VOTE ON
EXECUTIVE COMPENSATION
6A. SHAREHOLDER PROPOSAL - ANNUAL REPORT ON Shr Against For
DIRECT AND INDIRECT LOBBYING
6B. SHAREHOLDER PROPOSAL - ANNUAL REPORT ON Shr Against For
GENDER PAY GAP
--------------------------------------------------------------------------------------------------------------------------
AIA COMPANY LTD Agenda Number: 707862074
--------------------------------------------------------------------------------------------------------------------------
Security: Y002A1105
Meeting Type: AGM
Meeting Date: 12-May-2017
Ticker:
ISIN: HK0000069689
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0323/LTN20170323460.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0323/LTN20170323439.pdf
1 TO RECEIVE THE AUDITED CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS OF THE COMPANY, THE
REPORT OF THE DIRECTORS AND THE INDEPENDENT
AUDITOR'S REPORT FOR THE YEAR ENDED 30
NOVEMBER 2016
2 TO DECLARE A FINAL DIVIDEND OF 63.75 HONG Mgmt For For
KONG CENTS PER SHARE FOR THE YEAR ENDED 30
NOVEMBER 2016
3 TO RE-ELECT MR. MOHAMED AZMAN YAHYA AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
4 TO RE-ELECT MR. EDMUND SZE-WING TSE AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
5 TO RE-ELECT MR. JACK CHAK-KWONG SO AS Mgmt For For
INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE
COMPANY
6 TO RE-APPOINT PRICEWATERHOUSECOOPERS AS Mgmt For For
AUDITOR OF THE COMPANY AND TO AUTHORISE THE
BOARD OF DIRECTORS OF THE COMPANY TO FIX
ITS REMUNERATION
7A TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL
SHARES OF THE COMPANY, NOT EXCEEDING 10 PER
CENT OF THE NUMBER OF SHARES OF THE COMPANY
IN ISSUE AS AT THE DATE OF THIS RESOLUTION,
AND THE DISCOUNT FOR ANY SHARES TO BE
ISSUED SHALL NOT EXCEED 10 PER CENT TO THE
BENCHMARKED PRICE
7B TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY BACK SHARES OF THE COMPANY, NOT
EXCEEDING 10 PER CENT OF THE NUMBER OF
SHARES OF THE COMPANY IN ISSUE AS AT THE
DATE OF THIS RESOLUTION
7C TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE
COMPANY UNDER THE RESTRICTED SHARE UNIT
SCHEME ADOPTED BY THE COMPANY ON 28
SEPTEMBER 2010 (AS AMENDED)
--------------------------------------------------------------------------------------------------------------------------
AIRBUS GROUP SE Agenda Number: 707832184
--------------------------------------------------------------------------------------------------------------------------
Security: N0280E105
Meeting Type: AGM
Meeting Date: 12-Apr-2017
Ticker:
ISIN: NL0000235190
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ADOPTION OF THE AUDITED ACCOUNTS FOR THE Mgmt For For
FINANCIAL YEAR 2016
2 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF EUR1.35 PER SHARE
3 RELEASE FROM LIABILITY OF THE NON-EXECUTIVE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
4 RELEASE FROM LIABILITY OF THE EXECUTIVE Mgmt For For
MEMBER OF THE BOARD OF DIRECTORS
5 APPOINTMENT OF ERNST & YOUNG ACCOUNTANTS Mgmt For For
LLP AS AUDITOR FOR THE FINANCIAL YEAR 2017
6 RENEWAL OF THE APPOINTMENT OF MR. DENIS Mgmt For For
RANQUE AS A NON-EXECUTIVE MEMBER OF THE
BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
7 RENEWAL OF THE APPOINTMENT OF MR. RALPH D. Mgmt For For
CROSBY, JR. AS A NON-EXECUTIVE MEMBER OF
THE BOARD OF DIRECTORS FOR A TERM OF THREE
YEARS
8 RENEWAL OF THE APPOINTMENT OF MR. Mgmt For For
HERMANN-JOSEF LAMBERTI AS A NON-EXECUTIVE
MEMBER OF THE BOARD OF DIRECTORS FOR A TERM
OF THREE YEARS
9 APPOINTMENT OF LORD DRAYSON (PAUL) AS A Mgmt For For
NON-EXECUTIVE MEMBER OF THE BOARD OF
DIRECTORS FOR A TERM OF THREE YEARS IN
REPLACEMENT OF MR. LAKSHMI N. MITTAL WHOSE
MANDATE EXPIRES
10 AMENDMENT OF ARTICLE 2 PARAGRAPH 1 ("NAME") Mgmt For For
OF THE COMPANY'S ARTICLES OF ASSOCIATION
11 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
EMPLOYEE SHARE OWNERSHIP PLANS AND
SHARE-RELATED LONG-TERM INCENTIVE PLANS
12 DELEGATION TO THE BOARD OF DIRECTORS OF Mgmt For For
POWERS TO ISSUE SHARES, TO GRANT RIGHTS TO
SUBSCRIBE FOR SHARES AND TO LIMIT OR
EXCLUDE PREFERENTIAL SUBSCRIPTION RIGHTS OF
EXISTING SHAREHOLDERS FOR THE PURPOSE OF
FUNDING THE COMPANY AND ITS GROUP COMPANIES
13 RENEWAL OF THE AUTHORISATION FOR THE BOARD Mgmt For For
OF DIRECTORS TO REPURCHASE UP TO 10% OF THE
COMPANY'S ISSUED SHARE CAPITAL
14 CANCELLATION OF SHARES REPURCHASED BY THE Mgmt For For
COMPANY
CMMT 23 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU
--------------------------------------------------------------------------------------------------------------------------
ALPHABET INC Agenda Number: 934604946
--------------------------------------------------------------------------------------------------------------------------
Security: 02079K305
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: GOOGL
ISIN: US02079K3059
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
LARRY PAGE Mgmt For For
SERGEY BRIN Mgmt For For
ERIC E. SCHMIDT Mgmt For For
L. JOHN DOERR Mgmt For For
ROGER W. FERGUSON, JR. Mgmt For For
DIANE B. GREENE Mgmt For For
JOHN L. HENNESSY Mgmt For For
ANN MATHER Mgmt For For
ALAN R. MULALLY Mgmt For For
PAUL S. OTELLINI Mgmt For For
K. RAM SHRIRAM Mgmt For For
SHIRLEY M. TILGHMAN Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS ALPHABET'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. THE APPROVAL OF AN AMENDMENT TO ALPHABET'S Mgmt For For
2012 STOCK PLAN TO INCREASE THE SHARE
RESERVE BY 15,000,000 SHARES OF CLASS C
CAPITAL STOCK.
4. THE APPROVAL OF THE 2016 COMPENSATION Mgmt For For
AWARDED TO NAMED EXECUTIVE OFFICERS.
5. THE FREQUENCY OF FUTURE STOCKHOLDER Mgmt 3 Years For
ADVISORY VOTES REGARDING COMPENSATION
AWARDED TO NAMED EXECUTIVE OFFICERS.
6. A STOCKHOLDER PROPOSAL REGARDING EQUAL Shr Against For
SHAREHOLDER VOTING, IF PROPERLY PRESENTED
AT THE MEETING.
7. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT, IF PROPERLY PRESENTED AT THE
MEETING.
8. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For
POLITICAL CONTRIBUTIONS REPORT, IF PROPERLY
PRESENTED AT THE MEETING.
9. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON GENDER PAY, IF PROPERLY PRESENTED AT THE
MEETING.
10. A STOCKHOLDER PROPOSAL REGARDING A Shr Against For
CHARITABLE CONTRIBUTIONS REPORT, IF
PROPERLY PRESENTED AT THE MEETING.
11. A STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
IMPLEMENTATION OF "HOLY LAND PRINCIPLES,"
IF PROPERLY PRESENTED AT THE MEETING.
12. A STOCKHOLDER PROPOSAL REGARDING A REPORT Shr Against For
ON "FAKE NEWS," IF PROPERLY PRESENTED AT
THE MEETING.
--------------------------------------------------------------------------------------------------------------------------
ALSTOM SA, PARIS Agenda Number: 707129296
--------------------------------------------------------------------------------------------------------------------------
Security: F0259M475
Meeting Type: MIX
Meeting Date: 05-Jul-2016
Ticker:
ISIN: FR0010220475
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
016/0527/201605271602675.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS AND TRANSACTIONS FOR THE
FINANCIAL YEAR ENDED 31 MARCH 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 MARCH 2016
O.4 APPROVAL OF REGULATED AGREEMENTS SIGNED Mgmt For For
WITHIN THE YEAR ENDED 31 MARCH 2016 -
COMMITMENTS PURSUANT TO ARTICLE L.225-42-1
OF THE FRENCH COMMERCIAL CODE UNDERTAKEN IN
FAVOUR OF MR HENRI POUPART-LAFARGE`
O.5 RENEWAL OF THE TERM OF MR PASCAL COLOMBANI Mgmt For For
AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MR GERARD HAUSER AS Mgmt For For
DIRECTOR
O.7 ADVISORY SHAREHOLDERS' REVIEW OF THE Mgmt For For
COMPENSATION OWED OR PAID FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2016 TO MR PATRICK KRON
O.8 ADVISORY SHAREHOLDERS' REVIEW OF THE Mgmt For For
COMPENSATION OWED OR PAID FOR THE FINANCIAL
YEAR ENDED 31 MARCH 2016 TO MR HENRI
POUPART-LAFARGE
O.9 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY SHARES
E.10 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND ANY SECURITIES THAT
GRANT IMMEDIATE AND/OR FUTURE ACCESS TO
COMPANY SHARES OR SHARES OF ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, AND/OR BY
INCORPORATING PREMIUMS, RESERVES, PROFITS,
OR OTHERS, TO A MAXIMUM NOMINAL CAPITAL
INCREASE OF EUR 506 MILLION, OR
APPROXIMATELY 33% OF THE CAPITAL AS AT 31
MARCH 2016, WITH CHARGES AGAINST THE
OVERALL CEILING OF THE AMOUNTS THAT MAY BE
ISSUED UNDER RESOLUTIONS ELEVEN THROUGH TO
TWENTY-SEVEN OF THIS MEETING (APPLICABLE
ONLY OUTSIDE OF PUBLIC OFFERING PERIODS)
E.11 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND ANY SECURITIES THAT
GRANT IMMEDIATE OR FUTURE ACCESS TO COMPANY
SHARES OR SHARES OF ONE OF ITS
SUBSIDIARIES, WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY A PUBLIC
OFFERING, TO A MAXIMUM NOMINAL CAPITAL
INCREASE OF EUR 153 MILLION, OR
APPROXIMATELY 10% OF THE CAPITAL AS AT 31
MARCH 2016 (OVERALL CEILING FOR THE
ISSUANCES WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT), WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND AMOUNTS THAT MAY BE
ISSUED UNDER RESOLUTIONS TWELVE THROUGH TO
SEVENTEEN AND NINETEEN THROUGH TO
TWENTY-FIVE BEING CHARGED AGAINST THIS
AMOUNT (APPLICABLE ONLY OUTSIDE OF PUBLIC
OFFERING PERIODS)
E.12 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND ANY SECURITIES THAT
GRANT IMMEDIATE OR FUTURE ACCESS TO COMPANY
SHARES OR SHARES OF ONE OF ITS
SUBSIDIARIES, WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, THROUGH A
PRIVATE PLACEMENT PURSUANT TO SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, TO A MAXIMUM NOMINAL
CAPITAL INCREASE OF EUR 153 MILLION, OR
APPROXIMATELY 10% OF THE CAPITAL AS AT 31
MARCH 2016 (OVERALL CEILING FOR THE
ISSUANCES WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT), WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND WITH AMOUNTS THAT MAY BE
ISSUED UNDER RESOLUTIONS ELEVEN, THIRTEEN,
FOURTEEN, FIFTEEN, SIXTEEN, SEVENTEEN, AND
NINETEEN THROUGH TO TWENTY-FIVE BEING
CHARGED AGAINST THIS AMOUNT (APPLICABLE
ONLY OUTSIDE OF PUBLIC OFFERING PERIODS)
E.13 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY UP TO
10% IN ORDER TO REMUNERATE IN-KIND
CONTRIBUTIONS OF EQUITY SECURITIES OR
SECURITIES THAT GRANT ACCESS TO THE
CAPITAL, WITH THIS AMOUNT BEING CHARGED
AGAINST THE OVERALL CEILING SET IN THE
TENTH AND EIGHTEENTH RESOLUTIONS OF THIS
MEETING, AND AGAINST THE AMOUNTS THAT MAY
BE ISSUED UNDER RESOLUTIONS ELEVEN, TWELVE,
FOURTEEN, FIFTEEN, SIXTEEN, SEVENTEEN, AND
NINETEEN THROUGH TO TWENTY-FIVE OF THIS
MEETING (APPLICABLE ONLY OUTSIDE OF PUBLIC
OFFERING PERIODS)
E.14 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR UP TO
15% OF THE PRIMARY ISSUE AND THE MAXIMUM
CAPITAL INCREASES APPLICABLE IN THE PRIMARY
ISSUE (APPLICABLE ONLY OUTSIDE OF PUBLIC
OFFERING PERIODS)
E.15 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET THE ISSUE PRICE OF EQUITY
SECURITIES TO BE ISSUED IMMEDIATELY OR IN
THE FUTURE FOR UP TO 10% OF THE SHARE
CAPITAL, BY PUBLIC OFFERING OR PRIVATE
PLACEMENT, ACCORDING TO THE TERMS
DETERMINED BY THE GENERAL MEETING, AND
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT (APPLICABLE ONLY OUTSIDE
OF PUBLIC OFFERING PERIODS)
E.16 DELEGATION OF AUTHORITY TO BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY SHARES AND
SECURITIES THAT GRANT ACCESS TO THE
COMPANY'S CAPITAL IN THE EVENT OF A PUBLIC
EXCHANGE OFFERING INITIATED BY THE COMPANY,
WITH CANCELATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND AGAINST THE AMOUNTS THAT
MAY BE ISSUED UNDER RESOLUTIONS ELEVEN
THROUGH TO FIFTEEN, SEVENTEEN, AND NINETEEN
THROUGH TO TWENTY-FIVE OF THIS MEETING
(APPLICABLE ONLY OUTSIDE OF PUBLIC OFFERING
PERIODS)
E.17 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMPANY
SHARES, WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, AS A RESULT OF
ISSUANCES BY SUBSIDIARIES OF THE COMPANY,
OF SECURITIES THAT GRANT ACCESS TO COMPANY
SHARES, WITH THIS AMOUNT BEING CHARGED
AGAINST THE OVERALL CEILING SET IN THE
TENTH AND EIGHTEENTH RESOLUTIONS OF THIS
MEETING, AND AGAINST THE AMOUNTS THAT MAY
BE ISSUED UNDER RESOLUTIONS ELEVEN THROUGH
TO SIXTEEN AND NINETEEN THROUGH TO
TWENTY-FIVE OF THIS MEETING (APPLICABLE
ONLY OUTSIDE OF PUBLIC OFFERING PERIODS)
E.18 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND ANY SECURITIES THAT
GRANT IMMEDIATE AND/OR FUTURE ACCESS TO
COMPANY SHARES OR SHARES OF ONE OF ITS
SUBSIDIARIES, WITH RETENTION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT AND/OR BY
INCORPORATING PREMIUMS, RESERVES, PROFITS,
OR OTHERS, TO A MAXIMUM NOMINAL CAPITAL
INCREASE OF EUR 506 MILLION, OR
APPROXIMATELY 33% OF THE CAPITAL AS AT 31
MARCH 2016, WITH THE AMOUNTS THAT MAY BE
ISSUED UNDER RESOLUTIONS TEN THROUGH TO
SEVENTEEN AND NINETEEN THROUGH TO
TWENTY-SEVEN OF THIS MEETING BEING CHARGED
AGAINST THIS CEILING (APPLICABLE ONLY
WITHIN PUBLIC OFFERING PERIODS)
E.19 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND ANY SECURITIES THAT
GRANT IMMEDIATE OR FUTURE ACCESS TO COMPANY
SHARES OR SHARES OF ONE OF ITS
SUBSIDIARIES, WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, BY A PUBLIC
OFFERING TO A MAXIMUM NOMINAL CAPITAL
INCREASE OF EUR 153 MILLION, OR
APPROXIMATELY 10% OF THE CAPITAL AS AT 31
MARCH 2016 (OVERALL CEILING FOR THE
ISSUANCES WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT), WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND AGAINST THE AMOUNTS THAT
MAY BE ISSUED UNDER RESOLUTIONS ELEVEN
THROUGH TO SEVENTEEN, AND TWENTY THROUGH TO
TWENTY-FIVE (APPLICABLE ONLY WITHIN PUBLIC
OFFERING PERIODS)
E.20 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING SHARES AND ANY SECURITIES THAT
GRANT IMMEDIATE OR FUTURE ACCESS TO COMPANY
SHARES OR SHARES OF ONE OF ITS
SUBSIDIARIES, WITH CANCELATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, THROUGH A
PRIVATE PLACEMENT PURSUANT TO SECTION II OF
ARTICLE L.411-2 OF THE FRENCH MONETARY AND
FINANCIAL CODE, TO A MAXIMUM NOMINAL
CAPITAL INCREASE OF EUR 153 MILLION, OR
APPROXIMATELY 10% OF THE CAPITAL AS AT 31
MARCH 2016 (OVERALL CEILING FOR THE
ISSUANCES WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT), WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND WITH AMOUNTS THAT MAY BE
ISSUED UNDER RESOLUTIONS ELEVEN THROUGH TO
SEVENTEEN, NINETEEN, TWENTY-ONE,
TWENTY-TWO, TWENTY-THREE, TWENTY- FOUR AND
TWENTY-FIVE BEING CHARGED AGAINST THIS
AMOUNT (APPLICABLE ONLY WITHIN PUBLIC
OFFERING PERIODS)
E.21 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE CAPITAL BY UP TO
10% IN ORDER TO REMUNERATE IN-KIND
CONTRIBUTIONS OF EQUITY SECURITIES OR
SECURITIES THAT GRANT ACCESS TO THE
CAPITAL, WITH THIS AMOUNT BEING CHARGED
AGAINST THE OVERALL CEILING SET IN THE
TENTH AND EIGHTEENTH RESOLUTIONS OF THIS
MEETING, AND AGAINST THE AMOUNTS THAT MAY
BE ISSUED UNDER RESOLUTIONS ELEVEN THROUGH
TO SEVENTEEN, NINETEEN, TWENTY, TWENTY-TWO,
TWENTY-THREE, TWENTY-FOUR AND TWENTY-FIVE
OF THIS MEETING (APPLICABLE ONLY WITHIN
PUBLIC OFFERING PERIODS)
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED IN THE EVENT OF A
CAPITAL INCREASE, WITH OR WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR UP TO
15% OF THE PRIMARY ISSUE AND THE MAXIMUM
CAPITAL INCREASES APPLICABLE IN THE PRIMARY
ISSUE (APPLICABLE ONLY WITHIN PUBLIC
OFFERING PERIODS)
E.23 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET THE ISSUE PRICE OF EQUITY
SECURITIES TO BE ISSUED IMMEDIATELY OR IN
THE FUTURE FOR UP TO 10% OF THE SHARE
CAPITAL, BY PUBLIC OFFERING OR BY PRIVATE
PLACEMENT, ACCORDING TO THE TERMS
DETERMINED BY THE GENERAL MEETING, AND
WITHOUT THE SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT (APPLICABLE ONLY WITHIN
PUBLIC OFFERING PERIODS)
E.24 DELEGATION OF AUTHORITY TO BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY SHARES AND
SECURITIES THAT GRANT ACCESS TO THE
COMPANY'S CAPITAL IN THE EVENT OF A PUBLIC
EXCHANGE OFFERING INITIATED BY THE COMPANY,
WITH CANCELATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND AGAINST THE AMOUNTS THAT
MAY BE ISSUED UNDER RESOLUTIONS ELEVEN
THROUGH TO SEVENTEEN AND RESOLUTIONS
NINETEEN, TWENTY, TWENTY-ONE, TWENTY-TWO,
TWENTY-THREE AND TWENTY-FIVE OF THIS
MEETING (APPLICABLE ONLY WITHIN PUBLIC
OFFERING PERIODS)
E.25 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO ISSUE COMPANY SHARES, WITHOUT
THE PRE-EMPTIVE SUBSCRIPTION RIGHT, AS A
RESULT OF ISSUANCES BY SUBSIDIARIES OF THE
COMPANY, OF SECURITIES THAT GRANT ACCESS TO
COMPANY SHARES, WITH THIS AMOUNT BEING
CHARGED AGAINST THE OVERALL CEILING SET IN
THE TENTH AND EIGHTEENTH RESOLUTIONS OF
THIS MEETING, AND AGAINST THE AMOUNTS THAT
MAY BE ISSUED UNDER RESOLUTIONS ELEVEN
THROUGH TO SEVENTEEN AND NINETEEN THROUGH
TO TWENTY-FOUR OF THIS MEETING (APPLICABLE
ONLY WITHIN PUBLIC OFFERING PERIODS)
E.26 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL BY
ISSUING EQUITY SECURITIES OR SECURITIES
THAT GRANT ACCESS TO THE COMPANY'S CAPITAL,
WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR
OF THOSE WHO ADHERE TO A COMPANY SAVINGS
SCHEME, FOR UP TO 2% OF THE CAPITAL, WITH
THIS AMOUNT BEING CHARGED AGAINST WHAT WAS
SET IN THE TENTH AND EIGHTEENTH RESOLUTIONS
E.27 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS TO INCREASE THE SHARE CAPITAL,
WITH CANCELATION OF THE SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT, IN FAVOUR
OF A CATEGORY OF BENEFICIARIES THAT ALLOWS
EMPLOYEES OF FOREIGN AFFILIATES IN THE
GROUP TO BENEFIT FROM AN EMPLOYEE SAVINGS
SCHEME, SIMILAR TO THE ONE DETAILED IN THE
PREVIOUS RESOLUTION, WITHIN THE LIMIT OF
0.5 % OF THE CAPITAL AND WITH THIS AMOUNT
BEING CHARGED AGAINST WHAT WAS SET IN THE
TENTH, EIGHTEENTH AND TWENTY-SIXTH
RESOLUTIONS
E.28 POWERS TO EXECUTE THE DECISIONS OF THE Mgmt For For
MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 934486716
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Special
Meeting Date: 06-Oct-2016
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. SUBMISSION, DISCUSSION, AND IF APPLICABLE, Mgmt Abstain
APPROVAL OF A PROPOSAL TO CARRY OUT ANY AND
ALL NECESSARY ACTIONS TO DELIST THE
COMPANY'S SHARES IN CERTAIN FOREIGN STOCK
MARKETS AND QUOTATION SYSTEMS: NASDAQ AND
LATIBEX. ADOPTION OF RESOLUTIONS THEREON.
2. SUBMISSION, DISCUSSION, AND IF APPLICABLE, Mgmt Abstain
APPROVAL OF A PROPOSAL TO OFFER TO THE
COMPANY'S SHAREHOLDERS THE OPTION TO
RECEIVE SHARES OR CASH AS PAYMENT OF THE
SECOND INSTALLMENT OF THE ORDINARY DIVIDEND
APPROVED BY THE ANNUAL GENERAL MEETING OF
SHAREHOLDERS HELD ON APRIL 18, 2016.
ADOPTION OF RESOLUTIONS THEREON.
3. APPOINTMENT OF DELEGATES TO EXECUTE, AND IF Mgmt For
APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMERICA MOVIL, S.A.B. DE C.V. Agenda Number: 934567629
--------------------------------------------------------------------------------------------------------------------------
Security: 02364W105
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: AMX
ISIN: US02364W1053
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. APPOINTMENT OR, AS THE CASE MAY BE, Mgmt For
REELECTION OF THE MEMBERS OF THE BOARD OF
DIRECTORS OF THE COMPANY THAT THE HOLDERS
OF THE SERIES "L" SHARES ARE ENTITLED TO
APPOINT. ADOPTION OF RESOLUTIONS THEREON.
2. APPOINTMENT OF DELEGATES TO EXECUTE, AND Mgmt For
IF, APPLICABLE, FORMALIZE THE RESOLUTIONS
ADOPTED BY THE MEETING. ADOPTION OF
RESOLUTIONS THEREON.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY Agenda Number: 934545231
--------------------------------------------------------------------------------------------------------------------------
Security: 025816109
Meeting Type: Annual
Meeting Date: 01-May-2017
Ticker: AXP
ISIN: US0258161092
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLENE BARSHEFSKY Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
1C. ELECTION OF DIRECTOR: URSULA M. BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1E. ELECTION OF DIRECTOR: PETER CHERNIN Mgmt For For
1F. ELECTION OF DIRECTOR: RALPH DE LA VEGA Mgmt For For
1G. ELECTION OF DIRECTOR: ANNE L. LAUVERGEON Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1I. ELECTION OF DIRECTOR: THEODORE J. LEONSIS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD C. LEVIN Mgmt For For
1K. ELECTION OF DIRECTOR: SAMUEL J. PALMISANO Mgmt For For
1L. ELECTION OF DIRECTOR: DANIEL L. VASELLA Mgmt For For
1M. ELECTION OF DIRECTOR: ROBERT D. WALTER Mgmt For For
1N. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
4. ADVISORY RESOLUTION TO APPROVE THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON THE
COMPANY'S EXECUTIVE COMPENSATION.
5. SHAREHOLDER PROPOSAL TO PERMIT SHAREHOLDERS Shr Against For
TO ACT BY WRITTEN CONSENT.
6. SHAREHOLDER PROPOSAL TO REQUIRE GENDER PAY Shr Against For
EQUITY DISCLOSURE.
--------------------------------------------------------------------------------------------------------------------------
AMERICAN INTERNATIONAL GROUP, INC. Agenda Number: 934630117
--------------------------------------------------------------------------------------------------------------------------
Security: 026874784
Meeting Type: Annual
Meeting Date: 28-Jun-2017
Ticker: AIG
ISIN: US0268747849
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1B. ELECTION OF DIRECTOR: BRIAN DUPERREAULT Mgmt For For
1C. ELECTION OF DIRECTOR: PETER R. FISHER Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN H. FITZPATRICK Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN Mgmt For For
1F. ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER Mgmt For For
1H. ELECTION OF DIRECTOR: HENRY S. MILLER Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA A. MILLS Mgmt For For
1J. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1K. ELECTION OF DIRECTOR: RONALD A. RITTENMEYER Mgmt For For
1L. ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND Mgmt For For
1M. ELECTION OF DIRECTOR: THERESA M. STONE Mgmt For For
2. TO VOTE, ON A NON-BINDING ADVISORY BASIS, Mgmt For For
TO APPROVE EXECUTIVE COMPENSATION.
3. TO ACT UPON A PROPOSAL TO AMEND AND RESTATE Mgmt For For
AIG'S AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO RESTRICT CERTAIN TRANSFERS
OF AIG COMMON STOCK IN ORDER TO PROTECT
AIG'S TAX ATTRIBUTES.
4. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
AMENDMENT TO EXTEND THE EXPIRATION OF THE
AMERICAN INTERNATIONAL GROUP, INC. TAX
ASSET PROTECTION PLAN.
5. TO ACT UPON A PROPOSAL TO RATIFY THE Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
AIG'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
AMGEN INC. Agenda Number: 934569039
--------------------------------------------------------------------------------------------------------------------------
Security: 031162100
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: AMGN
ISIN: US0311621009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DR. DAVID BALTIMORE Mgmt For For
1B. ELECTION OF DIRECTOR: MR. ROBERT A. BRADWAY Mgmt For For
1C. ELECTION OF DIRECTOR: MR. FRANCOIS DE Mgmt For For
CARBONNEL
1D. ELECTION OF DIRECTOR: MR. ROBERT A. ECKERT Mgmt For For
1E. ELECTION OF DIRECTOR: MR. GREG C. GARLAND Mgmt For For
1F. ELECTION OF DIRECTOR: MR. FRED HASSAN Mgmt For For
1G. ELECTION OF DIRECTOR: DR. REBECCA M. Mgmt For For
HENDERSON
1H. ELECTION OF DIRECTOR: MR. FRANK C. Mgmt For For
HERRINGER
1I. ELECTION OF DIRECTOR: MR. CHARLES M. Mgmt For For
HOLLEY, JR.
1J. ELECTION OF DIRECTOR: DR. TYLER JACKS Mgmt For For
1K. ELECTION OF DIRECTOR: MS. ELLEN J. KULLMAN Mgmt For For
1L. ELECTION OF DIRECTOR: DR. RONALD D. SUGAR Mgmt For For
1M. ELECTION OF DIRECTOR: DR. R. SANDERS Mgmt For For
WILLIAMS
2. TO RATIFY THE SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
3. ADVISORY VOTE TO APPROVE OUR EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER VOTES TO APPROVE EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL TO ADOPT MAJORITY Shr Against For
VOTES CAST STANDARD FOR MATTERS PRESENTED
BY STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV Agenda Number: 707875273
--------------------------------------------------------------------------------------------------------------------------
Security: B639CJ108
Meeting Type: MIX
Meeting Date: 26-Apr-2017
Ticker:
ISIN: BE0974293251
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1.A RECEIVE SPECIAL BOARD REPORT Non-Voting
A.1.B RENEW AUTHORIZATION TO INCREASE SHARE Mgmt For For
CAPITAL UP TO 3 PERCENT OF ISSUED SHARE
CAPITAL
B.1 MANAGEMENT REPORT REGARDING THE OLD Non-Voting
ANHEUSER-BUSCH INBEV SA/NV
B.2 REPORT BY THE STATUTORY AUDITOR REGARDING Non-Voting
THE OLD AB INBEV
B.3 APPROVAL OF THE ACCOUNTS OF THE OLD AB Mgmt For For
INBEV
B.4 APPROVE DISCHARGE TO THE DIRECTORS OF THE Mgmt For For
OLD AB INBEV
B.5 APPROVE DISCHARGE OF AUDITORS OF THE OLD AB Mgmt For For
INBEV
B.6 RECEIVE DIRECTORS' REPORTS Non-Voting
B.7 RECEIVE AUDITORS' REPORTS Non-Voting
B.8 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
B.9 ADOPT FINANCIAL STATEMENTS Mgmt For For
B.10 APPROVE DISCHARGE TO THE DIRECTORS Mgmt For For
B.11 APPROVE DISCHARGE OF AUDITORS Mgmt For For
B12.A ELECT M.J. BARRINGTON AS DIRECTOR Mgmt For For
B12.B ELECT W.F. GIFFORD JR. AS DIRECTOR Mgmt For For
B12.C ELECT A. SANTO DOMINGO DAVILA AS DIRECTOR Mgmt For For
B13.A APPROVE REMUNERATION REPORT Mgmt For For
B13.B APPROVE REMUNERATION OF DIRECTORS Mgmt For For
B13.C APPROVE NON-EXECUTIVE DIRECTOR STOCK OPTION Mgmt For For
GRANTS
C.1 AUTHORIZE IMPLEMENTATION OF APPROVED Mgmt For For
RESOLUTIONS AND FILING OF REQUIRED
DOCUMENTS/FORMALITIES AT TRADE REGISTRY
--------------------------------------------------------------------------------------------------------------------------
ANHEUSER-BUSCH INBEV SA/NV, BRUXELLES Agenda Number: 707344002
--------------------------------------------------------------------------------------------------------------------------
Security: B6399C107
Meeting Type: EGM
Meeting Date: 28-Sep-2016
Ticker:
ISIN: BE0003793107
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
1 APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
THE TRANSACTION, INCLUDING THE ACQUISITION
BY AB INBEV OF THE SHARES OF NEWBELCO AT A
PRICE OF GBP 0.45 EACH UNDER THE BELGIAN
OFFER, FOR A VALUE EXCEEDING ONE THIRD OF
THE CONSOLIDATED ASSETS OF AB INBEV
2 ACKNOWLEDGEMENT BY THE SHAREHOLDERS OF THE Non-Voting
FOLLOWING DOCUMENTS, OF WHICH THEY CAN
OBTAIN A COPY FREE OF CHARGE: THE COMMON
DRAFT TERMS OF MERGER DRAWN UP BY THE
BOARDS OF DIRECTORS OF THE MERGING
COMPANIES IN ACCORDANCE WITH ARTICLE 693 OF
THE BELGIAN COMPANIES CODE (THE "MERGER
TERMS"); THE REPORT PREPARED BY THE BOARD
OF DIRECTORS OF THE COMPANY IN ACCORDANCE
WITH ARTICLE 694 OF THE BELGIAN COMPANIES
CODE; THE REPORT PREPARED BY THE STATUTORY
AUDITOR OF THE COMPANY IN ACCORDANCE WITH
ARTICLE 695 OF THE BELGIAN COMPANIES CODE
3 COMMUNICATION REGARDING SIGNIFICANT CHANGES Non-Voting
IN THE ASSETS AND LIABILITIES OF THE
MERGING COMPANIES BETWEEN THE DATE OF THE
MERGER TERMS AND THE DATE OF THE
SHAREHOLDERS' MEETING, IN ACCORDANCE WITH
ARTICLE 696 OF THE BELGIAN COMPANIES CODE
4 APPROVE (I) THE MERGER TERMS, (II) THE Mgmt For For
BELGIAN MERGER, SUBJECT TO THE CONDITIONS
SET OUT IN THE MERGER TERMS AND EFFECTIVE
UPON PASSING OF THE FINAL NOTARIAL DEED,
AND (III) THE DISSOLUTION WITHOUT
LIQUIDATION OF AB INBEV UPON COMPLETION OF
THE BELGIAN MERGER
5 APPROVE, IN ACCORDANCE WITH ARTICLE 23 OF Mgmt For For
THE ARTICLES OF ASSOCIATION OF THE COMPANY,
(I) THE DELISTING OF THE SECURITIES OF THE
COMPANY FROM EURONEXT BRUSSELS, (II) THE
DELISTING OF THE SECURITIES OF THE COMPANY
FROM THE JOHANNESBURG STOCK EXCHANGE, AND
(III) THE CANCELLATION OF THE REGISTRATION
OF THE SECURITIES OF THE COMPANY WITH THE
NATIONAL SECURITIES REGISTRY (RNV)
MAINTAINED BY THE MEXICAN SECURITIES AND
BANKING COMMISSION (COMISION NACIONAL
BANCARIA Y DE VALORES OR CNBV) AND THE
DELISTING OF SUCH SECURITIES FROM THE BOLSA
MEXICANA DE VALORES, S.A.B. DE C.V. (BMV),
ALL SUCH DELISTINGS AND CANCELLATION OF
REGISTRATION SUBJECT TO AND WITH EFFECT AS
OF COMPLETION OF THE BELGIAN MERGER
6 APPROVE THE DELEGATION OF POWERS TO: (I) Mgmt For For
ANY DIRECTOR OF THE COMPANY FROM TIME TO
TIME, SABINE CHALMERS, LUCAS LIRA, BENOIT
LOORE, ANN RANDON, PATRICIA FRIZO, GERT
BOULANGE, JAN VANDERMEERSCH, PHILIP GORIS
AND ROMANIE DENDOOVEN (EACH AN "AUTHORISED
PERSON"), EACH ACTING TOGETHER WITH ANOTHER
AUTHORISED PERSON, TO ACKNOWLEDGE BY
NOTARIAL DEED THE COMPLETION OF THE BELGIAN
MERGER AFTER COMPLETION OF THE CONDITIONS
PRECEDENT SET OUT IN THE MERGER TERMS; (II)
THE BOARD OF DIRECTORS FOR THE
IMPLEMENTATION OF THE RESOLUTIONS PASSED;
AND (III) BENOIT LOORE, ANN RANDON,
PATRICIA FRIZO, GERT BOULANGE, JAN
VANDERMEERSCH, PHILIP GORIS, ROMANIE
DENDOOVEN, PHILIP VAN NEVEL AND ELS DE
TROYER, EACH ACTING ALONE AND WITH POWER TO
SUB-DELEGATE, THE POWER TO PROCEED TO ALL
FORMALITIES AT A BUSINESS DESK IN ORDER TO
PERFORM THE INSCRIPTION AND/OR THE
MODIFICATION OF THE COMPANY'S DATA IN THE
CROSSROAD BANK OF LEGAL ENTITIES AND, IF
NECESSARY, AT THE ADMINISTRATION FOR THE
VALUE ADDED TAX
--------------------------------------------------------------------------------------------------------------------------
APPLIED MATERIALS, INC. Agenda Number: 934525087
--------------------------------------------------------------------------------------------------------------------------
Security: 038222105
Meeting Type: Annual
Meeting Date: 09-Mar-2017
Ticker: AMAT
ISIN: US0382221051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JUDY BRUNER Mgmt For For
1B. ELECTION OF DIRECTOR: XUN (ERIC) CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: AART J. DE GEUS Mgmt For For
1D. ELECTION OF DIRECTOR: GARY E. DICKERSON Mgmt For For
1E. ELECTION OF DIRECTOR: STEPHEN R. FORREST Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. IANNOTTI Mgmt For For
1G. ELECTION OF DIRECTOR: ALEXANDER A. KARSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ADRIANNA C. MA Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS D. POWELL Mgmt For For
2. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt For For
COMPENSATION OF APPLIED MATERIALS' NAMED
EXECUTIVE OFFICERS FOR FISCAL YEAR 2016.
3. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF SECTION
162(M) AND AN ANNUAL LIMIT ON AWARDS TO
NON-EMPLOYEE DIRECTORS UNDER THE AMENDED
AND RESTATED EMPLOYEE STOCK INCENTIVE PLAN.
5. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR PURPOSES OF SECTION
162(M) UNDER THE AMENDED AND RESTATED
SENIOR EXECUTIVE BONUS PLAN.
6. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS APPLIED MATERIALS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017.
--------------------------------------------------------------------------------------------------------------------------
ASHTEAD GROUP PLC, LONDON Agenda Number: 707283886
--------------------------------------------------------------------------------------------------------------------------
Security: G05320109
Meeting Type: AGM
Meeting Date: 07-Sep-2016
Ticker:
ISIN: GB0000536739
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIVING REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
REPORT EXCLUDING REMUNERATION POLICY
3 APPROVAL OF THE DIRECTORS REMUNERATION Mgmt For For
POLICY
4 DECLARATION OF A FINAL DIVIDEND :18.5 PENCE Mgmt For For
PER ORDINARY SHARE
5 RE-ELECTION OF CHRIS COLE Mgmt For For
6 RE-ELECTION OF GEOFF DRABBLE Mgmt For For
7 RE-ELECTION OF BRENDAN HORGAN Mgmt For For
8 RE-ELECTION OF SAT DHAIWAL Mgmt For For
9 RE-ELECTION OF SUZANNE WOOD Mgmt For For
10 RE-ELECTION OF IAN SUTCLIFFE Mgmt For For
11 RE-ELECTION OF WAYNE EDMUNDS Mgmt For For
12 ELECTION OF LUCINDA RICHES Mgmt For For
13 ELECTION OF TANYA FRATTO Mgmt For For
14 REAPPOINTMENT OF AUDITOR : DELOITTE LLP Mgmt For For
15 AUTHORITY TO SET THE REMUNERATION OF THE Mgmt For For
AUDITOR
16 DIRECTORS AUTHORITY TO ALLOT SHARES Mgmt For For
17 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
18 ADDITIONAL DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS
19 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
CMMT 21 JUL 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS 4 AND 14. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ASML HOLDING NV, VELDHOVEN Agenda Number: 707844204
--------------------------------------------------------------------------------------------------------------------------
Security: N07059202
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: NL0010273215
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING Non-Voting
2 OVERVIEW OF THE COMPANY'S BUSINESS, Non-Voting
FINANCIAL SITUATION AND SUSTAINABILITY
3 DISCUSSION OF THE IMPLEMENTATION OF THE Non-Voting
REMUNERATION POLICY FOR THE BOARD OF
MANAGEMENT
4 PROPOSAL TO ADOPT THE FINANCIAL STATEMENTS Mgmt For For
OF THE COMPANY FOR THE FINANCIAL YEAR 2016,
AS PREPARED IN ACCORDANCE WITH DUTCH LAW
5 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
BOARD OF MANAGEMENT FROM LIABILITY FOR
THEIR RESPONSIBILITIES IN THE FINANCIAL
YEAR 2016
6 PROPOSAL TO DISCHARGE THE MEMBERS OF THE Mgmt For For
SUPERVISORY BOARD FROM LIABILITY FOR THEIR
RESPONSIBILITIES IN THE FINANCIAL YEAR 2016
7 CLARIFICATION OF THE COMPANY'S RESERVES AND Non-Voting
DIVIDEND POLICY
8 PROPOSAL TO ADOPT A DIVIDEND OF EUR 1.20 Mgmt For For
PER ORDINARY SHARE
9 PROPOSAL TO ADOPT THE REVISED REMUNERATION Mgmt For For
POLICY FOR THE BOARD OF MANAGEMENT
10 PROPOSAL TO APPROVE THE NUMBER OF SHARES Mgmt For For
FOR THE BOARD OF MANAGEMENT
11 PROPOSAL TO APPROVE THE NUMBER OF STOCK Mgmt For For
OPTIONS AND/OR SHARES FOR EMPLOYEES
12 DISCUSS MANAGEMENT BOARD COMPOSITION AND Non-Voting
RECEIVE INFORMATION ON INTENDED APPOINTMENT
OF FIRST VAN HOUT TO MANAGEMENT BOARD
13.A COMPOSITION OF THE SUPERVISORY BOARD : Mgmt For For
PROPOSAL TO REAPPOINT MS. P.F.M. (PAULINE)
VAN DER MEER MOHR AS MEMBER OF THE
SUPERVISORY BOARD
13.B COMPOSITION OF THE SUPERVISORY BOARD : Mgmt For For
PROPOSAL TO REAPPOINT MS. C.M.S. (CARLA)
SMITS-NUSTELING AS MEMBER OF THE
SUPERVISORY BOARD
13.C COMPOSITION OF THE SUPERVISORY BOARD : Mgmt For For
PROPOSAL TO REAPPOINT MR. D.A. (DOUG) GROSE
AS MEMBER OF THE SUPERVISORY BOARD
13.D COMPOSITION OF THE SUPERVISORY BOARD : Mgmt For For
PROPOSAL TO REAPPOINT MR. W.H. (WOLFGANG)
ZIEBART AS MEMBER OF THE SUPERVISORY BOARD
13.E COMPOSITION OF THE SUPERVISORY BOARD : Non-Voting
COMPOSITION OF THE SUPERVISORY BOARD IN
2018
14 PROPOSAL TO ADJUST THE REMUNERATION OF THE Mgmt For For
SUPERVISORY BOARD
15 PROPOSAL TO APPOINT KPMG ACCOUNTANTS N.V. Mgmt For For
AS EXTERNAL AUDITOR FOR THE REPORTING YEAR
2018
16.A PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS : AUTHORIZATION TO ISSUE
ORDINARY SHARES OR GRANT RIGHTS TO
SUBSCRIBE FOR ORDINARY SHARES (5%)
16.B PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS : AUTHORIZATION TO RESTRICT OR
EXCLUDE PRE-EMPTION RIGHTS WITH REGARDS TO
16A
16.C PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS : AUTHORIZATION TO ISSUE
SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR
ORDINARY SHARES IN CONNECTION WITH OR ON
THE OCCASION OF MERGERS, ACQUISITIONS
AND/OR (STRATEGIC) ALLIANCES (5%)
16.D PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ISSUE ORDINARY SHARES OR
GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY
SHARES, AS WELL AS TO RESTRICT OR EXCLUDE
THE PRE-EMPTION RIGHTS ACCRUING TO
SHAREHOLDERS : AUTHORIZATION TO RESTRICT OR
EXCLUDE PRE-EMPTION RIGHTS WITH REGARDS TO
16C
17.A PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE ORDINARY SHARES :
AUTHORIZATION TO REPURCHASE ORDINARY SHARES
UP TO 10% OF THE ISSUED SHARE CAPITAL
17.B PROPOSALS TO AUTHORIZE THE BOARD OF Mgmt For For
MANAGEMENT TO ACQUIRE ORDINARY SHARES :
AUTHORIZATION TO REPURCHASE ADDITIONAL
ORDINARY SHARES UP TO 10% OF THE ISSUED
SHARE CAPITAL
18 PROPOSAL TO CANCEL ORDINARY SHARES Mgmt For For
19 ANY OTHER BUSINESS Non-Voting
20 CLOSING Non-Voting
CMMT 20 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 12. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
AZIMUT HOLDING SPA, MILANO Agenda Number: 707936348
--------------------------------------------------------------------------------------------------------------------------
Security: T0783G106
Meeting Type: OGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: IT0003261697
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVE FINANCIAL STATEMENTS, STATUTORY Mgmt For For
REPORTS, AND ALLOCATION OF INCOME
2.1 ELECT SERGIO ALBARELLI AS DIRECTOR Mgmt For For
2.2 ELECT ALESSANDRO ZAMBOTTI AS DIRECTOR Mgmt For For
3 AUTHORIZE SHARE REPURCHASE PROGRAM AND Mgmt For For
REISSUANCE OF REPURCHASED SHARES
4.1 APPROVE INCREASE IN FIXED VARIABLE Mgmt For For
COMPENSATION RATIO
4.2 APPROVE REMUNERATION POLICY Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BAE SYSTEMS PLC, LONDON Agenda Number: 707937403
--------------------------------------------------------------------------------------------------------------------------
Security: G06940103
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: GB0002634946
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION POLICY Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4 APPROVE FINAL DIVIDEND Mgmt For For
5 RE-ELECT SIR ROGER CARR AS DIRECTOR Mgmt For For
6 RE-ELECT ELIZABETH CORLEY AS DIRECTOR Mgmt For For
7 RE-ELECT JERRY DEMURO AS DIRECTOR Mgmt For For
8 RE-ELECT HARRIET GREEN AS DIRECTOR Mgmt For For
9 RE-ELECT CHRISTOPHER GRIGG AS DIRECTOR Mgmt For For
10 RE-ELECT IAN KING AS DIRECTOR Mgmt For For
11 RE-ELECT PETER LYNAS AS DIRECTOR Mgmt For For
12 RE-ELECT PAULA REYNOLDS AS DIRECTOR Mgmt For For
13 RE-ELECT NICHOLAS ROSE AS DIRECTOR Mgmt For For
14 RE-ELECT IAN TYLER AS DIRECTOR Mgmt For For
15 ELECT CHARLES WOODBURN AS DIRECTOR Mgmt For For
16 REAPPOINT KPMG LLP AS AUDITORS Mgmt For For
17 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
18 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
19 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt For For
RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION Agenda Number: 934543453
--------------------------------------------------------------------------------------------------------------------------
Security: 060505104
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: BAC
ISIN: US0605051046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SHARON L. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: SUSAN S. BIES Mgmt For For
1C. ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. Mgmt For For
1D. ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. Mgmt For For
1E. ELECTION OF DIRECTOR: PIERRE J.P. DE WECK Mgmt For For
1F. ELECTION OF DIRECTOR: ARNOLD W. DONALD Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. HUDSON Mgmt For For
1H. ELECTION OF DIRECTOR: MONICA C. LOZANO Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS J. MAY Mgmt For For
1J. ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN Mgmt For For
1K. ELECTION OF DIRECTOR: LIONEL L. NOWELL, III Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: THOMAS D. WOODS Mgmt For For
1N. ELECTION OF DIRECTOR: R. DAVID YOST Mgmt For For
2. APPROVING OUR EXECUTIVE COMPENSATION (AN Mgmt For For
ADVISORY, NON-BINDING "SAY ON PAY"
RESOLUTION)
3. A VOTE ON THE FREQUENCY OF FUTURE ADVISORY Mgmt 1 Year For
"SAY ON PAY" RESOLUTIONS (AN ADVISORY,
NON-BINDING "SAY ON FREQUENCY" RESOLUTION)
4. RATIFYING THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
5. STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT Shr Against For
6. STOCKHOLDER PROPOSAL - DIVESTITURE & Shr Against For
DIVISION STUDY SESSIONS
7. STOCKHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
8. STOCKHOLDER PROPOSAL - REPORT CONCERNING Shr Against For
GENDER PAY EQUITY
--------------------------------------------------------------------------------------------------------------------------
BARRICK GOLD CORPORATION Agenda Number: 934553264
--------------------------------------------------------------------------------------------------------------------------
Security: 067901108
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: ABX
ISIN: CA0679011084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
G.A. CISNEROS Mgmt For For
G.G. CLOW Mgmt For For
G.A. DOER Mgmt For For
K.P.M. DUSHNISKY Mgmt For For
J.M. EVANS Mgmt For For
B.L. GREENSPUN Mgmt For For
J.B. HARVEY Mgmt For For
N.H.O. LOCKHART Mgmt For For
P. MARCET Mgmt For For
D.F. MOYO Mgmt For For
A. MUNK Mgmt For For
J.R.S. PRICHARD Mgmt For For
S.J. SHAPIRO Mgmt For For
J.L. THORNTON Mgmt For For
E.L. THRASHER Mgmt For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR
OF BARRICK AND AUTHORIZING THE DIRECTORS TO
FIX ITS REMUNERATION
03 ADVISORY RESOLUTION ON EXECUTIVE Mgmt For For
COMPENSATION APPROACH
--------------------------------------------------------------------------------------------------------------------------
BAXTER INTERNATIONAL INC. Agenda Number: 934548960
--------------------------------------------------------------------------------------------------------------------------
Security: 071813109
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: BAX
ISIN: US0718131099
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOSE (JOE) ALMEIDA Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS F. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN D. FORSYTH Mgmt For For
1D. ELECTION OF DIRECTOR: MUNIB ISLAM Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL F. MAHONEY Mgmt For For
1F. ELECTION OF DIRECTOR: CAROLE J. SHAPAZIAN Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS T. STALLKAMP Mgmt For For
1H. ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION ADVISORY VOTES
4. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
5. STOCKHOLDER PROPOSAL - PROXY ACCESS BYLAW Shr Against For
AMENDMENT TO INCREASE AGGREGATION CAP
--------------------------------------------------------------------------------------------------------------------------
BIOGEN INC. Agenda Number: 934600568
--------------------------------------------------------------------------------------------------------------------------
Security: 09062X103
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: BIIB
ISIN: US09062X1037
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ALEXANDER J. DENNER Mgmt For For
1B. ELECTION OF DIRECTOR: CAROLINE D. DORSA Mgmt For For
1C. ELECTION OF DIRECTOR: NANCY L. LEAMING Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD C. MULLIGAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT W. PANGIA Mgmt For For
1F. ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS Mgmt For For
1G. ELECTION OF DIRECTOR: BRIAN S. POSNER Mgmt For For
1H. ELECTION OF DIRECTOR: ERIC K. ROWINSKY Mgmt For For
1I. ELECTION OF DIRECTOR: LYNN SCHENK Mgmt For For
1J. ELECTION OF DIRECTOR: STEPHEN A. SHERWIN Mgmt For For
1K. ELECTION OF DIRECTOR: MICHEL VOUNATSOS Mgmt For For
2. TO RATIFY THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING DECEMBER
31, 2017.
3. SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON Mgmt For For
EXECUTIVE COMPENSATION.
4. SAY WHEN ON PAY - TO APPROVE AN ADVISORY Mgmt 1 Year For
VOTE ON THE FREQUENCY OF THE ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
5. TO APPROVE THE BIOGEN INC. 2017 OMNIBUS Mgmt For For
EQUITY PLAN.
--------------------------------------------------------------------------------------------------------------------------
BNP PARIBAS SA Agenda Number: 707813083
--------------------------------------------------------------------------------------------------------------------------
Security: F1058Q238
Meeting Type: MIX
Meeting Date: 23-May-2017
Ticker:
ISIN: FR0000131104
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU.
CMMT 15 MAR 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0306/201703061700430.pdf
,https://balo.journal-officiel.gouv.fr/pdf/
2017/0315/201703151700550.pdf, PLEASE NOTE
THAT THIS IS A REVISION DUE TO ADDITION OF
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016 AND PAYMENT OF
DIVIDEND: EUR 2.70 PER SHARE
O.4 APPROVAL OF THE STATUTORY AUDITORS' SPECIAL Mgmt For For
REPORT ON THE AGREEMENTS AND COMMITMENTS
GOVERNED BY ARTICLES L.225-38 AND FOLLOWING
THE FRENCH COMMERCIAL CODE
O.5 AUTHORISATION FOR THE COMPANY TO PURCHASE Mgmt For For
ITS OWN SHARES
O.6 RENEWAL OF THE TERM OF MR JEAN LEMIERRE AS Mgmt For For
A DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MONIQUE COHEN AS Mgmt For For
A DIRECTOR
O.8 RENEWAL OF THE TERM OF MS DANIELA SCHWARZER Mgmt For For
AS A DIRECTOR
O.9 RENEWAL OF THE TERM OF MS FIELDS Mgmt For For
WICKER-MIURIN AS A DIRECTOR
O.10 APPOINTMENT OF MR JACQUES ASCHENBROICH AS A Mgmt For For
DIRECTOR TO REPLACE MR JEAN-FRANCOIS
LEPETIT
O.11 APPROVAL OF THE ELEMENTS OF THE Mgmt For For
COMPENSATION POLICY THAT ARE APPLICABLE TO
THE CHAIRMAN OF THE BOARD OF DIRECTORS
O.12 VOTE ON THE ELEMENTS OF THE COMPENSATION Mgmt For For
POLICY APPLICABLE TO THE MANAGING DIRECTOR
AND TO THE DEPUTY GENERAL MANAGER
O.13 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN LEMIERRE, CHAIRMAN OF THE
BOARD OF DIRECTORS, FOR THE 2016 FINANCIAL
YEAR - RECOMMENDATION OF SECTION 26.2 OF
THE FRENCH AFEP-MEDEF CODE
O.14 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN-LAURENT BONNAFE, MANAGING
DIRECTOR, FOR THE 2016 FINANCIAL YEAR -
RECOMMENDATION OF SECTION 26.2 OF THE
FRENCH AFEP-MEDEF CODE
O.15 ADVISORY VOTE ON THE COMPENSATION OWED OR Mgmt For For
PAID TO MR PHILIPPE BORDENAVE, DEPUTY
GENERAL MANAGER, FOR THE 2016 FINANCIAL
YEAR - RECOMMENDATION OF SECTION 26.2 OF
THE FRENCH AFEP-MEDEF CODE
O.16 ADVISORY VOTE ON THE TOTAL COMPENSATION OF Mgmt For For
ALL KINDS PAID DURING THE 2016 FINANCIAL
YEAR TO THE EFFECTIVE DIRECTORS AND CERTAIN
CATEGORIES OF EMPLOYEES - ARTICLE L.511-73
OF THE FRENCH MONETARY AND FINANCIAL CODE
E.17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING SHARES
E.18 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
BP PLC, LONDON Agenda Number: 708008051
--------------------------------------------------------------------------------------------------------------------------
Security: G12793108
Meeting Type: AGM
Meeting Date: 17-May-2017
Ticker:
ISIN: GB0007980591
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS Mgmt For For
2 DIRECTORS' REMUNERATION REPORT Mgmt For For
3 DIRECTORS' REMUNERATION POLICY Mgmt For For
4 TO RE-ELECT MR R W DUDLEY AS A DIRECTOR Mgmt For For
5 TO RE-ELECT DR B GILVARY AS A DIRECTOR Mgmt For For
6 TO ELECT MR N S ANDERSEN AS A DIRECTOR Mgmt For For
7 TO RE-ELECT MR P M ANDERSON AS A DIRECTOR Mgmt For For
8 TO RE-ELECT MR A BOECKMANN AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ADMIRAL F L BOWMAN AS A Mgmt For For
DIRECTOR
10 TO RE-ELECT MR I E L DAVIS AS A DIRECTOR Mgmt For For
11 TO RE-ELECT PROFESSOR DAME ANN DOWLING AS A Mgmt For For
DIRECTOR
12 TO ELECT MS M B MEYER AS A DIRECTOR Mgmt For For
13 TO RE-ELECT MR B R NELSON AS A DIRECTOR Mgmt For For
14 TO RE-ELECT MRS P R REYNOLDS AS A DIRECTOR Mgmt For For
15 TO RE-ELECT SIR JOHN SAWERS AS A DIRECTOR Mgmt For For
16 TO RE-ELECT MR C-H SVANBERG AS A DIRECTOR Mgmt For For
17 REAPPOINTMENT OF AUDITORS: ERNST & YOUNG Mgmt For For
LLP
18 POLITICAL DONATIONS AND POLITICAL Mgmt For For
EXPENDITURE
19 DIRECTORS' AUTHORITY TO ALLOT SHARES Mgmt For For
(SECTION 551)
20 AUTHORITY FOR DISAPPLICATION OF PRE-EMPTION Mgmt For For
RIGHTS (SECTION 561)
21 ADDITIONAL AUTHORITY FOR DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS (SECTION 561)
22 SHARE BUYBACK Mgmt For For
23 NOTICE OF GENERAL MEETINGS: TO AUTHORIZE Mgmt For For
THE CALLING OF GENERAL MEETINGS OF THE
COMPANY (NOT BEING AN ANNUAL GENERAL
MEETING) BY NOTICE OF AT LEAST 14 CLEAR
DAYS
--------------------------------------------------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC, LONDON Agenda Number: 707861844
--------------------------------------------------------------------------------------------------------------------------
Security: G1510J102
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: GB0002875804
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF THE 2016 ANNUAL REPORT AND Mgmt For For
ACCOUNTS
2 APPROVAL OF THE 2016 DIRECTORS' Mgmt For For
REMUNERATION REPORT
3 DECLARATION OF THE FINAL DIVIDEND FOR 2016: Mgmt For For
118.1P PER ORDINARY SHARE
4 REAPPOINTMENT OF THE AUDITORS: KPMG LLP Mgmt For For
5 AUTHORITY FOR THE AUDIT COMMITTEE TO AGREE Mgmt For For
THE AUDITORS' REMUNERATION
6 RE-ELECTION OF RICHARD BURROWS AS A Mgmt For For
DIRECTOR
7 RE-ELECTION OF NICANDRO DURANTE AS A Mgmt For For
DIRECTOR
8 RE-ELECTION OF SUE FARR AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF ANN GODBEHERE AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF SAVIO KWAN AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF DR PEDRO MALAN AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF DIMITRI PANAYOTOPOULOS AS A Mgmt For For
DIRECTOR
13 RE-ELECTION OF KIERAN POYNTER AS A DIRECTOR Mgmt For For
14 RE-ELECTION OF BEN STEVENS AS A DIRECTOR Mgmt For For
15 ELECTION OF DR MARION HELMES AS A DIRECTOR Mgmt For For
WHO HAS BEEN APPOINTED SINCE THE LAST
ANNUAL GENERAL MEETING
16 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
ALLOT SHARES
17 RENEWAL OF THE DIRECTORS' AUTHORITY TO Mgmt For For
DISAPPLY PRE-EMPTION RIGHTS
18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS Mgmt For For
OWN SHARES
19 AUTHORITY TO MAKE DONATIONS TO POLITICAL Mgmt For For
ORGANISATIONS AND TO INCUR POLITICAL
EXPENDITURE
20 NOTICE PERIOD FOR GENERAL MEETINGS Mgmt For For
CMMT 03 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF TEXT IN
RESOLUTION 3. IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
BROADCOM LIMITED Agenda Number: 934531977
--------------------------------------------------------------------------------------------------------------------------
Security: Y09827109
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: AVGO
ISIN: SG9999014823
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MR. HOCK E. TAN Mgmt For For
1B. ELECTION OF DIRECTOR: MR. JAMES V. DILLER Mgmt For For
1C. ELECTION OF DIRECTOR: MR. LEWIS C. Mgmt For For
EGGEBRECHT
1D. ELECTION OF DIRECTOR: MR. KENNETH Y. HAO Mgmt For For
1E. ELECTION OF DIRECTOR: MR. EDDY W. Mgmt For For
HARTENSTEIN
1F. ELECTION OF DIRECTOR: MR. CHECK KIAN LOW Mgmt For For
1G. ELECTION OF DIRECTOR: MR. DONALD MACLEOD Mgmt For For
1H. ELECTION OF DIRECTOR: MR. PETER J. MARKS Mgmt For For
1I. ELECTION OF DIRECTOR: DR. HENRY SAMUELI Mgmt For For
2. TO APPROVE THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR
THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND
TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS
REMUNERATION, AS SET FORTH IN BROADCOM'S
NOTICE OF, AND PROXY STATEMENT RELATING TO,
ITS 2017 ANNUAL GENERAL MEETING.
3. TO APPROVE THE GENERAL AUTHORIZATION FOR Mgmt For For
THE DIRECTORS OF BROADCOM TO ALLOT AND
ISSUE SHARES IN OUR CAPITAL, AS SET FORTH
IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
4. TO APPROVE THE COMPENSATION OF BROADCOM'S Mgmt For For
NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN
"COMPENSATION DISCUSSION AND ANALYSIS" AND
IN THE COMPENSATION TABLES AND ACCOMPANYING
NARRATIVE DISCLOSURE UNDER "EXECUTIVE
COMPENSATION" IN BROADCOM'S PROXY STATEMENT
RELATING TO ITS 2017 ANNUAL GENERAL
MEETING.
5. TO RECOMMEND THAT A NON-BINDING, ADVISORY Mgmt 1 Year For
VOTE TO APPROVE THE COMPENSATION OF THE
BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT
TO SHAREHOLDERS FOR THEIR CONSIDERATION
EVERY: ONE; TWO; OR THREE YEARS, AS SET
FORTH IN BROADCOM'S NOTICE OF, AND PROXY
STATEMENT RELATING TO, ITS 2017 ANNUAL
GENERAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
CANON INC. Agenda Number: 707810289
--------------------------------------------------------------------------------------------------------------------------
Security: J05124144
Meeting Type: AGM
Meeting Date: 30-Mar-2017
Ticker:
ISIN: JP3242800005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Mitarai, Fujio Mgmt For For
2.2 Appoint a Director Maeda, Masaya Mgmt For For
2.3 Appoint a Director Tanaka, Toshizo Mgmt For For
2.4 Appoint a Director Matsumoto, Shigeyuki Mgmt For For
2.5 Appoint a Director Homma, Toshio Mgmt For For
2.6 Appoint a Director Saida, Kunitaro Mgmt For For
2.7 Appoint a Director Kato, Haruhiko Mgmt For For
3 Appoint a Corporate Auditor Yoshida, Mgmt For For
Hiroshi
4 Approve Payment of Bonuses to Directors Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CARNIVAL CORPORATION Agenda Number: 934529922
--------------------------------------------------------------------------------------------------------------------------
Security: 143658300
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: CCL
ISIN: PA1436583006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO RE-ELECT MICKY ARISON AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
2. TO RE-ELECT SIR JONATHON BAND AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
3. TO ELECT HELEN DEEBLE AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
4. TO RE-ELECT ARNOLD W. DONALD AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
5. TO RE-ELECT RICHARD J. GLASIER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
6. TO RE-ELECT DEBRA KELLY-ENNIS AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
7. TO RE-ELECT SIR JOHN PARKER AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
8. TO RE-ELECT STUART SUBOTNICK AS A DIRECTOR Mgmt For For
OF CARNIVAL CORPORATION AND AS A DIRECTOR
OF CARNIVAL PLC.
9. TO RE-ELECT LAURA WEIL AS A DIRECTOR OF Mgmt For For
CARNIVAL CORPORATION AND AS A DIRECTOR OF
CARNIVAL PLC.
10. TO RE-ELECT RANDALL J. WEISENBURGER AS A Mgmt For For
DIRECTOR OF CARNIVAL CORPORATION AND AS A
DIRECTOR OF CARNIVAL PLC.
11. TO HOLD A (NON-BINDING) ADVISORY VOTE TO Mgmt For For
APPROVE EXECUTIVE COMPENSATION (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO U.S. COMPANIES).
12. TO HOLD A (NON-BINDING) ADVISORY VOTE TO Mgmt 1 Year For
DETERMINE HOW FREQUENTLY THE SHAREHOLDERS
OF CARNIVAL CORPORATION & PLC SHOULD BE
PROVIDED WITH A NON-BINDING ADVISORY VOTE
TO APPROVE EXECUTIVE COMPENSATION (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO U.S. COMPANIES).
13. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION REPORT (OTHER THAN THE
CARNIVAL PLC DIRECTORS' REMUNERATION POLICY
SET OUT IN SECTION B OF PART II OF THE
CARNIVAL PLC DIRECTORS' REMUNERATION
REPORT) (IN ACCORDANCE WITH LEGAL
REQUIREMENTS APPLICABLE TO UK COMPANIES).
14. TO APPROVE THE CARNIVAL PLC DIRECTORS' Mgmt For For
REMUNERATION POLICY SET OUT IN SECTION B OF
PART II OF THE CARNIVAL PLC DIRECTORS'
REMUNERATION REPORT (IN ACCORDANCE WITH
LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES).
15. TO RE-APPOINT THE UK FIRM OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
AUDITORS FOR CARNIVAL PLC AND TO RATIFY THE
SELECTION OF THE U.S. FIRM OF
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED CERTIFIED PUBLIC
ACCOUNTING FIRM FOR CARNIVAL CORPORATION.
16. TO AUTHORIZE THE AUDIT COMMITTEE OF Mgmt For For
CARNIVAL PLC TO AGREE THE REMUNERATION OF
THE INDEPENDENT AUDITORS OF CARNIVAL PLC.
17. TO RECEIVE THE UK ACCOUNTS AND REPORTS OF Mgmt For For
THE DIRECTORS AND AUDITORS OF CARNIVAL PLC
FOR THE YEAR ENDED NOVEMBER 30, 2016 (IN
ACCORDANCE WITH LEGAL REQUIREMENTS
APPLICABLE TO UK COMPANIES).
18. TO APPROVE THE GIVING OF AUTHORITY FOR THE Mgmt For For
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
19. TO APPROVE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN RELATION TO THE
ALLOTMENT OF NEW SHARES BY CARNIVAL PLC (IN
ACCORDANCE WITH CUSTOMARY PRACTICE FOR UK
COMPANIES).
20. TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL Mgmt For For
PLC TO BUY BACK CARNIVAL PLC ORDINARY
SHARES IN THE OPEN MARKET (IN ACCORDANCE
WITH LEGAL REQUIREMENTS APPLICABLE TO UK
COMPANIES DESIRING TO IMPLEMENT SHARE BUY
BACK PROGRAMS).
--------------------------------------------------------------------------------------------------------------------------
CATERPILLAR INC. Agenda Number: 934611460
--------------------------------------------------------------------------------------------------------------------------
Security: 149123101
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CAT
ISIN: US1491231015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1B. ELECTION OF DIRECTOR: DANIEL M. DICKINSON Mgmt For For
1C. ELECTION OF DIRECTOR: JUAN GALLARDO Mgmt For For
1D. ELECTION OF DIRECTOR: JESSE J. GREENE, JR. Mgmt For For
1E. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM A. OSBORN Mgmt For For
1H. ELECTION OF DIRECTOR: DEBRA L. REED Mgmt For For
1I. ELECTION OF DIRECTOR: EDWARD B. RUST, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1K. ELECTION OF DIRECTOR: JIM UMPLEBY Mgmt For For
1L. ELECTION OF DIRECTOR: MILES D. WHITE Mgmt For For
1M. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. RATIFY THE APPOINTMENT OF INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE Mgmt 1 Year For
COMPENSATION VOTES.
5. APPROVE THE AMENDED AND RESTATED Mgmt For For
CATERPILLAR INC. 2014 LONG-TERM INCENTIVE
PLAN.
6. SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF Shr Against For
LOBBYING ACTIVITIES.
7. SHAREHOLDER PROPOSAL - DECREASE PERCENT OF Shr Against For
OWNERSHIP REQUIRED TO CALL SPECIAL
SHAREHOLDER MEETING.
8. SHAREHOLDER PROPOSAL - PROVIDE A REPORT OF Shr Against For
LOBBYING PRIORITIES.
9. SHAREHOLDER PROPOSAL - INCLUDE Shr Against For
SUSTAINABILITY AS A PERFORMANCE MEASURE
UNDER EXECUTIVE INCENTIVE PLANS.
10. SHAREHOLDER PROPOSAL - AMEND THE COMPANY'S Shr Against For
COMPENSATION CLAWBACK POLICY.
11. SHAREHOLDER PROPOSAL - ADOPT A PERMANENT Shr Against For
POLICY THAT THE CHAIRMAN BE INDEPENDENT.
--------------------------------------------------------------------------------------------------------------------------
CELGENE CORPORATION Agenda Number: 934609023
--------------------------------------------------------------------------------------------------------------------------
Security: 151020104
Meeting Type: Annual
Meeting Date: 14-Jun-2017
Ticker: CELG
ISIN: US1510201049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ROBERT J. HUGIN Mgmt For For
MARK J. ALLES Mgmt For For
RICHARD W BARKER D PHIL Mgmt For For
MICHAEL W. BONNEY Mgmt For For
MICHAEL D. CASEY Mgmt For For
CARRIE S. COX Mgmt For For
MICHAEL A. FRIEDMAN, MD Mgmt For For
JULIA A. HALLER, M.D. Mgmt For For
GILLA S. KAPLAN, PH.D. Mgmt For For
JAMES J. LOUGHLIN Mgmt For For
ERNEST MARIO, PH.D. Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG LLP Mgmt For For
AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING DECEMBER 31, 2017.
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE COMPANY'S STOCK INCENTIVE PLAN.
4. APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
6. STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW Shr Against For
PROVISION LIMITING MANAGEMENT'S ACCESS TO
VOTE TALLIES PRIOR TO THE ANNUAL MEETING
WITH RESPECT TO CERTAIN EXECUTIVE PAY
MATTERS, DESCRIBED IN MORE DETAIL IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
CHEVRON CORPORATION Agenda Number: 934581732
--------------------------------------------------------------------------------------------------------------------------
Security: 166764100
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: CVX
ISIN: US1667641005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: W. M. AUSTIN Mgmt For For
1B. ELECTION OF DIRECTOR: L. F. DEILY Mgmt For For
1C. ELECTION OF DIRECTOR: R. E. DENHAM Mgmt For For
1D. ELECTION OF DIRECTOR: A. P. GAST Mgmt For For
1E. ELECTION OF DIRECTOR: E. HERNANDEZ, JR. Mgmt For For
1F. ELECTION OF DIRECTOR: J. M. HUNTSMAN JR. Mgmt For For
1G. ELECTION OF DIRECTOR: C. W. MOORMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: D. F. MOYO Mgmt For For
1I. ELECTION OF DIRECTOR: R. D. SUGAR Mgmt For For
1J. ELECTION OF DIRECTOR: I. G. THULIN Mgmt For For
1K. ELECTION OF DIRECTOR: J. S. WATSON Mgmt For For
1L. ELECTION OF DIRECTOR: M. K. WIRTH Mgmt For For
2. RATIFICATION OF APPOINTMENT OF PWC AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION
5. REPORT ON LOBBYING Shr Against For
6. REPORT ON FEASIBILITY OF POLICY ON NOT Shr Against For
DOING BUSINESS WITH CONFLICT COMPLICIT
GOVERNMENTS
7. REPORT ON CLIMATE CHANGE IMPACT ASSESSMENT Shr Against For
8. REPORT ON TRANSITION TO A LOW CARBON Shr Against For
ECONOMY
9. ADOPT POLICY ON INDEPENDENT CHAIRMAN Shr Against For
10. RECOMMEND INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
11. SET SPECIAL MEETINGS THRESHOLD AT 10% Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CHUGAI PHARMACEUTICAL CO.,LTD. Agenda Number: 707782745
--------------------------------------------------------------------------------------------------------------------------
Security: J06930101
Meeting Type: AGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: JP3519400000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Oku, Masayuki Mgmt Abstain Against
2.2 Appoint a Director Ichimaru, Yoichiro Mgmt For For
2.3 Appoint a Director Christoph Franz Mgmt For For
2.4 Appoint a Director Daniel O'Day Mgmt For For
3 Appoint a Corporate Auditor Togashi, Mamoru Mgmt For For
4 Approve Details of the Restricted-Share Mgmt For For
Compensation Plan to be received by
Directors
--------------------------------------------------------------------------------------------------------------------------
CITIGROUP INC. Agenda Number: 934541904
--------------------------------------------------------------------------------------------------------------------------
Security: 172967424
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: C
ISIN: US1729674242
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MICHAEL L. CORBAT Mgmt For For
1B. ELECTION OF DIRECTOR: ELLEN M. COSTELLO Mgmt For For
1C. ELECTION OF DIRECTOR: DUNCAN P. HENNES Mgmt For For
1D. ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
1E. ELECTION OF DIRECTOR: FRANZ B. HUMER Mgmt For For
1F. ELECTION OF DIRECTOR: RENEE J. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: EUGENE M. MCQUADE Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL E. O'NEILL Mgmt For For
1I. ELECTION OF DIRECTOR: GARY M. REINER Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO Mgmt For For
1K. ELECTION OF DIRECTOR: DIANA L. TAYLOR Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, Mgmt For For
JR.
1M. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1N. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
1O. ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE Mgmt For For
DE LEON
2. PROPOSAL TO RATIFY THE SELECTION OF KPMG Mgmt For For
LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE CITI'S 2016 Mgmt For For
EXECUTIVE COMPENSATION.
4. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
5. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
THE COMPANY'S POLICIES AND GOALS TO REDUCE
THE GENDER PAY GAP.
6. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE
TO ADDRESS WHETHER THE DIVESTITURE OF ALL
NON-CORE BANKING BUSINESS SEGMENTS WOULD
ENHANCE SHAREHOLDER VALUE.
7. STOCKHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
LOBBYING AND GRASSROOTS LOBBYING
CONTRIBUTIONS.
8. STOCKHOLDER PROPOSAL REQUESTING AN Shr Against For
AMENDMENT TO THE GENERAL CLAWBACK POLICY TO
PROVIDE THAT A SUBSTANTIAL PORTION OF
ANNUAL TOTAL COMPENSATION OF EXECUTIVE
OFFICERS SHALL BE DEFERRED AND FORFEITED,
IN PART OR WHOLE, AT THE DISCRETION OF THE
BOARD, TO HELP SATISFY ANY MONETARY PENALTY
ASSOCIATED WITH A VIOLATION OF LAW.
9. STOCKHOLDER PROPOSAL REQUESTING THAT THE Shr Against For
BOARD ADOPT A POLICY PROHIBITING THE
VESTING OF EQUITY-BASED AWARDS FOR SENIOR
EXECUTIVES DUE TO A VOLUNTARY RESIGNATION
TO ENTER GOVERNMENT SERVICE.
--------------------------------------------------------------------------------------------------------------------------
CK HUTCHISON HOLDINGS LIMITED Agenda Number: 707949080
--------------------------------------------------------------------------------------------------------------------------
Security: G21765105
Meeting Type: AGM
Meeting Date: 11-May-2017
Ticker:
ISIN: KYG217651051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0405/LTN201704051401.pdf AND
http://www.hkexnews.hk/listedco/listconews/
sehk/2017/0405/LTN201704051407.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO CONSIDER AND ADOPT THE AUDITED FINANCIAL Mgmt For For
STATEMENTS, THE REPORTS OF THE DIRECTORS
AND THE INDEPENDENT AUDITOR FOR THE YEAR
ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR KAM HING LAM AS DIRECTOR Mgmt For For
3.B TO RE-ELECT MS EDITH SHIH AS DIRECTOR Mgmt For For
3.C TO RE-ELECT MR CHOW KUN CHEE, ROLAND AS Mgmt For For
DIRECTOR
3.D TO RE-ELECT MRS CHOW WOO MO FONG, SUSAN AS Mgmt For For
DIRECTOR
3.E TO RE-ELECT MR CHENG HOI CHUEN, VINCENT AS Mgmt Abstain Against
DIRECTOR
3.F TO RE-ELECT MS LEE WAI MUN, ROSE AS Mgmt For For
DIRECTOR
3.G TO RE-ELECT MR WILLIAM SHURNIAK AS DIRECTOR Mgmt For For
3.H TO RE-ELECT MR WONG CHUNG HIN AS DIRECTOR Mgmt For For
4 TO APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
5.1 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE, ALLOT AND DISPOSE OF ADDITIONAL
SHARES
5.2 TO APPROVE THE REPURCHASE BY THE COMPANY OF Mgmt For For
ITS OWN SHARES
5.3 TO EXTEND THE GENERAL MANDATE IN ORDINARY Mgmt For For
RESOLUTION NO. 5(1) TO ISSUE, ALLOT AND
DISPOSE OF ADDITIONAL SHARES
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 16 MAY 2017 AT 09:00 HRS.
CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL
REMAIN VALID FOR ALL CALLS UNLESS THE
AGENDA IS AMENDED. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
COMCAST CORPORATION Agenda Number: 934601572
--------------------------------------------------------------------------------------------------------------------------
Security: 20030N101
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: CMCSA
ISIN: US20030N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
KENNETH J. BACON Mgmt For For
MADELINE S. BELL Mgmt For For
SHELDON M. BONOVITZ Mgmt For For
EDWARD D. BREEN Mgmt For For
GERALD L. HASSELL Mgmt For For
JEFFREY A. HONICKMAN Mgmt For For
ASUKA NAKAHARA Mgmt For For
DAVID C. NOVAK Mgmt For For
BRIAN L. ROBERTS Mgmt For For
JOHNATHAN A. RODGERS Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF OUR Mgmt For For
INDEPENDENT AUDITORS
3. ADVISORY VOTE ON EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF THE VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION
5. TO PROVIDE A LOBBYING REPORT Shr Against For
6. TO STOP 100-TO-ONE VOTING POWER Shr Against For
--------------------------------------------------------------------------------------------------------------------------
CONOCOPHILLIPS Agenda Number: 934558769
--------------------------------------------------------------------------------------------------------------------------
Security: 20825C104
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: COP
ISIN: US20825C1045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD L. ARMITAGE Mgmt For For
1B. ELECTION OF DIRECTOR: RICHARD H. AUCHINLECK Mgmt For For
1C. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1D. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1E. ELECTION OF DIRECTOR: JODY L. FREEMAN Mgmt For For
1F. ELECTION OF DIRECTOR: GAY HUEY EVANS Mgmt For For
1G. ELECTION OF DIRECTOR: RYAN M. LANCE Mgmt For For
1H. ELECTION OF DIRECTOR: ARJUN N. MURTI Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT A. NIBLOCK Mgmt For For
1J. ELECTION OF DIRECTOR: HARALD J. NORVIK Mgmt For For
2. PROPOSAL TO RATIFY APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE Mgmt 1 Year
ON EXECUTIVE COMPENSATION.
5. REPORT ON LOBBYING EXPENDITURES. Shr Against For
6. REPORT ON EXECUTIVE COMPENSATION ALIGNMENT Shr Against For
WITH LOW-CARBON SCENARIOS.
--------------------------------------------------------------------------------------------------------------------------
COSTCO WHOLESALE CORPORATION Agenda Number: 934514072
--------------------------------------------------------------------------------------------------------------------------
Security: 22160K105
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: COST
ISIN: US22160K1051
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN L. DECKER Mgmt For For
RICHARD A. GALANTI Mgmt For For
JOHN W. MEISENBACH Mgmt For For
CHARLES T. MUNGER Mgmt For For
2. RATIFICATION OF SELECTION OF INDEPENDENT Mgmt For For
AUDITORS.
3. APPROVAL, ON AN ADVISORY BASIS, OF Mgmt For For
EXECUTIVE COMPENSATION.
4. APPROVAL, ON AN ADVISORY BASIS, OF THE Mgmt 1 Year For
FREQUENCY OF HOLDING AN ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 707883561
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: AGM
Meeting Date: 28-Apr-2017
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 PRESENTATION OF THE 2016 ANNUAL REPORT, THE Non-Voting
PARENT COMPANY'S 2016 FINANCIAL STATEMENTS,
THE GROUP'S 2016 CONSOLIDATED FINANCIAL
STATEMENTS, THE 2016 COMPENSATION REPORT
AND THE CORRESPONDING AUDITORS' REPORTS
1.2 CONSULTATIVE VOTE ON THE 2016 COMPENSATION Mgmt Take No Action
REPORT
1.3 APPROVAL OF THE 2016 ANNUAL REPORT, THE Mgmt Take No Action
PARENT COMPANY'S 2016 FINANCIAL STATEMENTS,
AND THE GROUP'S 2016 CONSOLIDATED FINANCIAL
STATEMENTS
2 DISCHARGE OF THE ACTS OF THE MEMBERS OF THE Mgmt Take No Action
BOARD OF DIRECTORS AND THE EXECUTIVE BOARD
3.1 APPROPRIATION OF RETAINED EARNINGS Mgmt Take No Action
3.2 DISTRIBUTION PAYABLE OUT OF CAPITAL Mgmt Take No Action
CONTRIBUTION RESERVES
4.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt Take No Action
OF DIRECTORS
4.2.1 APPROVAL OF THE COMPENSATION OF THE Mgmt Take No Action
EXECUTIVE BOARD: SHORT-TERM VARIABLE
INCENTIVE COMPENSATION (STI)
4.2.2 APPROVAL OF THE COMPENSATION OF THE Mgmt Take No Action
EXECUTIVE BOARD: FIXED COMPENSATION
4.2.3 APPROVAL OF THE COMPENSATION OF THE Mgmt Take No Action
EXECUTIVE BOARD: LONG-TERM VARIABLE
INCENTIVE COMPENSATION (LTI)
5 INCREASE AND EXTENSION OF AUTHORIZED Mgmt Take No Action
CAPITAL FOR STOCK OR SCRIP DIVIDEND
6.1.1 RE-ELECTION OF URS ROHNER AS MEMBER AND AS Mgmt Take No Action
CHAIRMAN OF THE BOARD OF DIRECTORS
6.1.2 RE-ELECTION OF IRIS BOHNET AS A MEMBER TO Mgmt Take No Action
THE BOARD OF DIRECTORS
6.1.3 RE-ELECTION OF ALEXANDER GUT AS A MEMBER TO Mgmt Take No Action
THE BOARD OF DIRECTORS
6.1.4 RE-ELECTION OF ANDREAS KOOPMANN AS A MEMBER Mgmt Take No Action
TO THE BOARD OF DIRECTORS
6.1.5 RE-ELECTION OF SERAINA (MAAG) MACIA AS A Mgmt Take No Action
MEMBER TO THE BOARD OF DIRECTORS
6.1.6 RE-ELECTION OF KAI NARGOLWALA AS A MEMBER Mgmt Take No Action
TO THE BOARD OF DIRECTORS
6.1.7 RE-ELECTION OF JOAQUIN J. RIBEIRO AS A Mgmt Take No Action
MEMBER TO THE BOARD OF DIRECTORS
6.1.8 RE-ELECTION OF SEVERIN SCHWAN AS A MEMBER Mgmt Take No Action
TO THE BOARD OF DIRECTORS
6.1.9 RE-ELECTION OF RICHARD E. THORNBURGH AS A Mgmt Take No Action
MEMBER TO THE BOARD OF DIRECTORS
6.110 RE-ELECTION OF JOHN TINER AS A MEMBER TO Mgmt Take No Action
THE BOARD OF DIRECTORS
6.111 ELECTION OF ANDREAS GOTTSCHLING AS A MEMBER Mgmt Take No Action
TO THE BOARD OF DIRECTORS
6.112 ELECTION OF ALEXANDRE ZELLER AS A MEMBER TO Mgmt Take No Action
THE BOARD OF DIRECTORS
6.2.1 RE-ELECTION OF IRIS BOHNET AS A MEMBER TO Mgmt Take No Action
THE COMPENSATION COMMITTEE
6.2.2 RE-ELECTION OF ANDREAS KOOPMANN AS A MEMBER Mgmt Take No Action
TO THE COMPENSATION COMMITTEE
6.2.3 RE-ELECTION OF KAI NARGOLWALA AS A MEMBER Mgmt Take No Action
TO THE COMPENSATION COMMITTEE
6.2.4 ELECTION OF ALEXANDRE ZELLER AS A MEMBER TO Mgmt Take No Action
THE COMPENSATION COMMITTEE
6.3 ELECTION OF THE INDEPENDENT AUDITORS: KPMG Mgmt Take No Action
AG, ZURICH
6.4 ELECTION OF THE SPECIAL AUDITORS: BDO AG, Mgmt Take No Action
ZURICH
6.5 ELECTION OF THE INDEPENDENT PROXY: Mgmt Take No Action
ATTORNEY-AT-LAW LIC. IUR. ANDREAS G. KELLER
II IF, AT THE ANNUAL GENERAL MEETING, Non-Voting
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO PROPOSALS ALREADY SET OUT IN
THE PUBLISHED AGENDA OR ANY PROPOSALS UNDER
ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS:
7 PROPOSALS OF SHAREHOLDERS Shr Take No Action
8 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
CREDIT SUISSE GROUP AG, ZUERICH Agenda Number: 708104118
--------------------------------------------------------------------------------------------------------------------------
Security: H3698D419
Meeting Type: EGM
Meeting Date: 18-May-2017
Ticker:
ISIN: CH0012138530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 ORDINARY SHARE CAPITAL INCREASE WITH Mgmt Take No Action
PREEMPTIVE RIGHTS
II IF, AT THE EXTRAORDINARY GENERAL MEETING, Non-Voting
SHAREHOLDERS OR THE BOARD OF DIRECTORS PUT
FORWARD ANY ADDITIONAL PROPOSALS OR
AMENDMENTS TO THE PROPOSAL ALREADY SET OUT
IN THE PUBLISHED AGENDA OR ANY PROPOSALS
UNDER ART. 700 PARA. 3 OF THE SWISS CODE OF
OBLIGATIONS, I HEREBY AUTHORIZE THE
INDEPENDENT PROXY TO VOTE ON SUCH PROPOSALS
AS FOLLOWS:
2 PROPOSALS OF SHAREHOLDERS Shr Take No Action
3 PROPOSALS OF THE BOARD OF DIRECTORS Mgmt Take No Action
--------------------------------------------------------------------------------------------------------------------------
CRH PLC, DUBLIN Agenda Number: 707836687
--------------------------------------------------------------------------------------------------------------------------
Security: G25508105
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: IE0001827041
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE FINAL DIVIDEND Mgmt For For
3 APPROVE REMUNERATION REPORT Mgmt For For
4A RE-ELECT ERNST BARTSCHI AS DIRECTOR Mgmt For For
4B RE-ELECT MAEVE CARTON AS DIRECTOR Mgmt For For
4C RE-ELECT NICKY HARTERY AS DIRECTOR Mgmt For For
4D RE-ELECT PATRICK KENNEDY AS DIRECTOR Mgmt For For
4E RE-ELECT DONALD MCGOVERN JR. AS DIRECTOR Mgmt For For
4F RE-ELECT HEATHER ANN MCSHARRY AS DIRECTOR Mgmt For For
4G RE-ELECT ALBERT MANIFOLD AS DIRECTOR Mgmt For For
4H RE-ELECT SENAN MURPHY AS DIRECTOR Mgmt For For
4I ELECT GILLIAN PLATT AS DIRECTOR Mgmt For For
4J RE-ELECT LUCINDA RICHES AS DIRECTOR Mgmt For For
4K RE-ELECT HENK ROTTINGHUIS AS DIRECTOR Mgmt For For
4L RE-ELECT WILLIAM TEUBER JR. AS DIRECTOR Mgmt For For
5 AUTHORISE BOARD TO FIX REMUNERATION OF Mgmt For For
AUDITORS
6 REAPPOINT ERNST YOUNG AS AUDITORS Mgmt For For
7 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt For For
RIGHTS
8 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
9 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
10 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
11 AUTHORISE REISSUANCE OF TREASURY SHARES Mgmt For For
12 APPROVE SCRIP DIVIDEND Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP Agenda Number: 934571820
--------------------------------------------------------------------------------------------------------------------------
Security: 22822V101
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: CCI
ISIN: US22822V1017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: P. ROBERT BARTOLO Mgmt For For
1B. ELECTION OF DIRECTOR: JAY A. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: CINDY CHRISTY Mgmt For For
1D. ELECTION OF DIRECTOR: ARI Q. FITZGERALD Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT E. GARRISON II Mgmt For For
1F. ELECTION OF DIRECTOR: LEE W. HOGAN Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, Mgmt For For
JR.
1H. ELECTION OF DIRECTOR: J. LANDIS MARTIN Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT F. MCKENZIE Mgmt For For
1J. ELECTION OF DIRECTOR: ANTHONY J. MELONE Mgmt For For
1K. ELECTION OF DIRECTOR: W. BENJAMIN MORELAND Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS
FOR FISCAL YEAR 2017.
3. THE NON-BINDING, ADVISORY VOTE REGARDING Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. A STOCKHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
CSX CORPORATION Agenda Number: 934602752
--------------------------------------------------------------------------------------------------------------------------
Security: 126408103
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: CSX
ISIN: US1264081035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DONNA M. ALVARADO Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN B. BREAUX Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA L. CARTER Mgmt For For
1D. ELECTION OF DIRECTOR: STEVEN T. HALVERSON Mgmt For For
1E. ELECTION OF DIRECTOR: E. HUNTER HARRISON Mgmt For For
1F. ELECTION OF DIRECTOR: PAUL C. HILAL Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN D. MCPHERSON Mgmt For For
1I. ELECTION OF DIRECTOR: DAVID M. MOFFETT Mgmt For For
1J. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1K. ELECTION OF DIRECTOR: LINDA H. RIEFLER Mgmt For For
1L. ELECTION OF DIRECTOR: J. STEVEN WHISLER Mgmt For For
1M. ELECTION OF DIRECTOR: JOHN J. ZILLMER Mgmt For For
2. THE RATIFICATION OF THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt For For
APPROVE COMPENSATION FOR THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
4. ADVISORY (NON-BINDING) RESOLUTION TO Mgmt 1 Year For
APPROVE THE FREQUENCY OF FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
5. ADVISORY (NON-BINDING) RESOLUTION Mgmt For
CONCERNING THE REIMBURSEMENT ARRANGEMENTS
SOUGHT IN CONNECTION WITH THE RETENTION OF
E. HUNTER HARRISON AS CEO AT CSX.
--------------------------------------------------------------------------------------------------------------------------
CUMMINS INC. Agenda Number: 934554723
--------------------------------------------------------------------------------------------------------------------------
Security: 231021106
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: CMI
ISIN: US2310211063
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1) ELECTION OF DIRECTOR: N. THOMAS LINEBARGER Mgmt For For
2) ELECTION OF DIRECTOR: ROBERT J. BERNHARD Mgmt For For
3) ELECTION OF DIRECTOR: DR. FRANKLIN R. CHANG Mgmt For For
DIAZ
4) ELECTION OF DIRECTOR: BRUNO V. DI LEO ALLEN Mgmt For For
5) ELECTION OF DIRECTOR: STEPHEN B. DOBBS Mgmt For For
6) ELECTION OF DIRECTOR: ROBERT K. HERDMAN Mgmt For For
7) ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
8) ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
9) ELECTION OF DIRECTOR: WILLIAM I. MILLER Mgmt For For
10) ELECTION OF DIRECTOR: GEORGIA R. NELSON Mgmt For For
11) ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
OF OUR NAMED EXECUTIVE OFFICERS AS
DISCLOSED IN THE PROXY STATEMENT.
12) ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON THE COMPENSATION OF OUR
NAMED EXECUTIVE OFFICERS.
13) PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR AUDITORS
FOR 2017.
14) PROPOSAL TO APPROVE OUR AMENDED AND Mgmt For For
RESTATED 2012 OMNIBUS INCENTIVE PLAN.
15) PROPOSAL TO APPROVE AMENDMENTS TO OUR Mgmt For For
BY-LAWS TO IMPLEMENT PROXY ACCESS.
16) THE SHAREHOLDER PROPOSAL REGARDING PROXY Shr Against For
ACCESS.
--------------------------------------------------------------------------------------------------------------------------
DAIMLER AG, STUTTGART Agenda Number: 707766979
--------------------------------------------------------------------------------------------------------------------------
Security: D1668R123
Meeting Type: AGM
Meeting Date: 29-Mar-2017
Ticker:
ISIN: DE0007100000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT Please note that reregistration is no Non-Voting
longer required to ensure voting rights.
Following the amendment to paragraph 21 of
the Securities Trade Act on 10th July 2015
and the over-ruling of the District Court
in Cologne judgment from 6th June 2012 the
voting process has changed with regard to
the German registered shares. As a result,
it remains exclusively the responsibility
of the end-investor (i.e. final
beneficiary) and not the intermediary to
disclose respective final beneficiary
voting rights if they exceed relevant
reporting threshold of WpHG (from 3 percent
of outstanding share capital onwards).
CMMT The Vote/Registration Deadline as displayed Non-Voting
on ProxyEdge is subject to change and will
be updated as soon as Broadridge receives
confirmation from the sub custodians
regarding their instruction deadline. For
any queries please contact your Client
Services Representative.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WpHG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK
YOU.
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
14.03.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE.
1 Presentation of the adopted financial Non-Voting
statements of Daimler AG, the approved
consolidated financial statements, the
combined management report for Daimler AG
and the Group with the explanatory reports
on the information required pursuant to
Section 289, Subsection 4, Section315,
Subsection 4 of the German Commercial Code
(Handelsgesetzbuch), and the report of the
Supervisory Board for the 2016 financial
year
2 Allocation of distributable profit Mgmt For For
3 Ratification of Board of Management Mgmt For For
members' actions in the 2016 financial year
4 Ratification of Supervisory Board members' Mgmt For For
actions in the 2016 financial year
5.1 Appointment of auditors for the Company and Mgmt For For
for the Group: 2017 financial year
including interim reports
5.2 Appointment of auditors for the Company and Mgmt For For
for the Group: interim reports 2018 to
Annual Meeting 2018
6.1 Election of members of the Supervisory Mgmt For For
Board: Dr Clemens Boersig
6.2 Election of members of the Supervisory Mgmt For For
Board: Bader Mohammad Al Saad
7 Adjustment of Supervisory Board Mgmt For For
remuneration and related amendmentof the
Articles of Incorporation
8 Amendment of Section 13 Subsection 1 of the Mgmt For For
Articles of Incorporation (Shareholders'
Meetings - requirements for attendance and
exercise of voting rights)
--------------------------------------------------------------------------------------------------------------------------
DAIWA SECURITIES GROUP INC. Agenda Number: 708212890
--------------------------------------------------------------------------------------------------------------------------
Security: J11718111
Meeting Type: AGM
Meeting Date: 28-Jun-2017
Ticker:
ISIN: JP3502200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Hibino, Takashi Mgmt For For
1.2 Appoint a Director Nakata, Seiji Mgmt For For
1.3 Appoint a Director Nishio, Shinya Mgmt For For
1.4 Appoint a Director Takahashi, Kazuo Mgmt For For
1.5 Appoint a Director Matsui, Toshihiro Mgmt For For
1.6 Appoint a Director Tashiro, Keiko Mgmt For For
1.7 Appoint a Director Komatsu, Mikita Mgmt For For
1.8 Appoint a Director Matsuda, Morimasa Mgmt For For
1.9 Appoint a Director Matsubara, Nobuko Mgmt For For
1.10 Appoint a Director Tadaki, Keiichi Mgmt For For
1.11 Appoint a Director Onodera, Tadashi Mgmt For For
1.12 Appoint a Director Ogasawara, Michiaki Mgmt For For
1.13 Appoint a Director Takeuchi, Hirotaka Mgmt For For
1.14 Appoint a Director Nishikawa, Ikuo Mgmt For For
2 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Employees of the
Company, the Company's Subsidiaries and the
Affiliated Companies
--------------------------------------------------------------------------------------------------------------------------
DELPHI AUTOMOTIVE PLC Agenda Number: 934539961
--------------------------------------------------------------------------------------------------------------------------
Security: G27823106
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: DLPH
ISIN: JE00B783TY65
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01. ELECTION OF DIRECTOR: JOSEPH S. CANTIE Mgmt For For
02. ELECTION OF DIRECTOR: KEVIN P. CLARK Mgmt For For
03. ELECTION OF DIRECTOR: GARY L. COWGER Mgmt For For
04. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
05. ELECTION OF DIRECTOR: MARK P. FRISSORA Mgmt For For
06. ELECTION OF DIRECTOR: RAJIV L. GUPTA Mgmt For For
07. ELECTION OF DIRECTOR: SEAN O. MAHONEY Mgmt For For
08. ELECTION OF DIRECTOR: TIMOTHY M. MANGANELLO Mgmt For For
09. ELECTION OF DIRECTOR: ANA G. PINCZUK Mgmt For For
10. ELECTION OF DIRECTOR: THOMAS W. SIDLIK Mgmt For For
11. ELECTION OF DIRECTOR: BERND WIEDEMANN Mgmt For For
12. ELECTION OF DIRECTOR: LAWRENCE A. ZIMMERMAN Mgmt For For
13. PROPOSAL TO RE-APPOINT AUDITORS, RATIFY Mgmt For For
INDEPENDENT PUBLIC ACCOUNTING FIRM AND
AUTHORIZE THE DIRECTORS TO DETERMINE THE
FEES PAID TO THE AUDITORS.
14. SAY-ON-PAY - TO APPROVE, BY ADVISORY VOTE, Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
DELTA AIR LINES, INC. Agenda Number: 934626461
--------------------------------------------------------------------------------------------------------------------------
Security: 247361702
Meeting Type: Annual
Meeting Date: 30-Jun-2017
Ticker: DAL
ISIN: US2473617023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDWARD H. BASTIAN Mgmt For For
1B. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1C. ELECTION OF DIRECTOR: DANIEL A. CARP Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID G. DEWALT Mgmt For For
1E. ELECTION OF DIRECTOR: WILLIAM H. EASTER III Mgmt For For
1F. ELECTION OF DIRECTOR: MICKEY P. FORET Mgmt For For
1G. ELECTION OF DIRECTOR: JEANNE P. JACKSON Mgmt For For
1H. ELECTION OF DIRECTOR: GEORGE N. MATTSON Mgmt For For
1I. ELECTION OF DIRECTOR: DOUGLAS R. RALPH Mgmt For For
1J. ELECTION OF DIRECTOR: SERGIO A.L. RIAL Mgmt For For
1K. ELECTION OF DIRECTOR: KATHY N. WALLER Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPENSATION OF DELTA'S NAMED EXECUTIVE
OFFICERS.
3. TO RECOMMEND, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS DELTA'S INDEPENDENT AUDITORS FOR THE
YEAR ENDING DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
DEUTSCHE BOERSE AG, FRANKFURT AM MAIN Agenda Number: 707926652
--------------------------------------------------------------------------------------------------------------------------
Security: D1882G119
Meeting Type: AGM
Meeting Date: 17-May-2017
Ticker:
ISIN: DE0005810055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE.
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
02.05.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND APPROVED
CONSOLIDATED ANNUAL FINANCIAL STATEMENTS AS
WELL AS THE COMBINED MANAGEMENT REPORT OF
DEUTSCHE BORSE AKTIENGESELLSCHAFT AND THE
GROUP AS AT 31 DECEMBER 2016, THE REPORT OF
THE SUPERVISORY BOARD AND THE PROPOSAL FOR
THE APPROPRIATION OF THE UNAPPROPRIATED
SURPLUS
2 RESOLUTION ON THE APPROPRIATION OF Mgmt For For
UNAPPROPRIATED SURPLUS: TO PAY A DIVIDEND
OF EUR 2.35 FOR EACH NO-PAR VALUE SHARE
CARRYING DIVIDEND RIGHTS, I. E. EUR
438,991,785.25 IN TOTAL; AND TO ALLOCATE
EUR 6,008,214.75 TO "OTHER RETAINED
EARNINGS
3 RESOLUTION ON THE RATIFICATION OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE EXECUTIVE
BOARD
4 RESOLUTION ON THE RATIFICATION OF THE Mgmt For For
ACTIONS OF THE MEMBERS OF THE SUPERVISORY
BOARD
5 RESOLUTION ON THE AUTHORISATION TO ACQUIRE Mgmt For For
AND USE TREASURY SHARES IN ACCORDANCE WITH
SECTION 71 (1) NO. 8 OF THE AKTG AND TO
EXCLUDE SUBSCRIPTION RIGHTS AND RIGHTS OF
TENDER
6 RESOLUTION ON THE AUTHORISATION TO USE Mgmt For For
DERIVATIVES TO ACQUIRE TREASURY SHARES IN
ACCORDANCE WITH SECTION 71 (1) NO. 8 OF THE
AKTG AND TO EXCLUDE SUBSCRIPTION RIGHTS AND
RIGHTS OF TENDER
7 RESOLUTION ON THE CREATION OF A NEW Mgmt For For
AUTHORISED CAPITAL IV WITH THE OPTION OF
EXCLUDING SUBSCRIPTION RIGHTS, AND
AMENDMENT TO THE ARTICLES OF INCORPORATION
8 RESOLUTION ON THE ELECTION OF THE AUDITOR Mgmt For For
AND GROUP AUDITOR FOR FINANCIAL YEAR 2017
AS WELL AS THE AUDITOR FOR THE REVIEW OF
THE CONDENSED FINANCIAL STATEMENTS AND THE
INTERIM MANAGEMENT REPORT FOR THE FIRST
HALF OF FINANCIAL YEAR 2017: THE
SUPERVISORY BOARD PROPOSES THE ELECTION OF
KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT,
BERLIN
--------------------------------------------------------------------------------------------------------------------------
DEVON ENERGY CORPORATION Agenda Number: 934603235
--------------------------------------------------------------------------------------------------------------------------
Security: 25179M103
Meeting Type: Annual
Meeting Date: 07-Jun-2017
Ticker: DVN
ISIN: US25179M1036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
BARBARA M. BAUMANN Mgmt For For
JOHN E. BETHANCOURT Mgmt For For
DAVID A. HAGER Mgmt For For
ROBERT H. HENRY Mgmt For For
MICHAEL M. KANOVSKY Mgmt For For
ROBERT A. MOSBACHER, JR Mgmt For For
DUANE C. RADTKE Mgmt For For
MARY P. RICCIARDELLO Mgmt For For
JOHN RICHELS Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. RATIFY THE APPOINTMENT OF THE COMPANY'S Mgmt For For
INDEPENDENT AUDITORS FOR 2017.
5. APPROVE THE DEVON ENERGY CORPORATION ANNUAL Mgmt For For
INCENTIVE COMPENSATION PLAN.
6. APPROVE THE DEVON ENERGY CORPORATION 2017 Mgmt For For
LONG-TERM INCENTIVE PLAN.
7. REPORT ON PUBLIC POLICY ADVOCACY RELATED TO Shr Against For
ENERGY POLICY AND CLIMATE CHANGE.
8. ASSESSMENT ON THE IMPACT OF GLOBAL CLIMATE Shr Against For
CHANGE POLICIES.
9. REPORT ON LOBBYING POLICY AND ACTIVITY. Shr Against For
10. ASSESSMENT OF BENEFITS AND RISKS OF USING Shr Against For
RESERVE ADDITIONS AS A COMPENSATION METRIC.
--------------------------------------------------------------------------------------------------------------------------
DIAGEO PLC, LONDON Agenda Number: 707318881
--------------------------------------------------------------------------------------------------------------------------
Security: G42089113
Meeting Type: AGM
Meeting Date: 21-Sep-2016
Ticker:
ISIN: GB0002374006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 REPORT AND ACCOUNTS 2016 Mgmt For For
2 DIRECTORS' REMUNERATION REPORT 2016 Mgmt For For
3 DECLARATION OF FINAL DIVIDEND Mgmt For For
4 RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR Mgmt For For
5 RE-ELECTION OF LORD DAVIES AS A DIRECTOR Mgmt For For
6 RE-ELECTION OF HO KWON PING AS A DIRECTOR Mgmt For For
7 RE-ELECTION OF BD HOLDEN AS A DIRECTOR Mgmt For For
8 RE-ELECTION OF DR FB HUMER AS A DIRECTOR Mgmt For For
9 RE-ELECTION OF NS MENDELSOHN AS A DIRECTOR Mgmt For For
10 RE-ELECTION OF IM MENEZES AS A DIRECTOR Mgmt For For
11 RE-ELECTION OF PG SCOTT AS A DIRECTOR Mgmt For For
12 RE-ELECTION OF AJH STEWART AS A DIRECTOR Mgmt For For
13 ELECTION OF J FERRAN AS A DIRECTOR Mgmt For For
14 ELECTION OF KA MIKELLS AS A DIRECTOR Mgmt For For
15 ELECTION OF EN WALMSLEY AS A DIRECTOR Mgmt For For
16 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
17 REMUNERATION OF AUDITOR Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN ORDINARY SHARES Mgmt For For
21 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
AND/OR TO INCUR POLITICAL EXPENDITURE IN
THE EU
CMMT 15AUG2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
DISCOVER FINANCIAL SERVICES Agenda Number: 934556551
--------------------------------------------------------------------------------------------------------------------------
Security: 254709108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: DFS
ISIN: US2547091080
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JEFFREY S. ARONIN Mgmt For For
1B. ELECTION OF DIRECTOR: MARY K. BUSH Mgmt For For
1C. ELECTION OF DIRECTOR: GREGORY C. CASE Mgmt For For
1D. ELECTION OF DIRECTOR: CANDACE H. DUNCAN Mgmt For For
1E. ELECTION OF DIRECTOR: JOSEPH F. EAZOR Mgmt For For
1F. ELECTION OF DIRECTOR: CYNTHIA A. GLASSMAN Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD H. LENNY Mgmt For For
1H. ELECTION OF DIRECTOR: THOMAS G. MAHERAS Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL H. MOSKOW Mgmt For For
1J. ELECTION OF DIRECTOR: DAVID W. NELMS Mgmt For For
1K. ELECTION OF DIRECTOR: MARK A. THIERER Mgmt For For
1L. ELECTION OF DIRECTOR: LAWRENCE A. WEINBACH Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF AN Mgmt 1 Year For
ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
EATON CORPORATION PLC Agenda Number: 934542742
--------------------------------------------------------------------------------------------------------------------------
Security: G29183103
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: ETN
ISIN: IE00B8KQN827
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: TODD M. BLUEDORN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL J. CRITELLI Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD H. FEARON Mgmt For For
1F. ELECTION OF DIRECTOR: CHARLES E. GOLDEN Mgmt For For
1G. ELECTION OF DIRECTOR: ARTHUR E. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: DEBORAH L. MCCOY Mgmt For For
1I. ELECTION OF DIRECTOR: GREGORY R. PAGE Mgmt For For
1J. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt For For
1K. ELECTION OF DIRECTOR: GERALD B. SMITH Mgmt For For
1L. ELECTION OF DIRECTOR: DOROTHY C. THOMPSON Mgmt For For
2. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION TO IMPLEMENT PROXY
ACCESS.
3. APPROVING A PROPOSAL TO AMEND THE COMPANY'S Mgmt For For
ARTICLES OF ASSOCIATION REGARDING BRINGING
SHAREHOLDER BUSINESS AND MAKING DIRECTOR
NOMINATIONS AT AN ANNUAL GENERAL MEETING.
4. APPROVING THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2017 AND
AUTHORIZING THE AUDIT COMMITTEE OF THE
BOARD OF DIRECTORS TO SET ITS REMUNERATION.
5. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
6. ADVISORY APPROVAL FOR FREQUENCY OF Mgmt 1 Year For
EXECUTIVE COMPENSATION VOTES.
7. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For
AUTHORITY TO ISSUE SHARES.
8. APPROVING A PROPOSAL TO GRANT THE BOARD Mgmt For For
AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS.
9. AUTHORIZING THE COMPANY AND ANY SUBSIDIARY Mgmt For For
OF THE COMPANY TO MAKE OVERSEAS MARKET
PURCHASES OF COMPANY SHARES.
--------------------------------------------------------------------------------------------------------------------------
ENGIE SA, COURBEVOIE Agenda Number: 707851297
--------------------------------------------------------------------------------------------------------------------------
Security: F7629A115
Meeting Type: MIX
Meeting Date: 12-May-2017
Ticker:
ISIN: FR0013055100
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0317/201703171700568.pdf
O.1 APPROVAL OF THE TRANSACTIONS AND ANNUAL Mgmt For For
CORPORATE FINANCIAL STATEMENTS FOR THE 2016
FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME AND SETTING OF THE Mgmt For For
DIVIDEND FOR THE 2016 FINANCIAL YEAR: EUR 1
PER SHARE AND AN EXTRA OF EUR 0.10 PER
SHARE TO LONG TERM.REGISTERED SHARES
O.4 APPROVAL OF THE REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS PURSUANT TO ARTICLE L.225-38 OF
THE FRENCH COMMERCIAL CODE
O.5 APPROVAL OF AN AGREEMENT RELATING TO THE Mgmt For For
RETIREMENT OF MS. ISABELLE KOCHER, GENERAL
MANAGER, PURSUANT TO ARTICLE L.225-42- 1 OF
THE FRENCH COMMERCIAL CODE
O.6 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO DEAL IN COMPANY SHARES
O.7 RATIFICATION OF THE PROVISIONAL APPOINTMENT Mgmt For For
OF MR PATRICE DURAND AS DIRECTOR
O.8 APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS (MR CHRISTOPHE
AUBERT)
O.9 APPOINTMENT OF A DIRECTOR REPRESENTING Mgmt For For
EMPLOYEE SHAREHOLDERS (MR TON WILLEMS)
O.10 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR GERARD MESTRALLET, CHIEF EXECUTIVE
OFFICER, FOR THE PERIOD FROM 1 JANUARY TO 3
MAY 2016
O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MS. ISABELLE KOCHER, DEPUTY GENERAL MANAGER
OF TRANSACTIONS, FOR THE PERIOD FROM 1
JANUARY TO 3 MAY 2016
O.12 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MS. ISABELLE KOCHER, GENERAL MANAGER, FOR
THE PERIOD FROM 3 MAY TO 31 DECEMBER 2016
O.13 APPROVAL, PURSUANT TO ARTICLE L.225-37-2 OF Mgmt For For
THE FRENCH COMMERCIAL CODE, OF THE
PRINCIPLES AND CRITERIA FOR DETERMINING,
DISTRIBUTING AND AWARDING FIXED, VARIABLE
AND EXCEPTIONAL COMPONENTS FORMING THE
GLOBAL COMPENSATIONS AND THE BENEFITS OF
ALL KINDS TO BE AWARDED TO THE MANAGEMENT
EXECUTIVE OFFICERS
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN CAPITAL THROUGH THE ISSUANCE OF
SHARES OR SECURITIES GRANTING ACCESS TO
CAPITAL SECURITIES TO BE ISSUED, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, FOR THE BENEFIT OF
EMPLOYEES ADHERING TO THE ENGIE GROUP
COMPANY SAVINGS SCHEME
E.15 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON AN
INCREASE IN THE CAPITAL THROUGH THE
ISSUANCE OF SHARES OR SECURITIES GRANTING
ACCESS TO CAPITAL SECURITIES TO BE ISSUED,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN FAVOUR OF ANY ENTITY
INCLUDED WITHIN THE CONTEXT OF IMPLEMENTING
THE ENGIE GROUP INTERNATIONAL EMPLOYEE
SHAREHOLDING PLAN
E.16 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE SHARES, IN
FAVOUR OF, ON THE ONE HAND, ALL EMPLOYEES
AND EXECUTIVE OFFICERS OF THE ENGIE GROUP
(WITH THE EXCEPTION OF ENGIE COMPANY
EXECUTIVE OFFICERS) OR, ON THE OTHER HAND,
EMPLOYEES PARTICIPATING IN THE ENGIE GROUP
INTERNATIONAL EMPLOYEE SHAREHOLDING PLAN
E.17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO FREELY ALLOCATE SHARES IN
FAVOUR OF CERTAIN ENGIE GROUP EMPLOYEES AND
EXECUTIVE OFFICERS (WITH THE EXCEPTION OF
ENGIE COMPANY EXECUTIVE OFFICERS)
E.18 POWERS TO EXECUTE THE DECISIONS OF THE Mgmt For For
GENERAL MEETING AND TO CARRY OUT ALL LEGAL
FORMALITIES
--------------------------------------------------------------------------------------------------------------------------
EOG RESOURCES, INC. Agenda Number: 934538476
--------------------------------------------------------------------------------------------------------------------------
Security: 26875P101
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: EOG
ISIN: US26875P1012
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANET F. CLARK Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT P. DANIELS Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES C. DAY Mgmt For For
1E. ELECTION OF DIRECTOR: DONALD F. TEXTOR Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM R. THOMAS Mgmt For For
1G. ELECTION OF DIRECTOR: FRANK G. WISNER Mgmt For For
2. TO RATIFY THE APPOINTMENT BY THE AUDIT Mgmt For For
COMMITTEE OF THE BOARD OF DIRECTORS OF
DELOITTE & TOUCHE LLP, INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM, AS
AUDITORS FOR THE COMPANY FOR THE YEAR
ENDING DECEMBER 31, 2017.
3. TO APPROVE AN AMENDMENT OF THE COMPANY'S Mgmt For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 640 MILLION TO 1.28
BILLION.
4. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
5. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF HOLDING ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
--------------------------------------------------------------------------------------------------------------------------
EXELON CORPORATION Agenda Number: 934542095
--------------------------------------------------------------------------------------------------------------------------
Security: 30161N101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: EXC
ISIN: US30161N1019
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANTHONY K. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: ANN C. BERZIN Mgmt For For
1C. ELECTION OF DIRECTOR: CHRISTOPHER M. CRANE Mgmt For For
1D. ELECTION OF DIRECTOR: YVES C. DE BALMANN Mgmt For For
1E. ELECTION OF DIRECTOR: NICHOLAS DEBENEDICTIS Mgmt For For
1F. ELECTION OF DIRECTOR: NANCY L. GIOIA Mgmt For For
1G. ELECTION OF DIRECTOR: LINDA P. JOJO Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL L. JOSKOW Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT J. LAWLESS Mgmt For For
1J. ELECTION OF DIRECTOR: RICHARD W. MIES Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN W. ROGERS, JR. Mgmt For For
1L. ELECTION OF DIRECTOR: MAYO A. SHATTUCK III Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN D. STEINOUR Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS EXELON'S INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY APPROVAL OF EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
ADVISORY VOTE ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
EXXON MOBIL CORPORATION Agenda Number: 934588673
--------------------------------------------------------------------------------------------------------------------------
Security: 30231G102
Meeting Type: Annual
Meeting Date: 31-May-2017
Ticker: XOM
ISIN: US30231G1022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
SUSAN K. AVERY Mgmt For For
MICHAEL J. BOSKIN Mgmt For For
ANGELA F. BRALY Mgmt For For
URSULA M. BURNS Mgmt For For
HENRIETTA H. FORE Mgmt For For
KENNETH C. FRAZIER Mgmt For For
DOUGLAS R. OBERHELMAN Mgmt For For
SAMUEL J. PALMISANO Mgmt For For
STEVEN S REINEMUND Mgmt For For
WILLIAM C. WELDON Mgmt For For
DARREN W. WOODS Mgmt For For
2. RATIFICATION OF INDEPENDENT AUDITORS (PAGE Mgmt For For
24)
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION (PAGE 25)
4. FREQUENCY OF ADVISORY VOTE ON EXECUTIVE Mgmt 1 Year For
COMPENSATION (PAGE 25)
5. INDEPENDENT CHAIRMAN (PAGE 53) Shr Against For
6. MAJORITY VOTE FOR DIRECTORS (PAGE 54) Shr Against For
7. SPECIAL SHAREHOLDER MEETINGS (PAGE 55) Shr Against For
8. RESTRICT PRECATORY PROPOSALS (PAGE 56) Shr Against For
9. REPORT ON COMPENSATION FOR WOMEN (PAGE 57) Shr Against For
10. REPORT ON LOBBYING (PAGE 59) Shr Against For
11. INCREASE CAPITAL DISTRIBUTIONS IN LIEU OF Shr Against For
INVESTMENT (PAGE 60)
12. REPORT ON IMPACTS OF CLIMATE CHANGE Shr Against For
POLICIES (PAGE 62)
13. REPORT ON METHANE EMISSIONS (PAGE 64) Shr Against For
--------------------------------------------------------------------------------------------------------------------------
FACEBOOK INC. Agenda Number: 934590870
--------------------------------------------------------------------------------------------------------------------------
Security: 30303M102
Meeting Type: Annual
Meeting Date: 01-Jun-2017
Ticker: FB
ISIN: US30303M1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
MARC L. ANDREESSEN Mgmt For For
ERSKINE B. BOWLES Mgmt For For
S.D.DESMOND-HELLMANN Mgmt For For
REED HASTINGS Mgmt For For
JAN KOUM Mgmt For For
SHERYL K. SANDBERG Mgmt For For
PETER A. THIEL Mgmt For For
MARK ZUCKERBERG Mgmt For For
2. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS FACEBOOK, INC.'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE
FISCAL YEAR ENDING DECEMBER 31, 2017.
3. A STOCKHOLDER PROPOSAL REGARDING CHANGE IN Shr Against For
STOCKHOLDER VOTING.
4. A STOCKHOLDER PROPOSAL REGARDING A LOBBYING Shr Against For
REPORT.
5. A STOCKHOLDER PROPOSAL REGARDING FALSE Shr Against For
NEWS.
6. A STOCKHOLDER PROPOSAL REGARDING A GENDER Shr Against For
PAY EQUITY REPORT.
7. A STOCKHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT CHAIR.
--------------------------------------------------------------------------------------------------------------------------
FANUC CORPORATION Agenda Number: 708257438
--------------------------------------------------------------------------------------------------------------------------
Security: J13440102
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3802400006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines Mgmt For For
3.1 Appoint a Director Inaba, Yoshiharu Mgmt For For
3.2 Appoint a Director Yamaguchi, Kenji Mgmt For For
3.3 Appoint a Director Uchida, Hiroyuki Mgmt For For
3.4 Appoint a Director Gonda, Yoshihiro Mgmt For For
3.5 Appoint a Director Inaba, Kiyonori Mgmt For For
3.6 Appoint a Director Noda, Hiroshi Mgmt For For
3.7 Appoint a Director Kohari, Katsuo Mgmt For For
3.8 Appoint a Director Matsubara, Shunsuke Mgmt For For
3.9 Appoint a Director Okada, Toshiya Mgmt For For
3.10 Appoint a Director Richard E. Schneider Mgmt For For
3.11 Appoint a Director Tsukuda, Kazuo Mgmt For For
3.12 Appoint a Director Imai, Yasuo Mgmt For For
3.13 Appoint a Director Ono, Masato Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
FORD MOTOR COMPANY Agenda Number: 934551032
--------------------------------------------------------------------------------------------------------------------------
Security: 345370860
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: F
ISIN: US3453708600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: STEPHEN G. BUTLER Mgmt For For
1B. ELECTION OF DIRECTOR: KIMBERLY A. CASIANO Mgmt For For
1C. ELECTION OF DIRECTOR: ANTHONY F. EARLEY, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: MARK FIELDS Mgmt For For
1E. ELECTION OF DIRECTOR: EDSEL B. FORD II Mgmt For For
1F. ELECTION OF DIRECTOR: WILLIAM CLAY FORD, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: WILLIAM W. HELMAN IV Mgmt For For
1H. ELECTION OF DIRECTOR: JON M. HUNTSMAN, JR. Mgmt For For
1I. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN C. LECHLEITER Mgmt For For
1K. ELECTION OF DIRECTOR: ELLEN R. MARRAM Mgmt For For
1L. ELECTION OF DIRECTOR: JOHN L. THORNTON Mgmt For For
1M. ELECTION OF DIRECTOR: LYNN M. VOJVODICH Mgmt For For
1N. ELECTION OF DIRECTOR: JOHN S. WEINBERG Mgmt For For
2. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM.
3. SAY-ON-PAY - AN ADVISORY VOTE TO APPROVE Mgmt For For
THE COMPENSATION OF THE NAMED EXECUTIVES.
4. AN ADVISORY VOTE ON THE FREQUENCY OF A Mgmt 1 Year For
SHAREHOLDER VOTE TO APPROVE THE
COMPENSATION OF THE NAMED EXECUTIVES.
5. RELATING TO CONSIDERATION OF A Shr Against For
RECAPITALIZATION PLAN TO PROVIDE THAT ALL
OF THE COMPANY'S OUTSTANDING STOCK HAVE ONE
VOTE PER SHARE.
6. RELATING TO DISCLOSURE OF THE COMPANY'S Shr Against For
LOBBYING ACTIVITIES AND EXPENDITURES.
--------------------------------------------------------------------------------------------------------------------------
FORTUNE BRANDS HOME & SECURITY, INC. Agenda Number: 934541601
--------------------------------------------------------------------------------------------------------------------------
Security: 34964C106
Meeting Type: Annual
Meeting Date: 02-May-2017
Ticker: FBHS
ISIN: US34964C1062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: A.D. DAVID MACKAY Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID M. THOMAS Mgmt For For
1C. ELECTION OF DIRECTOR: NORMAN H. WESLEY Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GALAXY ENTERTAINMENT GROUP LTD Agenda Number: 707871403
--------------------------------------------------------------------------------------------------------------------------
Security: Y2679D118
Meeting Type: AGM
Meeting Date: 04-May-2017
Ticker:
ISIN: HK0027032686
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE HONG KONG MARKET THAT A Non-Voting
VOTE OF "ABSTAIN" WILL BE TREATED THE SAME
AS A "TAKE NO ACTION" VOTE.
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0324/LTN20170324379.pdf,
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0324/LTN20170324393.pdf
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS AND REPORTS OF THE
DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31
DECEMBER 2016
2.1 TO RE-ELECT MS. PADDY TANG LUI WAI YU AS A Mgmt For For
DIRECTOR
2.2 TO RE-ELECT DR. WILLIAM YIP SHUE LAM AS A Mgmt For For
DIRECTOR
2.3 TO FIX THE DIRECTORS' REMUNERATION Mgmt For For
3 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
DIRECTORS TO FIX THE AUDITOR'S REMUNERATION
4.1 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO BUY-BACK SHARES OF THE COMPANY
4.2 TO GIVE A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE ADDITIONAL SHARES OF THE COMPANY
4.3 TO EXTEND THE GENERAL MANDATE AS APPROVED Mgmt For For
UNDER 4.2
--------------------------------------------------------------------------------------------------------------------------
GENERAL ELECTRIC COMPANY Agenda Number: 934541916
--------------------------------------------------------------------------------------------------------------------------
Security: 369604103
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: GE
ISIN: US3696041033
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
A1 ELECTION OF DIRECTOR: SEBASTIEN M. BAZIN Mgmt For For
A2 ELECTION OF DIRECTOR: W. GEOFFREY BEATTIE Mgmt For For
A3 ELECTION OF DIRECTOR: JOHN J. BRENNAN Mgmt For For
A4 ELECTION OF DIRECTOR: FRANCISCO D'SOUZA Mgmt For For
A5 ELECTION OF DIRECTOR: MARIJN E. DEKKERS Mgmt For For
A6 ELECTION OF DIRECTOR: PETER B. HENRY Mgmt For For
A7 ELECTION OF DIRECTOR: SUSAN J. HOCKFIELD Mgmt For For
A8 ELECTION OF DIRECTOR: JEFFREY R. IMMELT Mgmt For For
A9 ELECTION OF DIRECTOR: ANDREA JUNG Mgmt For For
A10 ELECTION OF DIRECTOR: ROBERT W. LANE Mgmt For For
A11 ELECTION OF DIRECTOR: RISA LAVIZZO-MOUREY Mgmt For For
A12 ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
A13 ELECTION OF DIRECTOR: LOWELL C. MCADAM Mgmt For For
A14 ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF Mgmt For For
A15 ELECTION OF DIRECTOR: JAMES J. MULVA Mgmt For For
A16 ELECTION OF DIRECTOR: JAMES E. ROHR Mgmt For For
A17 ELECTION OF DIRECTOR: MARY L. SCHAPIRO Mgmt For For
A18 ELECTION OF DIRECTOR: JAMES S. TISCH Mgmt For For
B1 ADVISORY APPROVAL OF OUR NAMED EXECUTIVES' Mgmt For For
COMPENSATION
B2 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
B3 APPROVAL OF GE'S 2007 LONG-TERM INCENTIVE Mgmt For For
PLAN AS AMENDED
B4 APPROVAL OF THE MATERIAL TERMS OF SENIOR Mgmt For For
OFFICER PERFORMANCE GOALS
B5 RATIFICATION OF KPMG AS INDEPENDENT AUDITOR Mgmt For For
FOR 2017
C1 REPORT ON LOBBYING ACTIVITIES Shr Against For
C2 REQUIRE THE CHAIRMAN OF THE BOARD TO BE Shr Against For
INDEPENDENT
C3 ADOPT CUMULATIVE VOTING FOR DIRECTOR Shr Against For
ELECTIONS
C4 REPORT ON CHARITABLE CONTRIBUTIONS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
GOLDCORP INC. Agenda Number: 934552200
--------------------------------------------------------------------------------------------------------------------------
Security: 380956409
Meeting Type: Annual and Special
Meeting Date: 26-Apr-2017
Ticker: GG
ISIN: CA3809564097
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
BEVERLEY A. BRISCOE Mgmt For For
MARGOT A. FRANSSEN,O.C. Mgmt For For
DAVID A. GAROFALO Mgmt For For
CLEMENT A. PELLETIER Mgmt For For
P. RANDY REIFEL Mgmt For For
CHARLES R. SARTAIN Mgmt For For
IAN W. TELFER Mgmt For For
BLANCA A. TREVINO Mgmt For For
KENNETH F. WILLIAMSON Mgmt For For
02 IN RESPECT OF THE APPOINTMENT OF DELOITTE Mgmt For For
LLP, INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM, AS AUDITORS OF THE COMPANY
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION;
03 A NON-BINDING ADVISORY RESOLUTION ACCEPTING Mgmt For For
THE COMPANY'S APPROACH TO EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 707287480
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: EGM
Meeting Date: 19-Aug-2016
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL TO AMEND THE
CORPORATE BYLAWS OF THE COMPANY
II DESIGNATION OF A DELEGATE OR DELEGATES TO Mgmt For For
FORMALIZE AND CARRY OUT, IF DEEMED
APPROPRIATE, THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
CMMT 28 JUL 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS I AND II. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 707287492
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 19-Aug-2016
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF A PROPOSAL TO PAY A CASH
DIVIDEND
II DESIGNATION OF A DELEGATE OR DELEGATES TO Mgmt For For
FORMALIZE AND CARRY OUT, IF DEEMED
APPROPRIATE, THE RESOLUTIONS THAT ARE
PASSED BY THE GENERAL MEETING
CMMT 28 JUL 2016: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTIONS I AND II. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT VOTE
AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
GRUPO FINANCIERO BANORTE SAB DE CV Agenda Number: 707720098
--------------------------------------------------------------------------------------------------------------------------
Security: P49501201
Meeting Type: OGM
Meeting Date: 24-Feb-2017
Ticker:
ISIN: MXP370711014
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PROPOSAL, DISCUSSION AND, IF ANY, APPROVAL Mgmt For For
A PROPOSAL TO DISTRIBUTE A DIVIDEND IN CASH
II REPORT OF THE EXTERNAL AUDITOR ON THE Mgmt For For
FISCAL SITUATION OF THE COMPANY
III DESIGNATION OF DELEGATES TO FORMALIZE AND Mgmt For For
EXECUTE THE RESOLUTIONS ADOPTED BY THE
ASSEMBLY
--------------------------------------------------------------------------------------------------------------------------
HIKMA PHARMACEUTICALS PLC, LONDON Agenda Number: 707983424
--------------------------------------------------------------------------------------------------------------------------
Security: G4576K104
Meeting Type: AGM
Meeting Date: 19-May-2017
Ticker:
ISIN: GB00B0LCW083
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 31-DEC-2016
2 TO DECLARE A FINAL DIVIDEND OF 22 CENTS PER Mgmt For For
ORDINARY SHARE IN RESPECT OF THE YEAR ENDED
31 DECEMBER 2016
3 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS OF THE COMPANY
4 TO AUTHORISE THE AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE AUDITORS' REMUNERATION
5 TO ELECT NINA HENDERSON AS A DIRECTOR OF Mgmt For For
THE COMPANY
6 TO RE-ELECT SAID DARWAZAH AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 TO RE-ELECT MAZEN DARWAZAH AS A DIRECTOR OF Mgmt For For
THE COMPANY
8 TO RE-ELECT ROBERT PICKERING AS A DIRECTOR Mgmt For For
OF THE COMPANY
9 TO RE-ELECT ALI AL-HUSRY AS A DIRECTOR OF Mgmt For For
THE COMPANY
10 TO RE-ELECT DR. RONALD GOODE AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 TO RE-ELECT PATRICK BUTLER AS A DIRECTOR OF Mgmt For For
THE COMPANY
12 TO RE-ELECT DR. JOCHEN GANN AS A DIRECTOR Mgmt For For
OF THE COMPANY
13 TO RE-ELECT JOHN CASTELLANI AS A DIRECTOR Mgmt For For
OF THE COMPANY
14 TO RE-ELECT DR. PAMELA KIRBY AS A DIRECTOR Mgmt For For
OF THE COMPANY
15 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
16 TO APPROVE THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 31 DECEMBER 2016
17 TO APPROVE THE EXTENSION OF THE EFFECTIVE Mgmt For For
PERIOD OF THE EXECUTIVE INCENTIVE PLAN,
FROM 5 YEARS TO 10 YEARS
18 TO APPROVE THE INCREASE OF THE AGGREGATE Mgmt For For
DIRECTORS' FEE LIMIT FROM 1,000,000 GBP TO
1,500,000 GBP PER ANNUM
19 AUTHORITY TO ALLOT SHARES UP TO AN Mgmt For For
AGGREGATE NOMINAL AMOUNT OF 7,999,293 GBP
20 THAT THE DIRECTORS BE EMPOWERED TO ALLOT Mgmt For For
EQUITY SECURITIES FOR CASH ON A NON
PRE-EMPTIVE BASIS UP TO AN AGGREGATE
NOMINAL AMOUNT OF 1,199,894 GBP
21 THAT AN AGGREGATE NOMINAL AMOUNT OF Mgmt For For
1,199,894 GBP TO BE USED ONLY FOR THE
PURPOSES OF FINANCING A TRANSACTION (FOR
FULL TEXT PLEASE REFER TO THE NOTICE OF
MEETING)
22 AUTHORITY TO MAKE MARKET PURCHASES OF OWN Mgmt For For
SHARES, UP TO 2,399,788 GBP REPRESENTING 10
PER CENT OF THE ISSUED SHARE CAPITAL OF THE
COMPANY
23 THAT A GENERAL MEETING OF SHAREHOLDERS OF Mgmt For For
THE COMPANY, OTHER THAN AN AGM, MAY BE
CALLED ON 14 CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTERNATIONAL INC. Agenda Number: 934539567
--------------------------------------------------------------------------------------------------------------------------
Security: 438516106
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: HON
ISIN: US4385161066
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DARIUS ADAMCZYK Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM S. AYER Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN BURKE Mgmt For For
1D. ELECTION OF DIRECTOR: JAIME CHICO PARDO Mgmt For For
1E. ELECTION OF DIRECTOR: DAVID M. COTE Mgmt For For
1F. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1G. ELECTION OF DIRECTOR: LINNET F. DEILY Mgmt For For
1H. ELECTION OF DIRECTOR: JUDD GREGG Mgmt For For
1I. ELECTION OF DIRECTOR: CLIVE HOLLICK Mgmt For For
1J. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1K. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1L. ELECTION OF DIRECTOR: BRADLEY T. SHEARES Mgmt For For
1M. ELECTION OF DIRECTOR: ROBIN L. WASHINGTON Mgmt For For
2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. APPROVAL OF INDEPENDENT ACCOUNTANTS. Mgmt For For
5. INDEPENDENT BOARD CHAIRMAN. Shr Against For
6. POLITICAL LOBBYING AND CONTRIBUTIONS. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 707838100
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: EGM
Meeting Date: 24-Apr-2017
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
HSBC HOLDINGS PLC Agenda Number: 707819299
--------------------------------------------------------------------------------------------------------------------------
Security: G4634U169
Meeting Type: AGM
Meeting Date: 28-Apr-2017
Ticker:
ISIN: GB0005405286
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT & ACCOUNTS Mgmt For For
2016
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
REPORT
3A TO ELECT DAVID NISH AS A DIRECTOR Mgmt For For
3B TO ELECT JACKSON TAI AS A DIRECTOR Mgmt For For
3C TO RE-ELECT PHILLIP AMEEN AS A DIRECTOR Mgmt For For
3D TO RE-ELECT KATHLEEN CASEY AS A DIRECTOR Mgmt For For
3E TO RE-ELECT LAURA CHA AS A DIRECTOR Mgmt For For
3F TO RE-ELECT HENRI DE CASTRIES AS A DIRECTOR Mgmt For For
3G TO RE-ELECT LORD EVANS OF WEARDALE AS A Mgmt For For
DIRECTOR
3H TO RE-ELECT JOACHIM FABER AS A DIRECTOR Mgmt For For
3I TO RE-ELECT DOUGLAS FLINT AS A DIRECTOR Mgmt For For
3J TO RE-ELECT STUART GULLIVER AS A DIRECTOR Mgmt For For
3K TO RE-ELECT IRENE LEE AS A DIRECTOR Mgmt For For
3L TO RE-ELECT JOHN LIPSKY AS A DIRECTOR Mgmt For For
3M TO RE-ELECT IAIN MACKAY AS A DIRECTOR Mgmt For For
3N TO RE-ELECT HEIDI MILLER AS A DIRECTOR Mgmt For For
3O TO RE-ELECT MARC MOSES AS A DIRECTOR Mgmt For For
3P TO RE-ELECT JONATHAN SYMONDS AS A DIRECTOR Mgmt For For
3Q TO RE-ELECT PAULINE VAN DER MEER MOHR AS A Mgmt For For
DIRECTOR
3R TO RE-ELECT PAUL WALSH AS A DIRECTOR Mgmt For For
4 TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITOR OF THE COMPANY
5 TO AUTHORISE THE GROUP AUDIT COMMITTEE TO Mgmt For For
DETERMINE THE REMUNERATION OF THE AUDITOR
6 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
7 TO AUTHORISE THE DIRECTORS TO ALLOT SHARES Mgmt For For
8 TO DISAPPLY PRE-EMPTION RIGHTS Mgmt For For
9 TO FURTHER DISAPPLY PRE-EMPTION RIGHTS FOR Mgmt For For
ACQUISITIONS
10 TO AUTHORISE THE DIRECTORS TO ALLOT ANY Mgmt For For
REPURCHASED SHARES
11 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
12 TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY Mgmt For For
SECURITIES IN RELATION TO CONTINGENT
CONVERTIBLE SECURITIES
13 TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION Mgmt For For
TO THE ISSUE OF CONTINGENT CONVERTIBLE
SECURITIES
14 TO APPROVE GENERAL MEETINGS (OTHER THAN Mgmt For For
ANNUAL GENERAL MEETINGS) BEING CALLED ON 14
CLEAR DAYS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
HYUNDAI MOTOR CO LTD, SEOUL Agenda Number: 707785323
--------------------------------------------------------------------------------------------------------------------------
Security: Y38472109
Meeting Type: AGM
Meeting Date: 17-Mar-2017
Ticker:
ISIN: KR7005380001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 APPROVAL OF FINANCIAL STATEMENTS Mgmt For For
2.1 ELECTION OF INSIDE DIRECTOR JEONG MONG GU Mgmt For For
2.2 ELECTION OF OUTSIDE DIRECTOR CHOE EUN SU Mgmt For For
3 ELECTION OF AUDIT COMMITTEE MEMBER CHOE EUN Mgmt For For
SU
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
INCYTE CORPORATION Agenda Number: 934600570
--------------------------------------------------------------------------------------------------------------------------
Security: 45337C102
Meeting Type: Annual
Meeting Date: 26-May-2017
Ticker: INCY
ISIN: US45337C1027
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JULIAN C. BAKER Mgmt For For
JEAN-JACQUES BIENAIME Mgmt For For
PAUL A. BROOKE Mgmt For For
PAUL J. CLANCY Mgmt For For
WENDY L. DIXON Mgmt For For
PAUL A. FRIEDMAN Mgmt For For
HERVE HOPPENOT Mgmt For For
2. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt For For
BASIS, THE COMPENSATION OF THE COMPANY'S
NAMED EXECUTIVE OFFICERS.
3. TO APPROVE, ON A NON-BINDING, ADVISORY Mgmt 1 Year For
BASIS, THE FREQUENCY OF FUTURE NON-BINDING
ADVISORY STOCKHOLDER VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. TO RATIFY THE APPOINTMENT OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
ING GROEP N.V. Agenda Number: 707872532
--------------------------------------------------------------------------------------------------------------------------
Security: N4578E595
Meeting Type: AGM
Meeting Date: 08-May-2017
Ticker:
ISIN: NL0011821202
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 OPENING REMARKS AND ANNOUNCEMENTS Non-Voting
2.A REPORT OF THE EXECUTIVE BOARD FOR 2016 Non-Voting
2.B SUSTAINABILITY Non-Voting
2.C REPORT OF THE SUPERVISORY BOARD FOR 2016 Non-Voting
2.D REMUNERATION REPORT Non-Voting
2.E ANNUAL ACCOUNTS FOR 2016 Mgmt For For
3.A PROFIT RETENTION AND DISTRIBUTION POLICY Non-Voting
3.B DIVIDEND FOR 2016: IT IS PROPOSED TO Mgmt For For
DECLARE A TOTAL DIVIDEND FOR 2016 OF EUR
0.66 PER ORDINARY SHARE
4.A DISCHARGE OF THE MEMBERS OF THE EXECUTIVE Mgmt For For
BOARD IN RESPECT OF THEIR DUTIES PERFORMED
DURING THE YEAR 2016
4.B DISCHARGE OF THE MEMBERS AND FORMER MEMBER Mgmt For For
OF THE SUPERVISORY BOARD IN RESPECT OF
THEIR DUTIES PERFORMED DURING THE YEAR 2016
5.A AMENDMENT TO DEFERRAL PERIOD IN THE Non-Voting
REMUNERATION POLICY FOR MEMBERS OF THE
EXECUTIVE BOARD
5.B VARIABLE REMUNERATION CAP FOR SELECTED Mgmt For For
GLOBAL STAFF
6.A COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
REAPPOINTMENT OF RALPH HAMERS
6.B COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF STEVEN VAN RIJSWIJK
6.C COMPOSITION OF THE EXECUTIVE BOARD: Mgmt For For
APPOINTMENT OF KOOS TIMMERMANS
7.A COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF HERMANN-JOSEF LAMBERTI
7.B COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF ROBERT REIBESTEIN
7.C COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
REAPPOINTMENT OF JEROEN VAN DER VEER
7.D COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF JAN PETER BALKENENDE
7.E COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF MARGARETE HAASE
7.F COMPOSITION OF THE SUPERVISORY BOARD: Mgmt For For
APPOINTMENT OF HANS WIJERS
8.A AUTHORISATION TO ISSUE ORDINARY SHARES Mgmt For For
8.B AUTHORISATION TO ISSUE ORDINARY SHARES, Mgmt For For
WITH OR WITHOUT PRE-EMPTIVE RIGHTS OF
EXISTING SHAREHOLDERS
9 AUTHORISATION OF THE EXECUTIVE BOARD TO Mgmt For For
ACQUIRE ORDINARY SHARES IN THE COMPANY'S
CAPITAL
10 ANY OTHER BUSINESS AND CONCLUSION Non-Voting
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934475422
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Special
Meeting Date: 12-Oct-2016
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. TO APPROVE THE ADOPTION OF THE THIRD Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION, WHICH INCREASES THE TOTAL
NUMBER OF AUTHORIZED SHARES OF COMMON
STOCK, PAR VALUE $0.01 PER SHARE, FROM
500,000,000 TO 1,500,000,000, AND
CORRESPONDINGLY INCREASES THE TOTAL NUMBER
OF SHARES OF CAPITAL STOCK THAT ICE IS
AUTHORIZED TO ISSUE FROM 600,000,000 TO
1,600,000,000.
--------------------------------------------------------------------------------------------------------------------------
INTERCONTINENTAL EXCHANGE, INC. Agenda Number: 934566261
--------------------------------------------------------------------------------------------------------------------------
Security: 45866F104
Meeting Type: Annual
Meeting Date: 19-May-2017
Ticker: ICE
ISIN: US45866F1049
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANN M. CAIRNS Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES R. CRISP Mgmt For For
1C. ELECTION OF DIRECTOR: DURIYA M. FAROOQUI Mgmt For For
1D. ELECTION OF DIRECTOR: JEAN-MARC FORNERI Mgmt For For
1E. ELECTION OF DIRECTOR: THE RT. HON. THE LORD Mgmt For For
HAGUE OF RICHMOND
1F. ELECTION OF DIRECTOR: FRED W. HATFIELD Mgmt For For
1G. ELECTION OF DIRECTOR: THOMAS E. NOONAN Mgmt For For
1H. ELECTION OF DIRECTOR: FREDERIC V. SALERNO Mgmt For For
1I. ELECTION OF DIRECTOR: JEFFREY C. SPRECHER Mgmt For For
1J. ELECTION OF DIRECTOR: JUDITH A. SPRIESER Mgmt For For
1K. ELECTION OF DIRECTOR: VINCENT TESE Mgmt For For
2. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt For For
ADVISORY RESOLUTION ON EXECUTIVE
COMPENSATION FOR NAMED EXECUTIVE OFFICERS.
3. TO APPROVE, BY NON-BINDING VOTE, THE Mgmt 1 Year For
ADVISORY RESOLUTION ON THE FREQUENCY OF
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
4. TO APPROVE THE INTERCONTINENTAL EXCHANGE, Mgmt For For
INC. 2017 OMNIBUS EMPLOYEE INCENTIVE PLAN.
5. TO APPROVE AN AMENDMENT TO THE Mgmt For For
INTERCONTINENTAL EXCHANGE, INC. 2013
OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE
PLAN TO ADD AN AGGREGATE ANNUAL
COMPENSATION LIMIT.
6. TO APPROVE THE ADOPTION OF OUR FOURTH Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO UPDATE AND STREAMLINE
REFERENCES TO OUR NATIONAL SECURITIES
EXCHANGE SUBSIDIARIES, THEIR MEMBERS, AND
THE HOLDING COMPANIES THAT CONTROL SUCH
EXCHANGES, AND DELETE REFERENCES TO CERTAIN
OTHER SUBSIDIARIES.
7. TO APPROVE THE ADOPTION OF OUR FOURTH Mgmt For For
AMENDED AND RESTATED CERTIFICATE OF
INCORPORATION TO REMOVE AN OBSOLETE PROVISO
CROSS-REFERENCING A SECTION OF OUR BYLAWS
THAT WAS DELETED AFTER THE SALE OF THE
EURONEXT BUSINESS IN 2014.
8. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP Mgmt For For
AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
9. STOCKHOLDER PROPOSAL REGARDING THE Shr Against For
PREPARATION OF A REPORT ASSESSING ESG
MARKET DISCLOSURE EXPECTATIONS.
--------------------------------------------------------------------------------------------------------------------------
INTERNATIONAL CONSOLIDATED AIRLINES GROUP SA, MADR Agenda Number: 708169001
--------------------------------------------------------------------------------------------------------------------------
Security: E67674106
Meeting Type: OGM
Meeting Date: 14-Jun-2017
Ticker:
ISIN: ES0177542018
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES Non-Voting
NOT REACH QUORUM, THERE WILL BE A SECOND
CALL ON 15 JUN 2017 CONSEQUENTLY, YOUR
VOTING INSTRUCTIONS WILL REMAIN VALID FOR
ALL CALLS UNLESS THE AGENDA IS AMENDED.
THANK YOU
1 APPROVAL OF THE 2016 FINANCIAL STATEMENTS Mgmt For For
AND MANAGEMENT REPORTS OF THE COMPANY AND
OF ITS CONSOLIDATED GROUP
2.A APPROVAL OF THE PROPOSAL FOR THE ALLOCATION Mgmt For For
OF 2016 RESULTS AND OFFSET OF PRIOR YEARS'
LOSSES AGAINST THE SHARE PREMIUM RESERVE
2.B REMUNERATION TO SHAREHOLDERS: FINAL Mgmt For For
DIVIDEND APPROVAL
3 APPROVAL OF THE MANAGEMENT OF THE BOARD OF Mgmt For For
DIRECTORS DURING THE 2016 FINANCIAL YEAR
4.A RE-ELECTION OF ERNST & YOUNG, S.L. AS Mgmt For For
AUDITOR FOR THE 2017 FINANCIAL STATEMENTS
OF THE COMPANY AND OF ITS CONSOLIDATED
GROUP
4.B DELEGATION TO THE BOARD OF DIRECTORS TO Mgmt For For
DETERMINE THE TERMS AND CONDITIONS OF
RE-ELECTION AND REMUNERATION OF ERNST &
YOUNG, S.L. AS AUDITOR
5.A TO RE-ELECT MR. ANTONIO VAZQUEZ ROMERO AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.B TO RE-ELECT MR. WILLIAM WALSH AS A DIRECTOR Mgmt For For
FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS EXECUTIVE DIRECTOR
5.C TO RE-ELECT MR. MARC BOLLAND AS A DIRECTOR Mgmt For For
FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.D TO RE-ELECT MR. PATRICK CESCAU AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.E TO RE-ELECT MR. ENRIQUE DUPUY DE LOME AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS EXECUTIVE
DIRECTOR
5.F TO RE-ELECT MR. JAMES LAWRENCE AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS OTHER EXTERNAL
DIRECTOR
5.G TO RE-ELECT MS. MARIA FERNANDA MEJIA Mgmt For For
CAMPUZANO AS A DIRECTOR FOR THE CORPORATE
BYLAWS MANDATED ONE-YEAR TERM, CLASSIFIED
AS NON-EXECUTIVE INDEPENDENT DIRECTOR
5.H TO RE-ELECT MR. KIERAN POYNTER AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.I TO RE-ELECT MR. EMILIO SARACHO RODRIGUEZ DE Mgmt For For
TORRES AS DIRECTOR FOR THE CORPORATE BYLAWS
MANDATED ONE-YEAR TERM, CLASSIFIED AS
NON-EXECUTIVE INDEPENDENT DIRECTOR
5.J TO RE-ELECT DAME MARJORIE SCARDINO AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.K TO RE-ELECT MR. ALBERTO TEROL ESTEBAN AS A Mgmt For For
DIRECTOR FOR THE CORPORATE BYLAWS MANDATED
ONE-YEAR TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR
5.L TO APPOINT MS. NICOLA SHAW AS A DIRECTOR Mgmt For For
FOR THE CORPORATE BYLAWS MANDATED ONE-YEAR
TERM, CLASSIFIED AS NON-EXECUTIVE
INDEPENDENT DIRECTOR, WITH EFFECT FROM
JANUARY 1, 2018
6 CONSULTATIVE VOTE ON THE 2016 ANNUAL REPORT Mgmt For For
ON DIRECTORS' REMUNERATION
7 AUTHORISATION, FOR A TERM ENDING AT NEXT Mgmt For For
YEAR'S ANNUAL SHAREHOLDERS' MEETING (OR, IF
EARLIER, FIFTEEN MONTHS FROM THE DATE OF
PASSING OF THIS RESOLUTION), FOR THE
DERIVATIVE ACQUISITION OF THE COMPANY'S OWN
SHARES BY THE COMPANY ITSELF AND/OR BY ITS
SUBSIDIARIES, UPON THE TERMS PROVIDED BY
APPLICABLE LAW AND SUBJECT TO THE FOLLOWING
CONDITIONS: (A) THE MAXIMUM AGGREGATE
NUMBER OF SHARES WHICH ARE AUTHORISED TO BE
PURCHASED SHALL BE THE LOWER OF THE MAXIMUM
AMOUNT PERMITTED BY THE LAW AND SUCH NUMBER
AS REPRESENTS TEN PER CENT. OF THE
AGGREGATE NOMINAL AMOUNT OF THE SHARE
CAPITAL AS AT THE DATE OF PASSING THIS
RESOLUTION; (B) THE MINIMUM PRICE WHICH MAY
BE PAID FOR A SHARE IS ZERO; (C) THE
MAXIMUM PRICE WHICH MAY BE PAID FOR A SHARE
IS THE HIGHEST OF: (I) AN AMOUNT EQUAL TO
FIVE PER CENT. ABOVE THE AVERAGE OF THE
MIDDLE MARKET QUOTATIONS FOR THE SHARES AS
TAKEN FROM THE RELEVANT STOCK EXCHANGE FOR
THE FIVE BUSINESS DAYS IMMEDIATELY
PRECEDING THE DAY ON WHICH THE TRANSACTION
IS PERFORMED; AND (II) THE HIGHER OF THE
PRICE OF THE LAST INDEPENDENT TRADE AND THE
HIGHEST CURRENT INDEPENDENT BID ON THE
TRADING VENUES WHERE THE TRANSACTION IS
CARRIED OUT AT THE RELEVANT TIME; IN EACH
CASE, EXCLUSIVE OF EXPENSES
8 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, FOR
A TERM ENDING AT NEXT YEAR'S ANNUAL
SHAREHOLDERS' MEETING (OR, IF EARLIER,
FIFTEEN MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), TO INCREASE THE SHARE
CAPITAL PURSUANT TO THE PROVISIONS OF
ARTICLE 297.1.B) OF THE COMPANIES LAW, BY
UP TO (A) ONE-THIRD OF THE SHARE CAPITAL AS
AT THE DATE OF PASSING THIS RESOLUTION
(SUCH AMOUNT TO BE REDUCED BY THE AMOUNT
THAT THE SHARE CAPITAL HAS BEEN INCREASED
BY AND THE MAXIMUM AMOUNT THAT THE SHARE
CAPITAL MAY NEED TO BE INCREASED ON THE
CONVERSION OR EXCHANGE OF ANY SECURITIES
ISSUED UNDER PARAGRAPH (A) OF RESOLUTION
9); AND (B) UP TO A FURTHER ONE-SIXTH OF
THE SHARE CAPITAL AS AT THE DATE OF PASSING
THIS RESOLUTION IN CONNECTION WITH AN OFFER
BY WAY OF A RIGHTS ISSUE IN ACCORDANCE WITH
THE LISTING RULES MADE UNDER PART IV OF THE
UNITED KINGDOM FINANCIAL SERVICES AND
MARKETS ACT 2000 (SUCH AMOUNT TO BE REDUCED
BY THE AMOUNT THAT THE SHARE CAPITAL HAS
BEEN INCREASED BY AND THE MAXIMUM AMOUNT
THAT THE SHARE CAPITAL MAY NEED TO BE
INCREASED ON THE CONVERSION OR EXCHANGE OF
ANY SECURITIES ISSUED UNDER PARAGRAPH (B)
OF RESOLUTION 9)
9 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, FOR
A TERM ENDING AT NEXT YEAR'S ANNUAL
SHAREHOLDERS' MEETING (OR, IF EARLIER,
FIFTEEN MONTHS FROM THE DATE OF PASSING OF
THIS RESOLUTION), TO ISSUE SECURITIES
(INCLUDING WARRANTS) CONVERTIBLE INTO
AND/OR EXCHANGEABLE FOR SHARES OF THE
COMPANY, UP TO A MAXIMUM LIMIT OF
1,000,000,000 EUROS OR THE EQUIVALENT
THEREOF IN ANOTHER CURRENCY, PROVIDED THAT
THE AGGREGATE SHARE CAPITAL THAT MAY NEED
TO BE INCREASED ON THE CONVERSION OR
EXCHANGE OF ALL SUCH SECURITIES MAY NOT BE
HIGHER THAN: (A) ONE-THIRD OF THE SHARE
CAPITAL AS AT THE DATE OF PASSING THIS
RESOLUTION (SUCH AMOUNT TO BE REDUCED BY
THE AMOUNT THAT THE SHARE CAPITAL HAS BEEN
INCREASED UNDER PARAGRAPH (A) OF RESOLUTION
8); AND (B) A FURTHER ONE-SIXTH OF THE
SHARE CAPITAL AS AT THE DATE OF PASSING
THIS RESOLUTION IN CONNECTION WITH AN OFFER
BY WAY OF A RIGHTS ISSUE IN ACCORDANCE WITH
THE LISTING RULES MADE UNDER PART IV OF THE
UNITED KINGDOM FINANCIAL SERVICES AND
MARKETS ACT 2000 (SUCH AMOUNT TO BE REDUCED
BY THE AMOUNT THAT THE SHARE CAPITAL HAS
BEEN INCREASED UNDER PARAGRAPH (B) OF
RESOLUTION 8). ESTABLISHMENT OF THE
CRITERIA FOR DETERMINING THE BASIS FOR AND
TERMS AND CONDITIONS APPLICABLE TO THE
CONVERSION OR EXCHANGE. AUTHORISATION TO
THE BOARD OF DIRECTORS, WITH THE EXPRESS
POWER OF SUBSTITUTION, TO DEVELOP THE BASIS
FOR AND TERMS AND CONDITIONS APPLICABLE TO
THE CONVERSION OR EXCHANGE OF SUCH
SECURITIES, AS WELL AS TO INCREASE THE
SHARE CAPITAL BY THE REQUIRED AMOUNT ON THE
CONVERSION
10 AUTHORISATION TO THE BOARD OF DIRECTORS, Mgmt For For
WITH THE EXPRESS POWER OF SUBSTITUTION, TO
EXCLUDE PRE-EMPTIVE RIGHTS IN CONNECTION
WITH THE CAPITAL INCREASES AND THE
ISSUANCES OF CONVERTIBLE OR EXCHANGEABLE
SECURITIES THAT THE BOARD OF DIRECTORS MAY
APPROVE UNDER THE AUTHORITY GIVEN UNDER
RESOLUTIONS 8 AND 9 FOR THE PURPOSES OF
ALLOTTING SHARES OR CONVERTIBLE OR
EXCHANGEABLE SECURITIES IN CONNECTION WITH
A RIGHTS ISSUE IN ACCORDANCE WITH THE
LISTING RULES MADE UNDER PART IV OF THE
UNITED KINGDOM FINANCIAL SERVICES AND
MARKETS ACT 2000 OR IN ANY OTHER
CIRCUMSTANCES SUBJECT TO AN AGGREGATE
MAXIMUM NOMINAL AMOUNT OF THE SHARES SO
ALLOTTED AND THAT MAY BE ALLOTTED ON
CONVERSION OR EXCHANGE OF SUCH SECURITIES
OF FIVE PER CENT. OF THE SHARE CAPITAL AS
AT THE DATE OF PASSING THIS RESOLUTION
11 APPROVAL OF A REDUCTION IN SHARE CAPITAL BY Mgmt For For
MEANS OF THE CANCELLATION OF UP TO
190,000,000 SHARES (8.9 PER CENT. OF THE
SHARE CAPITAL). DELEGATION OF POWERS FOR
THE IMPLEMENTATION THEREOF
12 DELEGATION OF POWERS TO FORMALISE AND Mgmt For For
EXECUTE ALL RESOLUTIONS ADOPTED BY THE
SHAREHOLDERS AT THIS SHAREHOLDERS' MEETING,
FOR CONVERSION THEREOF INTO A PUBLIC
INSTRUMENT, AND FOR THE INTERPRETATION,
CORRECTION AND SUPPLEMENTATION THEREOF OR
FURTHER ELABORATION THEREON UNTIL THE
REQUIRED REGISTRATIONS ARE MADE, IF
APPLICABLE
--------------------------------------------------------------------------------------------------------------------------
INTESA SANPAOLO S.P.A. Agenda Number: 707850360
--------------------------------------------------------------------------------------------------------------------------
Security: T55067101
Meeting Type: OGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: IT0000072618
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 TO APPROVE THE PARENT COMPANY BALANCE SHEET Mgmt For For
AS OF 31 DECEMBER 2016
1.2 NET INCOME ALLOCATION AND DIVIDEND Mgmt For For
DISTRIBUTION AS WELL AS PART OF THE SHARE
PREMIUM RESERVE
2.1 REWARDING POLICY 2017 ADDRESSED TO Mgmt For For
NON-SUBORDINATED EMPLOYEE AND FREE LANCE
WORKERS AS WELL AS TO PARTICULAR CATEGORIES
COVERED BY THE AGENCY CONTRACT
2.2 TO EXTEND THE IMPACT INCREASE OF THE Mgmt For For
VARIABLE REWARDING UPON THE FIX ONE, FOR
THE BENEFIT OF ALL THE NOT BELONGING
CORPORATE CONTROL FUNCTIONS RISK TAKER
2.3 TO APPROVE THE STATEMENT OF EMOLUMENT Mgmt For For
CRITERIA TO BE AGREED IN CASE OF EMPLOYMENT
RELATIONSHIP EARLY TERMINATION OR OF EARLY
TERMINATION OF TERM OFFICE, TOGETHER WITH
THEIR OWN FIXED LIMITS
2.4 TO APPROVE THE 2016 REWARDING POLICY BASED Mgmt For For
ON FINANCIAL INSTRUMENTS
2.5 TO AUTHORIZE THE PURCHASE AND DISPOSAL OF Mgmt For For
OWN SHARES TO THE SERVICE OF THE 2016
REWARDING POLICY
CMMT 20 MAR 2017: PLEASE NOTE THAT THE ITALIAN Non-Voting
LANGUAGE AGENDA IS AVAILABLE BY CLICKING ON
THE URL LINK:
https://materials.proxyvote.com/Approved/99
999Z/19840101/NPS_313234.PDF
CMMT 20 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF ITALIAN AGENDA
URL LINK. IF YOU HAVE ALREADY SENT IN YOUR
VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.
THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
ISHARES MSCI FUND Agenda Number: 934621156
--------------------------------------------------------------------------------------------------------------------------
Security: 46429B598
Meeting Type: Special
Meeting Date: 19-Jun-2017
Ticker: INDA
ISIN: US46429B5984
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
JANE D. CARLIN Mgmt For For
RICHARD L. FAGNANI Mgmt For For
DREW E. LAWTON Mgmt For For
MADHAV V. RAJAN Mgmt For For
MARK WIEDMAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
JOHNSON & JOHNSON Agenda Number: 934537284
--------------------------------------------------------------------------------------------------------------------------
Security: 478160104
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: JNJ
ISIN: US4781601046
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARY C. BECKERLE Mgmt For For
1B. ELECTION OF DIRECTOR: D. SCOTT DAVIS Mgmt For For
1C. ELECTION OF DIRECTOR: IAN E. L. DAVIS Mgmt For For
1D. ELECTION OF DIRECTOR: ALEX GORSKY Mgmt For For
1E. ELECTION OF DIRECTOR: MARK B. MCCLELLAN Mgmt For For
1F. ELECTION OF DIRECTOR: ANNE M. MULCAHY Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES PRINCE Mgmt For For
1I. ELECTION OF DIRECTOR: A. EUGENE WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
2. ADVISORY VOTE ON FREQUENCY OF VOTING TO Mgmt 1 Year For
APPROVE NAMED EXECUTIVE OFFICER
COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF Mgmt For For
PERFORMANCE GOALS UNDER THE 2012 LONG-TERM
INCENTIVE PLAN
5. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
6. SHAREHOLDER PROPOSAL - INDEPENDENT BOARD Shr Against For
CHAIRMAN
--------------------------------------------------------------------------------------------------------------------------
JPMORGAN CHASE & CO. Agenda Number: 934561665
--------------------------------------------------------------------------------------------------------------------------
Security: 46625H100
Meeting Type: Annual
Meeting Date: 16-May-2017
Ticker: JPM
ISIN: US46625H1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA B. BAMMANN Mgmt For For
1B. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1C. ELECTION OF DIRECTOR: CRANDALL C. BOWLES Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN B. BURKE Mgmt For For
1E. ELECTION OF DIRECTOR: TODD A. COMBS Mgmt For For
1F. ELECTION OF DIRECTOR: JAMES S. CROWN Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES DIMON Mgmt For For
1H. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1I. ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: MICHAEL A. NEAL Mgmt For For
1K. ELECTION OF DIRECTOR: LEE R. RAYMOND Mgmt For For
1L. ELECTION OF DIRECTOR: WILLIAM C. WELDON Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. RATIFICATION OF INDEPENDENT REGISTERED Mgmt For For
PUBLIC ACCOUNTING FIRM
4. ADVISORY VOTE ON FREQUENCY OF ADVISORY Mgmt 1 Year For
RESOLUTION TO APPROVE EXECUTIVE
COMPENSATION
5. INDEPENDENT BOARD CHAIRMAN Shr Against For
6. VESTING FOR GOVERNMENT SERVICE Shr Against For
7. CLAWBACK AMENDMENT Shr Against For
8. GENDER PAY EQUITY Shr Against For
9. HOW VOTES ARE COUNTED Shr Against For
10. SPECIAL SHAREOWNER MEETINGS Shr Against For
--------------------------------------------------------------------------------------------------------------------------
KERING, PARIS Agenda Number: 707848416
--------------------------------------------------------------------------------------------------------------------------
Security: F5433L103
Meeting Type: MIX
Meeting Date: 27-Apr-2017
Ticker:
ISIN: FR0000121485
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 20 MAR 2017: PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0317/201703171700618.pdf AND PLEASE NOTE
THAT THIS IS A REVISION DUE TO MODIFICATION
OF THE TEXT OF RESOLUTION 3. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE FINANCIAL YEAR Mgmt For For
ENDED 31 DECEMBER 2016 AND SETTING OF THE
DIVIDEND: EUR 4.60 PER SHARE
O.4 RENEWAL OF THE TERM OF MR FRANCOIS-HENRI Mgmt For For
PINAULT AS DIRECTOR
O.5 RENEWAL OF THE TERM OF MR JEAN-FRANCOIS Mgmt For For
PALUS AS DIRECTOR
O.6 RENEWAL OF THE TERM OF MRS PATRICIA Mgmt For For
BARBIZET AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MR BAUDOUIN PROT AS Mgmt For For
DIRECTOR
O.8 APPROVAL OF THE PRINCIPLES AND Mgmt For For
ESTABLISHMENT OF THE CRITERIA FOR THE
DISTRIBUTION AND ALLOCATION OF THE FIXED,
VARIABLE AND EXCEPTIONAL COMPONENTS MAKING
UP THE TOTAL REMUNERATION AND ANY BENEFITS
WHICH MAY BE ALLOCATED TO THE EXECUTIVE
DIRECTORS
O.9 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR FRANCOIS-HENRI PINAULT, CHIEF
EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.10 ADVISORY REVIEW OF THE COMPENSATION OWED OR Mgmt For For
PAID TO MR JEAN- FRANCOIS PALUS, DEPUTY
GENERAL MANAGER, FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.11 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY SHARES
E.12 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE SHARE CAPITAL BY
CANCELLING TREASURY SHARES
E.13 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO ISSUE COMMON SHARES
AND TRANSFERABLE SECURITIES, WITH RETENTION
OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS, USABLE OUTSIDE OF PERIODS OF
PUBLIC OFFERS
E.14 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON
INCREASING THE CAPITAL BY INCORPORATING
RESERVES, PROFITS, OR SHARE PREMIUMS,
USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS
E.15 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED TO ISSUE
COMMON SHARES AND TRANSFERABLE SECURITIES,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, BY PUBLIC OFFERS,
USABLE OUTSIDE OF PERIODS OF PUBLIC OFFERS
E.16 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO ISSUE COMMON
SHARES AND/OR CAPITAL SECURITIES GRANTING
ACCESS TO OTHER CAPITAL SECURITIES OR
GRANTING THE RIGHT TO THE ALLOCATION OF
DEBT SECURITIES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO CAPITAL
SECURITIES TO BE ISSUED BY THE COMPANY,
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT, WITHIN THE CONTEXT OF A
PRIVATE PLACEMENT FOR THE BENEFIT OF
QUALIFIED INVESTORS OR OF A LIMITED GROUP
OF INVESTORS, USABLE OUTSIDE OF PERIODS OF
PUBLIC OFFERS
E.17 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO SET THE ISSUANCE PRICE OF
COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO CAPITAL
ACCORDING TO CERTAIN TERMS AND CONDITIONS,
UP TO A MAXIMUM OF 5% OF THE CAPITAL PER
YEAR, WITHIN THE CONTEXT OF A CAPITAL
INCREASE BY ISSUANCE WITHOUT THE
PRE-EMPTIVE SUBSCRIPTION RIGHT
E.18 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO INCREASE THE
NUMBER OF COMMON SHARES OR TRANSFERABLE
SECURITIES TO BE ISSUED IN CASE OF CAPITAL
INCREASES WITH OR WITHOUT THE PRE-EMPTIVE
SUBSCRIPTION RIGHT UP TO A MAXIMUM OF 15%
OF THE INITIAL ISSUANCE PERFORMED AS PER
THE 13TH, 15TH AND 16TH RESOLUTIONS
E.19 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO PROCEED WITH
ISSUING COMMON SHARES AND/OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE COMPANY'S
CAPITAL TO REMUNERATE CONTRIBUTIONS IN KIND
GRANTED TO THE COMPANY AND CONSISTING OF
CAPITAL SECURITIES OR TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL,
WITHIN THE LIMIT OF 10% OF THE SHARE
CAPITAL, USABLE OUTSIDE OF PERIODS OF
PUBLIC OFFERS
E.20 DELEGATION OF AUTHORITY TO BE GRANTED TO Mgmt For For
THE BOARD OF DIRECTORS TO DECIDE UPON A
SHARE CAPITAL INCREASE BY ISSUANCE OF
COMMON SHARES OR OTHER SECURITIES GRANTING
ACCESS TO THE CAPITAL RESERVED FOR
EMPLOYEES AND FORMER EMPLOYEES, MEMBERS OF
ONE OR SEVERAL COMPANY SAVINGS PLAN(S),
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT
OE.21 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
KOMATSU LTD. Agenda Number: 708223754
--------------------------------------------------------------------------------------------------------------------------
Security: J35759125
Meeting Type: AGM
Meeting Date: 20-Jun-2017
Ticker:
ISIN: JP3304200003
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Noji, Kunio Mgmt For For
2.2 Appoint a Director Ohashi, Tetsuji Mgmt For For
2.3 Appoint a Director Fujitsuka, Mikio Mgmt For For
2.4 Appoint a Director Kuromoto, Kazunori Mgmt For For
2.5 Appoint a Director Mori, Masanao Mgmt For For
2.6 Appoint a Director Oku, Masayuki Mgmt For For
2.7 Appoint a Director Yabunaka, Mitoji Mgmt For For
2.8 Appoint a Director Kigawa, Makoto Mgmt For For
3.1 Appoint a Corporate Auditor Matsuo, Mgmt For For
Hironobu
3.2 Appoint a Corporate Auditor Ono, Kotaro Mgmt For For
4 Approve Payment of Bonuses to Directors Mgmt For For
5 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as
Stock-Linked Compensation Type Stock
Options for Employees of the Company and
Representative Directors of the Company's
Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
LOGITECH INTERNATIONAL SA, APPLES Agenda Number: 707294182
--------------------------------------------------------------------------------------------------------------------------
Security: H50430232
Meeting Type: AGM
Meeting Date: 07-Sep-2016
Ticker:
ISIN: CH0025751329
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 APPROVAL OF THE ANNUAL REPORT, THE Mgmt For For
CONSOLIDATED FINANCIAL STATEMENTS AND THE
STATUTORY FINANCIAL STATEMENTS OF LOGITECH
INTERNATIONAL S.A. FOR FISCAL YEAR 2016
2 ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3 APPROPRIATION OF RETAINED EARNINGS AND Mgmt For For
DECLARATION OF DIVIDEND: THE BOARD OF
DIRECTORS APPROVED AND PROPOSES
DISTRIBUTION OF A GROSS AGGREGATE DIVIDEND
OF CHF 90,200,000 (APPROXIMATELY USD
93,946,300, BASED ON THE EXCHANGE RATE ON
MARCH 31, 2016), OR APPROXIMATELY CHF
0.5554 PER SHARE (APPROXIMATELY USD 0.5785
PER SHARE)
4 AMENDMENT AND RESTATEMENT OF THE 2006 STOCK Mgmt For For
INCENTIVE PLAN, INCLUDING AN INCREASE TO
THE NUMBER OF SHARES AVAILABLE FOR ISSUANCE
UNDER THE PLAN
5 RELEASE OF THE BOARD OF DIRECTORS AND Mgmt For For
EXECUTIVE OFFICERS FROM LIABILITY FOR
ACTIVITIES DURING FISCAL YEAR 2016
6.A RE-ELECTION OF DR. EDOUARD BUGNION AS BOARD Mgmt For For
OF DIRECTOR
6.B RE-ELECTION OF MR. BRACKEN DARRELL AS BOARD Mgmt For For
OF DIRECTOR
6.C RE-ELECTION OF MS. SALLY DAVIS AS BOARD OF Mgmt For For
DIRECTOR
6.D RE-ELECTION OF MR. GUERRINO DE LUCA AS Mgmt For For
BOARD OF DIRECTOR
6.E RE-ELECTION OF MS. SUE GOVE AS BOARD OF Mgmt For For
DIRECTOR
6.F RE-ELECTION OF MR. DIDIER HIRSCH AS BOARD Mgmt For For
OF DIRECTOR
6.G RE-ELECTION OF DR. NEIL HUNT AS BOARD OF Mgmt For For
DIRECTOR
6.H RE-ELECTION OF MR. DIMITRI PANAYOTOPOULOS Mgmt For For
AS BOARD OF DIRECTOR
6.I RE-ELECTION OF DR. LUNG YEH AS BOARD OF Mgmt For For
DIRECTOR
6.J ELECTION OF DR. PATRICK AEBISCHER AS BOARD Mgmt For For
OF DIRECTOR
7 RE-ELECTION OF THE CHAIRMAN OF THE BOARD: Mgmt For For
MR. GUERRINO DE LUCA
8.A RE-ELECTION OF COMPENSATION COMMITTEE : MS. Mgmt For For
SALLY DAVIS
8.B RE-ELECTION OF COMPENSATION COMMITTEE : DR. Mgmt For For
NEIL HUNT
8.C RE-ELECTION OF COMPENSATION COMMITTEE : MR. Mgmt For For
DIMITRI PANAYOTOPOULOS
8.D ELECTION OF COMPENSATION COMMITTEE : DR. Mgmt For For
EDOUARD BUGNION
9 APPROVAL OF COMPENSATION FOR THE BOARD OF Mgmt For For
DIRECTORS FOR THE 2016 TO 2017 BOARD YEAR
10 APPROVAL OF COMPENSATION FOR THE GROUP Mgmt For For
MANAGEMENT TEAM FOR FISCAL YEAR 2018
11 RE-ELECTION OF KPMG AG AS LOGITECH'S Mgmt For For
AUDITORS AND RATIFICATION OF THE
APPOINTMENT OF KPMG LLP AS LOGITECH'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR FISCAL YEAR 2017
12 RE-ELECTION OF MS. BEATRICE EHLERS AS Mgmt For For
INDEPENDENT REPRESENTATIVE
A IF ADDITIONAL PROPOSALS OR AMENDED Mgmt For Against
PROPOSALS IN CONNECTION WITH THE ABOVE
PROPOSALS ARE FORMULATED AT THE ANNUAL
GENERAL MEETING, I INSTRUCT THE INDEPENDENT
REPRESENTATIVE TO VOTE IN FAVOR OF THE
RECOMMENDATIONS OF THE BOARD (FOR), AGAINST
THE PROPOSALS (AGAINST) OR ABSTAIN
(ABSTAIN) AS FOLLOWS: AS SPECIFIED
--------------------------------------------------------------------------------------------------------------------------
LOWE'S COMPANIES, INC. Agenda Number: 934594412
--------------------------------------------------------------------------------------------------------------------------
Security: 548661107
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: LOW
ISIN: US5486611073
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
RAUL ALVAREZ Mgmt For For
ANGELA F. BRALY Mgmt For For
SANDRA B. COCHRAN Mgmt For For
LAURIE Z. DOUGLAS Mgmt For For
RICHARD W. DREILING Mgmt For For
ROBERT L. JOHNSON Mgmt For For
MARSHALL O. LARSEN Mgmt For For
JAMES H. MORGAN Mgmt For For
ROBERT A. NIBLOCK Mgmt For For
BERTRAM L. SCOTT Mgmt For For
ERIC C. WISEMAN Mgmt For For
2. ADVISORY VOTE TO APPROVE LOWE'S NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION IN FISCAL
2016.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE LOWE'S NAMED
EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS LOWE'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2017.
5. PROPOSAL REGARDING THE FEASIBILITY OF Shr Against For
SETTING RENEWABLE ENERGY SOURCING TARGETS.
--------------------------------------------------------------------------------------------------------------------------
MANULIFE FINANCIAL CORPORATION Agenda Number: 934548097
--------------------------------------------------------------------------------------------------------------------------
Security: 56501R106
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: MFC
ISIN: CA56501R1064
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOSEPH P. CARON Mgmt For For
JOHN M. CASSADAY Mgmt For For
SUSAN F. DABARNO Mgmt For For
RICHARD B. DEWOLFE Mgmt For For
SHEILA S. FRASER Mgmt For For
DONALD A. GULOIEN Mgmt For For
LUTHER S. HELMS Mgmt For For
TSUN-YAN HSIEH Mgmt For For
P. THOMAS JENKINS Mgmt For For
PAMELA O. KIMMET Mgmt For For
DONALD R. LINDSAY Mgmt For For
JOHN R. V. PALMER Mgmt For For
C. JAMES PRIEUR Mgmt For For
ANDREA S. ROSEN Mgmt For For
LESLEY D. WEBSTER Mgmt For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
AUDITORS.
03 ADVISORY RESOLUTION ACCEPTING APPROACH TO Mgmt For For
EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
MASTERCARD INCORPORATED Agenda Number: 934614935
--------------------------------------------------------------------------------------------------------------------------
Security: 57636Q104
Meeting Type: Annual
Meeting Date: 27-Jun-2017
Ticker: MA
ISIN: US57636Q1040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD Mgmt For For
HAYTHORNTHWAITE
1B. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1C. ELECTION OF DIRECTOR: SILVIO BARZI Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID R. CARLUCCI Mgmt For For
1E. ELECTION OF DIRECTOR: STEVEN J. FREIBERG Mgmt For For
1F. ELECTION OF DIRECTOR: JULIUS GENACHOWSKI Mgmt For For
1G. ELECTION OF DIRECTOR: MERIT E. JANOW Mgmt For For
1H. ELECTION OF DIRECTOR: NANCY J. KARCH Mgmt For For
1I. ELECTION OF DIRECTOR: OKI MATSUMOTO Mgmt For For
1J. ELECTION OF DIRECTOR: RIMA QURESHI Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE OCTAVIO REYES Mgmt For For
LAGUNES
1L. ELECTION OF DIRECTOR: JACKSON TAI Mgmt For For
2. ADVISORY APPROVAL OF MASTERCARD'S EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
4. RE-APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER MASTERCARD'S 2006
LONG TERM INCENTIVE PLAN, AS AMENDED AND
RESTATED, FOR 162(M) PURPOSES
5. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR MASTERCARD FOR 2017
6. CONSIDERATION OF A STOCKHOLDER PROPOSAL ON Shr Against For
GENDER PAY EQUITY
--------------------------------------------------------------------------------------------------------------------------
MCDONALD'S CORPORATION Agenda Number: 934584168
--------------------------------------------------------------------------------------------------------------------------
Security: 580135101
Meeting Type: Annual
Meeting Date: 24-May-2017
Ticker: MCD
ISIN: US5801351017
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD DEAN Mgmt For For
1B. ELECTION OF DIRECTOR: STEPHEN EASTERBROOK Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT ECKERT Mgmt For For
1D. ELECTION OF DIRECTOR: MARGARET GEORGIADIS Mgmt For For
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: JEANNE JACKSON Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD LENNY Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN MULLIGAN Mgmt For For
1I. ELECTION OF DIRECTOR: SHEILA PENROSE Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN ROGERS, JR. Mgmt For For
1K. ELECTION OF DIRECTOR: MILES WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS FOR AWARDS UNDER THE
MCDONALD'S CORPORATION 2012 OMNIBUS STOCK
OWNERSHIP PLAN.
5. ADVISORY VOTE TO APPROVE THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS INDEPENDENT AUDITOR
FOR 2017.
6. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A CHANGE TO THE VOTE-COUNTING
STANDARD FOR SHAREHOLDER PROPOSALS, IF
PROPERLY PRESENTED.
7. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REGARDING THE THRESHOLD TO CALL SPECIAL
SHAREHOLDER MEETINGS, IF PROPERLY
PRESENTED.
8. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL TO Shr Against For
ISSUE A CLASS OF PREFERRED STOCK WITH THE
RIGHT TO ELECT ITS OWN DIRECTOR, IF
PROPERLY PRESENTED.
9. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THAT THE BOARD MAKE ALL LAWFUL
EFFORTS TO IMPLEMENT AND/OR INCREASE
ACTIVITY ON THE HOLY LAND PRINCIPLES, IF
PROPERLY PRESENTED.
10. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD TO UPDATE THE
COMPANY'S POLICY REGARDING USE OF
ANTIBIOTICS BY ITS MEAT SUPPLIERS, IF
PROPERLY PRESENTED.
11. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A REPORT ASSESSING THE
ENVIRONMENTAL IMPACTS OF POLYSTYRENE FOAM
BEVERAGE CUPS, IF PROPERLY PRESENTED.
12. ADVISORY VOTE ON A SHAREHOLDER PROPOSAL Shr Against For
REQUESTING A REPORT ON CHARITABLE
CONTRIBUTIONS, IF PROPERLY PRESENTED.
--------------------------------------------------------------------------------------------------------------------------
MEDTRONIC PLC Agenda Number: 934492113
--------------------------------------------------------------------------------------------------------------------------
Security: G5960L103
Meeting Type: Annual
Meeting Date: 09-Dec-2016
Ticker: MDT
ISIN: IE00BTN1Y115
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: RICHARD H. ANDERSON Mgmt For For
1B. ELECTION OF DIRECTOR: CRAIG ARNOLD Mgmt For For
1C. ELECTION OF DIRECTOR: SCOTT C. DONNELLY Mgmt For For
1D. ELECTION OF DIRECTOR: RANDALL HOGAN III Mgmt For For
1E. ELECTION OF DIRECTOR: OMAR ISHRAK Mgmt For For
1F. ELECTION OF DIRECTOR: SHIRLEY A. JACKSON, Mgmt For For
PH.D.
1G. ELECTION OF DIRECTOR: MICHAEL O. LEAVITT Mgmt For For
1H. ELECTION OF DIRECTOR: JAMES T. LENEHAN Mgmt For For
1I. ELECTION OF DIRECTOR: ELIZABETH NABEL, M.D. Mgmt For For
1J. ELECTION OF DIRECTOR: DENISE M. O'LEARY Mgmt For For
1K. ELECTION OF DIRECTOR: KENDALL J. POWELL Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT C. POZEN Mgmt For For
1M. ELECTION OF DIRECTOR: PREETHA REDDY Mgmt For For
2. TO RATIFY THE RE-APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS MEDTRONIC'S
INDEPENDENT AUDITOR FOR FISCAL YEAR 2017
AND AUTHORIZE THE BOARD OF DIRECTORS,
ACTING THROUGH THE AUDIT COMMITTEE, TO SET
ITS REMUNERATION.
3. TO APPROVE IN A NON-BINDING ADVISORY VOTE, Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION (A
"SAY-ON-PAY" VOTE).
4. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For
ARTICLES OF ASSOCIATION TO IMPLEMENT "PROXY
ACCESS".
5A. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For
ARTICLES OF ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE CHANGES.
5B. TO APPROVE AMENDMENTS TO MEDTRONIC'S: Mgmt For For
MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN
ADMINISTRATIVE CHANGES.
6. TO APPROVE AMENDMENTS TO MEDTRONIC'S Mgmt For For
ARTICLES OF ASSOCIATION TO CLARIFY THE
BOARD'S SOLE AUTHORITY TO DETERMINE ITS
SIZE WITHIN THE FIXED LIMITS IN THE
ARTICLES OF ASSOCIATION.
--------------------------------------------------------------------------------------------------------------------------
MERCK & CO., INC. Agenda Number: 934581439
--------------------------------------------------------------------------------------------------------------------------
Security: 58933Y105
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: MRK
ISIN: US58933Y1055
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LESLIE A. BRUN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS R. CECH Mgmt For For
1C. ELECTION OF DIRECTOR: PAMELA J. CRAIG Mgmt For For
1D. ELECTION OF DIRECTOR: KENNETH C. FRAZIER Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1F. ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY Mgmt For For
1H. ELECTION OF DIRECTOR: CARLOS E. REPRESAS Mgmt For For
1I. ELECTION OF DIRECTOR: PAUL B. ROTHMAN Mgmt For For
1J. ELECTION OF DIRECTOR: PATRICIA F. RUSSO Mgmt For For
1K. ELECTION OF DIRECTOR: CRAIG B. THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: WENDELL P. WEEKS Mgmt For For
1M. ELECTION OF DIRECTOR: PETER C. WENDELL Mgmt For For
2. NON-BINDING ADVISORY VOTE TO APPROVE THE Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. NON-BINDING ADVISORY VOTE ON THE FREQUENCY Mgmt 1 Year For
OF FUTURE VOTES TO APPROVE THE COMPENSATION
OF OUR NAMED EXECUTIVE OFFICERS.
4. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. SHAREHOLDER PROPOSAL REQUESTING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
6. SHAREHOLDER PROPOSAL REQUESTING Shr Against For
IMPLEMENTATION OF A SET OF EMPLOYEE
PRACTICES IN ISRAEL/PALESTINE.
7. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
CONDUCTING BUSINESS IN CONFLICT-AFFECTED
AREAS.
8. SHAREHOLDER PROPOSAL REQUESTING A REPORT ON Shr Against For
BOARD OVERSIGHT OF PRODUCT SAFETY AND
QUALITY.
--------------------------------------------------------------------------------------------------------------------------
METLIFE, INC. Agenda Number: 934609011
--------------------------------------------------------------------------------------------------------------------------
Security: 59156R108
Meeting Type: Annual
Meeting Date: 13-Jun-2017
Ticker: MET
ISIN: US59156R1086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHERYL W. GRISE Mgmt For For
1B. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID L. HERZOG Mgmt For For
1D. ELECTION OF DIRECTOR: R. GLENN HUBBARD, Mgmt For For
PH.D.
1E. ELECTION OF DIRECTOR: STEVEN A. KANDARIAN Mgmt For For
1F. ELECTION OF DIRECTOR: ALFRED F. KELLY, JR. Mgmt For For
1G. ELECTION OF DIRECTOR: EDWARD J. KELLY, III Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM E. KENNARD Mgmt For For
1I. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1J. ELECTION OF DIRECTOR: CATHERINE R. KINNEY Mgmt For For
1K. ELECTION OF DIRECTOR: DENISE M. MORRISON Mgmt For For
2. RATIFICATION OF APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2017
3. ADVISORY VOTE TO APPROVE THE COMPENSATION Mgmt For For
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE THE COMPENSATION
PAID TO THE COMPANY'S NAMED EXECUTIVE
OFFICERS
5. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For
OWNERSHIP REQUIRED FOR SHAREHOLDERS TO CALL
A SPECIAL MEETING
--------------------------------------------------------------------------------------------------------------------------
MICRON TECHNOLOGY, INC. Agenda Number: 934511177
--------------------------------------------------------------------------------------------------------------------------
Security: 595112103
Meeting Type: Annual
Meeting Date: 18-Jan-2017
Ticker: MU
ISIN: US5951121038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1.1 ELECTION OF DIRECTOR: ROBERT L. BAILEY Mgmt For For
1.2 ELECTION OF DIRECTOR: RICHARD M. BEYER Mgmt For For
1.3 ELECTION OF DIRECTOR: PATRICK J. BYRNE Mgmt For For
1.4 ELECTION OF DIRECTOR: D. MARK DURCAN Mgmt For For
1.5 ELECTION OF DIRECTOR: MERCEDES JOHNSON Mgmt For For
1.6 ELECTION OF DIRECTOR: LAWRENCE N. MONDRY Mgmt For For
1.7 ELECTION OF DIRECTOR: ROBERT E. SWITZ Mgmt For For
2. TO APPROVE OUR AMENDED AND RESTATED 2007 Mgmt For For
EQUITY INCENTIVE PLAN AND INCREASE THE
SHARES RESERVED FOR ISSUANCE THEREUNDER BY
30,000,000.
3. TO RATIFY THE ADOPTION OF OUR SECTION 382 Mgmt For For
RIGHTS AGREEMENT.
4. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING AUGUST 31,
2017.
5. TO APPROVE A NON-BINDING RESOLUTION TO Mgmt For For
APPROVE THE COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED IN THE
PROXY STATEMENT.
--------------------------------------------------------------------------------------------------------------------------
MICROSOFT CORPORATION Agenda Number: 934491224
--------------------------------------------------------------------------------------------------------------------------
Security: 594918104
Meeting Type: Annual
Meeting Date: 30-Nov-2016
Ticker: MSFT
ISIN: US5949181045
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM H. GATES III Mgmt For For
1B. ELECTION OF DIRECTOR: TERI L. LIST-STOLL Mgmt For For
1C. ELECTION OF DIRECTOR: G. MASON MORFIT Mgmt For For
1D. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1E. ELECTION OF DIRECTOR: CHARLES H. NOSKI Mgmt For For
1F. ELECTION OF DIRECTOR: HELMUT PANKE Mgmt For For
1G. ELECTION OF DIRECTOR: SANDRA E. PETERSON Mgmt For For
1H. ELECTION OF DIRECTOR: CHARLES W. SCHARF Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN W. STANTON Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN W. THOMPSON Mgmt For For
1K. ELECTION OF DIRECTOR: PADMASREE WARRIOR Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS Mgmt For For
OUR INDEPENDENT AUDITOR FOR FISCAL YEAR
2017
4. APPROVAL OF AMENDMENT TO OUR AMENDED AND Mgmt For For
RESTATED ARTICLES OF INCORPORATION
5. APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 Mgmt For For
STOCK PLAN
6. SHAREHOLDER PROPOSAL - REQUESTING CERTAIN Shr Against For
PROXY ACCESS BYLAW AMENDMENTS
--------------------------------------------------------------------------------------------------------------------------
MITSUBISHI UFJ FINANCIAL GROUP,INC. Agenda Number: 708244633
--------------------------------------------------------------------------------------------------------------------------
Security: J44497105
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3902900004
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Kawakami, Hiroshi Mgmt For For
2.2 Appoint a Director Kawamoto, Yuko Mgmt For For
2.3 Appoint a Director Matsuyama, Haruka Mgmt For For
2.4 Appoint a Director Toby S. Myerson Mgmt For For
2.5 Appoint a Director Okuda, Tsutomu Mgmt For For
2.6 Appoint a Director Sato, Yukihiro Mgmt For For
2.7 Appoint a Director Tarisa Watanagase Mgmt For For
2.8 Appoint a Director Yamate, Akira Mgmt For For
2.9 Appoint a Director Shimamoto, Takehiko Mgmt For For
2.10 Appoint a Director Okamoto, Junichi Mgmt For For
2.11 Appoint a Director Sono, Kiyoshi Mgmt For For
2.12 Appoint a Director Nagaoka, Takashi Mgmt For For
2.13 Appoint a Director Ikegaya, Mikio Mgmt For For
2.14 Appoint a Director Mike, Kanetsugu Mgmt For For
2.15 Appoint a Director Hirano, Nobuyuki Mgmt For For
2.16 Appoint a Director Kuroda, Tadashi Mgmt For For
2.17 Appoint a Director Tokunari, Muneaki Mgmt For For
2.18 Appoint a Director Yasuda, Masamichi Mgmt For For
3 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Individual Disclosure of
Compensation for Directors)
4 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Separation of roles of
Chairman of the Board and Chief Executive
Officer)
5 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Plan for
the Company's Employees to be Able to
Return to Their Jobs After Running for a
National Election, a Municipal Election or
a Mayoral Election)
6 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Exercise of Voting Rights of
Shares Held for the Purpose of Strategic
Shareholdings)
7 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Disclosure of Policies and
Actual Results of Training for Directors)
8 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision Relating to
Communication and Response Between
Shareholders and Directors)
9 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Provision relating to a
Mechanism Enabling Shareholders to
Recommend Candidates for Director to the
Nominating Committee and Their Equal
Treatment)
10 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Publication of Proposals by
Shareholder in the Notice of Convocation
with at Least 100 Proposals as the Upper
Limit)
11 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of
Whistle-blowing Contact on the Board of
Corporate Auditors)
12 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Holding of Executive
Committee Meetings Consisting Only of
Outside Directors Without the Attendance of
Representative Corporate Executive
Officers)
13 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of Program for
Hiring Women Who Gave Up Their Career Due
to Childbirth and Child Rearing as
Semi-recent College Graduates and also as
Career Employees and Executives, etc.)
14 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Prohibition of
Discriminatory Treatment of Activist
Investors)
15 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Special
Committee to Express Opinions as the
Company on a Series of Acts of the Minister
of Justice, Katsutoshi Kaneda)
16 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Establishment of a Special
Investigation Committee on the Loans to
Kenko Corporation)
17 Shareholder Proposal: Remove a Director Shr Against For
Matsuyama, Haruka
18 Shareholder Proposal: Appoint a Director Shr Against For
Lucian Bebchuk instead of Matsuyama, Haruka
19 Shareholder Proposal: Amend Articles of Shr Against For
Incorporation (Submission of a Request to
the Bank of Japan to Refrain from Deepening
the Negative Interest Rate Policy)
--------------------------------------------------------------------------------------------------------------------------
MITSUI FUDOSAN CO.,LTD. Agenda Number: 708234163
--------------------------------------------------------------------------------------------------------------------------
Security: J4509L101
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3893200000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Iwasa, Hiromichi Mgmt For For
2.2 Appoint a Director Komoda, Masanobu Mgmt For For
2.3 Appoint a Director Kitahara, Yoshikazu Mgmt For For
2.4 Appoint a Director Fujibayashi, Kiyotaka Mgmt For For
2.5 Appoint a Director Onozawa, Yasuo Mgmt For For
2.6 Appoint a Director Sato, Masatoshi Mgmt For For
2.7 Appoint a Director Ishigami, Hiroyuki Mgmt For For
2.8 Appoint a Director Yamamoto, Takashi Mgmt For For
2.9 Appoint a Director Yamashita, Toru Mgmt For For
2.10 Appoint a Director Egashira, Toshiaki Mgmt For For
2.11 Appoint a Director Egawa, Masako Mgmt For For
2.12 Appoint a Director Nogimori, Masafumi Mgmt For For
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Approve Provision of Condolence Allowance Mgmt For For
for a Deceased Representative Director
--------------------------------------------------------------------------------------------------------------------------
MONDELEZ INTERNATIONAL, INC. Agenda Number: 934563900
--------------------------------------------------------------------------------------------------------------------------
Security: 609207105
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: MDLZ
ISIN: US6092071058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LEWIS W.K. BOOTH Mgmt For For
1B. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1C. ELECTION OF DIRECTOR: LOIS D. JULIBER Mgmt For For
1D. ELECTION OF DIRECTOR: MARK D. KETCHUM Mgmt For For
1E. ELECTION OF DIRECTOR: JORGE S. MESQUITA Mgmt For For
1F. ELECTION OF DIRECTOR: JOSEPH NEUBAUER Mgmt For For
1G. ELECTION OF DIRECTOR: NELSON PELTZ Mgmt For For
1H. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1I. ELECTION OF DIRECTOR: IRENE B. ROSENFELD Mgmt For For
1J. ELECTION OF DIRECTOR: CHRISTIANA S. SHI Mgmt For For
1K. ELECTION OF DIRECTOR: PATRICK T. SIEWERT Mgmt For For
1L. ELECTION OF DIRECTOR: RUTH J. SIMMONS Mgmt For For
1M. ELECTION OF DIRECTOR: JEAN-FRANCOIS M. L. Mgmt For For
VAN BOXMEER
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR FISCAL YEAR ENDING DECEMBER
31, 2017.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
5. SHAREHOLDER PROPOSAL: REPORT ON Shr Against For
NON-RECYCLABLE PACKAGING.
6. SHAREHOLDER PROPOSAL: CREATE A COMMITTEE TO Shr Against For
PREPARE A REPORT REGARDING THE IMPACT OF
PLANT CLOSURES ON COMMUNITIES AND
ALTERNATIVES.
--------------------------------------------------------------------------------------------------------------------------
MORGAN STANLEY Agenda Number: 934579458
--------------------------------------------------------------------------------------------------------------------------
Security: 617446448
Meeting Type: Annual
Meeting Date: 22-May-2017
Ticker: MS
ISIN: US6174464486
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ERSKINE B. BOWLES Mgmt For For
1B. ELECTION OF DIRECTOR: ALISTAIR DARLING Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS H. GLOCER Mgmt For For
1D. ELECTION OF DIRECTOR: JAMES P. GORMAN Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT H. HERZ Mgmt For For
1F. ELECTION OF DIRECTOR: NOBUYUKI HIRANO Mgmt For For
1G. ELECTION OF DIRECTOR: KLAUS KLEINFELD Mgmt For For
1H. ELECTION OF DIRECTOR: JAMI MISCIK Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS M. NALLY Mgmt For For
1J. ELECTION OF DIRECTOR: HUTHAM S. OLAYAN Mgmt For For
1K. ELECTION OF DIRECTOR: JAMES W. OWENS Mgmt For For
1L. ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI Mgmt For For
1M. ELECTION OF DIRECTOR: PERRY M. TRAQUINA Mgmt For For
1N. ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. Mgmt For For
2. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS INDEPENDENT AUDITOR
3. TO APPROVE THE COMPENSATION OF EXECUTIVES Mgmt For For
AS DISCLOSED IN THE PROXY STATEMENT
(NON-BINDING ADVISORY VOTE)
4. TO VOTE ON THE FREQUENCY OF HOLDING A Mgmt 1 Year For
NONBINDING ADVISORY VOTE ON THE
COMPENSATION OF EXECUTIVES AS DISCLOSED IN
THE PROXY STATEMENT (NON-BINDING ADVISORY
VOTE)
5. TO APPROVE THE AMENDED AND RESTATED EQUITY Mgmt For For
INCENTIVE COMPENSATION PLAN TO INCREASE THE
NUMBER OF AUTHORIZED SHARES AND TO EXTEND
THE TERM
6. TO APPROVE THE AMENDED AND RESTATED Mgmt For For
DIRECTORS' EQUITY CAPITAL ACCUMULATION PLAN
TO INCREASE THE NUMBER OF AUTHORIZED SHARES
7. SHAREHOLDER PROPOSAL REGARDING A CHANGE IN Shr Against For
THE TREATMENT OF ABSTENTIONS FOR PURPOSES
OF VOTE-COUNTING
8. SHAREHOLDER PROPOSAL REGARDING A POLICY TO Shr Against For
PROHIBIT VESTING OF DEFERRED EQUITY AWARDS
FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER
GOVERNMENT SERVICE
--------------------------------------------------------------------------------------------------------------------------
NASPERS LTD, CAPE TOWN Agenda Number: 707286894
--------------------------------------------------------------------------------------------------------------------------
Security: S53435103
Meeting Type: AGM
Meeting Date: 26-Aug-2016
Ticker:
ISIN: ZAE000015889
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
O.1 ACCEPTANCE OF ANNUAL FINANCIAL STATEMENTS Mgmt For For
O.2 CONFIRMATION AND APPROVAL OF PAYMENT OF Mgmt For For
DIVIDENDS
O.3 REAPPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
INC. AS AUDITOR
O.4.1 TO CONFIRM THE APPOINTMENT OF : H J DU TOIT Mgmt For For
AS A NON-EXECUTIVE DIRECTOR
O.4.2 TO CONFIRM THE APPOINTMENT OF : G LIU AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
O.5.1 TO ELECT THE FOLLOWING DIRECTOR : F L N Mgmt For For
LETELE
O.5.2 TO ELECT THE FOLLOWING DIRECTOR : R Mgmt For For
OLIVEIRA DE LIMA
O.5.3 TO ELECT THE FOLLOWING DIRECTOR : J D T Mgmt For For
STOFBERG
O.5.4 TO ELECT THE FOLLOWING DIRECTOR : D MEYER Mgmt For For
O.6.1 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER : D G ERIKSSON
O.6.2 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER : B J VAN DER ROSS
O.6.3 APPOINTMENT OF THE FOLLOWING AUDIT Mgmt For For
COMMITTEE MEMBER : R C C JAFTA
O.7 TO ENDORSE THE COMPANY'S REMUNERATION Mgmt For For
POLICY
O.8 APPROVAL OF GENERAL AUTHORITY PLACING Mgmt For For
UNISSUED SHARES UNDER THE CONTROL OF THE
DIRECTORS
O.9 APPROVAL OF GENERAL ISSUE OF SHARES FOR Mgmt For For
CASH
O.10 AUTHORISATION TO IMPLEMENT ALL RESOLUTIONS Mgmt For For
ADOPTED AT THE ANNUAL GENERAL MEETING
S.1.1 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : BOARD - CHAIR
S.1.2 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : BOARD - MEMBER
S.1.3 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : AUDIT COMMITTEE -
CHAIR
S.1.4 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : AUDIT COMMITTEE -
MEMBER
S.1.5 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : RISK COMMITTEE - CHAIR
S.1.6 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : RISK COMMITTEE -
MEMBER
S.1.7 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : HUMAN RESOURCES AND
REMUNERATION COMMITTEE - CHAIR
S.1.8 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : HUMAN RESOURCES AND
REMUNERATION COMMITTEE - MEMBER
S.1.9 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : NOMINATION COMMITTEE -
CHAIR
S1.10 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : NOMINATION COMMITTEE -
MEMBER
S1.11 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : SOCIAL AND ETHICS
COMMITTEE - CHAIR
S1.12 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : SOCIAL AND ETHICS
COMMITTEE - MEMBER
S1.13 APPROVAL OF THE REMUNERATION OF THE Mgmt For For
NON-EXECUTIVE DIRECTORS PROPOSED FINANCIAL
YEAR 31 MARCH 2018 : TRUSTEES OF GROUP
SHARE SCHEMES/OTHER PERSONNEL FUNDS
S.2 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 44
OF THE ACT
S.3 APPROVE GENERALLY THE PROVISION OF Mgmt For For
FINANCIAL ASSISTANCE IN TERMS OF SECTION 45
OF THE ACT
S.4 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE N ORDINARY SHARES
IN THE COMPANY
S.5 GENERAL AUTHORITY FOR THE COMPANY OR ITS Mgmt For For
SUBSIDIARIES TO ACQUIRE A ORDINARY SHARES
IN THE COMPANY
S.6 AMENDMENT TO THE MEMORANDUM OF Mgmt For For
INCORPORATION: FRACTIONS OF SHARES
--------------------------------------------------------------------------------------------------------------------------
NAVER CORP, SONGNAM Agenda Number: 707791960
--------------------------------------------------------------------------------------------------------------------------
Security: Y62579100
Meeting Type: AGM
Meeting Date: 17-Mar-2017
Ticker:
ISIN: KR7035420009
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 723309 DUE TO ADDITION OF
RESOLUTION 3.2. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT THE ISSUING COMPANY WILL OWN 100% OF SHARES Non-Voting
OF NEWLY ESTABLISHED COMPANY RESULTED FROM
THE ABOVE SPIN-OFF. THEREFORE THIS SPIN-OFF
DOES NOT AFFECT ON SHAREHOLDERS OF COMPANY
1 APPROVAL OF FINANCIAL STATEMENT Mgmt For For
2 AMENDMENT OF ARTICLES OF INCORP Mgmt For For
3.1 APPOINTMENT OF DIRECTOR: HAN SUNG SUK Mgmt For For
3.2 APPOINTMENT OF NON-EXECUTIVE DIRECTOR: BYUN Mgmt For For
DAE KYU
4 APPROVAL OF REMUNERATION FOR DIRECTOR Mgmt For For
5 APPROVAL OF SPLIT PLAN Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NESTLE SA, CHAM UND VEVEY Agenda Number: 707814263
--------------------------------------------------------------------------------------------------------------------------
Security: H57312649
Meeting Type: AGM
Meeting Date: 06-Apr-2017
Ticker:
ISIN: CH0038863350
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1.1 APPROVAL OF THE ANNUAL REVIEW, THE Mgmt For For
FINANCIAL STATEMENTS OF NESTLE S.A. AND THE
CONSOLIDATED FINANCIAL STATEMENTS OF THE
NESTLE GROUP FOR 2016
1.2 ACCEPTANCE OF THE COMPENSATION REPORT 2016 Mgmt For For
(ADVISORY VOTE)
2 DISCHARGE TO THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND OF THE MANAGEMENT
3 APPROPRIATION OF PROFIT RESULTING FROM THE Mgmt For For
BALANCE SHEET OF NESTLE S.A. (PROPOSED
DIVIDEND) FOR THE FINANCIAL YEAR 2016
4.1.1 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PAUL BULCKE
4.1.2 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
ANDREAS KOOPMANN
4.1.3 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
HENRI DE CASTRIES
4.1.4 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
BEAT W. HESS
4.1.5 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
RENATO FASSBIND
4.1.6 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
STEVEN G. HOCH
4.1.7 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
NAINA LAL KIDWAI
4.1.8 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
JEAN-PIERRE ROTH
4.1.9 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
ANN M. VENEMAN
41.10 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
EVA CHENG
41.11 RE-ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
RUTH K. ONIANG'O
41.12 RE-ELECTION TO THE BOARD OF DIRECTORS: MR Mgmt For For
PATRICK AEBISCHER
4.2.1 ELECTION TO THE BOARD OF DIRECTORS: MR ULF Mgmt For For
MARK SCHNEIDER
4.2.2 ELECTION TO THE BOARD OF DIRECTORS: MS Mgmt For For
URSULA M. BURNS
4.3 ELECTION OF THE CHAIRMAN OF THE BOARD OF Mgmt For For
DIRECTORS: MR PAUL BULCKE
4.4.1 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR BEAT W. HESS
4.4.2 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR ANDREAS KOOPMANN
4.4.3 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR JEAN-PIERRE ROTH
4.4.4 ELECTION OF MEMBER OF THE COMPENSATION Mgmt For For
COMMITTEE: MR PATRICK AEBISCHER
4.5 ELECTION OF THE STATUTORY AUDITORS: KPMG Mgmt For For
SA, GENEVA BRANCH
4.6 ELECTION OF THE INDEPENDENT REPRESENTATIVE: Mgmt For For
HARTMANN DREYER, ATTORNEYS-AT-LAW
5.1 APPROVAL OF THE COMPENSATION OF THE BOARD Mgmt For For
OF DIRECTORS
5.2 APPROVAL OF THE COMPENSATION OF THE Mgmt For For
EXECUTIVE BOARD
6 IN THE EVENT OF ANY YET UNKNOWN NEW OR Shr Against For
MODIFIED PROPOSAL BY A SHAREHOLDER DURING
THE GENERAL MEETING, I INSTRUCT THE
INDEPENDENT REPRESENTATIVE TO VOTE AS
FOLLOWS: (YES = VOTE IN FAVOUR OF ANY SUCH
YET UNKNOWN PROPOSAL, NO = VOTE AGAINST ANY
SUCH YET UNKNOWN PROPOSAL, ABSTAIN =
ABSTAIN FROM VOTING) - THE BOARD OF
DIRECTORS RECOMMENDS TO VOTE NO ON ANY SUCH
YET UNKNOWN PROPOSAL
CMMT PLEASE FIND BELOW THE LINK FOR NESTLE IN Non-Voting
SOCIETY CREATING SHARED VALUE AND MEETING
OUR COMMITMENTS 2016:
http://www.nestle.com/asset-library/documen
ts/library/documents/corporate_social_respon
sibility/nestle-in-society-summary-report-20
16-en.pdf
--------------------------------------------------------------------------------------------------------------------------
NEWCREST MINING LTD, MELBOURNE VIC Agenda Number: 707442101
--------------------------------------------------------------------------------------------------------------------------
Security: Q6651B114
Meeting Type: AGM
Meeting Date: 08-Nov-2016
Ticker:
ISIN: AU000000NCM7
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 3.A, 3.B, 4, AND VOTES CAST BY
ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT
FROM THE PASSING OF THE PROPOSAL/S WILL BE
DISREGARDED BY THE COMPANY. HENCE, IF YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN
FUTURE BENEFIT (AS REFERRED IN THE COMPANY
ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT
PROPOSAL ITEMS. BY DOING SO, YOU
ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT
OR EXPECT TO OBTAIN BENEFIT BY THE PASSING
OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR
OR AGAINST) ON THE ABOVE MENTIONED
PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE
NOT OBTAINED BENEFIT NEITHER EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION
2.A RE-ELECTION OF PETER HAY AS A DIRECTOR Mgmt For For
2.B RE-ELECTION OF PHILIP AIKEN AM AS A Mgmt For For
DIRECTOR
2.C RE-ELECTION OF RICK LEE AM AS A DIRECTOR Mgmt For For
2.D RE-ELECTION OF JOHN SPARK AS A DIRECTOR Mgmt For For
2.E ELECTION OF VICKKI MCFADDEN AS A DIRECTOR Mgmt For For
3.A APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
THE MANAGING DIRECTOR AND CHIEF EXECUTIVE
OFFICER SANDEEP BISWAS
3.B APPROVAL OF GRANT OF PERFORMANCE RIGHTS TO Mgmt For For
THE FINANCE DIRECTOR AND CHIEF FINANCIAL
OFFICER GERARD BOND
4 ADOPTION OF THE REMUNERATION REPORT FOR THE Mgmt For For
YEAR ENDED 30 JUNE 2016 (ADVISORY ONLY)
--------------------------------------------------------------------------------------------------------------------------
NEWELL BRANDS INC. Agenda Number: 934564750
--------------------------------------------------------------------------------------------------------------------------
Security: 651229106
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: NWL
ISIN: US6512291062
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: IAN G.H. ASHKEN Mgmt For For
1B. ELECTION OF DIRECTOR: THOMAS E. CLARKE Mgmt For For
1C. ELECTION OF DIRECTOR: KEVIN C. CONROY Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT S. COWEN Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL T. COWHIG Mgmt For For
1F. ELECTION OF DIRECTOR: DOMENICO DE SOLE Mgmt For For
1G. ELECTION OF DIRECTOR: MARTIN E. FRANKLIN Mgmt For For
1H. ELECTION OF DIRECTOR: ROS L'ESPERANCE Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL B. POLK Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN J. STROBEL Mgmt For For
1K. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
1L. ELECTION OF DIRECTOR: RAYMOND G. VIAULT Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. VOTE ON THE FREQUENCY OF THE ADVISORY VOTE Mgmt 1 Year For
ON EXECUTIVE COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
NIKE, INC. Agenda Number: 934466687
--------------------------------------------------------------------------------------------------------------------------
Security: 654106103
Meeting Type: Annual
Meeting Date: 22-Sep-2016
Ticker: NKE
ISIN: US6541061031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
ALAN B. GRAF, JR. Mgmt For For
MICHELLE A. PELUSO Mgmt For For
PHYLLIS M. WISE Mgmt For For
2. TO APPROVE EXECUTIVE COMPENSATION BY AN Mgmt For For
ADVISORY VOTE.
3. TO APPROVE AN AMENDMENT TO THE NIKE, INC. Mgmt For For
EMPLOYEE STOCK PURCHASE PLAN.
4. TO CONSIDER A SHAREHOLDER PROPOSAL Shr Against For
REGARDING POLITICAL CONTRIBUTIONS
DISCLOSURE.
5. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM.
--------------------------------------------------------------------------------------------------------------------------
NINTENDO CO.,LTD. Agenda Number: 708274446
--------------------------------------------------------------------------------------------------------------------------
Security: J51699106
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3756600007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director except as Supervisory Mgmt For For
Committee Members Kimishima, Tatsumi
2.2 Appoint a Director except as Supervisory Mgmt For For
Committee Members Miyamoto, Shigeru
2.3 Appoint a Director except as Supervisory Mgmt For For
Committee Members Takahashi, Shinya
2.4 Appoint a Director except as Supervisory Mgmt For For
Committee Members Furukawa, Shuntaro
2.5 Appoint a Director except as Supervisory Mgmt For For
Committee Members Shiota, Ko
--------------------------------------------------------------------------------------------------------------------------
NIPPON TELEGRAPH AND TELEPHONE CORPORATION Agenda Number: 708196351
--------------------------------------------------------------------------------------------------------------------------
Security: J59396101
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3735400008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
NOBLE CORPORATION PLC Agenda Number: 934545382
--------------------------------------------------------------------------------------------------------------------------
Security: G65431101
Meeting Type: Annual
Meeting Date: 28-Apr-2017
Ticker: NE
ISIN: GB00BFG3KF26
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. RE-ELECTION OF DIRECTOR: ASHLEY ALMANZA Mgmt For For
2. RE-ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Mgmt For For
3. RE-ELECTION OF DIRECTOR: JULIE H. EDWARDS Mgmt For For
4. RE-ELECTION OF DIRECTOR: GORDON T. HALL Mgmt For For
5. RE-ELECTION OF DIRECTOR: SCOTT D. JOSEY Mgmt For For
6. RE-ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For
7. RE-ELECTION OF DIRECTOR: MARY P. Mgmt For For
RICCIARDELLO
8. RE-ELECTION OF DIRECTOR: DAVID W. WILLIAMS Mgmt For For
9. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL YEAR 2017
10. RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS THE COMPANY'S UK STATUTORY AUDITOR
11. AUTHORIZATION OF AUDIT COMMITTEE TO Mgmt For For
DETERMINE UK STATUTORY AUDITORS'
COMPENSATION
12. AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION AS DISCLOSED IN THE COMPANY'S
PROXY STATEMENT
13. AN ADVISORY VOTE ON THE FREQUENCY OF THE Mgmt 1 Year For
VOTE ON THE COMPANY'S EXECUTIVE
COMPENSATION
14. AN ADVISORY VOTE ON THE COMPANY'S Mgmt For For
DIRECTORS' COMPENSATION REPORT FOR THE YEAR
ENDED DECEMBER 31, 2016
15. A VOTE ON THE COMPANY'S DIRECTORS' Mgmt For For
COMPENSATION POLICY
16. APPROVAL OF AN AMENDMENT PRIMARILY TO Mgmt For For
INCREASE THE NUMBER OF SHARES AVAILABLE FOR
ISSUANCE UNDER THE NOBLE CORPORATION PLC
2015 OMNIBUS INCENTIVE PLAN
17. APPROVAL OF THE NOBLE CORPORATION PLC 2017 Mgmt For For
DIRECTOR OMNIBUS PLAN
--------------------------------------------------------------------------------------------------------------------------
NOKIA CORP, ESPOO Agenda Number: 707941337
--------------------------------------------------------------------------------------------------------------------------
Security: X61873133
Meeting Type: AGM
Meeting Date: 23-May-2017
Ticker:
ISIN: FI0009000681
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT A POA IS NEEDED TO APPOINT OWN Non-Voting
REPRESENTATIVE BUT IS NOT NEEDED IF A
FINNISH SUB/BANK IS APPOINTED EXCEPT IF THE
SHAREHOLDER IS FINNISH THEN A POA WOULD
STILL BE REQUIRED.
1 OPENING OF THE MEETING Non-Voting
2 MATTERS OF ORDER FOR THE MEETING Non-Voting
3 ELECTION OF THE PERSONS TO CONFIRM THE Non-Voting
MINUTES AND TO VERIFY THE COUNTING OF VOTES
4 RECORDING THE LEGAL CONVENING OF THE Non-Voting
MEETING AND QUORUM
5 RECORDING THE ATTENDANCE AT THE MEETING AND Non-Voting
ADOPTION OF THE LIST OF VOTES
6 PRESENTATION OF THE ANNUAL ACCOUNTS, THE Non-Voting
REVIEW BY THE BOARD OF DIRECTORS AND THE
AUDITOR'S REPORT FOR THE YEAR 2016. REVIEW
BY THE PRESIDENT AND CEO
7 ADOPTION OF THE ANNUAL ACCOUNTS Mgmt For For
8 RESOLUTION ON THE USE OF THE PROFIT SHOWN Mgmt For For
ON THE BALANCE SHEET AND THE PAYMENT OF
DIVIDEND: EUR 0.17 PER SHARE
9 RESOLUTION ON THE DISCHARGE OF THE MEMBERS Mgmt For For
OF THE BOARD OF DIRECTORS AND THE PRESIDENT
AND CEO FROM LIABILITY
10 RESOLUTION ON THE REMUNERATION TO THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS
11 RESOLUTION ON THE NUMBER OF MEMBERS OF THE Mgmt For For
BOARD OF DIRECTORS: THE BOARD'S CORPORATE
GOVERNANCE AND NOMINATION COMMITTEE
PROPOSES TO THE ANNUAL GENERAL MEETING THAT
THE NUMBER OF BOARD MEMBERS BE TEN (10)
12 ELECTION OF MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS: BRUCE BROWN, LOUIS R. HUGHES,
JEAN C. MONTY, ELIZABETH NELSON, OLIVIER
PIOU, RISTO SIILASMAA, CARLA SMITS-
NUSTELING AND KARI STADIGH. IN ADDITION,
THE COMMITTEE PROPOSES THAT JEANETTE HORAN,
WHO IS A FORMER EXECUTIVE OF IBM AND EDWARD
KOZEL, WHO IS AN INDEPENDENT CONSULTANT AND
AN INVESTOR, BE ELECTED AS NEW MEMBERS OF
THE BOARD OF DIRECTORS FOR THE SAME TERM
13 RESOLUTION ON THE REMUNERATION OF THE Mgmt For For
AUDITOR
14 ELECTION OF AUDITOR: PRICEWATERHOUSECOOPERS Mgmt For For
OY
15 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO REPURCHASE THE COMPANY'S OWN
SHARES
16 AUTHORIZATION TO THE BOARD OF DIRECTORS TO Mgmt For For
RESOLVE TO ISSUE SHARES AND SPECIAL RIGHTS
ENTITLING TO SHARES
17 CLOSING OF MEETING Non-Voting
--------------------------------------------------------------------------------------------------------------------------
NORTHROP GRUMMAN CORPORATION Agenda Number: 934559862
--------------------------------------------------------------------------------------------------------------------------
Security: 666807102
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: NOC
ISIN: US6668071029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WESLEY G. BUSH Mgmt For For
1B. ELECTION OF DIRECTOR: MARIANNE C. BROWN Mgmt For For
1C. ELECTION OF DIRECTOR: VICTOR H. FAZIO Mgmt For For
1D. ELECTION OF DIRECTOR: DONALD E. FELSINGER Mgmt For For
1E. ELECTION OF DIRECTOR: ANN M. FUDGE Mgmt For For
1F. ELECTION OF DIRECTOR: BRUCE S. GORDON Mgmt For For
1G. ELECTION OF DIRECTOR: WILLIAM H. HERNANDEZ Mgmt For For
1H. ELECTION OF DIRECTOR: MADELEINE A. KLEINER Mgmt For For
1I. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1J. ELECTION OF DIRECTOR: GARY ROUGHEAD Mgmt For For
1K. ELECTION OF DIRECTOR: THOMAS M. SCHOEWE Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES S. TURLEY Mgmt For For
1M. ELECTION OF DIRECTOR: MARK A. WELSH III Mgmt For For
2. PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, Mgmt For For
THE COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
3. PROPOSAL TO VOTE ON THE PREFERRED FREQUENCY Mgmt 1 Year For
OF FUTURE ADVISORY VOTES ON THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS.
4. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
DELOITTE & TOUCHE LLP AS THE COMPANY'S
INDEPENDENT AUDITOR FOR FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
NOVARTIS AG, BASEL Agenda Number: 707714007
--------------------------------------------------------------------------------------------------------------------------
Security: H5820Q150
Meeting Type: AGM
Meeting Date: 28-Feb-2017
Ticker:
ISIN: CH0012005267
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 723253 DUE TO ADDITION OF
RESOLUTION B. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
A.1 APPROVAL OF THE OPERATING AND FINANCIAL Mgmt Take No Action
REVIEW OF NOVARTIS AG, THE FINANCIAL
STATEMENTS OF NOVARTIS AG AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE
2016 FINANCIAL YEAR
A.2 DISCHARGE FROM LIABILITY OF THE MEMBERS OF Mgmt Take No Action
THE BOARD OF DIRECTORS AND THE EXECUTIVE
COMMITTEE
A.3 APPROPRIATION OF AVAILABLE EARNINGS OF Mgmt Take No Action
NOVARTIS AG AS PER BALANCE SHEET AND
DECLARATION OF DIVIDEND: GROSS DIVIDEND
(BEFORE TAXES AND DUTIES) OF CHF 2.75 PER
DIVIDEND BEARING SHARE OF CHF 0.50 NOMINAL
VALUE
A.4 REDUCTION OF SHARE CAPITAL Mgmt Take No Action
A.5.1 BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt Take No Action
MEMBERS OF THE BOARD OF DIRECTORS FROM THE
2017 ANNUAL GENERAL MEETING TO THE 2018
ANNUAL GENERAL MEETING
A.5.2 BINDING VOTE ON TOTAL COMPENSATION FOR Mgmt Take No Action
MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE
NEXT FINANCIAL YEAR, I.E. 2018
A.5.3 ADVISORY VOTE ON THE 2016 COMPENSATION Mgmt Take No Action
REPORT
A.6.1 RE-ELECTION OF JOERG REINHARDT, PH.D., AND Mgmt Take No Action
RE-ELECTION AS CHAIRMAN OF THE BOARD OF
DIRECTORS (IN A SINGLE VOTE)
A.6.2 RE-ELECTION OF NANCY C. ANDREWS, M.D., Mgmt Take No Action
PH.D. AS A MEMBER OF THE BOARD OF DIRECTORS
A.6.3 RE-ELECTION OF DIMITRI AZAR, M.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.4 RE-ELECTION OF TON BUECHNER AS A MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
A.6.5 RE-ELECTION OF SRIKANT DATAR, PH.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.6 RE-ELECTION OF ELIZABETH DOHERTY AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.7 RE-ELECTION OF ANN FUDGE AS A MEMBER OF THE Mgmt Take No Action
BOARD OF DIRECTORS
A.6.8 RE-ELECTION OF PIERRE LANDOLT, PH.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A.6.9 RE-ELECTION OF ANDREAS VON PLANTA, PH.D. AS Mgmt Take No Action
A MEMBER OF THE BOARD OF DIRECTORS
A6.10 RE-ELECTION OF CHARLES L. SAWYERS, M.D. AS Mgmt Take No Action
A MEMBER OF THE BOARD OF DIRECTORS
A6.11 RE-ELECTION OF ENRICO VANNI, PH.D. AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A6.12 RE-ELECTION OF WILLIAM T. WINTERS AS A Mgmt Take No Action
MEMBER OF THE BOARD OF DIRECTORS
A6.13 ELECTION OF FRANS VAN HOUTEN AS A MEMBER OF Mgmt Take No Action
THE BOARD OF DIRECTORS
A.7.1 RE-ELECTION OF SRIKANT DATAR, PH.D., AS Mgmt Take No Action
MEMBER OF THE COMPENSATION COMMITTEE
A.7.2 RE-ELECTION OF ANN FUDGE AS MEMBER OF THE Mgmt Take No Action
COMPENSATION COMMITTEE
A.7.3 RE-ELECTION OF ENRICO VANNI, PH.D., AS Mgmt Take No Action
MEMBER OF THE COMPENSATION COMMITTEE
A.7.4 RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER Mgmt Take No Action
OF THE COMPENSATION COMMITTEE
A.8 RE-ELECTION OF THE STATUTORY AUDITOR: THE Mgmt Take No Action
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF PRICEWATERHOUSECOOPERS AG AS STATUTORY
AUDITOR OF NOVARTIS AG FOR THE FINANCIAL
YEAR STARTING ON JANUARY 1, 2017
A.9 RE-ELECTION OF THE INDEPENDENT PROXY: THE Mgmt Take No Action
BOARD OF DIRECTORS PROPOSES THE RE-ELECTION
OF LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY
AT LAW, BASEL, AS INDEPENDENT PROXY OF
NOVARTIS AG UNTIL THE END OF THE NEXT
ANNUAL GENERAL MEETING
B IF ALTERNATIVE MOTIONS UNDER THE AGENDA Mgmt Take No Action
ITEMS PUBLISHED IN THE NOTICE OF ANNUAL
GENERAL MEETING AND/OR MOTIONS RELATING TO
ADDITIONAL AGENDA ITEMS (ARTICLE 700
PARAGRAPH 3 OF THE SWISS CODE OF
OBLIGATIONS) ARE PROPOSED AT THE ANNUAL
GENERAL MEETING, I/WE INSTRUCT THE
INDEPENDENT PROXY TO VOTE AS FOLLOWS: (YES
= ACCORDING TO THE MOTION OF THE BOARD OF
DIRECTORS, AGAINST = AGAINST
ALTERNATIVE/ADDITIONAL MOTIONS, ABSTAIN =
ABSTAIN FROM VOTING)
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 707792708
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: AGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
2 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
3.1 APPROVE REMUNERATION OF DIRECTORS FOR 2016 Mgmt For For
3.2 APPROVE REMUNERATION OF DIRECTORS FOR 2017 Mgmt For For
4 APPROVE ALLOCATION OF INCOME AND DIVIDENDS Mgmt For For
OF DKK 7.60 PER SHARE
5.1 REELECT GORAN ANDO AS DIRECTOR AND CHAIRMAN Mgmt For For
5.2 REELECT JEPPE CHRISTIANSEN AS DIRECTOR AND Mgmt For For
DEPUTY CHAIRMAN
5.3.A REELECT BRIAN DANIELS AS DIRECTOR Mgmt For For
5.3.B REELECT SYLVIE GREGOIRE AS DIRECTOR Mgmt For For
5.3.C REELECT LIZ HEWITT AS DIRECTOR Mgmt For For
5.3.D ELECT KASIM KUTAY AS DIRECTOR Mgmt For For
5.3.E ELECT HELGE LUND AS DIRECTOR Mgmt For For
5.3.F REELECT MARY SZELA AS DIRECTOR Mgmt For For
6 RATIFY PRICEWATERHOUSECOOPERS AS AUDITORS Mgmt For For
7.1 APPROVE DKK 10 MILLION REDUCTION IN SHARE Mgmt For For
CAPITAL VIA SHARE CANCELLATION
7.2 AUTHORIZE SHARE REPURCHASE PROGRAM Mgmt For For
7.3 APPROVE GUIDELINES FOR INCENTIVE-BASED Mgmt For For
COMPENSATION FOR EXECUTIVE MANAGEMENT AND
BOARD
8.1 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: FREE PARKING FOR THE
SHAREHOLDERS IN CONNECTION WITH THE
SHAREHOLDERS' MEETING
8.2 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE BUFFET AFTER THE
SHAREHOLDERS' MEETING IS SERVED AS SET
TABLE CATERING
--------------------------------------------------------------------------------------------------------------------------
NOVO NORDISK A/S, BAGSVAERD Agenda Number: 707810051
--------------------------------------------------------------------------------------------------------------------------
Security: K72807132
Meeting Type: OGM
Meeting Date: 23-Mar-2017
Ticker:
ISIN: DK0060534915
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THIS IS AN INFORMATIONAL Non-Voting
MEETING, AS THERE ARE NO PROPOSALS TO BE
VOTED ON. SHOULD YOU WISH TO ATTEND THE
MEETING PERSONALLY, YOU MAY REQUEST AN
ENTRANCE CARD. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
NUCOR CORPORATION Agenda Number: 934556828
--------------------------------------------------------------------------------------------------------------------------
Security: 670346105
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: NUE
ISIN: US6703461052
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
PATRICK J. DEMPSEY Mgmt For For
JOHN J. FERRIOLA Mgmt For For
GREGORY J. HAYES Mgmt For For
VICTORIA F. HAYNES PH.D Mgmt For For
BERNARD L. KASRIEL Mgmt For For
CHRISTOPHER J. KEARNEY Mgmt For For
LAURETTE T. KOELLNER Mgmt For For
JOHN H. WALKER Mgmt For For
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
AS NUCOR'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017
3. APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION IN
2016
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 3 Years For
ADVISORY VOTES ON NUCOR'S NAMED EXECUTIVE
OFFICER COMPENSATION
5. STOCKHOLDER PROPOSAL REGARDING NUCOR'S Shr Against For
LOBBYING AND CORPORATE SPENDING ON
POLITICAL CONTRIBUTIONS
6. STOCKHOLDER PROPOSAL REGARDING GREENHOUSE Shr Against For
GAS (GHG) EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
ORANGE SA, PARIS Agenda Number: 708150937
--------------------------------------------------------------------------------------------------------------------------
Security: F6866T100
Meeting Type: MIX
Meeting Date: 01-Jun-2017
Ticker:
ISIN: FR0000133308
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO Non-Voting
MEETING ID 751923 DUE TO ADDITION OF
RESOLUTION E.A. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU.
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0505/201705051701566.pdf AND
http://www.journal-officiel.gouv.fr//pdf/20
17/0329/201703291700757.pdf
O.1 APPROVAL OF THE ANNUAL CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE ANNUAL CONSOLIDATED Mgmt For For
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
ENDED 31 DECEMBER 2016
O.3 ALLOCATION OF INCOME FOR THE YEAR ENDED 31 Mgmt For For
DECEMBER 2016, AS REFLECTED IN THE ANNUAL
FINANCIAL STATEMENTS
O.4 AGREEMENTS PURSUANT TO ARTICLE L.225-38 OF Mgmt For For
THE FRENCH COMMERCIAL CODE
O.5 RENEWAL OF THE TERM OF BPIFRANCE Mgmt For For
PARTICIPATIONS AS DIRECTOR
O.6 RATIFICATION OF THE CO-OPTATION OF Mgmt For For
ALEXANDRE BOMPARDS AS DIRECTOR TO REPLACE
MR BERNARD DUFAU, RESIGNING
O.7 ADVISORY REVIEW ON THE COMPENSATION FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2016
OWED OR PAID TO MR STEPHANE RICHARD, CHIEF
EXECUTIVE OFFICER
O.8 ADVISORY REVIEW ON THE COMPENSATION FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2016
OWED OR PAID TO MR RAMON FERNANDEZ, DEPUTY
GENERAL MANAGER
O.9 ADVISORY REVIEW ON THE COMPENSATION FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2016
OWED OR PAID TO MR PIERRE LOUETTE, DEPUTY
GENERAL MANAGER
O.10 ADVISORY REVIEW ON THE COMPENSATION FOR THE Mgmt For For
FINANCIAL YEAR ENDED ON 31 DECEMBER 2016
OWED OR PAID TO MR GERVAIS PELLISSIER,
DEPUTY GENERAL MANAGER
O.11 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS OF ALL KINDS ALLOCATED TO MR
STEPHANE RICHARD, IN HIS CAPACITY AS CHIEF
EXECUTIVE OFFICER
O.12 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS ALLOCATED TO MR RAMON FERNANDEZ,
IN HIS CAPACITY AS DEPUTY GENERAL MANAGER
O.13 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS ALLOCATED TO MR PIERRE LOUETTE, IN
HIS CAPACITY AS DEPUTY GENERAL MANAGER
O.14 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
FIXED, VARIABLE AND EXCEPTIONAL COMPONENTS
MAKING UP THE TOTAL COMPENSATION AND
BENEFITS ALLOCATED TO MR GERVAIS
PELLISSIER, IN HIS CAPACITY AS DEPUTY
GENERAL MANAGER
O.15 AUTHORISATION TO BE GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE PURPOSE OF BUYING AND
TRANSFERRING COMPANY SHARES
E.16 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO ISSUE
COMPANY SHARES AND COMPLEX TRANSFERABLE
SECURITIES, WITH RETENTION OF SHAREHOLDERS'
PRE-EMPTIVE SUBSCRIPTION RIGHT (USABLE ONLY
OUTSIDE A PUBLIC OFFER PERIOD FOR THE
SECURITIES OF THE COMPANY, EXCEPT WITH
SPECIFIC AUTHORISATION OF THE GENERAL
MEETING)
E.17 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE SIXTEENTH
RESOLUTION DURING PERIODS OF A PUBLIC OFFER
FOR SECURITIES OF THE COMPANY
E.18 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO ISSUE
COMPANY SHARES AND COMPLEX TRANSFERABLE
SECURITIES, WITH CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT IN THE CONTEXT OF A PUBLIC OFFER
(USABLE ONLY OUTSIDE OF A PERIOD OF A
PUBLIC OFFER FOR THE SECURITIES OF THE
COMPANY, EXCEPT WITH THE SPECIFIC
AUTHORISATION OF THE GENERAL MEETING)
E.19 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE DELEGATION OF
AUTHORITY GRANTED IN THE EIGHTEENTH
RESOLUTION IN PERIODS OF PUBLIC OFFER FOR
THE SECURITIES OF THE COMPANY
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS, IN ORDER TO ISSUE
COMPANY SHARES AND COMPLEX TRANSFERABLE
SECURITIES, WITH CANCELLATION OF
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT, IN THE CONTEXT OF AN OFFER REFERRED
TO IN SECTION II OF ARTICLE L.411-2 OF THE
FRENCH MONETARY AND FINANCIAL CODE (USABLE
ONLY OUTSIDE A PERIOD OF PUBLIC OFFER FOR
SECURITIES OF THE COMPANY, EXCEPT WITH THE
SPECIFIC AUTHORISATION OF THE GENERAL
MEETING)
E.21 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS, IN ORDER TO USE THE DELEGATION
OF AUTHORITY GIVEN IN THE TWENTIETH
RESOLUTION IN PERIODS OF PUBLIC OFFER FOR
THE SECURITIES OF THE COMPANY
E.22 DELEGATION OF AUTHORITY TO THE BOARD OF Mgmt For For
DIRECTORS FOR THE PURPOSE, WHEN ISSUING
SECURITIES, TO INCREASE THE NUMBER OF
SECURITIES TO BE ISSUED
E.23 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS IN ORDER TO ISSUE SHARES
AND COMPLEX TRANSFERABLE SECURITIES, WITH
CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN THE EVENT OF A
PUBLIC EXCHANGE OFFER INITIATED BY THE
COMPANY (USABLE ONLY OUTSIDE A PERIOD OF A
PUBLIC OFFER FOR SECURITIES OF THE COMPANY,
EXCEPT WITH THE SPECIFIC AUTHORISATION OF
THE GENERAL MEETING)
E.24 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS, TO USE THE DELEGATION OF
AUTHORITY GIVEN IN THE TWENTY-THIRD
RESOLUTION IN PERIODS OF PUBLIC OFFER FOR
THE SECURITIES OF THE COMPANY
E.25 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS IN ORDER TO ISSUE SHARES AND
COMPLEX TRANSFERABLE SECURITIES, WITH
CANCELLATION OF SHAREHOLDERS' PRE-EMPTIVE
SUBSCRIPTION RIGHT, IN VIEW OF REMUNERATING
CONTRIBUTIONS IN KIND MADE TO THE COMPANY
AND CONSISTING OF EQUITY SECURITIES OR
TRANSFERABLE SECURITIES GRANTING ACCESS TO
CAPITAL (USABLE ONLY OUTSIDE A PERIOD OF A
PUBLIC OFFER FOR SECURITIES OF THE COMPANY,
EXCEPT WITH THE SPECIFIC AUTHORISATION OF
THE GENERAL MEETING)
E.26 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO USE THE POWERS GRANTED IN THE
TWENTY-FIFTH RESOLUTION IN PERIODS OF
PUBLIC OFFER FOR SECURITIES OF THE COMPANY
E.27 OVERALL LIMITATION OF AUTHORISATIONS Mgmt For For
E.28 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE
COMPANY'S CAPITAL BY INCORPORATING
RESERVES, PROFITS OR PREMIUMS
E.29 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF COMPANY SHARES FOR THE
BENEFIT OF THE EXECUTIVE OFFICERS AND
CERTAIN STAFF MEMBERS OF THE ORANGE GROUP
E.30 AUTHORISATION GIVEN TO THE BOARD OF Mgmt For For
DIRECTORS TO PROCEED WITH THE FREE
ALLOCATION OF COMPANY SHARES TO THE BENEFIT
OF THE ORANGE GROUP STAFF MEMBERS
E.31 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO PROCEED WITH ISSUING
SHARES OR COMPLEX TRANSFERABLE SECURITIES,
RESERVED FOR MEMBERS OF COMPANY SAVINGS
SCHEMES, WITH CANCELLATION OF THE
SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION
RIGHT
E.32 AUTHORISATION TO THE BOARD OF DIRECTORS TO Mgmt For For
REDUCE THE CAPITAL BY CANCELLING SHARES
E.33 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
E.A PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: PROPOSED BY FCPE
CAP'ORANGE ET MOTIVATION: AMENDMENT TO
ARTICLE 13 OF THE BY-LAWS ON DIVERSITY
WITHIN THE BOARD OF DIRECTORS
--------------------------------------------------------------------------------------------------------------------------
PANASONIC CORPORATION Agenda Number: 708257402
--------------------------------------------------------------------------------------------------------------------------
Security: J6354Y104
Meeting Type: AGM
Meeting Date: 29-Jun-2017
Ticker:
ISIN: JP3866800000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Amend Articles to: Revise Directors with Mgmt For For
Title, Clarify an Executive Officer System
2.1 Appoint a Director Nagae, Shusaku Mgmt For For
2.2 Appoint a Director Matsushita, Masayuki Mgmt For For
2.3 Appoint a Director Tsuga, Kazuhiro Mgmt For For
2.4 Appoint a Director Ito, Yoshio Mgmt For For
2.5 Appoint a Director Sato, Mototsugu Mgmt For For
2.6 Appoint a Director Oku, Masayuki Mgmt For For
2.7 Appoint a Director Tsutsui, Yoshinobu Mgmt For For
2.8 Appoint a Director Ota, Hiroko Mgmt For For
2.9 Appoint a Director Toyama, Kazuhiko Mgmt For For
2.10 Appoint a Director Ishii, Jun Mgmt For For
2.11 Appoint a Director Higuchi, Yasuyuki Mgmt For For
2.12 Appoint a Director Umeda, Hirokazu Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
PANDORA A/S, GLOSTRUP Agenda Number: 707769280
--------------------------------------------------------------------------------------------------------------------------
Security: K7681L102
Meeting Type: AGM
Meeting Date: 15-Mar-2017
Ticker:
ISIN: DK0060252690
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT IN THE MAJORITY OF MEETINGS THE VOTES ARE Non-Voting
CAST WITH THE REGISTRAR WHO WILL FOLLOW
CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE
OF MEETINGS THERE IS NO REGISTRAR AND
CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN
OF THE BOARD OR A BOARD MEMBER AS PROXY.
CLIENTS CAN ONLY EXPECT THEM TO ACCEPT
PRO-MANAGEMENT VOTES. THE ONLY WAY TO
GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES
ARE REPRESENTED AT THE MEETING IS TO SEND
YOUR OWN REPRESENTATIVE OR ATTEND THE
MEETING IN PERSON. THE SUB CUSTODIAN BANKS
OFFER REPRESENTATION SERVICES FOR AN ADDED
FEE IF REQUESTED. THANK YOU
CMMT PLEASE BE ADVISED THAT SPLIT AND PARTIAL Non-Voting
VOTING IS NOT AUTHORISED FOR A BENEFICIAL
OWNER IN THE DANISH MARKET. PLEASE CONTACT
YOUR GLOBAL CUSTODIAN FOR FURTHER
INFORMATION.
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) IS REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY FOR
RESOLUTION NUMBERS "7.1 TO 7.10". THANK YOU
1 THE BOARD OF DIRECTORS REPORT ON THE Non-Voting
COMPANY'S ACTIVITIES DURING THE PAST
FINANCIAL YEAR
2 ADOPTION OF THE ANNUAL REPORT 2016 Mgmt For For
3.1 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION: APPROVAL OF
REMUNERATION FOR 2016
3.2 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION: AMENDMENTS TO
THE COMPANY'S REMUNERATION POLICY
3.3 RESOLUTION PROPOSED BY THE BOARD OF Mgmt For For
DIRECTORS ON REMUNERATION: APPROVAL OF
REMUNERATION LEVEL FOR 2017
4 RESOLUTION PROPOSED ON THE DISTRIBUTION OF Mgmt For For
PROFIT AS RECORDED IN THE ADOPTED ANNUAL
REPORT, INCLUDING THE PROPOSED AMOUNT OF
ANY DIVIDEND TO BE DISTRIBUTED OR PROPOSAL
TO COVER ANY LOSS : THE BOARD OF DIRECTORS
PROPOSES THAT A DIVIDEND OF DKK 9.00 PER
SHARE BE PAID ON THE PROFIT FOR THE YEAR
AVAILABLE FOR DISTRIBUTION ACCORDING TO THE
ANNUAL REPORT. NO DIVIDEND WILL BE PAID ON
THE COMPANY'S HOLDING OF TREASURY SHARES.
THE REMAINING AMOUNT WILL BE TRANSFERRED TO
THE COMPANY'S RESERVES
5 RESOLUTION ON THE DISCHARGE FROM LIABILITY Mgmt For For
OF THE BOARD OF DIRECTORS AND THE EXECUTIVE
MANAGEMENT
6.1 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: CHANGE OF THE MINIMUM
SHARE DENOMINATION
6.2 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: REDUCTION OF THE
COMPANY'S SHARE CAPITAL
6.3 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: AUTHORITY TO THE BOARD
OF DIRECTORS TO LET THE COMPANY BUY BACK
TREASURY SHARES
6.4 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: AUTHORITY TO THE BOARD
OF DIRECTORS TO DISTRIBUTE EXTRAORDINARY
DIVIDEND
6.5 THE BOARD OF DIRECTORS HAS SUBMITTED THE Mgmt For For
FOLLOWING PROPOSAL: AUTHORITY TO THE
CHAIRMAN OF THE ANNUAL GENERAL MEETING
7.1 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PEDER TUBORGH
7.2 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: CHRISTIAN FRIGAST
7.3 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ALLAN LESLIE LEIGHTON
7.4 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDREA DAWN ALVEY
7.5 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: RONICA WANG
7.6 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: ANDERS BOYER SOGAARD
7.7 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BJORN GULDEN
7.8 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: PER BANK
7.9 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: MICHAEL HAUGE SORENSEN
7.10 ELECTION OF MEMBER TO THE BOARD OF Mgmt For For
DIRECTORS: BIRGITTA STYMNE GORANSSON
8 ELECTION OF AUDITOR: THE BOARD OF DIRECTORS Mgmt For For
PROPOSES REELECTION OF ERNST AND YOUNG P S
AS THE COMPANY'S AUDITOR
9 ANY OTHER BUSINESS Non-Voting
CMMT 20 FEB 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF DIVIDEND AMOUNT.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
PFIZER INC. Agenda Number: 934540798
--------------------------------------------------------------------------------------------------------------------------
Security: 717081103
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: PFE
ISIN: US7170811035
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DENNIS A. AUSIELLO Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD E. BLAYLOCK Mgmt For For
1C. ELECTION OF DIRECTOR: W. DON CORNWELL Mgmt For For
1D. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1E. ELECTION OF DIRECTOR: FRANCES D. FERGUSSON Mgmt For For
1F. ELECTION OF DIRECTOR: HELEN H. HOBBS Mgmt For For
1G. ELECTION OF DIRECTOR: JAMES M. KILTS Mgmt For For
1H. ELECTION OF DIRECTOR: SHANTANU NARAYEN Mgmt For For
1I. ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON Mgmt For For
1J. ELECTION OF DIRECTOR: IAN C. READ Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES C. SMITH Mgmt For For
2. RATIFY THE SELECTION OF KPMG LLP AS Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY APPROVAL OF EXECUTIVE COMPENSATION Mgmt For For
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION
5. SHAREHOLDER PROPOSAL REGARDING THE HOLY Shr Against For
LAND PRINCIPLES
6. SHAREHOLDER PROPOSAL REGARDING SPECIAL Shr Against For
SHAREOWNER MEETINGS
7. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIR POLICY
--------------------------------------------------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC. Agenda Number: 934549859
--------------------------------------------------------------------------------------------------------------------------
Security: 718172109
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: PM
ISIN: US7181721090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HAROLD BROWN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDRE CALANTZOPOULOS Mgmt For For
1C. ELECTION OF DIRECTOR: LOUIS C. CAMILLERI Mgmt For For
1D. ELECTION OF DIRECTOR: MASSIMO FERRAGAMO Mgmt For For
1E. ELECTION OF DIRECTOR: WERNER GEISSLER Mgmt For For
1F. ELECTION OF DIRECTOR: JENNIFER LI Mgmt For For
1G. ELECTION OF DIRECTOR: JUN MAKIHARA Mgmt For For
1H. ELECTION OF DIRECTOR: SERGIO MARCHIONNE Mgmt For For
1I. ELECTION OF DIRECTOR: KALPANA MORPARIA Mgmt For For
1J. ELECTION OF DIRECTOR: LUCIO A. NOTO Mgmt For For
1K. ELECTION OF DIRECTOR: FREDERIK PAULSEN Mgmt For For
1L. ELECTION OF DIRECTOR: ROBERT B. POLET Mgmt For For
1M. ELECTION OF DIRECTOR: STEPHEN M. WOLF Mgmt For For
2. ADVISORY VOTE APPROVING EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION
4. APPROVAL OF THE 2017 PERFORMANCE INCENTIVE Mgmt For For
PLAN
5. APPROVAL OF THE 2017 STOCK COMPENSATION Mgmt For For
PLAN FOR NON-EMPLOYEE DIRECTORS
6. RATIFICATION OF THE SELECTION OF Mgmt For For
INDEPENDENT AUDITORS
7. SHAREHOLDER PROPOSAL 1 - HUMAN RIGHTS Shr Against For
POLICY
8. SHAREHOLDER PROPOSAL 2 - MEDIATION OF Shr Against For
ALLEGED HUMAN RIGHTS VIOLATIONS
--------------------------------------------------------------------------------------------------------------------------
PIONEER NATURAL RESOURCES COMPANY Agenda Number: 934570210
--------------------------------------------------------------------------------------------------------------------------
Security: 723787107
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: PXD
ISIN: US7237871071
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: EDISON C. BUCHANAN Mgmt For For
1B. ELECTION OF DIRECTOR: ANDREW F. CATES Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY L. DOVE Mgmt For For
1D. ELECTION OF DIRECTOR: PHILLIP A. GOBE Mgmt For For
1E. ELECTION OF DIRECTOR: LARRY R. GRILLOT Mgmt For For
1F. ELECTION OF DIRECTOR: STACY P. METHVIN Mgmt For For
1G. ELECTION OF DIRECTOR: ROYCE W. MITCHELL Mgmt For For
1H. ELECTION OF DIRECTOR: FRANK A. RISCH Mgmt For For
1I. ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD Mgmt For For
1J. ELECTION OF DIRECTOR: MONA K. SUTPHEN Mgmt For For
1K. ELECTION OF DIRECTOR: J. KENNETH THOMPSON Mgmt For For
1L. ELECTION OF DIRECTOR: PHOEBE A. WOOD Mgmt For For
1M. ELECTION OF DIRECTOR: MICHAEL D. WORTLEY Mgmt For For
2. RATIFICATION OF SELECTION OF ERNST & YOUNG Mgmt For For
LLP AS THE COMPANY'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. ADVISORY VOTE REGARDING FREQUENCY OF FUTURE Mgmt 1 Year For
STOCKHOLDER ADVISORY VOTES ON EXECUTIVE
COMPENSATION
5. STOCKHOLDER PROPOSAL RELATING TO A Shr Against For
SUSTAINABILITY REPORT
--------------------------------------------------------------------------------------------------------------------------
PORSCHE AUTOMOBIL HOLDING SE Agenda Number: 708073274
--------------------------------------------------------------------------------------------------------------------------
Security: D6240C122
Meeting Type: AGM
Meeting Date: 30-May-2017
Ticker:
ISIN: DE000PAH0038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THESE SHARES HAVE NO Non-Voting
VOTING RIGHTS, SHOULD YOU WISH TO ATTEND
THE MEETING PERSONALLY, YOU MAY APPLY FOR
AN ENTRANCE CARD. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 09.05.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
15.05.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND THE ABBREVIATED ANNUAL REPORT FOR THE
2016 FINANCIAL YEAR WITH THE REPORT OF THE
SUPERVISORY BOARD, THE GROUP FINANCIAL
STATEMENTS AND GROUP ANNUAL REPORT
2 RESOLUTION ON THE APPROPRIATION THE Non-Voting
DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR
308,393,750 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.004
PER ORDINARY SHARE PAYMENT OF A DIVIDEND OF
EUR 1.010 PER PREFERENCE SHARE EX-DIVIDEND
DATE: MAY 31, 2017PAYABLE DATE: JUNE 2,
2017
3.1 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS: HANS DIETER POETSCH
3.2 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS: MANFRED DOESS
3.3 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS: MATTHIAS MUELLER
3.4 RATIFICATION OF THE ACTS OF THE BOARD OF Non-Voting
MDS: PHILIPP VON HAGEN
4.1 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: WOLFGANG PORSCHE
4.2 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: UWE HUECK
4.3 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: BERTHOLD HUBER
4.4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: ULRICH LEHNER
4.5 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: PETER MOSCH
4.6 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: BERND OSTERLOH
4.7 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: FERDINAND K. PIECH
4.8 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: HANS MICHAEL PIECH
4.9 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: HANS-PETER PORSCHE
4.10 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: FERDINAND OLIVER PORSCHE
4.11 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: HANSJOERG SCHMIERER
4.12 RATIFICATION OF THE ACTS OF THE SUPERVISORY Non-Voting
BOARD: WERNER WERESCH
5.1 APPOINTMENT OF AUDITORS: FOR THE 2017 Non-Voting
FINANCIAL YEAR: ERNST & YOUNG GMBH,
STUTTGART
5.2 APPOINTMENT OF AUDITORS: FOR THE 2017 Non-Voting
INTERIM ACCOUNTS: ERNST & YOUNG GMBH,
STUTTGART
6 RESOLUTION ON AMENDMENTS TO THE ARTICLES OF Non-Voting
ASSOCIATION IN CONNECTION WITH THE STATUS
PROCEEDINGS SECTION 9(1): THE SUPERVISORY
BOARD COMPRISES SIX MEMBERS TO BE ELECTED
BY THE SHAREHOLDERS. SECTION 9(2) SHALL BE
REVOKED. SENTENCE 2 OF SECTION 9(3) SHALL
BE REVOKED. THE WORD 'SHAREHOLDERS' SHALL
BE REVOKED IN SECTION 9(4) SENTENCE 2.THE
WORDS 'MEMBERS TO BE APPOINTED BY THE
SUPERVISORY BOARD' IN SECTION 10(1)
SENTENCE 1 SHALL BE REPLACED BY 'MEMBERS OF
THE SUPERVISORY BOARD'. SENTENCE 2 SHALL BE
REVOKED. THE WORD 'SHAREHOLDERS' SHALL BE
REVOKED IN SECTION 10(2) SENTENCE 2. IN
SECTION 11(5) THE WORDS ?IF HE OR SHE IS A
SHAREHOLDER? SHALL BE REVOKED IN SENTENCES
6 AND 7. THE NUMBER 7 SHALL BE REPLACED BY
THE NUMBER 6 IN SENTENCE 8. SENTENCE 7
SHALL BE REVOKED. THE SECOND HALF OF
SECTION 11 (7) SHALL BE REVOKED. THE WORDS
'APPOINTED BY THE SHAREHOLDERS. MEETING AS
REPRESENTATIVES OF THE SHAREHOLDERS' SHALL
BE REVOKED IN SENTENCES 1 AND 2 OF SECTION
18. SECTION 20: THE WORDS 'ON THE SIDE OF
THE SHAREHOLDERS' SHALL BE REVOKED IN
SENTENCE 2
7.1 ELECTION TO THE SUPERVISORY BOARD: WOLFGANG Non-Voting
PORSCHE
7.2 ELECTION TO THE SUPERVISORY BOARD: ULRICH Non-Voting
LEHNER
7.3 ELECTION TO THE SUPERVISORY BOARD: HANS Non-Voting
MICHAEL PIECH
7.4 ELECTION TO THE SUPERVISORY BOARD: Non-Voting
FERDINAND K. PIECH
7.5 ELECTION TO THE SUPERVISORY BOARD: Non-Voting
FERDINAND OLIVER PORSCHE
7.6 ELECTION TO THE SUPERVISORY BOARD: Non-Voting
HANS-PETER PORSCHE
--------------------------------------------------------------------------------------------------------------------------
POWER FINANCIAL CORPORATION Agenda Number: 934591187
--------------------------------------------------------------------------------------------------------------------------
Security: 73927C100
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: POFNF
ISIN: CA73927C1005
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
MARC A. BIBEAU Mgmt For For
ANDRE DESMARAIS Mgmt For For
PAUL DESMARAIS, JR. Mgmt Withheld Against
GARY A. DOER Mgmt For For
GERALD FRERE Mgmt For For
ANTHONY R. GRAHAM Mgmt For For
J. DAVID A. JACKSON Mgmt For For
R. JEFFREY ORR Mgmt For For
LOUISE ROY Mgmt For For
RAYMOND ROYER Mgmt For For
T. TIMOTHY RYAN, JR. Mgmt For For
EMOKE J.E. SZATHMARY Mgmt For For
02 APPOINTMENT OF DELOITTE LLP AS AUDITORS Mgmt For For
03 RESOLUTION APPROVING AN AMENDMENT TO Mgmt For For
INCREASE THE NUMBER OF COMMON SHARES
ISSUABLE PURSUANT TO THE EMPLOYEE STOCK
OPTION PLAN, AS DESCRIBED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
PRUDENTIAL FINANCIAL, INC. Agenda Number: 934568479
--------------------------------------------------------------------------------------------------------------------------
Security: 744320102
Meeting Type: Annual
Meeting Date: 09-May-2017
Ticker: PRU
ISIN: US7443201022
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: THOMAS J. BALTIMORE, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: GILBERT F. CASELLAS Mgmt For For
1C. ELECTION OF DIRECTOR: MARK B. GRIER Mgmt For For
1D. ELECTION OF DIRECTOR: MARTINA HUND-MEJEAN Mgmt For For
1E. ELECTION OF DIRECTOR: KARL J. KRAPEK Mgmt For For
1F. ELECTION OF DIRECTOR: PETER R. LIGHTE Mgmt For For
1G. ELECTION OF DIRECTOR: GEORGE PAZ Mgmt For For
1H. ELECTION OF DIRECTOR: SANDRA PIANALTO Mgmt For For
1I. ELECTION OF DIRECTOR: CHRISTINE A. POON Mgmt For For
1J. ELECTION OF DIRECTOR: DOUGLAS A. SCOVANNER Mgmt For For
1K. ELECTION OF DIRECTOR: JOHN R. STRANGFELD Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL A. TODMAN Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON FREQUENCY. Mgmt 1 Year For
5. SHAREHOLDER PROPOSAL REGARDING AN Shr Against For
INDEPENDENT BOARD CHAIRMAN.
--------------------------------------------------------------------------------------------------------------------------
QUALCOMM INCORPORATED Agenda Number: 934522435
--------------------------------------------------------------------------------------------------------------------------
Security: 747525103
Meeting Type: Annual
Meeting Date: 07-Mar-2017
Ticker: QCOM
ISIN: US7475251036
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: BARBARA T. ALEXANDER Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY W. HENDERSON Mgmt For For
1C. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1D. ELECTION OF DIRECTOR: PAUL E. JACOBS Mgmt For For
1E. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1F. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1G. ELECTION OF DIRECTOR: MARK D. MCLAUGHLIN Mgmt For For
1H. ELECTION OF DIRECTOR: STEVE MOLLENKOPF Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: FRANCISCO ROS Mgmt For For
1K. ELECTION OF DIRECTOR: ANTHONY J. Mgmt For For
VINCIQUERRA
2. RATIFICATION OF THE SELECTION OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR
FISCAL YEAR ENDING SEPTEMBER 24, 2017.
3. APPROVAL, ON AN ADVISORY BASIS, OF OUR Mgmt For For
EXECUTIVE COMPENSATION.
4. STOCKHOLDER PROPOSAL TO AMEND THE PROXY Shr Against For
ACCESS PROVISION OF OUR AMENDED AND
RESTATED BYLAWS, IF PROPERLY PRESENTED AT
THE ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 707937174
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: AGM
Meeting Date: 04-May-2017
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 ACCEPT FINANCIAL STATEMENTS AND STATUTORY Mgmt For For
REPORTS
2 APPROVE REMUNERATION REPORT Mgmt For For
3 APPROVE FINAL DIVIDEND Mgmt For For
4 RE-ELECT ADRIAN BELLAMY AS DIRECTOR Mgmt For For
5 RE-ELECT NICANDRO DURANTE AS DIRECTOR Mgmt For For
6 RE-ELECT MARY HARRIS AS DIRECTOR Mgmt For For
7 RE-ELECT ADRIAN HENNAH AS DIRECTOR Mgmt For For
8 RE-ELECT KENNETH HYDON AS DIRECTOR Mgmt For For
9 RE-ELECT RAKESH KAPOOR AS DIRECTOR Mgmt For For
10 RE-ELECT PAMELA KIRBY AS DIRECTOR Mgmt For For
11 RE-ELECT ANDRE LACROIX AS DIRECTOR Mgmt For For
12 RE-ELECT CHRIS SINCLAIR AS DIRECTOR Mgmt For For
13 RE-ELECT JUDITH SPRIESER AS DIRECTOR Mgmt For For
14 RE-ELECT WARREN TUCKER AS DIRECTOR Mgmt For For
15 REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
AUDITORS
16 AUTHORISE THE AUDIT COMMITTEE TO FIX Mgmt For For
REMUNERATION OF AUDITORS
17 AUTHORISE EU POLITICAL DONATIONS AND Mgmt For For
EXPENDITURE
18 AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE Mgmt For For
RIGHTS
19 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS
20 AUTHORISE ISSUE OF EQUITY WITHOUT Mgmt For For
PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN
ACQUISITION OR OTHER CAPITAL INVESTMENT
21 AUTHORISE MARKET PURCHASE OF ORDINARY Mgmt For For
SHARES
22 AUTHORISE THE COMPANY TO CALL GENERAL Mgmt For For
MEETING WITH TWO WEEKS' NOTICE
--------------------------------------------------------------------------------------------------------------------------
RECKITT BENCKISER GROUP PLC, SLOUGH Agenda Number: 708169190
--------------------------------------------------------------------------------------------------------------------------
Security: G74079107
Meeting Type: OGM
Meeting Date: 31-May-2017
Ticker:
ISIN: GB00B24CGK77
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE ACQUISITION, ON THE TERMS SET OUT Mgmt For For
IN THE MERGER AGREEMENT (BOTH AS DEFINED IN
THE CIRCULAR TO SHAREHOLDERS DATED 5 MAY
2017 (THE "CIRCULAR")), BE AND IS HEREBY
APPROVED AND THE DIRECTORS (OR A COMMITTEE
OF THE DIRECTORS) BE AND ARE HEREBY
AUTHORISED TO WAIVE, AMEND, VARY OR EXTEND
ANY OF THE TERMS OF THE MERGER AGREEMENT
AND TO DO ALL SUCH THINGS AS THEY MAY
CONSIDER TO BE NECESSARY OR DESIRABLE TO
IMPLEMENT AND GIVE EFFECT TO, OR OTHERWISE
IN CONNECTION WITH, THE ACQUISITION AND ANY
MATTERS INCIDENTAL TO THE ACQUISITION
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 707818285
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: AGM
Meeting Date: 12-Apr-2017
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE BE INFORMED THAT ONLY THE Non-Voting
SHAREHOLDERS OF THE RIO TINTO PLC ARE
ELIGIBLE TO VOTE ON THE RESOLUTION NUMBERS
FROM 20 TO 23. PLEASE BE INFORMED THAT BOTH
THE SHAREHOLDERS OF THE RIO TINTO PLC AND
RIO TINTO LIMITED ARE ELIGIBLE TO VOTE ON
THE RESOLUTION NUMBERS FROM 1 TO 19
1 RECEIPT OF THE 2016 ANNUAL REPORT Mgmt For For
2 APPROVAL OF THE DIRECTORS' REPORT ON Mgmt For For
REMUNERATION AND REMUNERATION COMMITTEE
CHAIRMAN'S LETTER
3 APPROVAL OF THE REMUNERATION REPORT Mgmt For For
4 APPROVAL OF POTENTIAL TERMINATION BENEFITS Mgmt For For
5 TO RE-ELECT MEGAN CLARK AS A DIRECTOR Mgmt For For
6 TO ELECT DAVID CONSTABLE AS A DIRECTOR Mgmt For For
7 TO RE-ELECT JAN DU PLESSIS AS A DIRECTOR Mgmt For For
8 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Mgmt For For
9 TO ELECT SIMON HENRY AS A DIRECTOR, Mgmt For For
EFFECTIVE AS OF 1 JULY 2017
10 TO ELECT JEAN-SEBASTIEN JACQUES AS A Mgmt For For
DIRECTOR
11 TO ELECT SAM LAIDLAW AS A DIRECTOR Mgmt For For
12 TO RE-ELECT MICHAEL L'ESTRANGE AS A Mgmt For For
DIRECTOR
13 TO RE-ELECT CHRIS LYNCH AS A DIRECTOR Mgmt For For
14 TO RE-ELECT PAUL TELLIER AS A DIRECTOR Mgmt For For
15 TO RE-ELECT SIMON THOMPSON AS A DIRECTOR Mgmt For For
16 TO RE-ELECT JOHN VARLEY AS A DIRECTOR Mgmt For For
17 RE-APPOINTMENT OF AUDITOR: Mgmt For For
PRICEWATERHOUSECOOPERS LLP
18 REMUNERATION OF AUDITORS Mgmt For For
19 AUTHORITY TO MAKE POLITICAL DONATIONS Mgmt For For
20 GENERAL AUTHORITY TO ALLOT SHARES Mgmt For For
21 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
22 AUTHORITY TO PURCHASE RIO TINTO PLC SHARES Mgmt For For
23 NOTICE PERIOD FOR GENERAL MEETINGS OTHER Mgmt For For
THAN ANNUAL GENERAL MEETINGS
CMMT 09 MAR 2017: VOTING EXCLUSIONS APPLY TO Non-Voting
THIS MEETING FOR PROPOSALS 2, 3 AND 4 AND
VOTES CAST BY ANY INDIVIDUAL OR RELATED
PARTY WHO BENEFIT FROM THE PASSING OF THE
PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED
BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT
(AS REFERRED IN THE COMPANY ANNOUNCEMENT)
VOTE ABSTAIN ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT
YOU HAVE OBTAINED BENEFIT OR EXPECT TO
OBTAIN BENEFIT BY THE PASSING OF THE
RELEVANT PROPOSAL/S. BY VOTING (FOR OR
AGAINST) ON THE ABOVE MENTIONED PROPOSAL/S,
YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED
BENEFIT NEITHER EXPECT TO OBTAIN BENEFIT BY
THE PASSING OF THE RELEVANT PROPOSAL/S AND
YOU COMPLY WITH THE VOTING EXCLUSION
CMMT 09 MAR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO ADDITION OF COMMENT. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND
YOUR ORIGINAL INSTRUCTIONS. THANK YOU
--------------------------------------------------------------------------------------------------------------------------
RIO TINTO PLC, LONDON Agenda Number: 708221116
--------------------------------------------------------------------------------------------------------------------------
Security: G75754104
Meeting Type: OGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: GB0007188757
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 THAT THE TRANSACTION, ON THE TERMS AND Mgmt Abstain Against
SUBJECT TO THE CONDITIONS SET OUT IN THE
SPA AND THE OTHER TRANSACTION DOCUMENTS (AS
EACH TERM IS DEFINED IN THE CIRCULAR TO RIO
TINTO PLC SHAREHOLDERS DATED 19 MAY 2017),
BE AND IS HEREBY APPROVED AND THE DIRECTORS
(OR A DULY AUTHORISED COMMITTEE OF THE
DIRECTORS) BE AND ARE HEREBY AUTHORISED TO
WAIVE, AMEND, VARY OR EXTEND ANY OF THE
TERMS AND CONDITIONS OF THE TRANSACTION
DOCUMENTS, PROVIDED THAT ANY SUCH WAIVERS,
AMENDMENTS, VARIATIONS OR EXTENSIONS ARE
NOT OF A MATERIAL NATURE, AND TO DO ALL
THINGS AS THEY MAY CONSIDER TO BE NECESSARY
OR DESIRABLE TO COMPLETE, IMPLEMENT AND
GIVE EFFECT TO, OR OTHERWISE IN CONNECTION
WITH, THE TRANSACTION AND ANY MATTERS
INCIDENTAL TO THE TRANSACTION
--------------------------------------------------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC, LONDON Agenda Number: 708064895
--------------------------------------------------------------------------------------------------------------------------
Security: G7690A100
Meeting Type: AGM
Meeting Date: 23-May-2017
Ticker:
ISIN: GB00B03MLX29
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 RECEIPT OF ANNUAL REPORT AND ACCOUNTS Mgmt For For
2 APPROVAL OF DIRECTORS REMUNERATION POLICY Mgmt For For
3 APPROVAL OF DIRECTORS REMUNERATION REPORT Mgmt For For
4 APPOINTMENT OF CATHERINE HUGHES AS A Mgmt For For
DIRECTOR OF THE COMPANY
5 APPOINTMENT OF ROBERTO SETUBAL AS A Mgmt For For
DIRECTOR OF THE COMPANY
6 REAPPOINT BEN VAN BEURDEN AS A DIRECTOR OF Mgmt For For
THE COMPANY
7 REAPPOINT GUY ELLIOTT AS A DIRECTOR OF THE Mgmt For For
COMPANY
8 REAPPOINT EULEEN GOH AS A DIRECTOR OF THE Mgmt For For
COMPANY
9 REAPPOINT CHARLES O HOLLIDAY AS A DIRECTOR Mgmt For For
OF THE COMPANY
10 REAPPOINT GERARD KLEISTERLEE AS A DIRECTOR Mgmt For For
OF THE COMPANY
11 REAPPOINT SIR NIGEL SHEINWALD AS A DIRECTOR Mgmt For For
OF THE COMPANY
12 REAPPOINT LINDA G STUNTZ AS A DIRECTOR OF Mgmt For For
THE COMPANY
13 REAPPOINT JESSICA UHL AS A DIRECTOR OF THE Mgmt For For
COMPANY
14 REAPPOINT HANS WIJERS AS A DIRECTOR OF THE Mgmt For For
COMPANY
15 REAPPOINT GERRIT ZALM AS A DIRECTOR OF THE Mgmt For For
COMPANY
16 REAPPOINTMENT OF AUDITOR: ERNST & YOUNG LLP Mgmt For For
17 REMUNERATION OF AUDITOR Mgmt For For
18 AUTHORITY TO ALLOT SHARES Mgmt For For
19 DISAPPLICATION OF PRE-EMPTION RIGHTS Mgmt For For
20 AUTHORITY TO PURCHASE OWN SHARES Mgmt For For
21 PLEASE NOTE THAT THIS RESOLUTION IS A Shr Against For
SHAREHOLDER PROPOSAL: THE COMPANY HAS
RECEIVED NOTICE PURSUANT TO THE UK
COMPANIES ACT 2006 OF THE INTENTION TO MOVE
THE RESOLUTION SET FORTH ON PAGE 6 AND
INCORPORATED HEREIN BY WAY OF REFERENCE AT
THE COMPANY'S 2017 AGM. THE RESOLUTION HAS
BEEN REQUISITIONED BY A GROUP OF
SHAREHOLDERS AND SHOULD BE READ TOGETHER
WITH THEIR STATEMENT IN SUPPORT OF THEIR
PROPOSED RESOLUTION, ALSO SET FORTH ON PAGE
6, AS IT PROVIDES MORE DETAIL ON THE
BREADTH OF ACTIONS SUCH RESOLUTION WOULD
REQUIRE OF THE COMPANY. SHAREHOLDERS
SUPPORT SHELL TO TAKE LEADERSHIP IN THE
ENERGY TRANSITION TO A NET-ZERO-EMISSION
ENERGY SYSTEM. THEREFORE, SHAREHOLDERS
REQUEST SHELL TO SET AND PUBLISH TARGETS
FOR REDUCING GREENHOUSE GAS (GHG) EMISSIONS
THAT ARE ALIGNED WITH THE GOAL OF THE PARIS
CLIMATE AGREEMENT TO LIMIT GLOBAL WARMING
TO WELL BELOW 2 DEGREE C. THESE GHG
EMISSION REDUCTION TARGETS NEED TO COVER
SHELL'S OPERATIONS AS WELL AS THE USAGE OF
ITS PRODUCTS (SCOPE 1, 2, AND 3), THEY NEED
TO INCLUDE MEDIUM-TERM (2030) AND LONG-TERM
(2050) DEADLINES, AND THEY NEED TO BE
COMPANY-WIDE, QUANTITATIVE, AND REVIEWED
REGULARLY. SHAREHOLDERS REQUEST THAT ANNUAL
REPORTING INCLUDE FURTHER INFORMATION ABOUT
PLANS AND PROGRESS TO ACHIEVE THESE TARGETS
CMMT 25 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO MODIFICATION OF THE TEXT OF
RESOLUTION 21 . IF YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
--------------------------------------------------------------------------------------------------------------------------
RWE AG, ESSEN Agenda Number: 707844329
--------------------------------------------------------------------------------------------------------------------------
Security: D6629K109
Meeting Type: AGM
Meeting Date: 27-Apr-2017
Ticker:
ISIN: DE0007037129
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 06.04.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 12 Non-Voting
APR 2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE APPROVED FINANCIAL Non-Voting
STATEMENTS OF RWE AKTIENGESELLSCHAFT AND
THE GROUP FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016, WITH THE COMBINED REVIEW OF
OPERATIONS OF RWE AKTIENGESELLSCHAFT AND
THE GROUP AND THE SUPERVISORY BOARD REPORT
FOR FISCAL 2016
2 APPROPRIATION OF DISTRIBUTABLE PROFIT: EUR Mgmt For For
0.13 PER DIVIDEND-BEARING PREFERRED SHARE
3 APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD Mgmt For For
FOR FISCAL 2016
4 APPROVAL OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD FOR FISCAL 2016
5 APPROVAL OF THE SYSTEM FOR COMPENSATING THE Mgmt For For
MEMBERS OF THE EXECUTIVE BOARD
6 APPOINTMENT OF THE AUDITORS FOR FISCAL Mgmt For For
2017: PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT
AM MAIN, ZWEIGNIEDERLASSUNG ESSEN
7 APPOINTMENT OF THE AUDITORS FOR THE Mgmt For For
AUDIT-LIKE REVIEW OF THE FINANCIAL REPORT
FOR THE FIRST HALF OF 2017 AND OF THE
QUARTERLY REPORTS FOR 2017:
PRICEWATERHOUSECOOPERS GMBH
WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, FRANKFURT
AM MAIN, ZWEIGNIEDERLASSUNG ESSEN
8.1 BY-ELECTIONS TO THE SUPERVISORY BOARD: MS. Mgmt For For
MAG. DR. H.C. MONIKA KIRCHER, PORTSCHACH
(AUSTRIA), SENIOR DIRECTOR INDUSTRIAL
AFFAIRS OF INFINEON TECHNOLOGIES AUSTRIA
AG,
8.2 BY-ELECTIONS TO THE SUPERVISORY BOARD: MS. Mgmt For For
UTE GERBAULET, DUSSELDORF, GENERAL PARTNER,
BANKHAUS LAMPE KG
9 APPROVAL OF THE CONCLUSION OF A CONTROL AND Mgmt For For
PROFIT AND LOSS POOLING AGREEMENT
--------------------------------------------------------------------------------------------------------------------------
SALESFORCE.COM, INC. Agenda Number: 934606178
--------------------------------------------------------------------------------------------------------------------------
Security: 79466L302
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: CRM
ISIN: US79466L3024
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC BENIOFF Mgmt For For
1B. ELECTION OF DIRECTOR: KEITH BLOCK Mgmt For For
1C. ELECTION OF DIRECTOR: CRAIG CONWAY Mgmt For For
1D. ELECTION OF DIRECTOR: ALAN HASSENFELD Mgmt For For
1E. ELECTION OF DIRECTOR: NEELIE KROES Mgmt For For
1F. ELECTION OF DIRECTOR: COLIN POWELL Mgmt For For
1G. ELECTION OF DIRECTOR: SANFORD ROBERTSON Mgmt For For
1H. ELECTION OF DIRECTOR: JOHN V. ROOS Mgmt For For
1I. ELECTION OF DIRECTOR: ROBIN WASHINGTON Mgmt For For
1J. ELECTION OF DIRECTOR: MAYNARD WEBB Mgmt For For
1K. ELECTION OF DIRECTOR: SUSAN WOJCICKI Mgmt Against Against
2. APPROVAL TO AMEND OUR 2013 EQUITY INCENTIVE Mgmt For For
PLAN, INCLUDING TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR GRANT BY 37 MILLION
SHARES.
3. APPROVAL TO AMEND OUR 2004 EMPLOYEE STOCK Mgmt For For
PURCHASE PLAN TO INCREASE THE NUMBER OF
SHARES AUTHORIZED FOR EMPLOYEE PURCHASE BY
8 MILLION SHARES.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR
ENDING JANUARY 31, 2018.
5. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
FISCAL 2017 COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS.
6. TO RECOMMEND, BY NON-BINDING VOTE, THE Mgmt 1 Year For
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
7. A STOCKHOLDER PROPOSAL REQUESTING, ON AN Shr Against For
ADVISORY BASIS, ACTION TO ALLOW
STOCKHOLDERS TO REQUEST SPECIAL MEETINGS OF
STOCKHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
SAP SE, WALLDORF/BADEN Agenda Number: 707936716
--------------------------------------------------------------------------------------------------------------------------
Security: D66992104
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: DE0007164600
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT PLEASE NOTE THAT THE TRUE RECORD DATE FOR Non-Voting
THIS MEETING IS 19.04.2017, WHEREAS THE
MEETING HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS DAY. THIS IS DONE
TO ENSURE THAT ALL POSITIONS REPORTED ARE
IN CONCURRENCE WITH THE GERMAN LAW. THANK
YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL Non-Voting
25.04.2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE ADOPTED ANNUAL Non-Voting
FINANCIAL STATEMENTS AND THE APPROVED GROUP
ANNUAL FINANCIAL STATEMENTS, THE COMBINED
MANAGEMENT REPORT AND GROUP MANAGEMENT
REPORT OF SAP SE, INCLUDING THE EXECUTIVE
BOARD'S EXPLANATORY NOTES RELATING TO THE
INFORMATION PROVIDED PURSUANT TO SECTIONS
289 (4) AND 315 (4) OF THE GERMAN
COMMERCIAL CODE (HANDELSGESETZBUCH; "HGB"),
AND THE SUPERVISORY BOARD'S REPORT, EACH
FOR FISCAL YEAR 2016
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
RETAINED EARNINGS OF FISCAL YEAR 2016: THE
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR
9,472,776,443.39 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 1.25
PER DIVIDEND- ENTITLED NO-PAR SHARE EUR
800,000,000 SHALL BE CARRIED TO THE OTHER
RESERVES. EX-DIVIDEND DATE: MAY 11,
2017PAYABLE DATE: MAY 15, 2017
3 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE EXECUTIVE BOARD IN FISCAL YEAR
2016
4 RESOLUTION ON THE FORMAL APPROVAL OF THE Mgmt For For
ACTS OF THE SUPERVISORY BOARD IN FISCAL
YEAR 2016
5 APPOINTMENT OF THE AUDITORS OF THE Mgmt For For
FINANCIAL STATEMENTS AND GROUP ANNUAL
FINANCIAL STATEMENTS FOR FISCAL YEAR 2017:
KPMG AG WIRTSCHAFTSPRUFUNGSGESELLSCHAFT
--------------------------------------------------------------------------------------------------------------------------
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) Agenda Number: 934533705
--------------------------------------------------------------------------------------------------------------------------
Security: 806857108
Meeting Type: Annual
Meeting Date: 05-Apr-2017
Ticker: SLB
ISIN: AN8068571086
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: PETER L.S. CURRIE Mgmt For For
1B. ELECTION OF DIRECTOR: MIGUEL M. GALUCCIO Mgmt For For
1C. ELECTION OF DIRECTOR: V. MAUREEN KEMPSTON Mgmt For For
DARKES
1D. ELECTION OF DIRECTOR: PAAL KIBSGAARD Mgmt For For
1E. ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV Mgmt For For
1F. ELECTION OF DIRECTOR: HELGE LUND Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL E. MARKS Mgmt For For
1H. ELECTION OF DIRECTOR: INDRA K. NOOYI Mgmt For For
1I. ELECTION OF DIRECTOR: LUBNA S. OLAYAN Mgmt For For
1J. ELECTION OF DIRECTOR: LEO RAFAEL REIF Mgmt For For
1K. ELECTION OF DIRECTOR: TORE I. SANDVOLD Mgmt For For
1L. ELECTION OF DIRECTOR: HENRI SEYDOUX Mgmt For For
2. TO APPROVE, ON AN ADVISORY BASIS, THE Mgmt For For
COMPANY'S EXECUTIVE COMPENSATION.
3. TO CONDUCT AN ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO APPROVE THE COMPANY'S 2016 FINANCIAL Mgmt For For
STATEMENTS AND THE BOARD'S 2016
DECLARATIONS OF DIVIDENDS.
5. TO APPROVE THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
6. TO APPROVE THE ADOPTION OF THE 2017 Mgmt For For
SCHLUMBERGER OMNIBUS STOCK INCENTIVE PLAN.
7. TO APPROVE AN AMENDMENT AND RESTATEMENT OF Mgmt For For
THE SCHLUMBERGER DISCOUNTED STOCK PURCHASE
PLAN.
--------------------------------------------------------------------------------------------------------------------------
SCHNEIDER ELECTRIC SE, RUEIL MALMAISON Agenda Number: 707809452
--------------------------------------------------------------------------------------------------------------------------
Security: F86921107
Meeting Type: MIX
Meeting Date: 25-Apr-2017
Ticker:
ISIN: FR0000121972
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT 24 MAR 2017:PLEASE NOTE THAT IMPORTANT Non-Voting
ADDITIONAL MEETING INFORMATION IS AVAILABLE
BY CLICKING ON THE MATERIAL URL LINK:
http://www.journal-officiel.gouv.fr//pdf/20
17/0303/201703031700424.pdf,
https://www.journal-officiel.gouv.fr/pdf/20
17/0324/201703241700715.pdf PLEASE NOTE THAT
THIS IS A REVISION DUE TO RECEIPT OF
DIVIDEND AMOUNT AND ADDITION OF URL LINK.
IF YOU HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE 2016 FINANCIAL YEAR
O.3 ALLOCATION OF INCOME FROM THE FINANCIAL Mgmt For For
YEAR, SETTING OF THE COUPON AND DEDUCTION
FROM ISSUE PREMIUMS: EUR 2.04 PER SHARE
O.4 INFORMATION ON REGULATED AGREEMENTS AND Mgmt For For
COMMITMENTS UNDERTAKEN DURING PREVIOUS
FINANCIAL YEARS
O.5 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR JEAN-PASCAL TRICOIRE FOR THE 2016
FINANCIAL YEAR
O.6 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
MR EMMANUEL BABEAU FOR THE 2016 FINANCIAL
YEAR
O.7 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND ALL TYPES OF ADVANTAGES TO
THE CHIEF EXECUTIVE OFFICER
O.8 APPROVAL OF THE PRINCIPLES AND CRITERIA FOR Mgmt For For
DETERMINING, DISTRIBUTING AND ALLOCATING
COMPENSATION AND ALL TYPES OF ADVANTAGES TO
THE DEPUTY GENERAL MANAGER
O.9 RENEWAL OF THE TERM OF A DIRECTOR: Mgmt For For
JEAN-PASCAL TRICOIRE
CMMT TENTH-FOURTEENTH RESOLUTIONS: IN ACCORDANCE Non-Voting
WITH ARTICLE 11-3 OF THE COMPANY BY-LAWS,
AS THERE IS ONLY ONE DIRECTORS SEAT
REPRESENTING THE EMPLOYEE SHAREHOLDERS TO
BE FILLED, ONLY THE CANDIDATE HAVING
RECEIVED THE MOST VOTES FROM PRESENT AND
REPRESENTED SHAREHOLDERS WILL BE APPOINTED.
THE BOARD OF DIRECTORS HAVE APPROVED THE
TWELFTH RESOLUTION, THUS THEY INVITE YOU TO
VOTE IN FAVOUR OF THIS RESOLUTION AND TO
ABSTAIN FROM VOTING ON THE TENTH, ELEVENTH,
THIRTEENTH AND FOURTEENTH RESOLUTIONS
O.10 APPOINTMENT OF MS NADINE BOUQUIN AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.11 APPOINTMENT OF MR CLAUDE BRIQUET AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.12 APPOINTMENT OF MS XIAOYUN MA AS DIRECTOR Mgmt For For
REPRESENTING EMPLOYEE SHAREHOLDERS
O.13 APPOINTMENT OF MR FRANCOIS MARTIN-FESTA AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.14 APPOINTMENT OF MR JEAN-MICHEL VEDRINE AS Shr Against For
DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS
O.15 SETTING OF THE AMOUNT OF ATTENDANCE FEES TO Mgmt For For
BE ALLOCATED TO THE BOARD OF DIRECTORS
O.16 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO PURCHASE COMPANY SHARES,
MAXIMUM PURCHASE PRICE EUR 90 PER SHARE
E.17 AMENDMENT OF ARTICLE 11 OF THE COMPANY Mgmt For For
BY-LAWS TO ALLOW FOR THE APPOINTMENT OF
DIRECTORS REPRESENTING EMPLOYEES IN
ACCORDANCE WITH ARTICLE L. 225-27-1 OF THE
FRENCH COMMERCIAL CODE
E.18 AMENDMENT OF ARTICLE 19 OF THE COMPANY Mgmt For For
BY-LAWS TO ALLOW FOR HARMONISATION WITH
AMENDED LAWS
E.19 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 800 MILLION EURO, THE
SHARE CAPITAL, THAT IS APPROXIMATELY 33.75%
OF CAPITAL AS AT 31 DECEMBER 2016, BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY OR ONE OF ITS SUBSIDIARIES
WITH RETENTION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.20 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE SHARE
CAPITAL BY INCORPORATING RESERVES, PROFITS,
PREMIUMS AND OTHER ELEMENTS WHICH CAN BE
CAPITALISED
E.21 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE, WITH A
NOMINAL LIMIT OF 230 MILLION EUROS, THE
SHARE CAPITAL, THAT IS APPROXIMATELY 9.7%
OF CAPITAL AS AT 31 DECEMBER 2016, BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY OR ONE OF ITS SUBSIDIARIES
WITH CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS BY MEANS
OF PUBLIC OFFER. THIS DELEGATION MAY BE
USED TO REMUNERATE CONTRIBUTIONS-IN-KIND IN
THE CONTEXT OF A PUBLIC EXCHANGE OFFER
INITIATED BY THE COMPANY
E.22 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE THE AMOUNT
OF THE INITIAL ISSUE, WITH RETENTION OR
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS, DECIDED
IN APPLICATION OF THE NINETEENTH OR
TWENTY-FIRST RESOLUTIONS
E.23 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE THE SHARE CAPITAL,
WITHIN THE LIMITS OF 9.7% OF SHARE CAPITAL
WITH A VIEW TO REMUNERATE
CONTRIBUTIONS-IN-KIND
E.24 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO DECIDE, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS AND IN
THE CONTEXT OF AN OFFER PURSUANT TO ARTICLE
L.411-2 SECTION II OF THE FRENCH MONETARY
AND FINANCIAL CODE, TO INCREASE SHARE
CAPITAL, WITHIN THE NOMINAL LIMIT OF 115
MILLION EUROS, THAT IS 4.85% OF CAPITAL, BY
ISSUING COMMON SHARES OR ANY TRANSFERABLE
SECURITIES GRANTING ACCESS TO THE CAPITAL
OF THE COMPANY OR ONE OF ITS SUBSIDIARIES,
WHOSE ISSUE PRICE WILL BE SET BY THE BOARD
OF DIRECTORS ACCORDING TO THE MODALITIES
ESTABLISHED BY THE GENERAL MEETING
E.25 DELEGATION OF AUTHORITY GRANTED TO THE Mgmt For For
BOARD OF DIRECTORS TO INCREASE CAPITAL
RESERVED FOR MEMBERS OF THE COMPANY SAVINGS
SCHEME WITHIN THE LIMIT OF 2% OF SHARE
CAPITAL, WITH CANCELLATION OF THE
PRE-EMPTIVE SUBSCRIPTION RIGHT OF
SHAREHOLDERS
E.26 DELEGATION OF POWERS GRANTED TO THE BOARD Mgmt For For
OF DIRECTORS TO INCREASE CAPITAL RESERVED
FOR A CATEGORY OF BENEFICIARIES: FOR
EMPLOYEES OF FOREIGN COMPANIES OF THE
GROUP, EITHER DIRECTLY, OR VIA ENTITIES
ACTING ON THEIR BEHALF OR ENTITIES OFFERING
FOREIGN EMPLOYEES OF THE GROUP ADVANTAGES
COMPARABLE TO THOSE OFFERED TO MEMBERS OF
THE COMPANY SAVINGS SCHEME, WITHIN THE
LIMIT OF 1% OF SHARE CAPITAL, WITH
CANCELLATION OF THE PRE-EMPTIVE
SUBSCRIPTION RIGHT OF SHAREHOLDERS
E.27 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO CANCEL, IF REQUIRED, COMPANY
SHARES BOUGHT UNDER THE CONDITIONS SET BY
THE GENERAL MEETING, UP TO A MAXIMUM OF 10%
OF SHARE CAPITAL
O.28 POWERS TO CARRY OUT ALL LEGAL FORMALITIES Mgmt For For
--------------------------------------------------------------------------------------------------------------------------
SEVEN & I HOLDINGS CO.,LTD. Agenda Number: 708085130
--------------------------------------------------------------------------------------------------------------------------
Security: J7165H108
Meeting Type: AGM
Meeting Date: 25-May-2017
Ticker:
ISIN: JP3422950000
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Isaka, Ryuichi Mgmt For For
2.2 Appoint a Director Goto, Katsuhiro Mgmt For For
2.3 Appoint a Director Ito, Junro Mgmt For For
2.4 Appoint a Director Aihara, Katsutane Mgmt For For
2.5 Appoint a Director Yamaguchi, Kimiyoshi Mgmt For For
2.6 Appoint a Director Furuya, Kazuki Mgmt For For
2.7 Appoint a Director Anzai, Takashi Mgmt For For
2.8 Appoint a Director Otaka, Zenko Mgmt For For
2.9 Appoint a Director Joseph M. DePinto Mgmt For For
2.10 Appoint a Director Scott Trevor Davis Mgmt For For
2.11 Appoint a Director Tsukio, Yoshio Mgmt For For
2.12 Appoint a Director Ito, Kunio Mgmt For For
2.13 Appoint a Director Yonemura, Toshiro Mgmt For For
3 Appoint a Corporate Auditor Habano, Mgmt For For
Noriyuki
4 Approve Delegation of Authority to the Mgmt For For
Board of Directors to Determine Details of
Share Acquisition Rights Issued as
Stock-Linked Compensation Type Stock
Options for Executive Officers of the
Company and Directors except Outside
Directors and Executive Officers of the
Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
SOFTBANK GROUP CORP. Agenda Number: 708237676
--------------------------------------------------------------------------------------------------------------------------
Security: J75963108
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: JP3436100006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1 Approve Appropriation of Surplus Mgmt For For
2.1 Appoint a Director Son, Masayoshi Mgmt For For
2.2 Appoint a Director Miyauchi, Ken Mgmt For For
2.3 Appoint a Director Ronald D. Fisher Mgmt For For
2.4 Appoint a Director Marcelo Claure Mgmt For For
2.5 Appoint a Director Rajeev Misra Mgmt For For
2.6 Appoint a Director Simon Segars Mgmt For For
2.7 Appoint a Director Yun Ma Mgmt For For
2.8 Appoint a Director Yanai, Tadashi Mgmt For For
2.9 Appoint a Director Nagamori, Shigenobu Mgmt For For
2.10 Appoint a Director Mark Schwartz Mgmt For For
2.11 Appoint a Director Yasir O. Al-Rumayyan Mgmt For For
3.1 Appoint a Corporate Auditor Suzaki, Masato Mgmt For For
3.2 Appoint a Corporate Auditor Uno, Soichiro Mgmt For For
3.3 Appoint a Corporate Auditor Kubokawa, Mgmt For For
Hidekazu
4 Approve Issuance of Share Acquisition Mgmt For For
Rights as Stock Options for Directors,
Executive Officers and Executives of the
Company and the Company's Subsidiaries
--------------------------------------------------------------------------------------------------------------------------
SOUTHWEST AIRLINES CO. Agenda Number: 934588851
--------------------------------------------------------------------------------------------------------------------------
Security: 844741108
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: LUV
ISIN: US8447411088
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID W. BIEGLER Mgmt For For
1B. ELECTION OF DIRECTOR: J. VERONICA BIGGINS Mgmt For For
1C. ELECTION OF DIRECTOR: DOUGLAS H. BROOKS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM H. CUNNINGHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN G. DENISON Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS W. GILLIGAN Mgmt For For
1G. ELECTION OF DIRECTOR: GARY C. KELLY Mgmt For For
1H. ELECTION OF DIRECTOR: GRACE D. LIEBLEIN Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY B. LOEFFLER Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN T. MONTFORD Mgmt For For
1K. ELECTION OF DIRECTOR: RON RICKS Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE ON FREQUENCY OF VOTES ON Mgmt 1 Year For
NAMED EXECUTIVE OFFICER COMPENSATION.
4. RATIFICATION OF THE SELECTION OF ERNST & Mgmt For For
YOUNG LLP AS THE COMPANY'S INDEPENDENT
AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2017.
--------------------------------------------------------------------------------------------------------------------------
SOUTHWESTERN ENERGY COMPANY Agenda Number: 934584702
--------------------------------------------------------------------------------------------------------------------------
Security: 845467109
Meeting Type: Annual
Meeting Date: 23-May-2017
Ticker: SWN
ISIN: US8454671095
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. GASS Mgmt For For
1B. ELECTION OF DIRECTOR: CATHERINE A. KEHR Mgmt For For
1C. ELECTION OF DIRECTOR: GREG D. KERLEY Mgmt For For
1D. ELECTION OF DIRECTOR: JON A. MARSHALL Mgmt For For
1E. ELECTION OF DIRECTOR: ELLIOTT PEW Mgmt For For
1F. ELECTION OF DIRECTOR: TERRY W. RATHERT Mgmt For For
1G. ELECTION OF DIRECTOR: ALAN H. STEVENS Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM J. WAY Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. ADVISORY VOTE TO APPROVE THE FREQUENCY OF Mgmt 1 Year For
FUTURE SAY-ON-PAY VOTES.
4. PROPOSAL TO APPROVE AN AMENDMENT TO THE Mgmt For For
SOUTHWESTERN ENERGY COMPANY 2013 INCENTIVE
PLAN TO INCREASE THE NUMBER OF SHARES
AUTHORIZED FOR ISSUANCE.
5. PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE
INDEPENDENT REGISTERD PUBLIC ACCOUNTING
FIRM.
6. ADVISORY VOTE ON A STOCKHOLDER PROPOSAL Shr Against For
REGARDING VOTING STANDARDS.
--------------------------------------------------------------------------------------------------------------------------
STARBUCKS CORPORATION Agenda Number: 934524996
--------------------------------------------------------------------------------------------------------------------------
Security: 855244109
Meeting Type: Annual
Meeting Date: 22-Mar-2017
Ticker: SBUX
ISIN: US8552441094
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD SCHULTZ Mgmt For For
1B. ELECTION OF DIRECTOR: WILLIAM W. BRADLEY Mgmt For For
1C. ELECTION OF DIRECTOR: ROSALIND BREWER Mgmt For For
1D. ELECTION OF DIRECTOR: MARY N. DILLON Mgmt For For
1E. ELECTION OF DIRECTOR: ROBERT M. GATES Mgmt For For
1F. ELECTION OF DIRECTOR: MELLODY HOBSON Mgmt For For
1G. ELECTION OF DIRECTOR: KEVIN R. JOHNSON Mgmt For For
1H. ELECTION OF DIRECTOR: JORGEN VIG KNUDSTORP Mgmt For For
1I. ELECTION OF DIRECTOR: SATYA NADELLA Mgmt For For
1J. ELECTION OF DIRECTOR: JOSHUA COOPER RAMO Mgmt For For
1K. ELECTION OF DIRECTOR: CLARA SHIH Mgmt For For
1L. ELECTION OF DIRECTOR: JAVIER G. TERUEL Mgmt For For
1M. ELECTION OF DIRECTOR: MYRON E. ULLMAN, III Mgmt For For
1N. ELECTION OF DIRECTOR: CRAIG E. WEATHERUP Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE OUR Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.
5. AMEND PROXY ACCESS BYLAW. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
START TODAY CO.,LTD. Agenda Number: 708282607
--------------------------------------------------------------------------------------------------------------------------
Security: J7665M102
Meeting Type: AGM
Meeting Date: 27-Jun-2017
Ticker:
ISIN: JP3399310006
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 Approve Appropriation of Surplus Mgmt For For
2 Amend Articles to: Expand Business Lines, Mgmt For For
Increase the Board of Directors Size to 15
3.1 Appoint a Director Maezawa, Yusaku Mgmt For For
3.2 Appoint a Director Yanagisawa, Koji Mgmt For For
3.3 Appoint a Director Oishi, Akiko Mgmt For For
3.4 Appoint a Director Muto, Takanobu Mgmt For For
3.5 Appoint a Director Okura, Mineki Mgmt For For
3.6 Appoint a Director Sawada, Kotaro Mgmt For For
3.7 Appoint a Director Shimizu, Toshiaki Mgmt For For
3.8 Appoint a Director Ito, Masahiro Mgmt For For
3.9 Appoint a Director Ono, Koji Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
STRYKER CORPORATION Agenda Number: 934547956
--------------------------------------------------------------------------------------------------------------------------
Security: 863667101
Meeting Type: Annual
Meeting Date: 03-May-2017
Ticker: SYK
ISIN: US8636671013
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HOWARD E. COX, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: SRIKANT M. DATAR, Mgmt For For
PH.D.
1C. ELECTION OF DIRECTOR: ROCH DOLIVEUX, DVM Mgmt For For
1D. ELECTION OF DIRECTOR: LOUISE L. FRANCESCONI Mgmt For For
1E. ELECTION OF DIRECTOR: ALLAN C. GOLSTON Mgmt For For
(LEAD INDEPENDENT DIRECTOR)
1F. ELECTION OF DIRECTOR: KEVIN A. Mgmt For For
LOBO(CHAIRMAN OF THE BOARD)
1G. ELECTION OF DIRECTOR: ANDREW K. SILVERNAIL Mgmt For For
1H. ELECTION OF DIRECTOR: RONDA E. STRYKER Mgmt For For
2. RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS Mgmt For For
OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. APPROVE THE 2011 LONG-TERM INCENTIVE PLAN, Mgmt For For
AS AMENDED AND RESTATED.
4. APPROVE THE 2011 PERFORMANCE INCENTIVE Mgmt For For
AWARD PLAN, AS AMENDED AND RESTATED.
5. APPROVE THE 2008 EMPLOYEE STOCK PURCHASE Mgmt For For
PLAN, AS AMENDED AND RESTATED.
6. RE-APPROVE THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE GOALS UNDER THE EXECUTIVE BONUS
PLAN.
7. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
8. ADVISORY VOTE ON FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
SUNCOR ENERGY INC. Agenda Number: 934550004
--------------------------------------------------------------------------------------------------------------------------
Security: 867224107
Meeting Type: Annual
Meeting Date: 27-Apr-2017
Ticker: SU
ISIN: CA8672241079
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
PATRICIA M. BEDIENT Mgmt For For
MEL E. BENSON Mgmt For For
JACYNTHE COTE Mgmt For For
DOMINIC D'ALESSANDRO Mgmt For For
JOHN D. GASS Mgmt For For
JOHN R. HUFF Mgmt For For
MAUREEN MCCAW Mgmt For For
MICHAEL W. O'BRIEN Mgmt For For
EIRA M. THOMAS Mgmt For For
STEVEN W. WILLIAMS Mgmt For For
MICHAEL M. WILSON Mgmt For For
02 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS Mgmt For For
LLP AS AUDITOR OF SUNCOR ENERGY INC. FOR
THE ENSUING YEAR.
03 TO CONSIDER AND, IF DEEMED FIT, APPROVE AN Mgmt For For
AMENDMENT TO THE SUNCOR ENERGY INC. STOCK
OPTION PLAN TO INCREASE THE NUMBER OF
COMMON SHARES RESERVED FOR ISSUANCE
THEREUNDER BY 25,000,000 COMMON SHARES.
04 TO ACCEPT THE APPROACH TO EXECUTIVE Mgmt For For
COMPENSATION DISCLOSED IN THE MANAGEMENT
PROXY CIRCULAR OF SUNCOR ENERGY INC. DATED
MARCH 1, 2017.
--------------------------------------------------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO LTD, HSINCHU Agenda Number: 708172919
--------------------------------------------------------------------------------------------------------------------------
Security: Y84629107
Meeting Type: AGM
Meeting Date: 08-Jun-2017
Ticker:
ISIN: TW0002330008
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT IN CASES WHERE THE CLIENT Non-Voting
INSTRUCTS US TO VOTE AGAINST ANY PROPOSAL
TO BE DISCUSSED AT A SHAREHOLDERS MEETING
AND THE VOTING WITH RESPECT TO SUCH
PROPOSAL IS DONE BY BALLOT, WE OR OUR
DESIGNEE WILL FILL OUT THE BALLOT IN
RESPECT OF SUCH PROPOSAL IN ACCORDANCE WITH
THE CLIENTS INSTRUCTIONS. HOWEVER, IF THE
VOTING AT THE SHAREHOLDERS MEETING IS DONE
BY ACCLAMATION, WE/OUR DESIGNEE WILL NOT
TAKE ANY ACTION IN RESPECT OF THE RELEVANT
PROPOSAL. THANK YOU
1 TO ACCEPT 2016 BUSINESS REPORT AND Mgmt For For
FINANCIAL STATEMENTS.
2 TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF Mgmt For For
2016 EARNINGS. PROPOSED CASH DIVIDEND: TWD
7 PER SHARE.
3 TO REVISE THE ARTICLES OF INCORPORATION. Mgmt For For
4 TO REVISE THE PROCEDURES FOR ACQUISITION OR Mgmt For For
DISPOSAL OF ASSETS.
5.1 THE ELECTION OF THE DIRECTOR.:MARK Mgmt For For
LIU,SHAREHOLDER NO.10758
5.2 THE ELECTION OF THE DIRECTOR.:C.C. Mgmt For For
WEI,SHAREHOLDER NO.370885
--------------------------------------------------------------------------------------------------------------------------
TEMENOS GROUP AG, GENF Agenda Number: 707995253
--------------------------------------------------------------------------------------------------------------------------
Security: H8547Q107
Meeting Type: AGM
Meeting Date: 10-May-2017
Ticker:
ISIN: CH0012453913
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PART 2 OF THIS MEETING IS FOR VOTING ON Non-Voting
AGENDA AND MEETING ATTENDANCE REQUESTS
ONLY. PLEASE ENSURE THAT YOU HAVE FIRST
VOTED IN FAVOUR OF THE REGISTRATION OF
SHARES IN PART 1 OF THE MEETING. IT IS A
MARKET REQUIREMENT FOR MEETINGS OF THIS
TYPE THAT THE SHARES ARE REGISTERED AND
MOVED TO A REGISTERED LOCATION AT THE CSD,
AND SPECIFIC POLICIES AT THE INDIVIDUAL
SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF
THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A
MARKER MAY BE PLACED ON YOUR SHARES TO
ALLOW FOR RECONCILIATION AND
RE-REGISTRATION FOLLOWING A TRADE.
THEREFORE WHILST THIS DOES NOT PREVENT THE
TRADING OF SHARES, ANY THAT ARE REGISTERED
MUST BE FIRST DEREGISTERED IF REQUIRED FOR
SETTLEMENT. DEREGISTRATION CAN AFFECT THE
VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE
CONCERNS REGARDING YOUR ACCOUNTS, PLEASE
CONTACT YOUR CLIENT REPRESENTATIVE
1 2016 ANNUAL REPORT (INCLUDING THE Mgmt For For
COMPENSATION REPORT), 2016 ANNUAL FINANCIAL
STATEMENTS, 2016 CONSOLIDATED FINANCIAL
STATEMENTS AND THE AUDITORS' REPORTS
2 ALLOCATION OF THE AVAILABLE EARNINGS Mgmt For For
3 DISTRIBUTION OF GENERAL RESERVE FROM Mgmt For For
CAPITAL CONTRIBUTIONS: BASED ON THE AUDITED
FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR
2016, THE BOARD OF DIRECTORS PROPOSES TO
DISTRIBUTE AN ORDINARY DIVIDEND IN CASH
AMOUNTING TO CHF 0.55 PER SHARE, FOR A
TOTAL AMOUNT OF CHF 37,668,000 (THIS AMOUNT
MAY VARY DEPENDING ON THE NUMBER OF
TREASURY SHARES AND OF SHARES CREATED OUT
OF CONDITIONAL CAPITAL AS OF THE
EX-DIVIDEND DATE)
4 DISCHARGE OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS AND EXECUTIVE MANAGEMENT
5 AUTHORISED CAPITAL Mgmt For For
6.1 COMPENSATION OF THE MEMBERS OF THE BOARD OF Mgmt For For
DIRECTORS FOR THE YEAR 2018 (1 JANUARY-31
DECEMBER)
6.2 COMPENSATION OF THE MEMBERS OF THE Mgmt For For
EXECUTIVE COMMITTEE FOR THE YEAR 2018 (1
JANUARY-31 DECEMBER)
7.1 ELECTION OF MR. PETER SPENSER AS MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.1 RE-ELECTION OF MR. ANDREAS ANDREADES, Mgmt For For
MEMBER AND EXECUTIVE CHAIRMAN OF THE BOARD
OF DIRECTOR
7.2.2 RE-ELECTION OF MR. SERGIO Mgmt For For
GIACOLETTO-ROGGIO, MEMBER AND VICE-CHAIRMAN
OF THE BOARD OF DIRECTOR
7.2.3 RE-ELECTION OF MR. GEORGE KOUKIS, MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.4 RE-ELECTION OF MR. IAN COOKSON, MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.5 RE-ELECTION OF MR. THIBAULT DE TERSANT, Mgmt For For
MEMBER OF THE BOARD OF DIRECTOR
7.2.6 RE-ELECTION OF MR. ERIK HANSEN, MEMBER OF Mgmt For For
THE BOARD OF DIRECTOR
7.2.7 RE-ELECTION OF MS. YOK TAK AMY YIP, MEMBER Mgmt For For
OF THE BOARD OF DIRECTOR
8.1 ELECTION OF MS. YOK TAK AMY YIP AS MEMBER Mgmt For For
OF THE COMPENSATION COMMITTEE FOR A TERM OF
OFFICE UNTIL COMPLETION OF THE NEXT
ORDINARY ANNUAL GENERAL MEETING OF
SHAREHOLDERS
8.2.1 RE-ELECTION OF MR. SERGIO GIACOLETTO-ROGGIO Mgmt For For
AS MEMBER OF THE COMPENSATION COMMITTEE,
EACH FOR A TERM OF OFFICE UNTIL COMPLETION
OF THE NEXT ORDINARY ANNUAL GENERAL MEETING
OF SHAREHOLDERS
8.2.2 RE-ELECTION OF MR. IAN COOKSON AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE, EACH FOR A TERM
OF OFFICE UNTIL COMPLETION OF THE NEXT
ORDINARY ANNUAL GENERAL MEETING OF
SHAREHOLDERS
8.2.3 RE-ELECTION OF MR. ERIK HANSEN AS MEMBER OF Mgmt For For
THE COMPENSATION COMMITTEE, EACH FOR A TERM
OF OFFICE UNTIL COMPLETION OF THE NEXT
ORDINARY ANNUAL GENERAL MEETING OF
SHAREHOLDERS
9 ELECTION OF THE INDEPENDENT PROXY HOLDER: Mgmt For For
PERREARD DE BOCCARD S.A
10 RE-ELECTION OF PRICEWATERHOUSECOOPERS S.A., Mgmt For For
GENEVA AS AUDITORS FOR A NEW TERM OF OFFICE
OF ONE YEAR
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 707989046
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: AGM
Meeting Date: 17-May-2017
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL LINKS:
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0410/LTN201704101149.pdf AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0410/LTN201704101145.pdf
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
1 TO RECEIVE AND CONSIDER THE AUDITED Mgmt For For
FINANCIAL STATEMENTS, THE DIRECTORS' REPORT
AND THE INDEPENDENT AUDITOR'S REPORT FOR
THE YEAR ENDED 31 DECEMBER 2016
2 TO DECLARE A FINAL DIVIDEND Mgmt For For
3.A TO RE-ELECT MR LAU CHI PING MARTIN AS Mgmt For For
DIRECTOR
3.B TO RE-ELECT MR CHARLES ST LEGER SEARLE AS Mgmt For For
DIRECTOR
3.C TO RE-ELECT MR YANG SIU SHUN AS DIRECTOR Mgmt For For
3.D TO AUTHORISE THE BOARD OF DIRECTORS TO FIX Mgmt For For
THE DIRECTORS' REMUNERATION
4 TO RE-APPOINT AUDITOR AND AUTHORISE THE Mgmt For For
BOARD OF DIRECTORS TO FIX THEIR
REMUNERATION: PRICEWATERHOUSECOOPERS
5 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO ISSUE NEW SHARES
6 TO GRANT A GENERAL MANDATE TO THE DIRECTORS Mgmt For For
TO REPURCHASE SHARES
CMMT PLEASE NOTE THAT RESOLUTION 7 IS Non-Voting
CONDITIONAL UPON PASSING OF RESOLUTIONS 5
AND 6. THANK YOU
7 TO EXTEND THE GENERAL MANDATE TO ISSUE NEW Mgmt For For
SHARES BY ADDING THE NUMBER OF SHARES
REPURCHASED
8 TO ADOPT THE 2017 SHARE OPTION SCHEME Mgmt For For
CMMT 14 APR 2017: PLEASE NOTE THAT THIS IS A Non-Voting
REVISION DUE TO RECEIPT OF AUDITOR NAME. IF
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE
DO NOT VOTE AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK
YOU.
--------------------------------------------------------------------------------------------------------------------------
TENCENT HOLDINGS LTD, GEORGE TOWN Agenda Number: 708080786
--------------------------------------------------------------------------------------------------------------------------
Security: G87572163
Meeting Type: EGM
Meeting Date: 17-May-2017
Ticker:
ISIN: KYG875721634
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED Non-Voting
TO VOTE 'IN FAVOR' OR 'AGAINST' FOR ALL
RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION
ON THIS MEETING
CMMT PLEASE NOTE THAT THE COMPANY NOTICE AND Non-Voting
PROXY FORM ARE AVAILABLE BY CLICKING ON THE
URL
LINKS:http://www.hkexnews.hk/listedco/listc
onews/SEHK/2017/0425/LTN201704251515.PDF AND
http://www.hkexnews.hk/listedco/listconews/
SEHK/2017/0425/LTN201704251519.pdf
1 TO ADOPT THE SHARE OPTION PLAN OF TENCENT Mgmt For For
MUSIC ENTERTAINMENT GROUP
--------------------------------------------------------------------------------------------------------------------------
TEXAS INSTRUMENTS INCORPORATED Agenda Number: 934535165
--------------------------------------------------------------------------------------------------------------------------
Security: 882508104
Meeting Type: Annual
Meeting Date: 20-Apr-2017
Ticker: TXN
ISIN: US8825081040
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: R. W. BABB, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: M. A. BLINN Mgmt For For
1C. ELECTION OF DIRECTOR: T. M. BLUEDORN Mgmt For For
1D. ELECTION OF DIRECTOR: D. A. CARP Mgmt For For
1E. ELECTION OF DIRECTOR: J. F. CLARK Mgmt For For
1F. ELECTION OF DIRECTOR: C. S. COX Mgmt For For
1G. ELECTION OF DIRECTOR: J. M. HOBBY Mgmt For For
1H. ELECTION OF DIRECTOR: R. KIRK Mgmt For For
1I. ELECTION OF DIRECTOR: P. H. PATSLEY Mgmt For For
1J. ELECTION OF DIRECTOR: R. E. SANCHEZ Mgmt For For
1K. ELECTION OF DIRECTOR: W. R. SANDERS Mgmt For For
1L. ELECTION OF DIRECTOR: R. K. TEMPLETON Mgmt For For
2. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt For For
OF THE COMPANY'S EXECUTIVE COMPENSATION.
3. BOARD PROPOSAL REGARDING ADVISORY APPROVAL Mgmt 1 Year For
OF ANNUAL FREQUENCY FOR FUTURE ADVISORY
VOTES ON EXECUTIVE COMPENSATION.
4. BOARD PROPOSAL TO RATIFY THE APPOINTMENT OF Mgmt For For
ERNST & YOUNG LLP AS THE COMPANY'S
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 934544063
--------------------------------------------------------------------------------------------------------------------------
Security: 064058100
Meeting Type: Annual
Meeting Date: 11-Apr-2017
Ticker: BK
ISIN: US0640581007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LINDA Z. COOK Mgmt For For
1B. ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO Mgmt For For
1C. ELECTION OF DIRECTOR: JOSEPH J. ECHEVARRIA Mgmt For For
1D. ELECTION OF DIRECTOR: EDWARD P. GARDEN Mgmt For For
1E. ELECTION OF DIRECTOR: JEFFREY A. GOLDSTEIN Mgmt For For
1F. ELECTION OF DIRECTOR: GERALD L. HASSELL Mgmt For For
1G. ELECTION OF DIRECTOR: JOHN M. HINSHAW Mgmt For For
1H. ELECTION OF DIRECTOR: EDMUND F. KELLY Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN A. LUKE, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: JENNIFER B. MORGAN Mgmt For For
1K. ELECTION OF DIRECTOR: MARK A. NORDENBERG Mgmt For For
1L. ELECTION OF DIRECTOR: ELIZABETH E. ROBINSON Mgmt For For
1M. ELECTION OF DIRECTOR: SAMUEL C. SCOTT III Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE THE 2016 Mgmt For For
COMPENSATION OF OUR NAMED EXECUTIVE
OFFICERS.
3. PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, Mgmt 1 Year For
THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE
ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF KPMG LLP AS OUR INDEPENDENT Mgmt For For
AUDITOR FOR 2017.
5. STOCKHOLDER PROPOSAL REGARDING A PROXY Shr Against For
VOTING REVIEW REPORT.
--------------------------------------------------------------------------------------------------------------------------
THE BOEING COMPANY Agenda Number: 934542689
--------------------------------------------------------------------------------------------------------------------------
Security: 097023105
Meeting Type: Annual
Meeting Date: 01-May-2017
Ticker: BA
ISIN: US0970231058
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT A. BRADWAY Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID L. CALHOUN Mgmt For For
1C. ELECTION OF DIRECTOR: ARTHUR D. COLLINS, Mgmt For For
JR.
1D. ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: EDMUND P. Mgmt For For
GIAMBASTIANI, JR.
1F. ELECTION OF DIRECTOR: LYNN J. GOOD Mgmt For For
1G. ELECTION OF DIRECTOR: LAWRENCE W. KELLNER Mgmt For For
1H. ELECTION OF DIRECTOR: EDWARD M. LIDDY Mgmt For For
1I. ELECTION OF DIRECTOR: DENNIS A. MUILENBURG Mgmt For For
1J. ELECTION OF DIRECTOR: SUSAN C. SCHWAB Mgmt For For
1K. ELECTION OF DIRECTOR: RANDALL L. STEPHENSON Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD A. WILLIAMS Mgmt For For
1M. ELECTION OF DIRECTOR: MIKE S. ZAFIROVSKI Mgmt For For
2. APPROVE, ON AN ADVISORY BASIS, NAMED Mgmt For For
EXECUTIVE OFFICER COMPENSATION.
3. APPROVE, ON AN ADVISORY BASIS, THE Mgmt 1 Year For
FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED
EXECUTIVE COMPENSATION.
4. RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE Mgmt For For
LLP AS INDEPENDENT AUDITOR FOR 2017.
5. ADDITIONAL REPORT ON LOBBYING ACTIVITIES. Shr Against For
6. REDUCE THRESHOLD TO CALL SPECIAL Shr Against For
SHAREHOLDER MEETINGS FROM 25% TO 15%.
7. REPORT ON ARMS SALES TO ISRAEL. Shr Against For
8. IMPLEMENT HOLY LAND PRINCIPLES. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
THE COCA-COLA COMPANY Agenda Number: 934538589
--------------------------------------------------------------------------------------------------------------------------
Security: 191216100
Meeting Type: Annual
Meeting Date: 26-Apr-2017
Ticker: KO
ISIN: US1912161007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: HERBERT A. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: RONALD W. ALLEN Mgmt For For
1C. ELECTION OF DIRECTOR: MARC BOLLAND Mgmt For For
1D. ELECTION OF DIRECTOR: ANA BOTIN Mgmt For For
1E. ELECTION OF DIRECTOR: RICHARD M. DALEY Mgmt For For
1F. ELECTION OF DIRECTOR: BARRY DILLER Mgmt For For
1G. ELECTION OF DIRECTOR: HELENE D. GAYLE Mgmt For For
1H. ELECTION OF DIRECTOR: ALEXIS M. HERMAN Mgmt For For
1I. ELECTION OF DIRECTOR: MUHTAR KENT Mgmt For For
1J. ELECTION OF DIRECTOR: ROBERT A. KOTICK Mgmt For For
1K. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1L. ELECTION OF DIRECTOR: SAM NUNN Mgmt For For
1M. ELECTION OF DIRECTOR: JAMES QUINCEY Mgmt For For
1N. ELECTION OF DIRECTOR: DAVID B. WEINBERG Mgmt For For
2. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION
3. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS INDEPENDENT AUDITORS
5. SHAREOWNER PROPOSAL REGARDING A HUMAN Shr Against For
RIGHTS REVIEW
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934450317
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Special
Meeting Date: 20-Jul-2016
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPTION OF THE MERGER AGREEMENT. TO Mgmt For For
CONSIDER AND VOTE ON A PROPOSAL (THE "DOW
MERGER PROPOSAL") TO ADOPT THE AGREEMENT
AND PLAN OF MERGER, DATED AS OF DECEMBER
11, 2015 (AS IT MAY BE AMENDED FROM TIME TO
TIME, THE "MERGER AGREEMENT"), BY AND AMONG
DIAMOND-ORION HOLDCO, INC., A DELAWARE
CORPORATION, (N/K/A DOWDUPONT INC.), THE
DOW CHEMICAL COMPANY, A DELAWARE
CORPORATION ("DOW"), DIAMOND MERGER SUB,
INC., A DELAWARE CORPORATION, ORION MERGER
SUB, INC., A DELAWARE CORPORATION ...(DUE
TO SPACE LIMITS, SEE PROXY STATEMENT FOR
FULL PROPOSAL).
2. ADJOURNMENT OF SPECIAL MEETING. TO CONSIDER Mgmt For For
AND VOTE ON A PROPOSAL TO ADJOURN THE DOW
SPECIAL MEETING, IF NECESSARY OR
APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES
IF THERE ARE NOT SUFFICIENT VOTES TO
APPROVE THE DOW MERGER PROPOSAL (THE "DOW
ADJOURNMENT PROPOSAL").
3. ADVISORY VOTE REGARDING MERGER-RELATED Mgmt For For
NAMED EXECUTIVE OFFICER COMPENSATION. TO
CONSIDER AND VOTE ON A NON-BINDING,
ADVISORY PROPOSAL TO APPROVE THE
COMPENSATION THAT MAY BE PAID OR BECOME
PAYABLE TO DOW'S NAMED EXECUTIVE OFFICERS
IN CONNECTION WITH THE TRANSACTION (THE
"DOW COMPENSATION PROPOSAL").
--------------------------------------------------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY Agenda Number: 934561691
--------------------------------------------------------------------------------------------------------------------------
Security: 260543103
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: DOW
ISIN: US2605431038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: AJAY BANGA Mgmt For For
1B. ELECTION OF DIRECTOR: JACQUELINE K. BARTON Mgmt For For
1C. ELECTION OF DIRECTOR: JAMES A. BELL Mgmt For For
1D. ELECTION OF DIRECTOR: RICHARD K. DAVIS Mgmt For For
1E. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1F. ELECTION OF DIRECTOR: ANDREW N. LIVERIS Mgmt For For
1G. ELECTION OF DIRECTOR: MARK LOUGHRIDGE Mgmt For For
1H. ELECTION OF DIRECTOR: RAYMOND J. MILCHOVICH Mgmt For For
1I. ELECTION OF DIRECTOR: ROBERT S. (STEVE) Mgmt For For
MILLER
1J. ELECTION OF DIRECTOR: PAUL POLMAN Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS H. REILLEY Mgmt For For
1L. ELECTION OF DIRECTOR: JAMES M. RINGLER Mgmt For For
1M. ELECTION OF DIRECTOR: RUTH G. SHAW Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF THE Mgmt For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM.
3. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
4. ADVISORY RESOLUTION ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
THE HARTFORD FINANCIAL SVCS GROUP, INC. Agenda Number: 934571375
--------------------------------------------------------------------------------------------------------------------------
Security: 416515104
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: HIG
ISIN: US4165151048
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, Mgmt For For
III
1B. ELECTION OF DIRECTOR: TREVOR FETTER Mgmt For For
1C. ELECTION OF DIRECTOR: KATHRYN A. MIKELLS Mgmt For For
1D. ELECTION OF DIRECTOR: MICHAEL G. MORRIS Mgmt For For
1E. ELECTION OF DIRECTOR: THOMAS A. RENYI Mgmt For For
1F. ELECTION OF DIRECTOR: JULIE G. RICHARDSON Mgmt For For
1G. ELECTION OF DIRECTOR: TERESA W. ROSEBOROUGH Mgmt For For
1H. ELECTION OF DIRECTOR: VIRGINIA P. Mgmt For For
RUESTERHOLZ
1I. ELECTION OF DIRECTOR: CHARLES B. STRAUSS Mgmt For For
1J. ELECTION OF DIRECTOR: CHRISTOPHER J. SWIFT Mgmt For For
1K. ELECTION OF DIRECTOR: H. PATRICK SWYGERT Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017
3. MANAGEMENT PROPOSAL TO APPROVE, ON A Mgmt For For
NON-BINDING ADVISORY BASIS, THE
COMPENSATION OF THE COMPANY'S NAMED
EXECUTIVE OFFICERS AS DISCLOSED IN THE
COMPANY'S PROXY STATEMENT
--------------------------------------------------------------------------------------------------------------------------
THE HOME DEPOT, INC. Agenda Number: 934559204
--------------------------------------------------------------------------------------------------------------------------
Security: 437076102
Meeting Type: Annual
Meeting Date: 18-May-2017
Ticker: HD
ISIN: US4370761029
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: GERARD J. ARPEY Mgmt For For
1B. ELECTION OF DIRECTOR: ARI BOUSBIB Mgmt For For
1C. ELECTION OF DIRECTOR: JEFFERY H. BOYD Mgmt For For
1D. ELECTION OF DIRECTOR: GREGORY D. BRENNEMAN Mgmt For For
1E. ELECTION OF DIRECTOR: J. FRANK BROWN Mgmt For For
1F. ELECTION OF DIRECTOR: ALBERT P. CAREY Mgmt For For
1G. ELECTION OF DIRECTOR: ARMANDO CODINA Mgmt For For
1H. ELECTION OF DIRECTOR: HELENA B. FOULKES Mgmt For For
1I. ELECTION OF DIRECTOR: LINDA R. GOODEN Mgmt For For
1J. ELECTION OF DIRECTOR: WAYNE M. HEWETT Mgmt For For
1K. ELECTION OF DIRECTOR: KAREN L. KATEN Mgmt For For
1L. ELECTION OF DIRECTOR: CRAIG A. MENEAR Mgmt For For
1M. ELECTION OF DIRECTOR: MARK VADON Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF KPMG Mgmt For For
LLP.
3. ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY-ON-PAY").
4. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
SAY-ON-PAY VOTES.
5. SHAREHOLDER PROPOSAL REGARDING PREPARATION Shr Against For
OF AN EMPLOYMENT DIVERSITY REPORT.
6. SHAREHOLDER PROPOSAL REGARDING ADVISORY Shr Against For
VOTE ON POLITICAL CONTRIBUTIONS.
7. SHAREHOLDER PROPOSAL TO REDUCE THE Shr Against For
THRESHOLD TO CALL SPECIAL SHAREHOLDER
MEETINGS TO 15% OF OUTSTANDING SHARES.
--------------------------------------------------------------------------------------------------------------------------
THE PNC FINANCIAL SERVICES GROUP, INC. Agenda Number: 934538375
--------------------------------------------------------------------------------------------------------------------------
Security: 693475105
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: PNC
ISIN: US6934751057
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHARLES E. BUNCH Mgmt For For
1B. ELECTION OF DIRECTOR: MARJORIE RODGERS Mgmt For For
CHESHIRE
1C. ELECTION OF DIRECTOR: WILLIAM S. DEMCHAK Mgmt For For
1D. ELECTION OF DIRECTOR: ANDREW T. FELDSTEIN Mgmt For For
1E. ELECTION OF DIRECTOR: DANIEL R. HESSE Mgmt For For
1F. ELECTION OF DIRECTOR: KAY COLES JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: RICHARD B. KELSON Mgmt For For
1H. ELECTION OF DIRECTOR: JANE G. PEPPER Mgmt For For
1I. ELECTION OF DIRECTOR: DONALD J. SHEPARD Mgmt For For
1J. ELECTION OF DIRECTOR: LORENE K. STEFFES Mgmt For For
1K. ELECTION OF DIRECTOR: DENNIS F. STRIGL Mgmt For For
1L. ELECTION OF DIRECTOR: MICHAEL J. WARD Mgmt For For
1M. ELECTION OF DIRECTOR: GREGORY D. WASSON Mgmt For For
2. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
PNC'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. RECOMMENDATION FOR THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
5. A SHAREHOLDER PROPOSAL REQUESTING A Shr Against For
DIVERSITY REPORT WITH SPECIFIC ADDITIONAL
DISCLOSURE, INCLUDING EEOC-DEFINED METRICS.
--------------------------------------------------------------------------------------------------------------------------
THE PRICELINE GROUP INC. Agenda Number: 934603247
--------------------------------------------------------------------------------------------------------------------------
Security: 741503403
Meeting Type: Annual
Meeting Date: 08-Jun-2017
Ticker: PCLN
ISIN: US7415034039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. DIRECTOR
TIMOTHY M. ARMSTRONG Mgmt For For
JEFFERY H. BOYD Mgmt For For
JAN L. DOCTER Mgmt For For
JEFFREY E. EPSTEIN Mgmt For For
GLENN D. FOGEL Mgmt For For
JAMES M. GUYETTE Mgmt For For
ROBERT J. MYLOD, JR. Mgmt For For
CHARLES H. NOSKI Mgmt For For
NANCY B. PERETSMAN Mgmt For For
THOMAS E. ROTHMAN Mgmt For For
CRAIG W. RYDIN Mgmt For For
LYNN M. VOJVODICH Mgmt For For
2. TO RATIFY THE SELECTION OF DELOITTE & Mgmt For For
TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR
THE FISCAL YEAR ENDING DECEMBER 31, 2017.
3. TO APPROVE ON A NON-BINDING ADVISORY BASIS Mgmt For For
THE 2016 COMPENSATION PAID BY THE COMPANY
TO ITS NAMED EXECUTIVE OFFICERS.
4. TO CAST A NON-BINDING ADVISORY VOTE ON THE Mgmt 1 Year For
FREQUENCY OF FUTURE NON-BINDING ADVISORY
VOTES ON THE COMPENSATION PAID BY THE
COMPANY TO ITS NAMED EXECUTIVE OFFICERS.
5. TO CONSIDER AND VOTE UPON A NON-BINDING Shr Against For
STOCKHOLDER PROPOSAL CONCERNING SPECIAL
MEETINGS.
--------------------------------------------------------------------------------------------------------------------------
THE PROCTER & GAMBLE COMPANY Agenda Number: 934472616
--------------------------------------------------------------------------------------------------------------------------
Security: 742718109
Meeting Type: Annual
Meeting Date: 11-Oct-2016
Ticker: PG
ISIN: US7427181091
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: FRANCIS S. BLAKE Mgmt For For
1B. ELECTION OF DIRECTOR: ANGELA F. BRALY Mgmt For For
1C. ELECTION OF DIRECTOR: KENNETH I. CHENAULT Mgmt For For
1D. ELECTION OF DIRECTOR: SCOTT D. COOK Mgmt For For
1E. ELECTION OF DIRECTOR: TERRY J. LUNDGREN Mgmt For For
1F. ELECTION OF DIRECTOR: W. JAMES MCNERNEY, Mgmt For For
JR.
1G. ELECTION OF DIRECTOR: DAVID S. TAYLOR Mgmt For For
1H. ELECTION OF DIRECTOR: MARGARET C. WHITMAN Mgmt For For
1I. ELECTION OF DIRECTOR: PATRICIA A. WOERTZ Mgmt For For
1J. ELECTION OF DIRECTOR: ERNESTO ZEDILLO Mgmt For For
2. RATIFY APPOINTMENT OF THE INDEPENDENT Mgmt For For
REGISTERED PUBLIC ACCOUNTING FIRM
3. ADVISORY VOTE ON THE COMPANY'S EXECUTIVE Mgmt For For
COMPENSATION (THE "SAY ON PAY" VOTE)
4. SHAREHOLDER PROPOSAL - REPORT ON LOBBYING Shr Against For
POLICIES OF THIRD PARTY ORGANIZATIONS
5. SHAREHOLDER PROPOSAL - REPORT ON Shr Against For
APPLICATION OF COMPANY NON-DISCRIMINATION
POLICIES IN STATES WITH PRO-DISCRIMINATION
LAWS
--------------------------------------------------------------------------------------------------------------------------
THE TJX COMPANIES, INC. Agenda Number: 934614947
--------------------------------------------------------------------------------------------------------------------------
Security: 872540109
Meeting Type: Annual
Meeting Date: 06-Jun-2017
Ticker: TJX
ISIN: US8725401090
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ZEIN ABDALLA Mgmt For For
1B. ELECTION OF DIRECTOR: JOSE B. ALVAREZ Mgmt For For
1C. ELECTION OF DIRECTOR: ALAN M. BENNETT Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID T. CHING Mgmt For For
1E. ELECTION OF DIRECTOR: ERNIE HERRMAN Mgmt For For
1F. ELECTION OF DIRECTOR: MICHAEL F. HINES Mgmt For For
1G. ELECTION OF DIRECTOR: AMY B. LANE Mgmt For For
1H. ELECTION OF DIRECTOR: CAROL MEYROWITZ Mgmt For For
1I. ELECTION OF DIRECTOR: JACKWYN L. NEMEROV Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN F. O'BRIEN Mgmt For For
1K. ELECTION OF DIRECTOR: WILLOW B. SHIRE Mgmt For For
2. RATIFICATION OF APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS AS TJX'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR
FISCAL 2018
3. REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER THE STOCK INCENTIVE PLAN
4. REAPPROVAL OF MATERIAL TERMS OF PERFORMANCE Mgmt For For
GOALS UNDER THE CASH INCENTIVE PLANS
5. ADVISORY APPROVAL OF TJX'S EXECUTIVE Mgmt For For
COMPENSATION (THE SAY-ON-PAY VOTE)
6. ADVISORY APPROVAL OF THE FREQUENCY OF TJX'S Mgmt 1 Year For
SAY-ON-PAY VOTES
7. SHAREHOLDER PROPOSAL FOR INCLUSION OF Shr Against For
DIVERSITY AS A CEO PERFORMANCE MEASURE
8. SHAREHOLDER PROPOSAL FOR A REVIEW AND Shr Against For
SUMMARY REPORT ON EXECUTIVE COMPENSATION
POLICIES
9. SHAREHOLDER PROPOSAL FOR A REPORT ON Shr Against For
COMPENSATION DISPARITIES BASED ON RACE,
GENDER, OR ETHNICITY
10. SHAREHOLDER PROPOSAL FOR A REPORT ON Shr Against For
NET-ZERO GREENHOUSE GAS EMISSIONS
--------------------------------------------------------------------------------------------------------------------------
THE WALT DISNEY COMPANY Agenda Number: 934523437
--------------------------------------------------------------------------------------------------------------------------
Security: 254687106
Meeting Type: Annual
Meeting Date: 08-Mar-2017
Ticker: DIS
ISIN: US2546871060
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SUSAN E. ARNOLD Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: JACK DORSEY Mgmt For For
1D. ELECTION OF DIRECTOR: ROBERT A. IGER Mgmt For For
1E. ELECTION OF DIRECTOR: MARIA ELENA Mgmt For For
LAGOMASINO
1F. ELECTION OF DIRECTOR: FRED H. LANGHAMMER Mgmt For For
1G. ELECTION OF DIRECTOR: AYLWIN B. LEWIS Mgmt For For
1H. ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT Mgmt For For
1I. ELECTION OF DIRECTOR: MARK G. PARKER Mgmt For For
1J. ELECTION OF DIRECTOR: SHERYL K. SANDBERG Mgmt For For
1K. ELECTION OF DIRECTOR: ORIN C. SMITH Mgmt For For
2. TO RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S
REGISTERED PUBLIC ACCOUNTANTS FOR 2017.
3. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
4. TO APPROVE HOLDING AN ADVISORY VOTE ON Mgmt 1 Year For
EXECUTIVE COMPENSATION EVERY ONE, TWO OR
THREE YEARS, AS INDICATED.
5. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING AN ANNUAL REPORT DISCLOSING
INFORMATION REGARDING THE COMPANY'S
LOBBYING POLICIES AND ACTIVITIES.
6. TO APPROVE THE SHAREHOLDER PROPOSAL Shr Against For
REQUESTING THE BOARD TO AMEND THE COMPANY'S
BYLAWS RELATING TO PROXY ACCESS TO INCREASE
THE NUMBER OF PERMITTED NOMINEES, REMOVE
THE LIMIT ON AGGREGATING SHARES TO MEET THE
SHAREHOLDING REQUIREMENT, AND REMOVE THE
LIMITATION ON RENOMINATION OF PERSONS BASED
ON VOTES IN A PRIOR ELECTION.
--------------------------------------------------------------------------------------------------------------------------
THERMO FISHER SCIENTIFIC INC. Agenda Number: 934574559
--------------------------------------------------------------------------------------------------------------------------
Security: 883556102
Meeting Type: Annual
Meeting Date: 17-May-2017
Ticker: TMO
ISIN: US8835561023
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: MARC N. CASPER Mgmt For For
1B. ELECTION OF DIRECTOR: NELSON J. CHAI Mgmt For For
1C. ELECTION OF DIRECTOR: C. MARTIN HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: TYLER JACKS Mgmt For For
1E. ELECTION OF DIRECTOR: JUDY C. LEWENT Mgmt For For
1F. ELECTION OF DIRECTOR: THOMAS J. LYNCH Mgmt For For
1G. ELECTION OF DIRECTOR: JIM P. MANZI Mgmt For For
1H. ELECTION OF DIRECTOR: WILLIAM G. PARRETT Mgmt For For
1I. ELECTION OF DIRECTOR: LARS R. SORENSEN Mgmt For For
1J. ELECTION OF DIRECTOR: SCOTT M. SPERLING Mgmt For For
1K. ELECTION OF DIRECTOR: ELAINE S. ULLIAN Mgmt For For
1L. ELECTION OF DIRECTOR: DION J. WEISLER Mgmt For For
2. AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
EXECUTIVE COMPENSATION ADVISORY VOTES.
4. RATIFICATION OF THE AUDIT COMMITTEE'S Mgmt For For
SELECTION OF PRICEWATERHOUSECOOPERS LLP AS
THE COMPANY'S INDEPENDENT AUDITORS FOR
2017.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 934521560
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Special
Meeting Date: 15-Feb-2017
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1. ADOPT THE AGREEMENT AND PLAN OF MERGER, Mgmt For For
DATED AS OF OCTOBER 22, 2016, AS IT MAY BE
AMENDED FROM TIME TO TIME (THE "MERGER
AGREEMENT"), BY AND AMONG TIME WARNER INC.,
A DELAWARE CORPORATION, AT&T INC., A
DELAWARE CORPORATION, WEST MERGER SUB,
INC., A DELAWARE CORPORATION AND A WHOLLY
OWNED SUBSIDIARY OF AT&T INC., AND WEST
MERGER SUB II, LLC, A DELAWARE LIMITED
LIABILITY COMPANY AND A WHOLLY OWNED
SUBSIDIARY OF AT&T INC.
2. APPROVE, BY NON-BINDING, ADVISORY VOTE, Mgmt For For
CERTAIN COMPENSATION THAT MAY BE PAID OR
BECOME PAYABLE TO TIME WARNER INC.'S NAMED
EXECUTIVE OFFICERS IN CONNECTION WITH THE
TRANSACTIONS CONTEMPLATED BY THE MERGER
AGREEMENT AND THE AGREEMENTS AND
UNDERSTANDINGS PURSUANT TO WHICH SUCH
COMPENSATION MAY BE PAID OR BECOME PAYABLE.
3. APPROVE ADJOURNMENTS OF THE SPECIAL Mgmt For For
MEETING, IF NECESSARY OR APPROPRIATE, TO
SOLICIT ADDITIONAL PROXIES IF THERE ARE
INSUFFICIENT VOTES AT THE TIME OF THE
SPECIAL MEETING TO ADOPT THE MERGER
AGREEMENT.
--------------------------------------------------------------------------------------------------------------------------
TIME WARNER INC. Agenda Number: 934609299
--------------------------------------------------------------------------------------------------------------------------
Security: 887317303
Meeting Type: Annual
Meeting Date: 15-Jun-2017
Ticker: TWX
ISIN: US8873173038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM P. BARR Mgmt For For
1B. ELECTION OF DIRECTOR: JEFFREY L. BEWKES Mgmt For For
1C. ELECTION OF DIRECTOR: ROBERT C. CLARK Mgmt For For
1D. ELECTION OF DIRECTOR: MATHIAS DOPFNER Mgmt For For
1E. ELECTION OF DIRECTOR: JESSICA P. EINHORN Mgmt For For
1F. ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ Mgmt For For
1G. ELECTION OF DIRECTOR: FRED HASSAN Mgmt For For
1H. ELECTION OF DIRECTOR: PAUL D. WACHTER Mgmt For For
1I. ELECTION OF DIRECTOR: DEBORAH C. WRIGHT Mgmt For For
2. RATIFICATION OF APPOINTMENT OF INDEPENDENT Mgmt For For
AUDITOR.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
TOTAL SA, COURBEVOIE Agenda Number: 707860791
--------------------------------------------------------------------------------------------------------------------------
Security: F92124100
Meeting Type: MIX
Meeting Date: 26-May-2017
Ticker:
ISIN: FR0000120271
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE Non-Voting
ONLY VALID VOTE OPTIONS ARE "FOR" AND
"AGAINST" A VOTE OF "ABSTAIN" WILL BE
TREATED AS AN "AGAINST" VOTE.
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT Non-Voting
DO NOT HOLD SHARES DIRECTLY WITH A FRENCH
CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS
WILL BE FORWARDED TO THE GLOBAL CUSTODIANS
ON THE VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED INTERMEDIARY, THE GLOBAL
CUSTODIANS WILL SIGN THE PROXY CARDS AND
FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION, PLEASE CONTACT
YOUR CLIENT REPRESENTATIVE
CMMT IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE Non-Voting
PRESENTED DURING THE MEETING, YOUR VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES CAN
ALTERNATIVELY BE PASSED TO THE CHAIRMAN OR
A NAMED THIRD PARTY TO VOTE ON ANY SUCH
ITEM RAISED. SHOULD YOU WISH TO PASS
CONTROL OF YOUR SHARES IN THIS WAY, PLEASE
CONTACT YOUR BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL Non-Voting
MEETING INFORMATION IS AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:
https://balo.journal-officiel.gouv.fr/pdf/2
017/0322/201703221700668.pdf
O.1 APPROVAL OF THE CORPORATE FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.2 APPROVAL OF THE CONSOLIDATED FINANCIAL Mgmt For For
STATEMENTS FOR THE FINANCIAL YEAR ENDED 31
DECEMBER 2016
O.3 ALLOCATION OF PROFITS, SETTING OF THE Mgmt For For
DIVIDEND AND AN OPTION FOR THE PAYMENT OF
THE DIVIDEND BALANCE IN SHARES, FOR THE
2016 FINANCIAL YEAR
O.4 OPTION FOR THE PAYMENT OF INTERIM DIVIDENDS Mgmt For For
IN SHARES, FOR THE 2017 FINANCIAL YEAR -
DELEGATION OF POWERS TO THE BOARD OF
DIRECTORS
O.5 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO TRADE IN COMPANY SHARES
O.6 RENEWAL OF THE TERM OF MS PATRICIA BARBIZET Mgmt For For
AS DIRECTOR
O.7 RENEWAL OF THE TERM OF MS MARIE-CHRISTINE Mgmt For For
COISNE-ROQUETTE AS DIRECTOR
O.8 APPOINTMENT OF MR MARK CUTIFANI AS DIRECTOR Mgmt For For
O.9 APPOINTMENT OF MR CARLOS TAVARES AS Mgmt For For
DIRECTOR
O.10 AGREEMENTS PURSUANT TO ARTICLES L.225-38 Mgmt For For
AND FOLLOWING THE FRENCH COMMERCIAL CODE
O.11 REVIEW OF THE COMPENSATION OWED OR PAID TO Mgmt For For
THE CHIEF EXECUTIVE OFFICER FOR THE
FINANCIAL YEAR ENDED 31 DECEMBER 2016
O.12 APPROVAL OF THE PRINCIPLES AND DETERMINING Mgmt For For
CRITERIA FOR THE ALLOCATION AND DESIGNATION
OF THE FIXED, VARIABLE AND EXCEPTIONAL
COMPONENTS COMPOSING THE TOTAL COMPENSATION
AND BENEFITS OF EVERY KIND DUE TO THE CHIEF
EXECUTIVE OFFICER
E.13 AUTHORISATION GRANTED TO THE BOARD OF Mgmt For For
DIRECTORS TO REDUCE THE CAPITAL BY MEANS OF
SHARE CANCELLATION
--------------------------------------------------------------------------------------------------------------------------
TOYOTA MOTOR CORPORATION Agenda Number: 708192531
--------------------------------------------------------------------------------------------------------------------------
Security: J92676113
Meeting Type: AGM
Meeting Date: 14-Jun-2017
Ticker:
ISIN: JP3633400001
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
Please reference meeting materials. Non-Voting
1.1 Appoint a Director Uchiyamada, Takeshi Mgmt For For
1.2 Appoint a Director Hayakawa, Shigeru Mgmt For For
1.3 Appoint a Director Toyoda, Akio Mgmt For For
1.4 Appoint a Director Didier Leroy Mgmt For For
1.5 Appoint a Director Terashi, Shigeki Mgmt For For
1.6 Appoint a Director Nagata, Osamu Mgmt For For
1.7 Appoint a Director Uno, Ikuo Mgmt For For
1.8 Appoint a Director Kato, Haruhiko Mgmt For For
1.9 Appoint a Director Mark T. Hogan Mgmt For For
2 Appoint a Substitute Corporate Auditor Mgmt For For
Sakai, Ryuji
3 Approve Payment of Bonuses to Directors Mgmt For For
4 Amend the Compensation to be received by Mgmt For For
Directors
--------------------------------------------------------------------------------------------------------------------------
UCB SA, BRUXELLES Agenda Number: 707875463
--------------------------------------------------------------------------------------------------------------------------
Security: B93562120
Meeting Type: MIX
Meeting Date: 27-Apr-2017
Ticker:
ISIN: BE0003739530
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT MARKET RULES REQUIRE DISCLOSURE OF Non-Voting
BENEFICIAL OWNER INFORMATION FOR ALL VOTED
ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE
BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE
THE BREAKDOWN OF EACH BENEFICIAL OWNER
NAME, ADDRESS AND SHARE POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS
INFORMATION IS REQUIRED IN ORDER FOR YOUR
VOTE TO BE LODGED
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF ATTORNEY
(POA) MAY BE REQUIRED IN ORDER TO LODGE AND
EXECUTE YOUR VOTING INSTRUCTIONS IN THIS
MARKET. ABSENCE OF A POA, MAY CAUSE YOUR
INSTRUCTIONS TO BE REJECTED. IF YOU HAVE
ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT
SERVICE REPRESENTATIVE
A.1 RECEIVE DIRECTORS' REPORT Non-Voting
A.2 RECEIVE AUDITORS' REPORT Non-Voting
A.3 RECEIVE CONSOLIDATED FINANCIAL STATEMENTS Non-Voting
AND STATUTORY REPORTS
A.4 APPROVE FINANCIAL STATEMENTS, ALLOCATION OF Mgmt For For
INCOME, INCLUDING DIVIDENDS OF EUR 1.15 PER
SHARE
A.5 APPROVE REMUNERATION REPORT Mgmt For For
A.6 APPROVE DISCHARGE OF DIRECTORS Mgmt For For
A.7 APPROVE DISCHARGE OF AUDITORS Mgmt For For
A.81A REELECT VIVIANE MONGES AS DIRECTOR Mgmt For For
A.81B INDICATE VIVIANE MONGES AS INDEPENDENT Mgmt For For
BOARD MEMBER
A.82A REELECT ALBRECHT DE GRAEVE AS DIRECTOR Mgmt For For
A.82B INDICATE ALBRECHT DE GRAEVE AS INDEPENDENT Mgmt For For
BOARD MEMBER
A.8.3 ELECT ROCH DOLIVEUX AS DIRECTOR Mgmt For For
S.9.1 APPROVE RESTRICTED STOCK PLAN RE: ISSUANCE Mgmt For For
OF 1,054,000 RESTRICTED SHARES
S.9.2 AMEND US EMPLOYEE STOCK PURCHASE PLAN Mgmt For For
S.10 APPROVE CHANGE-OF-CONTROL CLAUSE RE: EMTN Mgmt For For
PROGRAM
--------------------------------------------------------------------------------------------------------------------------
UNILEVER NV, ROTTERDAM Agenda Number: 707843492
--------------------------------------------------------------------------------------------------------------------------
Security: N8981F271
Meeting Type: AGM
Meeting Date: 26-Apr-2017
Ticker:
ISIN: NL0000009355
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 CONSIDERATION OF THE ANNUAL REPORT AND Non-Voting
ACCOUNTS FOR THE 2016 FINANCIAL YEAR
2 TO ADOPT THE ANNUAL ACCOUNTS AND Mgmt For For
APPROPRIATION OF THE PROFIT FOR THE 2016
FINANCIAL YEAR: DURING 2016 EUR 4 MILLION
WAS PAID AS DIVIDEND ON THE PREFERENCE
SHARES AND EUR 1,973 MILLION WAS PAID AS
DIVIDEND ON THE ORDINARY SHARES
3 TO DISCHARGE THE EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
4 TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN Mgmt For For
OFFICE IN THE 2016 FINANCIAL YEAR FOR THE
FULFILMENT OF THEIR TASK
5 TO APPROVE THE DIRECTORS REMUNERATION Mgmt For For
POLICY
6 TO APPROVE THE UNILEVER SHARE PLAN 2017 Mgmt For For
7 TO REAPPOINT MR N S ANDERSEN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
8 TO REAPPOINT MS L M CHA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
9 TO REAPPOINT MR V COLAO AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
10 TO REAPPOINT DR M DEKKERS AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
11 TO REAPPOINT MS A M FUDGE AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
12 TO REAPPOINT DR J HARTMANN AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
13 TO REAPPOINT MS M MA AS A NON-EXECUTIVE Mgmt For For
DIRECTOR
14 TO REAPPOINT MR S MASIYIWA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
15 TO REAPPOINT PROFESSOR Y MOON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
16 TO REAPPOINT MR G PITKETHLY AS AN EXECUTIVE Mgmt For For
DIRECTOR
17 TO REAPPOINT MR P G J M POLMAN AS AN Mgmt For For
EXECUTIVE DIRECTOR
18 TO REAPPOINT MR J RISHTON AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
19 TO REAPPOINT MR F SIJBESMA AS A Mgmt For For
NON-EXECUTIVE DIRECTOR
20 TO APPOINT KPMG AS THE AUDITOR CHARGED WITH Mgmt For For
THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE
2017 FINANCIAL YEAR
21 TO DESIGNATE THE BOARD OF DIRECTORS AS THE Mgmt For For
COMPANY BODY AUTHORISED TO ISSUE SHARES IN
THE COMPANY
22 TO AUTHORISE THE BOARD OF DIRECTORS TO Mgmt For For
PURCHASE SHARES AND DEPOSITARY RECEIPTS
THEREOF IN THE SHARE CAPITAL OF THE COMPANY
23 TO REDUCE THE CAPITAL WITH RESPECT TO Mgmt For For
SHARES AND DEPOSITARY RECEIPTS THEREOF HELD
BY THE COMPANY IN ITS OWN SHARE CAPITAL
--------------------------------------------------------------------------------------------------------------------------
UNION PACIFIC CORPORATION Agenda Number: 934561172
--------------------------------------------------------------------------------------------------------------------------
Security: 907818108
Meeting Type: Annual
Meeting Date: 11-May-2017
Ticker: UNP
ISIN: US9078181081
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: ANDREW H. CARD JR. Mgmt For For
1B. ELECTION OF DIRECTOR: ERROLL B. DAVIS JR. Mgmt For For
1C. ELECTION OF DIRECTOR: DAVID B. DILLON Mgmt For For
1D. ELECTION OF DIRECTOR: LANCE M. FRITZ Mgmt For For
1E. ELECTION OF DIRECTOR: DEBORAH C. HOPKINS Mgmt For For
1F. ELECTION OF DIRECTOR: JANE H. LUTE Mgmt For For
1G. ELECTION OF DIRECTOR: MICHAEL R. MCCARTHY Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL W. MCCONNELL Mgmt For For
1I. ELECTION OF DIRECTOR: THOMAS F. MCLARTY III Mgmt For For
1J. ELECTION OF DIRECTOR: STEVEN R. ROGEL Mgmt For For
1K. ELECTION OF DIRECTOR: JOSE H. VILLARREAL Mgmt For For
2. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE
PROXY STATEMENT FOR FULL PROPOSAL).
3. AN ADVISORY VOTE TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION ("SAY ON PAY").
4. AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION ("SAY ON FREQUENCY").
5. SHAREHOLDER PROPOSAL REGARDING INDEPENDENT Shr Against For
CHAIRMAN IF PROPERLY PRESENTED AT THE
ANNUAL MEETING.
--------------------------------------------------------------------------------------------------------------------------
UNITED INTERNET AG, MONTABAUR Agenda Number: 707969272
--------------------------------------------------------------------------------------------------------------------------
Security: D8542B125
Meeting Type: AGM
Meeting Date: 18-May-2017
Ticker:
ISIN: DE0005089031
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO Non-Voting
PARAGRAPH 21 OF THE SECURITIES TRADE ACT ON
9TH JULY 2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE JUDGMENT FROM 6TH
JUNE 2012 THE VOTING PROCESS HAS NOW
CHANGED WITH REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT IS NOW
THE RESPONSIBILITY OF THE END-INVESTOR
(I.E. FINAL BENEFICIARY) AND NOT THE
INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS THEREFORE THE
CUSTODIAN BANK / AGENT IN THE MARKET WILL
BE SENDING THE VOTING DIRECTLY TO MARKET
AND IT IS THE END INVESTORS RESPONSIBILITY
TO ENSURE THE REGISTRATION ELEMENT IS
COMPLETE WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD MORE THAN 3 % OF THE TOTAL SHARE
CAPITAL
CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED Non-Voting
ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL
BE UPDATED AS SOON AS BROADRIDGE RECEIVES
CONFIRMATION FROM THE SUB CUSTODIANS
REGARDING THEIR INSTRUCTION DEADLINE. FOR
ANY QUERIES PLEASE CONTACT YOUR CLIENT
SERVICES REPRESENTATIVE
CMMT ACCORDING TO GERMAN LAW, IN CASE OF Non-Voting
SPECIFIC CONFLICTS OF INTEREST IN
CONNECTION WITH SPECIFIC ITEMS OF THE
AGENDA FOR THE GENERAL MEETING YOU ARE NOT
ENTITLED TO EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT MIGHT BE
EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE
NOT COMPLIED WITH ANY OF YOUR MANDATORY
VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE
GERMAN SECURITIES TRADING ACT (WHPG). FOR
QUESTIONS IN THIS REGARD PLEASE CONTACT
YOUR CLIENT SERVICE REPRESENTATIVE FOR
CLARIFICATION. IF YOU DO NOT HAVE ANY
INDICATION REGARDING SUCH CONFLICT OF
INTEREST, OR ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU
CMMT COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 03 Non-Voting
MAY 2017. FURTHER INFORMATION ON COUNTER
PROPOSALS CAN BE FOUND DIRECTLY ON THE
ISSUER'S WEBSITE (PLEASE REFER TO THE
MATERIAL URL SECTION OF THE APPLICATION).
IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL
NEED TO REQUEST A MEETING ATTEND AND VOTE
YOUR SHARES DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS CANNOT BE
REFLECTED IN THE BALLOT ON PROXYEDGE
1 PRESENTATION OF THE FINANCIAL STATEMENTS Non-Voting
AND ANNUAL REPORT FOR THE 2016 FINANCIAL
YEAR WITH THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL STATEMENTS AND
GROUP ANNUAL REPORT AS WELL AS THE REPORT
BY THE BOARD OF MDS PURSUANT TO SECTIONS
289(4) AND 315(4) OF THE GERMAN COMMERCIAL
CODE
2 RESOLUTION ON THE APPROPRIATION OF THE Mgmt For For
DISTRIBUTABLE PROFIT THE DISTRIBUTABLE
PROFIT IN THE AMOUNT OF EUR
1,161,684,818.97 SHALL BE APPROPRIATED AS
FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 0.80
PER DIVIDEND- ENTITLED NO-PAR SHARE THE
REMAINING AMOUNT OF EUR 1,001,981,573 SHALL
BE CARRIED FORWARD. EX-DIVIDEND DATE: MAY
19, 2017 PAYABLE DATE: MAY 23, 2017
3 RATIFICATION OF THE ACTS OF THE BOARD OF Mgmt For For
MDS
4 RATIFICATION OF THE ACTS OF THE SUPERVISORY Mgmt For For
BOARD
5 APPOINTMENT OF AUDITORS THE FOLLOWING Mgmt For For
ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS
AND GROUP AUDITORS FOR THE 2017 FINANCIAL
YEAR AND FOR THE REVIEW OF THE INTERIM
HALF-YEAR FINANCIAL STATEMENTS: ERNST &
YOUNG GMBH, ESCHBORN
6 AUTHORIZATION TO ACQUIRE OWN SHARES THE Mgmt For For
COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN
SHARES OF UP TO 10 PERCENT OF THE SHARE
CAPITAL, AT PRICES NOT DEVIATING MORE THAN
10 PERCENT FROM THE MARKET PRICE OF THE
SHARES, ON OR BEFORE SEPTEMBER 18, 2020.
THE BOARD OF MDS SHALL BE AUTHORIZED TO USE
THE SHARES FOR ALL LEGALLY PERMISSIBLE
PURPOSES, ESPECIALLY TO - DISPOSE OF THE
SHARES IN A MANNER OTHER THAN THE STOCK
EXCHANGE OR A RIGHTS OFFERING IF THEY ARE
SOLD AT A PRICE NOT MATERIALLY BELOW THEIR
MARKET PRICE OR ARE OFFERED AGAINST
CONTRIBUTIONS IN KIND, TO OFFER THE SHARES
TO EXECUTIVES AND EMPLOYEES OF THE COMPANY
AND ITS AFFILIATES, - TO THE USE THE SHARES
FOR THE FULFILMENT OF OPTION OR CONVERSION
RIGHTS, AND - TO RETIRE THE SHARES
--------------------------------------------------------------------------------------------------------------------------
UNITED PARCEL SERVICE, INC. Agenda Number: 934543617
--------------------------------------------------------------------------------------------------------------------------
Security: 911312106
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: UPS
ISIN: US9113121068
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: DAVID P. ABNEY Mgmt For For
1B. ELECTION OF DIRECTOR: RODNEY C. ADKINS Mgmt For For
1C. ELECTION OF DIRECTOR: MICHAEL J. BURNS Mgmt For For
1D. ELECTION OF DIRECTOR: WILLIAM R. JOHNSON Mgmt For For
1E. ELECTION OF DIRECTOR: CANDACE KENDLE Mgmt For For
1F. ELECTION OF DIRECTOR: ANN M. LIVERMORE Mgmt For For
1G. ELECTION OF DIRECTOR: RUDY H.P. MARKHAM Mgmt For For
1H. ELECTION OF DIRECTOR: FRANCK J. MOISON Mgmt For For
1I. ELECTION OF DIRECTOR: CLARK T. RANDT, JR. Mgmt For For
1J. ELECTION OF DIRECTOR: JOHN T. STANKEY Mgmt For For
1K. ELECTION OF DIRECTOR: CAROL B. TOME Mgmt For For
1L. ELECTION OF DIRECTOR: KEVIN M. WARSH Mgmt For For
2. TO APPROVE THE ADVISORY RESOLUTION ON Mgmt For For
EXECUTIVE COMPENSATION.
3. TO APPROVE THE ADVISORY VOTE ON THE Mgmt 3 Years For
FREQUENCY OF FUTURE ADVISORY VOTES ON
EXECUTIVE COMPENSATION.
4. TO RATIFY THE APPOINTMENT OF DELOITTE & Mgmt For For
TOUCHE LLP AS UPS'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING
DECEMBER 31, 2017.
5. TO PREPARE AN ANNUAL REPORT ON LOBBYING Shr Against For
ACTIVITIES.
6. TO REDUCE THE VOTING POWER OF CLASS A STOCK Shr Against For
FROM 10 VOTES PER SHARE TO ONE VOTE PER
SHARE.
7. TO ADOPT HOLY LAND PRINCIPLES. Shr Against For
--------------------------------------------------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION Agenda Number: 934541548
--------------------------------------------------------------------------------------------------------------------------
Security: 913017109
Meeting Type: Annual
Meeting Date: 24-Apr-2017
Ticker: UTX
ISIN: US9130171096
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: LLOYD J. AUSTIN III Mgmt For For
1B. ELECTION OF DIRECTOR: DIANE M. BRYANT Mgmt For For
1C. ELECTION OF DIRECTOR: JOHN V. FARACI Mgmt For For
1D. ELECTION OF DIRECTOR: JEAN-PIERRE GARNIER Mgmt For For
1E. ELECTION OF DIRECTOR: GREGORY J. HAYES Mgmt For For
1F. ELECTION OF DIRECTOR: EDWARD A. KANGAS Mgmt For For
1G. ELECTION OF DIRECTOR: ELLEN J. KULLMAN Mgmt For For
1H. ELECTION OF DIRECTOR: MARSHALL O. LARSEN Mgmt For For
1I. ELECTION OF DIRECTOR: HAROLD MCGRAW III Mgmt For For
1J. ELECTION OF DIRECTOR: FREDRIC G. REYNOLDS Mgmt For For
1K. ELECTION OF DIRECTOR: BRIAN C. ROGERS Mgmt For For
1L. ELECTION OF DIRECTOR: CHRISTINE TODD Mgmt For For
WHITMAN
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Mgmt For For
TO SERVE AS INDEPENDENT AUDITOR FOR 2017.
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
4. ADVISORY VOTE ON THE FREQUENCY OF Mgmt 1 Year For
SHAREOWNER VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
--------------------------------------------------------------------------------------------------------------------------
UNITEDHEALTH GROUP INCORPORATED Agenda Number: 934600013
--------------------------------------------------------------------------------------------------------------------------
Security: 91324P102
Meeting Type: Annual
Meeting Date: 05-Jun-2017
Ticker: UNH
ISIN: US91324P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: WILLIAM C. BALLARD, Mgmt For For
JR.
1B. ELECTION OF DIRECTOR: RICHARD T. BURKE Mgmt For For
1C. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1D. ELECTION OF DIRECTOR: STEPHEN J. HEMSLEY Mgmt For For
1E. ELECTION OF DIRECTOR: MICHELE J. HOOPER Mgmt For For
1F. ELECTION OF DIRECTOR: RODGER A. LAWSON Mgmt For For
1G. ELECTION OF DIRECTOR: GLENN M. RENWICK Mgmt For For
1H. ELECTION OF DIRECTOR: KENNETH I. SHINE, Mgmt For For
M.D.
1I. ELECTION OF DIRECTOR: GAIL R. WILENSKY, Mgmt For For
PH.D.
2. ADVISORY APPROVAL OF THE COMPANY'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY APPROVAL OF THE FREQUENCY OF Mgmt 1 Year For
HOLDING FUTURE SAY-ON-PAY VOTES.
4. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR
THE YEAR ENDING DECEMBER 31, 2017.
5. THE SHAREHOLDER PROPOSAL SET FORTH IN THE Shr Against For
PROXY STATEMENT REQUESTING ADDITIONAL
LOBBYING DISCLOSURE, IF PROPERLY PRESENTED
AT THE 2017 ANNUAL MEETING OF SHAREHOLDERS.
--------------------------------------------------------------------------------------------------------------------------
VODAFONE GROUP PLC, NEWBURY Agenda Number: 707178237
--------------------------------------------------------------------------------------------------------------------------
Security: G93882192
Meeting Type: AGM
Meeting Date: 29-Jul-2016
Ticker:
ISIN: GB00BH4HKS39
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE COMPANY'S ACCOUNTS, THE Mgmt For For
STRATEGIC REPORT AND REPORTS OF THE
DIRECTORS AND THE AUDITOR FOR THE YEAR
ENDED 31 MARCH 2016
2 TO RE-ELECT GERARD KLEISTERLEE AS A Mgmt For For
DIRECTOR
3 TO RE-ELECT VITTORIO COLAO AS A DIRECTOR Mgmt For For
4 TO RE-ELECT NICK READ AS A DIRECTOR Mgmt For For
5 TO RE-ELECT SIR CRISPIN DAVIS AS A DIRECTOR Mgmt For For
6 TO RE-ELECT DR MATHIAS DOPFNER AS A Mgmt Abstain Against
DIRECTOR
7 TO RE-ELECT DAME CLARA FURSE AS A DIRECTOR Mgmt For For
8 TO RE-ELECT VALERIE GOODING AS A DIRECTOR Mgmt For For
9 TO RE-ELECT RENEE JAMES AS A DIRECTOR Mgmt For For
10 TO RE-ELECT SAMUEL JONAH AS A DIRECTOR Mgmt For For
11 TO RE-ELECT NICK LAND AS A DIRECTOR Mgmt For For
12 TO ELECT DAVID NISH AS A DIRECTOR IN Mgmt For For
ACCORDANCE WITH THE COMPANY'S ARTICLES OF
ASSOCIATION
13 TO RE-ELECT PHILIP YEA AS A DIRECTOR Mgmt For For
14 TO DECLARE A FINAL DIVIDEND OF 7.77 PENCE Mgmt For For
PER ORDINARY SHARE FOR THE YEAR ENDED 31
MARCH 2016
15 TO APPROVE THE REMUNERATION REPORT OF THE Mgmt For For
BOARD (OTHER THAN THE PART RELATING TO THE
DIRECTORS' REMUNERATION POLICY, WHICH WAS
APPROVED AT THE 2014 AGM) FOR THE YEAR
ENDED 31 MARCH 2016
16 TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS Mgmt For For
THE COMPANY'S AUDITOR UNTIL THE END OF THE
NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE
LAID BEFORE THE COMPANY
17 TO AUTHORISE THE AUDIT AND RISK COMMITTEE Mgmt For For
TO DETERMINE THE REMUNERATION OF THE
AUDITOR
18 TO RENEW THE DIRECTORS' POWER UNDER ARTICLE Mgmt For For
11.2 OF THE COMPANY'S ARTICLES OF
ASSOCIATION TO ALLOT SHARES, GRANT RIGHTS
TO SUBSCRIBE FOR SHARES AND TO CONVERT ANY
SECURITY INTO SHARES IN THE COMPANY (A) UP
TO AN AGGREGATE NOMINAL AMOUNT OF USD
1,855,083,019 (THE 'SECTION 551 AMOUNT');
AND (B) UP TO A FURTHER AGGREGATE NOMINAL
AMOUNT OF USD 1,855,083,019, ONLY FOR THE
PURPOSES OF A RIGHTS ISSUE (AS DEFINED
BELOW). A 'RIGHTS ISSUE' MEANS AN OFFER TO:
- ORDINARY SHAREHOLDERS IN PROPORTION (AS
NEARLY AS PRACTICABLE) TO THEIR EXISTING
HOLDINGS; AND - PEOPLE WHO ARE HOLDERS OF
OR OTHERWISE HAVE RIGHTS TO OTHER EQUITY
SECURITIES IF THIS IS REQUIRED BY THE
RIGHTS OF THOSE SECURITIES OR, IF THE
DIRECTORS CONSIDER IT NECESSARY, AS
PERMITTED BY THE RIGHTS OF THOSE
SECURITIES, TO SUBSCRIBE FOR FURTHER
SECURITIES BY MEANS OF THE ISSUE OF A
RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE
DOCUMENT OR RIGHTS) WHICH MAY BE TRADED FOR
A PERIOD BEFORE PAYMENT FOR THE SECURITIES
IS DUE, BUT SUBJECT IN BOTH CASES TO SUCH
EXCLUSIONS OR OTHER ARRANGEMENTS AS THE
DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT
IN RELATION TO TREASURY SHARES, FRACTIONAL
ENTITLEMENTS, RECORD DATES OR LEGAL,
REGULATORY OR PRACTICAL PROBLEMS IN, OR
UNDER THE LAWS OF, ANY TERRITORY. THE
DIRECTORS MAY USE THIS POWER UNTIL THE
EARLIER OF THE END OF THE NEXT AGM OF THE
COMPANY OR THE CLOSE OF BUSINESS ON 30
SEPTEMBER 2017 (THE PERIOD FROM THE DATE OF
THIS RESOLUTION UNTIL THEN BEING THE
'ALLOTMENT PERIOD'). THIS AUTHORITY
REPLACES ALL PREVIOUS AUTHORITIES
19 TO RENEW THE DIRECTORS' POWER TO ALLOT Mgmt For For
SHARES WHOLLY FOR CASH UNDER THE
AUTHORITIES GRANTED IN RESOLUTION 18 AND TO
SELL TREASURY SHARES WHOLLY FOR CASH: -
OTHER THAN IN CONNECTION WITH A PRE-EMPTIVE
OFFER, UP TO AN AGGREGATE NOMINAL AMOUNT OF
USD 278,262,452 (THE 'SECTION 561 AMOUNT');
AND - IN CONNECTION WITH A PRE-EMPTIVE
OFFER (AS DEFINED IN THE COMPANY'S ARTICLES
OF ASSOCIATION) AS IF SECTION 561(1) OF THE
COMPANIES ACT 2006 DID NOT APPLY. THE
DIRECTORS MAY EXERCISE THIS POWER DURING
THE ALLOTMENT PERIOD (AS DEFINED IN
RESOLUTION 18). THIS AUTHORITY REPLACES ALL
PREVIOUS AUTHORITIES
20 IN ADDITION TO ANY AUTHORITY GRANTED Mgmt For For
PURSUANT TO RESOLUTION 19 (AND SUBJECT TO
THE PASSING OF THAT RESOLUTION), TO
AUTHORISE THE DIRECTORS TO ALLOT SHARES
WHOLLY FOR CASH UNDER THE AUTHORITIES
GRANTED IN RESOLUTION 18 AND SELL TREASURY
SHARES WHOLLY FOR CASH AS IF SECTION 561(1)
OF THE COMPANIES ACT 2006 DID NOT APPLY,
SUCH AUTHORITY TO BE: A. LIMITED TO THE
ALLOTMENT OF SHARES OR SALE OF TREASURY
SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF
USD 278,262,452; AND B. USED ONLY FOR THE
PURPOSES OF FINANCING (OR REFINANCING, IF
THE AUTHORITY IS TO BE USED WITHIN SIX
MONTHS AFTER THE ORIGINAL TRANSACTION) A
TRANSACTION WHICH THE BOARD OF DIRECTORS OF
THE COMPANY DETERMINES TO BE AN ACQUISITION
OR OTHER CAPITAL INVESTMENT OF A KIND
CONTEMPLATED BY THE STATEMENT OF PRINCIPLES
ON DISAPPLYING PRE-EMPTION RIGHTS MOST
RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP
PRIOR TO THE DATE OF THIS NOTICE. THIS
AUTHORITY WILL EXPIRE AT THE EARLIER OF THE
END OF THE NEXT AGM OF THE COMPANY OR THE
CLOSE OF BUSINESS ON 30 SEPTEMBER 2017 BUT
SO THAT THE COMPANY MAY, BEFORE SUCH
EXPIRY, MAKE OFFERS AND ENTER INTO
AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE
SHARES TO BE ALLOTTED AND TREASURY SHARES
TO BE SOLD AFTER THE AUTHORITY GIVEN BY
THIS RESOLUTION HAS EXPIRED AND THE
DIRECTORS MAY ALLOT EQUITY SECURITIES AND
SELL TREASURY SHARES UNDER ANY SUCH OFFER
OR AGREEMENT AS IF THE AUTHORITY HAD NOT
EXPIRED
21 GENERALLY AND UNCONDITIONALLY TO AUTHORISE Mgmt For For
THE COMPANY FOR THE PURPOSES OF SECTION 701
OF THE COMPANIES ACT 2006 TO MAKE MARKET
PURCHASES (AS DEFINED IN SECTION 693 OF THE
COMPANIES ACT 2006) OF ORDINARY SHARES OF
2020/21 US CENTS EACH IN THE CAPITAL OF THE
COMPANY PROVIDED THAT: THE MAXIMUM
AGGREGATE NUMBER OF ORDINARY SHARES WHICH
MAY BE PURCHASED IS 2,656,141,595 THE
MINIMUM PRICE WHICH MAY BE PAID FOR EACH
ORDINARY SHARE IS 2020/21 US CENTS: THE
MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH
MAY BE PAID FOR ANY ORDINARY SHARE DOES NOT
EXCEED THE HIGHER OF (1) 5 PER CENT ABOVE
THE AVERAGE CLOSING PRICE OF SUCH SHARES ON
THE LONDON STOCK EXCHANGE DAILY OFFICIAL
LIST FOR THE FIVE BUSINESS DAYS PRIOR TO
THE DATE OF PURCHASE AND (2) THE HIGHER OF
THE PRICE OF THE LAST INDEPENDENT TRADE AND
THE HIGHEST CURRENT INDEPENDENT BID AS
STIPULATED BY REGULATORY TECHNICAL
STANDARDS ADOPTED BY THE EUROPEAN
COMMISSION PURSUANT TO ARTICLE 5 (6) OF THE
MARKET ABUSE REGULATION, AND THIS AUTHORITY
WILL EXPIRE AT THE EARLIER OF THE END OF
THE NEXT AGM OF THE COMPANY OR AT THE CLOSE
OF BUSINESS ON 30 SEPTEMBER 2017, UNLESS
THE AUTHORITY IS RENEWED BEFORE THEN
(EXCEPT IN RELATION TO A PURCHASE OF
ORDINARY SHARES WHERE THE CONTRACT WAS
CONCLUDED BEFORE THE EXPIRY OF THE
AUTHORITY BUT WHICH MIGHT BE EXECUTED
WHOLLY OR PARTLY AFTER THAT EXPIRY)
22 TO AUTHORISE THE COMPANY AND ITS Mgmt For For
SUBSIDIARIES DURING THE PERIOD THIS
RESOLUTION HAS EFFECT, FOR THE PURPOSES OF
PART 14 OF THE COMPANIES ACT 2006: (A) TO
MAKE POLITICAL DONATIONS TO POLITICAL
PARTIES AND/OR INDEPENDENT ELECTION
CANDIDATES; (B) TO MAKE POLITICAL DONATIONS
TO POLITICAL ORGANISATIONS OTHER THAN
POLITICAL PARTIES; AND (C) TO INCUR
POLITICAL EXPENDITURE, UP TO AN AGGREGATE
AMOUNT OF GBP 100,000, AND THE AMOUNT
AUTHORISED UNDER EACH OF PARAGRAPHS (A) TO
(C) WILL ALSO BE GBP 100,000. ALL EXISTING
AUTHORISATIONS AND APPROVALS RELATING TO
POLITICAL DONATIONS OR EXPENDITURE UNDER
PART 14 OF THE COMPANIES ACT 2006 ARE
REVOKED WITHOUT PREJUDICE TO ANY DONATION
MADE OR EXPENDITURE INCURRED BEFORE THOSE
AUTHORISATIONS OR APPROVALS WERE REVOKED.
THIS AUTHORITY WILL EXPIRE AT THE EARLIER
OF THE END OF THE NEXT AGM OF THE COMPANY
IN 2017 OR AT THE CLOSE OF BUSINESS ON 30
SEPTEMBER 2017 WORDS AND EXPRESSIONS
DEFINED FOR THE PURPOSE OF THE COMPANIES
ACT 2006 HAVE THE SAME MEANING IN THIS
RESOLUTION
23 TO AUTHORISE THE DIRECTORS TO CALL GENERAL Mgmt For For
MEETINGS (OTHER THAN ANNUAL GENERAL
MEETINGS) ON A MINIMUM OF 14 CLEAR DAYS'
NOTICE
--------------------------------------------------------------------------------------------------------------------------
WAL-MART DE MEXICO SAB DE CV, MEXICO Agenda Number: 707774534
--------------------------------------------------------------------------------------------------------------------------
Security: P98180188
Meeting Type: OGM
Meeting Date: 30-Mar-2017
Ticker:
ISIN: MX01WA000038
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
I PRESENTATION, DISCUSSION AND, IF DEEMED Mgmt For For
APPROPRIATE, APPROVAL OF THE REPORT A. FROM
THE BOARD OF DIRECTORS, B. FROM THE GENERAL
DIRECTOR, C. FROM THE AUDIT AND CORPORATE
PRACTICES COMMITTEES, D. IN REGARD TO THE
FULFILLMENT OF TAX OBLIGATIONS, E. IN
REGARD TO THE SHARE PLAN FOR PERSONNEL, F.
IN REGARD TO THE STATUS OF THE SHARE
BUYBACK FUND AND OF THE SHARES THAT WERE
BOUGHT BACK DURING 2016, G. FROM THE
WALMART OF MEXICO FOUNDATION
II DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE AUDITED, CONSOLIDATED
FINANCIAL STATEMENTS TO DECEMBER 31, 2016
III DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE PLAN FOR THE ALLOCATION OF
RESULTS FROM THE PERIOD THAT ENDED ON
DECEMBER 31, 2016, WHICH INCLUDES THE
PAYMENT OF AN ORDINARY DIVIDEND OF MXN 0.64
PER SHARE, WHICH IS TO BE PAID IN VARIOUS
INSTALLMENTS, AND AN EXTRAORDINARY DIVIDEND
OF MXN 1.86 PER SHARE, WHICH IS TO BE PAID
IN VARIOUS INSTALLMENTS, UNDER THE
UNDERSTANDING THAT WITH REGARD TO THE
SECOND AMOUNT, THE PAYMENT OF MXN 0.96 PER
SHARE WILL BE SUBJECT TO THE CONSUMMATION
OF THE SALE OF SUBURBIA
IV DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE PLAN TO CANCEL SHARES OF
THE COMPANY THAT WERE PURCHASED IN SHARE
BUYBACKS AND THAT ARE CURRENTLY TREASURY
SHARES
V APPOINTMENT AND OR RATIFICATION OF THE Mgmt For For
MEMBERS OF THE BOARD OF DIRECTORS, OF THE
CHAIRPERSONS OF THE AUDIT AND CORPORATE
PRACTICES COMMITTEES AND OF THE
COMPENSATION THAT THEY ARE TO RECEIVE
DURING THE CURRENT FISCAL YEAR
VI DISCUSSION AND, IF DEEMED APPROPRIATE, Mgmt For For
APPROVAL OF THE RESOLUTIONS THAT ARE
CONTAINED IN THE MINUTES OF THE GENERAL
MEETING HELD AND DESIGNATION OF SPECIAL
DELEGATES TO CARRY OUT THE RESOLUTIONS THAT
ARE PASSED
--------------------------------------------------------------------------------------------------------------------------
WAL-MART STORES, INC. Agenda Number: 934598713
--------------------------------------------------------------------------------------------------------------------------
Security: 931142103
Meeting Type: Annual
Meeting Date: 02-Jun-2017
Ticker: WMT
ISIN: US9311421039
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JAMES I. CASH, JR. Mgmt For For
1B. ELECTION OF DIRECTOR: TIMOTHY P. FLYNN Mgmt For For
1C. ELECTION OF DIRECTOR: CARLA A. HARRIS Mgmt For For
1D. ELECTION OF DIRECTOR: THOMAS W. HORTON Mgmt For For
1E. ELECTION OF DIRECTOR: MARISSA A. MAYER Mgmt For For
1F. ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON Mgmt For For
1G. ELECTION OF DIRECTOR: GREGORY B. PENNER Mgmt For For
1H. ELECTION OF DIRECTOR: STEVEN S REINEMUND Mgmt For For
1I. ELECTION OF DIRECTOR: KEVIN Y. SYSTROM Mgmt For For
1J. ELECTION OF DIRECTOR: S. ROBSON WALTON Mgmt For For
1K. ELECTION OF DIRECTOR: STEUART L. WALTON Mgmt For For
2. ADVISORY VOTE ON THE FREQUENCY OF FUTURE Mgmt 1 Year For
SHAREHOLDER ADVISORY VOTES TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION
4. RATIFICATION OF ERNST & YOUNG LLP AS Mgmt For For
INDEPENDENT ACCOUNTANTS
5. REQUEST TO ADOPT AN INDEPENDENT CHAIRMAN Shr Against For
POLICY
6. SHAREHOLDER PROXY ACCESS Shr Against For
7. REQUEST FOR INDEPENDENT DIRECTOR WITH Shr Against For
ENVIRONMENTAL EXPERTISE
--------------------------------------------------------------------------------------------------------------------------
WALGREENS BOOTS ALLIANCE, INC. Agenda Number: 934512648
--------------------------------------------------------------------------------------------------------------------------
Security: 931427108
Meeting Type: Annual
Meeting Date: 26-Jan-2017
Ticker: WBA
ISIN: US9314271084
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JANICE M. BABIAK Mgmt For For
1B. ELECTION OF DIRECTOR: DAVID J. BRAILER Mgmt For For
1C. ELECTION OF DIRECTOR: WILLIAM C. FOOTE Mgmt For For
1D. ELECTION OF DIRECTOR: GINGER L. GRAHAM Mgmt For For
1E. ELECTION OF DIRECTOR: JOHN A. LEDERER Mgmt For For
1F. ELECTION OF DIRECTOR: DOMINIC P. MURPHY Mgmt For For
1G. ELECTION OF DIRECTOR: STEFANO PESSINA Mgmt For For
1H. ELECTION OF DIRECTOR: LEONARD D. SCHAEFFER Mgmt For For
1I. ELECTION OF DIRECTOR: NANCY M. SCHLICHTING Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES A. SKINNER Mgmt For For
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION.
3. RATIFICATION OF THE APPOINTMENT OF DELOITTE Mgmt For For
& TOUCHE LLP AS THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2017.
4. APPROVAL OF THE MATERIAL TERMS OF THE Mgmt For For
PERFORMANCE MEASURES UNDER THE WALGREENS
BOOTS ALLIANCE, INC. AMENDED AND RESTATED
2011 CASH-BASED INCENTIVE PLAN.
5. STOCKHOLDER PROPOSAL REQUESTING CERTAIN Shr Against For
PROXY ACCESS BY-LAW AMENDMENTS.
6. STOCKHOLDER PROPOSAL RELATING TO EXECUTIVE Shr Against For
PAY & SUSTAINABILITY PERFORMANCE.
--------------------------------------------------------------------------------------------------------------------------
WELLS FARGO & COMPANY Agenda Number: 934543314
--------------------------------------------------------------------------------------------------------------------------
Security: 949746101
Meeting Type: Annual
Meeting Date: 25-Apr-2017
Ticker: WFC
ISIN: US9497461015
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: JOHN D. BAKER II Mgmt For For
1B. ELECTION OF DIRECTOR: JOHN S. CHEN Mgmt For For
1C. ELECTION OF DIRECTOR: LLOYD H. DEAN Mgmt For For
1D. ELECTION OF DIRECTOR: ELIZABETH A. DUKE Mgmt For For
1E. ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, Mgmt For For
JR.
1F. ELECTION OF DIRECTOR: DONALD M. JAMES Mgmt For For
1G. ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN Mgmt For For
1H. ELECTION OF DIRECTOR: KAREN B. PEETZ Mgmt For For
1I. ELECTION OF DIRECTOR: FEDERICO F. PENA Mgmt For For
1J. ELECTION OF DIRECTOR: JAMES H. QUIGLEY Mgmt For For
1K. ELECTION OF DIRECTOR: STEPHEN W. SANGER Mgmt For For
1L. ELECTION OF DIRECTOR: RONALD L. SARGENT Mgmt For For
1M. ELECTION OF DIRECTOR: TIMOTHY J. SLOAN Mgmt For For
1N. ELECTION OF DIRECTOR: SUSAN G. SWENSON Mgmt For For
1O. ELECTION OF DIRECTOR: SUZANNE M. VAUTRINOT Mgmt For For
2. ADVISORY RESOLUTION TO APPROVE EXECUTIVE Mgmt For For
COMPENSATION.
3. ADVISORY PROPOSAL ON THE FREQUENCY OF Mgmt 1 Year For
FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE
COMPENSATION.
4. RATIFY THE APPOINTMENT OF KPMG LLP AS THE Mgmt For For
COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR 2017.
5. STOCKHOLDER PROPOSAL - RETAIL BANKING SALES Shr Against For
PRACTICES REPORT.
6. STOCKHOLDER PROPOSAL - CUMULATIVE VOTING. Shr Against For
7. STOCKHOLDER PROPOSAL - DIVESTING NON-CORE Shr Against For
BUSINESS REPORT.
8. STOCKHOLDER PROPOSAL - GENDER PAY EQUITY Shr Against For
REPORT.
9. STOCKHOLDER PROPOSAL - LOBBYING REPORT. Shr Against For
10. STOCKHOLDER PROPOSAL - INDIGENOUS PEOPLES' Shr Against For
RIGHTS POLICY.
--------------------------------------------------------------------------------------------------------------------------
WHIRLPOOL CORPORATION Agenda Number: 934533604
--------------------------------------------------------------------------------------------------------------------------
Security: 963320106
Meeting Type: Annual
Meeting Date: 18-Apr-2017
Ticker: WHR
ISIN: US9633201069
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: SAMUEL R. ALLEN Mgmt For For
1B. ELECTION OF DIRECTOR: MARC R. BITZER Mgmt For For
1C. ELECTION OF DIRECTOR: GREG CREED Mgmt For For
1D. ELECTION OF DIRECTOR: GARY T. DICAMILLO Mgmt For For
1E. ELECTION OF DIRECTOR: DIANE M. DIETZ Mgmt For For
1F. ELECTION OF DIRECTOR: GERRI T. ELLIOTT Mgmt For For
1G. ELECTION OF DIRECTOR: JEFF M. FETTIG Mgmt For For
1H. ELECTION OF DIRECTOR: MICHAEL F. JOHNSTON Mgmt For For
1I. ELECTION OF DIRECTOR: JOHN D. LIU Mgmt For For
1J. ELECTION OF DIRECTOR: HARISH MANWANI Mgmt For For
1K. ELECTION OF DIRECTOR: WILLIAM D. PEREZ Mgmt For For
1L. ELECTION OF DIRECTOR: LARRY O. SPENCER Mgmt For For
1M. ELECTION OF DIRECTOR: MICHAEL D. WHITE Mgmt For For
2. ADVISORY VOTE TO APPROVE WHIRLPOOL'S Mgmt For For
EXECUTIVE COMPENSATION.
3. ADVISORY VOTE ON THE FREQUENCY OF HOLDING Mgmt 1 Year For
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
4. RATIFICATION OF THE APPOINTMENT OF ERNST & Mgmt For For
YOUNG LLP AS WHIRLPOOL'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.
--------------------------------------------------------------------------------------------------------------------------
WHITBREAD PLC, DUNSTABLE Agenda Number: 708194838
--------------------------------------------------------------------------------------------------------------------------
Security: G9606P197
Meeting Type: AGM
Meeting Date: 21-Jun-2017
Ticker:
ISIN: GB00B1KJJ408
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1 TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS Mgmt For For
FOR THE YEAR ENDED 2 MARCH 2017
2 TO APPROVE THE DIRECTORS' REMUNERATION Mgmt For For
POLICY
3 TO APPROVE THE ANNUAL REPORT ON Mgmt For For
REMUNERATION
4 TO DECLARE A FINAL DIVIDEND OF 65.90P PER Mgmt For For
ORDINARY SHARES
5 TO ELECT DAVID ATKINS AS A DIRECTOR Mgmt For For
6 TO ELECT ADAM CROZIER AS A DIRECTOR Mgmt For For
7 TO ELECT DEANNA OPPENHEIMER AS A DIRECTOR Mgmt For For
8 TO RE-ELECT RICHARD BAKER AS A DIRECTOR Mgmt For For
9 TO RE-ELECT ALISON BRITTAIN AS A DIRECTOR Mgmt For For
10 TO RE-ELECT NICHOLAS CADBURY AS A DIRECTOR Mgmt For For
11 TO RE-ELECT SIR IAN CHESHIRE AS A DIRECTOR Mgmt For For
12 TO RE-ELECT CHRIS KENNEDY AS A DIRECTOR Mgmt For For
13 TO RE-ELECT LOUISE SMALLEY AS A DIRECTOR Mgmt For For
14 TO RE-ELECT SUSAN TAYLOR MARTIN AS A Mgmt For For
DIRECTOR
15 TO RE-APPOINT DELOITTE LLP AS THE AUDITOR Mgmt For For
16 TO AUTHORISE THE BOARD, THROUGH THE AUDIT Mgmt For For
COMMITTEE, TO SET THE AUDITOR'S
REMUNERATION
17 TO AUTHORISE THE COMPANY TO MAKE POLITICAL Mgmt For For
DONATIONS
18 TO AUTHORISE THE BOARD TO ALLOT SHARES Mgmt For For
19 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS
20 TO AUTHORISE THE DISAPPLICATION OF Mgmt For For
PRE-EMPTION RIGHTS IN CONNECTION WITH AN
ACQUISITION OR SPECIFIED CAPITAL INVESTMENT
21 TO AUTHORISE THE COMPANY TO PURCHASE ITS Mgmt For For
OWN ORDINARY SHARES
22 TO ENABLE THE COMPANY TO CALL GENERAL Mgmt For For
MEETINGS, OTHER THAN AN ANNUAL GENERAL
MEETING, ON REDUCED NOTICE
--------------------------------------------------------------------------------------------------------------------------
YAMANA GOLD INC. Agenda Number: 934582289
--------------------------------------------------------------------------------------------------------------------------
Security: 98462Y100
Meeting Type: Annual
Meeting Date: 04-May-2017
Ticker: AUY
ISIN: CA98462Y1007
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
01 DIRECTOR
JOHN BEGEMAN Mgmt For For
CHRISTIANE BERGEVIN Mgmt For For
ALEXANDER DAVIDSON Mgmt For For
RICHARD GRAFF Mgmt For For
KIMBERLY KEATING Mgmt For For
NIGEL LEES Mgmt For For
PETER MARRONE Mgmt For For
PATRICK J. MARS Mgmt For For
CARL RENZONI Mgmt For For
JANE SADOWSKY Mgmt For For
DINO TITARO Mgmt For For
02 APPOINT THE AUDITORS - DELOITTE LLP SEE Mgmt For For
PAGE 8 OF OUR 2017 MANAGEMENT INFORMATION
CIRCULAR.
03 ON AN ADVISORY BASIS, AND NOT TO DIMINISH Mgmt For For
THE ROLE AND RESPONSIBILITIES OF OUR BOARD,
YOU ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN OUR 2017
MANAGEMENT INFORMATION CIRCULAR. THIS IS AN
ADVISORY VOTE AND THE RESULTS ARE
NON-BINDING ON THE BOARD. SEE PAGE 8 OF OUR
2017 MANAGEMENT INFORMATION CIRCULAR.
--------------------------------------------------------------------------------------------------------------------------
ZIMMER BIOMET HOLDINGS, INC. Agenda Number: 934556676
--------------------------------------------------------------------------------------------------------------------------
Security: 98956P102
Meeting Type: Annual
Meeting Date: 12-May-2017
Ticker: ZBH
ISIN: US98956P1021
--------------------------------------------------------------------------------------------------------------------------
Prop.# Proposal Proposal Proposal Vote For/Against
Type Management
1A. ELECTION OF DIRECTOR: CHRISTOPHER B. BEGLEY Mgmt For For
1B. ELECTION OF DIRECTOR: BETSY J. BERNARD Mgmt For For
1C. ELECTION OF DIRECTOR: GAIL K. BOUDREAUX Mgmt For For
1D. ELECTION OF DIRECTOR: DAVID C. DVORAK Mgmt For For
1E. ELECTION OF DIRECTOR: MICHAEL J. FARRELL Mgmt For For
1F. ELECTION OF DIRECTOR: LARRY C. GLASSCOCK Mgmt For For
1G. ELECTION OF DIRECTOR: ROBERT A. HAGEMANN Mgmt For For
1H. ELECTION OF DIRECTOR: ARTHUR J. HIGGINS Mgmt For For
1I. ELECTION OF DIRECTOR: MICHAEL W. MICHELSON Mgmt For For
1J. ELECTION OF DIRECTOR: CECIL B. PICKETT, Mgmt For For
PH.D.
1K. ELECTION OF DIRECTOR: JEFFREY K. RHODES Mgmt For For
2. RATIFY THE APPOINTMENT OF Mgmt For For
PRICEWATERHOUSECOOPERS LLP AS OUR
INDEPENDENT REGISTERED PUBLIC ACCOUNTING
FIRM FOR 2017
3. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE Mgmt For For
OFFICER COMPENSATION (SAY ON PAY)
4. ADVISORY VOTE ON THE FREQUENCY OF SAY ON Mgmt 1 Year For
PAY VOTES
* Management position unknown
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
(Registrant) CALAMOS GLOBAL DYNAMIC INCOME FUND
By (Signature) /s/ John P. Calamos, Sr.
Name John P. Calamos, Sr.
Title President
Date 08/28/2017