1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Incentive Stock Option (right to buy)
|
Â
(1)
|
01/23/2013 |
Common Stock
|
5,456
|
$
18.32
|
D
|
Â
|
Incentive Stock Option (right to buy)
|
Â
(2)
|
01/24/2012 |
Common Stock
|
5,416
|
$
18.465
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(3)
|
11/13/2015 |
Common Stock
|
40,000
|
$
14.5
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(4)
|
01/16/2015 |
Common Stock
|
22,796
|
$
14.87
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(5)
|
11/11/2016 |
Common Stock
|
41,215
|
$
15.75
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(6)
|
10/04/2014 |
Common Stock
|
93,308
|
$
16.41
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(7)
|
10/03/2015 |
Common Stock
|
76,890
|
$
17.97
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(8)
|
01/23/2013 |
Common Stock
|
48,364
|
$
18.32
|
D
|
Â
|
Non-Qualified Stock Option (right to buy)
|
Â
(9)
|
01/24/2012 |
Common Stock
|
86,850
|
$
18.465
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
This incentive stock option was originally issued pursuant to Cytyc Corporation's 2004 Omnibus Stock Plan on January 23, 2007 and became fully exercisable on October 22, 2007 in connection with the merger. |
(2) |
This incentive stock option was originally issued pursuant to Cytyc Corporation's 2004 Omnibus Stock Plan on January 24, 2006 and became fully exercisable on October 22, 2007 in connection with the merger. |
(3) |
This non-qualified stock option was originally issued on November 13, 2008 pursuant to the 2008 Equity Incentive Plan and becomes exercisable in five equal annual installments beginning November 13, 2009. |
(4) |
This non-qualified stock option was issued on April 5, 2009 pursuant to the 2008 Equity Incentive Plan as part of the Issuer's Option Exchange Program and becomes exercisable in four equal annual installments beginning April 5, 2010. |
(5) |
This non-qualified stock option was originally issued on November 11, 2009 pursuant to the 2008 Equity Incentive Plan and becomes exercisable in five equal annual installments beginning November 11, 2010. |
(6) |
This non-qualified stock option was originally issued pursuant to Cytyc Corporation's 2004 Omnibus Stock Plan on October 4, 2004 and became fully exercisable on October 22, 2007 in connection with the merger. |
(7) |
This non-qualified stock option was originally issued pursuant to Cytyc Corporation's 2004 Omnibus Stock Plan on October 3, 2005 and became fully exercisable on October 22, 2007 in connection with the merger. |
(8) |
This non-qualified stock option was originally issued pursuant to Cytyc Corporation's 2004 Omnibus Stock Plan on January 23, 2007 and became fully exercisable on October 22, 2007 in connection with the merger. |
(9) |
This non-qualified stock option was originally issued pursuant to Cytyc Corporation's 2004 Omnibus Stock Plan on January 24, 2006 and became fully exercisable on October 22, 2007 in connection with the merger. |