8-K for Q3 Earnings Release



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 8-K
 

CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
November 7, 2013
Date of Report (Date of earliest event reported)
 
 
Apollo Global Management, LLC
(Exact name of registrant as specified in its charter)
 
 
Delaware
 
001-35107
 
20-8880053
(State of Incorporation)
 
(Commission File Number)
 
(IRS Employer
 
 
 
 
Identification Number)
 
 
9 West 57th Street, 43rd Floor
 
 
 
 
New York, New York 10019
 
 
 
 
(Address of principal executive offices) (Zip Code)
 
 
 
(212) 515-3200
(Registrant's telephone number, including area code)
 
N/A
(Former Name or Former Address, if Changed Since Last Report)
 
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
 
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
 
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
 
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





Item 2.02     Results of Operations and Financial Condition.

On November 7, 2013, Apollo Global Management, LLC issued a press release announcing its financial results for the third quarter ended September 30, 2013.
 
A copy of the press release is attached as Exhibit 99.1 hereto and incorporated herein by reference.


Item 9.01    Financial Statements and Exhibits.

(d)    Exhibits

Exhibit No.
Description
Exhibit 99.1
Press release of Apollo Global Management, LLC dated November 7, 2013


The information included in this Current Report on Form 8-K (including the exhibit hereto) is being furnished under Item 2.02, "Results of Operations and Financial Condition" and Item 9.01 “Financial Statements and Exhibits” of Form 8-K.  As such, the information (including the exhibit) herein shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or otherwise subject to the liabilities of that Section, nor shall it be incorporated by reference into a filing under the Securities Act of 1933, as amended, or the Exchange Act, except as shall be expressly set forth by specific reference in such a filing.





SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.


 
APOLLO GLOBAL MANAGEMENT, LLC
Date: November 7, 2013
By:
/s/ Martin Kelly
 
 
Martin Kelly
 
 
Chief Financial Officer






EXHIBIT INDEX

Exhibit No.
Description
Exhibit 99.1
Press release of Apollo Global Management, LLC dated November 7, 2013