1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Employee Stock Option (Right to Buy)
|
Â
(1)
|
08/07/2023 |
Common Stock
|
5,225
|
$
22.77
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(2)
|
02/18/2024 |
Common Stock
|
4,950
|
$
30.23
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(3)
|
02/19/2025 |
Common Stock
|
7,150
|
$
32.13
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(4)
|
02/17/2026 |
Common Stock
|
10,348
|
$
23.59
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(5)
|
02/21/2027 |
Common Stock
|
3,961
|
$
37.11
|
D
|
Â
|
Employee Stock Option (Right to Buy)
|
Â
(6)
|
02/07/2028 |
Common Stock
|
5,787
|
$
43.3
|
D
|
Â
|
Restricted Stock Units
|
Â
(7)
|
Â
(7)
|
Common Stock
|
2,786
|
$
(10)
|
D
|
Â
|
Restricted Stock Units
|
Â
(8)
|
Â
(8)
|
Common Stock
|
1,980
|
$
(10)
|
D
|
Â
|
Restricted Stock Units
|
Â
(9)
|
Â
(9)
|
Common Stock
|
1,929
|
$
(10)
|
D
|
Â
|
Dividend Equivalent Rights
|
Â
(11)
|
Â
(11)
|
Common Stock
|
179
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The option vested on December 15, 2015. |
(2) |
The option vested on December 1, 2016. |
(3) |
The option vested on February 19, 2018. |
(4) |
The option vests on February 17, 2019. |
(5) |
The option vests on February 22, 2020. |
(6) |
The option vests on February 7, 2021. |
(7) |
The restricted stock units ("RSUs") vest on February 17, 2019. |
(8) |
The RSUs vest on February 22, 2020. |
(9) |
The RSUs vest on February 7, 2021. |
(10) |
Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. common stock ("Common Stock"). RSUs earn dividend equivalents when dividends are declared on the Common Stock. |
(11) |
The dividend equivalent rights vest proportionately with the RSUs to which they related. Each dividend equivalent right is the economic equivalent of one share of Common Stock. |