Date of Report (Date of Earliest Event Reported) | May 23, 2013 |
Delaware | 001-33143 | 04-3106389 | ||
(State or other jurisdiction | (Commission | (IRS Employer | ||
of incorporation) | File Number) | Identification No.) |
59 Maiden Lane, 6th Floor, New York, New York | 10038 | |
(Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code | (212) 220-7120 |
(Former name or former address, if changed since last report.) |
¨ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
¨ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
¨ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
¨ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.133-4 (c)) |
Item 5.07 | Submission of Matters to a Vote of Security Holders. |
Description of Matters Submitted | For | Withheld | Broker Non-Votes | ||
1. Election of Directors: | |||||
Donald T. DeCarlo | 59,416,846 | 2,388,762 | 4,121,888 | ||
Susan C. Fisch | 61,485,513 | 340,095 | 4,121,888 | ||
Abraham Gulkowitz | 61,463,167 | 342,441 | 4,121,888 | ||
George Karfunkel | 59,933,210 | 1,872,398 | 4,121,888 | ||
Michael Karfunkel | 49,513,722 | 12,291,886 | 4,121,888 | ||
Jay J. Miller | 61,152,159 | 653,449 | 4,121,888 | ||
Barry D. Zyskind | 60,850,168 | 955,440 | 4,121,888 | ||
For | Against | Abstain | Broker Non-Votes | ||
2. Ratification of the appointment of BDO USA, LLP as the Company’s independent auditor for the year ended December 31, 2013. | 65,824,084 | 19,443 | 83,968 | — | |
For | Against | Abstain | Broker Non-Votes | ||
3. Approval of an Amendment to the Amended and Restated Certificate of Incorporation to Increase the Number of Authorized Shares of Common Stock from 100,000,000 Shares to 150,000,000 Shares. | 65,528,572 | 303,678 | 84,171 | 11,075 |
Item 9.01 | Exhibits. |
(d) | Exhibits. |
Exhibit No. | Description | |
3.1 | Amended and Restated Certificate of Incorporation of the Company. |
AmTrust Financial Services, Inc. | |
(Registrant) |
Date | May 28, 2013 |
/s/ Stephen Ungar | |
Stephen Ungar | |
General Counsel and Secretary |