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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Fishback Daniel R 1 FRANKLIN PARKWAY BUILDING 910 SAN MATEO, CA 94403 |
X | Chief Executive Officer |
By: Michael McAdam, Attorney in Fact For: Daniel Fishback | 01/25/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sale effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 24, 2008. |
(2) | Average sale price of $7.275 consists of the following blocks: 300 shares were sold at $7.02 per share; 100 at $7.03; 800 at $7.04; 200 at $7.045; 1100 at $7.05; 1900 at $7.06; 2200 at $7.07; 1300 at $7.08; 1200 at $7.09; 300 at $7.10; 1600 at $7.11; 600 at $7.12; 200 at $7.13; 500 at $7.14; 600 at $7.15; 1300 at $7.16; 500 at $7.17; 300 at $7.18; 81 at $7.19; 619 at $7.20; 200 at $7.25; 100 at $7.30; 100 at $7.32; 100 at $7.36; 100 at $7.39; 100 at $7.44; 100 at $7.46; 200 at $7.47; 3100 at $7.50; 100 at $7.51; 200 at $7.52; 200 at $7.53; 300 at $7.54; 2700 at $7.55; 31 at $7.56; 569 at $7.57; 400 at $7.58; 280 at $7.59; 1920 at $7.60 and 100 shares were sold at $7.67 per share. |
(3) | Average sale price of $6.847 consists of the following blocks: 600 shares were sold at $6.75 per share; 300 at $6.755; 700 at $6.77; 200 at $6.775; 2200 at $6.78; 300 at $6.785; 2400 at $6.79; 600 at $6.795; 700 at $6.80; 200 at $6.805; 600 at $6.81; 1200 at $6.815; 3600 at $6.82; 700 at $6.83; 1200 at $6.84; 200 at $6.85; 256 at $6.86; 444 at $6.87; 700 at $6.88; 1825 at $6.89; 2875 at $6.90; 1300 at $6.91; 400 at $6.92; 300 at $6.94; 266 at $7.00; 400 at $7.01; 200 at $7.02; 334 at $7.05; 100 at $7.06 and 300 shares were sold at $7.07 per share. |
(4) | Shares held by the Annie Fishback Separate Share Irrevocable Trust |
(5) | Shares held by the Megan Fishback Separate Share Irrevocable Trust |
(6) | Shares held by the Fishback Family Revocable Trust u/d/t March 5, 2001, Daniel R. Fishback and Lady Bess Fishback, Trustees |