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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PLANK ROGER B 2000 POST OAK BLVD, SUITE 100 HOUSTON, TX 77056 |
 |  |  President |  |
Cheri L. Peper, Attorney-in-Fact | 03/11/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares of common stock of Apache are deemed to also represent certain preferred stock purchase rights ('Rights'). The Rights are not currently exercisable or separately tradable and presently are evidenced by certificates for shares of the common stock. Value attributable to such Rights, if any, is reflected in the market price of the common stock. |
(2) | Amended to include the following footnote: The reporting person and spouse made gifts of limited partnership interests in Indian Creek Holdings, Ltd. (the "Limited Partnership") to trusts for the benefit of the reporting person's children (the "Trusts"). The Limited Partnership contains numerous and diverse assets in addition to the common stock of Apache. |
(3) | The number of shares reported herein consists of (i) an aggregate 9,006 shares held directly by the Trusts and (ii) the number of shares attributable to and held indirectly by the Trusts through the Trusts' ownership interest in the Limited Partnership. The reporting person's children are the beneficiaries of the Trusts, and the reporting person and his spouse are trustees of the Trusts. |
(4) | These shares are held in trust for the benefit of the reporting person's children. The reporting person and spouse are trustees. |
(5) | Amended to correct the price and include the following footnote: On June 30, 2009, the reporting person and his spouse sold to the Trusts an aggregate 10.2% limited partnership interest in the Limited Partnership. The Limited Partnership contains numerous and diverse assets in addition to the common stock of Apache, and no separate purchase price was assigned or is attributable to the Apache common stock. The reporting person's beneficial interest and pecuniary interest in the underlying shares of Apache common stock were unchanged by the transaction. |
(6) | These shares are held by the Limited Partnership. Two entities owned by the reporting person and his spouse are the general partners of the Limited Partnership, and the reporting person, his spouse and the Trusts are the limited partners of the Limited Partnership. These shares do not include the shares attributable to the Trusts' ownership interest in the Limited Partnership that are reported on a separate line. |