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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Warrants (right to buy) | $ 9.09 | Â | Â | Â | Â | Â | 10/21/2004 | 10/21/2014 | Common Stock | Â | 16,500 | Â | ||
Employee Stock Options (right to buy) | $ 9.09 | Â | Â | Â | Â | Â | 12/31/2005 | 04/14/2005 | Common Stock | Â | 55,000 | Â | ||
Employee Stock Options (right to buy) | $ 9.09 | Â | Â | Â | Â | Â | 12/31/2005 | 11/17/2015 | Common Stock | Â | 60,500 | Â | ||
Employee Stock Options (right to buy) | $ 9.2 | Â | Â | Â | Â | Â | 01/23/2009(7) | 01/23/2018 | Common Stock | Â | 80,500 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DERRICO GEORGIA S 2954 BURRLAND LANE THE PLAINS, VA 20198 |
 X |  |  Chariman of the Board |  |
PORTER R RODERICK 2954 BURRLAND LANE THE PLAINS, VA 20198 |
 X |  |  President |  |
Georgia S. Derrico | 02/12/2009 | |
**Signature of Reporting Person | Date | |
R. Roderick Porter | 02/12/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares are owned jointly. Georgia S. Derrico and R. Roderick Porter are married. |
(2) | These shares are owned in an IRA account for Georgia S. Derrico. |
(3) | These shares are owned in an IRA account for R. Roderick Porter. |
(4) | These warrants are owned as follows: 8250 by Georgia S. Derrico 8250 by R. Roderick Porter |
(5) | These options are owned as follows: 27,500 by Georgia S. Derrico 27,500 by R. Roderick Porter |
(6) | These options are owned as follows: 2750 by Georgia S. Derrico 2750 by R. Roderick Porter |
(7) | These shares are exercisable as follows: 4000 shares on 1/23/2009 4000 shares on 1/23/2010 4000 shares on 1/23/2011 4000 shares on 1/23/2012 4000 shares on 1/23/2013 |
(8) | These options are owned as follows: 10,000 by Georgia S. Derrico 10,000 by R. Roderick Porter |