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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Director Stock Option (right to buy) | $ 49.92 | 05/18/2006 | A | 2,016 | 05/18/2007(1) | 05/17/2016 | Common Stock | 2,016 | $ 0 | 2,016 | D | ||||
Director Stock Option (right to buy) | $ 49.92 | 05/18/2006 | A | 2,065 (2) | 05/18/2007(3) | 05/17/2016 | Common Stock | 2,065 | $ 0 | 2,065 | D | ||||
Restricted Stock Units | (4) | 05/18/2006 | A | 1,002 | (5) | (5) | Common Stock | 1,002 | $ 0 | 1,002 | D | ||||
Restricted Stock Units | (4) | 05/18/2006 | A | 601 (6) | (7) | (7) | Common Stock | 601 | $ 0 | 601 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
KLENZ WALTER C/O COLUMBIA SPORTSWEAR COMPANY 14375 NW SCIENCE PARK DRIVE PORTLAND, OR 97229 |
X |
Peter J. Bragdon | 05/22/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options become exercisable for one-third of the shares on the first three anniversaries of the grant date. |
(2) | Option grant received in lieu of cash director's fee. |
(3) | Options become 100% execisable on the first anniversary of the grant date. |
(4) | Each restricted stock unit represents a right to receive one share of COLM common stock. |
(5) | Restricted stock units vest for one-third of the shares on the first three anniversaries of the grant date. Vested shares will be delivered to the reporting person on the anniversary of the grant date. |
(6) | Restricted stock units received in lieu of cash director's fee. |
(7) | Restricted stock units vest 100% on the first anniversary of the grant date. Vested shares will be delivered to the reporting person on the anniversary of the grant date. |