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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
Current Report Pursuant to Section 13 or 15 (d) of the Securities
Exchange Act of 1934
Date of Report (Date of earliest event reported):
April 28, 2005
Rand Capital Corporation
(Exact Name of registrant as specified in its charter)
New York 811-1825 16-0961359
(State or other jurisdiction (Commission IRS Employer Identification
of incorporation) File Number) Number)
2200 Rand Building
Buffalo, New York 14203
(Address of principal executive offices and zip code)
Registrant's telephone number, including area code: (716) 853-0802
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ITEM 7.01 REGULATION FD DISCLOSURE
In accordance with interim guidance of the Securities and Exchange
Commission, this disclosure pursuant to Item 12 of Form 8-K is made under
Item 9.
On April 28, 2005, Rand Capital Corporation issued a press release
announcing its net asset value for the quarter ended March 31, 2005. The
text of the press release is included as an exhibit to this Form 8-K.
Pursuant to the rules and regulations of the Securities and Exchange
Commission, such exhibit and the information set forth therein and herein
is deemed to be furnished and shall not be deemed to be filed.
ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS
(a) Not Applicable
(b) Not Applicable
(c) Exhibits
Exhibit No. Description
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99.1 Press release dated April 28, 2005
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
Date: April 28, 2005 Rand Capital Corporation
BY: /s/ Daniel P. Penberthy
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Daniel P. Penberthy
Executive Vice President/Chief
Financial Officer
EXHIBIT INDEX
Exhibit No. Description
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99.1 Press release dated April 28, 2005