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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SMITH HAROLD B 3600 W. LAKE AVENUE GLENVIEW, IL 60026 |
X |
Harold B. Smith by James H. Wooten, Jr. Senior Vice President, General Counsel & Secretary, Attorney-In-Fact POA on File | 07/25/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 840,281 shares held in a revocable trust created by me. Includes 69,801 shares previously reported as held indirectly through a trust (footnote 2) under which I was both a co-trustee and a direct beneficiary. Includes 42,770 shares previously reported as held indirectly through a trust (footnote 3) under which I was both a co-trustee and a contingent beneficiary. |
(2) | 13,204,652 shares held in various trusts of which I am a co-trustee and have a direct beneficial interest. Represents the disposition of 279,202 shares upon the termination of a trust under which I was both a co-trustee and a direct beneficiary. |
(3) | 490,080 shares held in a trust of which I am a co-trustee and have a contingent beneficial interest. Represents the disposition of 171,080 shares upon the termination of a trust under which I was both a co-trustee and a contingent beneficiary. |
(4) | Includes 112,571 shares previously reported as held indirectly through trusts under which I was both a co-trustee and a direct beneficiary and contingent beneficiary. |
Remarks: The number of transactions requires the filing of two Form 4s. This Form 4 is 1 of 2. |