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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock options granted pursuant to 2000 Stock Incentive Plan | $ 9.4 | 07/03/2007 | M | 27,389 | (3) | 08/08/2011 | Common Stock | 27,389 | $ 0 | 0 | D | ||||
Stock options granted pursuant to 2000 Stock Incentive Plan | $ 9.17 | 07/03/2007 | M | 32,271 | (4) | 09/19/2012 | Common Stock | 32,271 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MANOGUE CAROLINE B 100 ENDO BOULEVARD CHADDS FORD, PA 19317 |
Exec. V.P., CLO & Secy |
/s/ Caroline B. Manogue | 07/06/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Ms. Manogue had placed 59,660 of the shares underlying her stock options into a 10b5-1 pre-set selling program for a period of approximately 12 months, which began on July 1, 2007 (the "Manogue Pre-Set Selling Program"). The shares sold here were sold pursuant to the Manogue Pre-Set Selling Program, which leaves 0 shares (underlying options) in the Manogue Pre-Set Selling Program. |
(2) | Ms. Manogue's beneficial ownership includes 30,835 shares of Endo common stock and 262,867 shares underlying options granted under the Endo Pharmaceuticals Holdings Inc. 2000 and 2004 Stock Incentive Plans. As of July 6, 2007, 95,194 of these options are exercisable. |
(3) | Of these 27,389 stock options, 6,847 were exercisable on August 8, 2002, 6,847 were exercisable on August 8, 2003, 6,847 were exercisable on August 8, 2004 and 6,848 were exercisable on August 8, 2005. |
(4) | Of these 32,271 stock options, 8,067 were exercisable on September 19, 2003, 8,068 were exercisable on September 19, 2004, 8,068 were exercisable on September 19, 2005 and 8,068 were exercisable on September 19, 2006. |