|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 2,800 | (2) | 03/08/2017 | Common Stock | 2,800 | (15) | 0 | D | ||||
Option to purchase common stock | $ 1.75 | 08/18/2009 | D | 56,000 | (3) | 01/24/2018 | Common Stock | 56,000 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 1,680 | (4) | 03/08/2017 | Common Stock | 1,680 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.9 | 08/18/2009 | D | 8,000 | (5) | 02/03/2016 | Common Stock | 8,000 | (15) | 0 | D | ||||
Option to purchase common stock | $ 0.83 | 08/18/2009 | D | 80,000 | (6) | 12/05/2018 | Common Stock | 80,000 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 5,760 | (7) | 03/08/2017 | Common Stock | 5,760 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.675 | 08/18/2009 | D | 56,000 | (8) | 02/02/2017 | Common Stock | 56,000 | (15) | 0 | D | ||||
Option to purchase common stock | $ 3.625 | 08/18/2009 | D | 4,000 | (9) | 07/20/2016 | Common Stock | 4,000 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 400 | (10) | 03/08/2017 | Common Stock | 400 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 2,800 | (11) | 03/08/2017 | Common Stock | 2,800 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 4,800 | (12) | 03/08/2017 | Common Stock | 4,800 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 4,800 | (13) | 03/08/2017 | Common Stock | 4,800 | (15) | 0 | D | ||||
Option to purchase common stock | $ 2.5 | 08/18/2009 | D | 4,480 | (14) | 03/08/2017 | Common Stock | 4,480 | (15) | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Maamari Fadi 25 METRO DRIVE, 3RD FLOOR SAN JOSE,, CA 95110 |
COO |
/s/ Fadi Maamari | 08/19/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each share was exchanged in the merger with Mentor Graphics Corporation ("Mentor Graphics") for 0.2006 shares of Mentor Graphics common stock. |
(2) | The option vested as to 1,400 shares on September 8, 2007, 233 shares on October 8, 2007, 233 shares on November 8, 2007, 233 shares on December 8, 2007, 233 shares on January 8, 2008, 234 shares on February 8, 2008 and 234 shares on March 8, 2008. |
(3) | The option vests as to 7,000 shares every six months beginning July 24, 2008. |
(4) | The option vested as to 840 shares on September 8, 2007, 139 shares on October 8, 2007, 140 shares on November 8, 2007, 140 shares on December 8, 2007, 140 shares on January 8, 2008, 140 shares on February 8, 2008 and 141 shares on March 8, 2008. |
(5) | The option vests as to 1,000 shares every six months beginning on August 3, 2006. |
(6) | The option vests as to 10,000 shares every six months beginning on June 5, 2009. |
(7) | The option vested as to 2,880 shares on September 8, 2007, 479 shares on October 8, 2007, 480 shares on November 8, 2007, 480 shares on December 8, 2007, 480 shares on January 8, 2008, 480 shares on February 8, 2008 and 481 shares on March 8, 2008. |
(8) | The option vests as to 7,000 shares every six months beginning August 2, 2007. |
(9) | The option vests as to 500 shares every six months beginning on January 20, 2007. |
(10) | The option vested as to 200 shares on September 8, 2007, 33 shares on October 8, 2007, 33shares on November 8, 2007, 33 shares on December 8, 2007, 33 shares on January 8, 2008, 34 shares on February 8, 2008 and 34 shares on March 8, 2008. |
(11) | The option vested as to 1,400 shares on September 8, 2007, 233 shares on October 8, 2007, 233 shares on November 8, 2007, 233 shares on December 8, 2007, 233 shares on January 8, 2008, 234 shares on February 8, 2008 and 234 shares on March 8, 2008. |
(12) | The option vested as to 2,400 shares on September 8, 2007, 399 shares on October 8, 2007, 400 shares on November 8, 2007, 400 shares on December 8, 2007, 400 shares on January 8, 2008, 400 shares on February 8, 2008 and 401 shares on March 8, 2008. |
(13) | The option vested as to 2,400 shares on September 8, 2007, 399 shares on October 8, 2007, 400 shares on November 8, 2007, 400 shares on December 8, 2007, 400 shares on January 8, 2008, 400 shares on February 8, 2008 and 401 shares on March 8, 2008. |
(14) | The option vested as to 2,240 shares on September 8, 2007, 373 shares on October 8, 2007, 373 shares on November 8, 2007, 373 shares on December 8, 2007, 373 shares on January 8, 2008, 374 shares on February 8, 2008 and 374 shares on March 8, 2008. |
(15) | Each option was exchanged in the merger with Mentor Graphics for an option to purchase 0.2006 shares of Mentor Graphics common stock at the old exercise price divided by 0.2006. |