|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Unit - 13 | (2) | 04/01/2018 | A | 154,076 | (3) | (4) | Common Stock | 154,076 | $ 0 | 154,076 | D | ||||
| Restricted Stock Units -4 | (5) | 04/01/2018 | M | 15,873 | (6) | (7) | Common Stock | 15,873 | $ 0 | 0 | D | ||||
| Restricted Stock Units -6 | (5) | 04/01/2018 | M | 28,075 | (8) | (7) | Common Stock | 28,075 | $ 0 | 28,074 | D | ||||
| Non-Qualified Stock Option (right to buy) | $ 14.67 | (9) | 04/13/2019 | Common Stock | 134,207 | 134,207 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 14.86 | (10) | 04/02/2019 | Common Stock | 83,108 | 83,108 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 20.41 | (11) | 10/15/2021 | Common Stock | 111,183 | 111,183 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 22.63 | (12) | 04/01/2020 | Common Stock | 139,563 | 139,563 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 22.76 | (13) | 04/01/2021 | Common Stock | 126,982 | 126,982 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 23.21 | (14) | 04/01/2022 | Common Stock | 224,595 | 224,595 | D | ||||||||
| Non-Qualified Stock Option (right to buy) | $ 26.92 | (15) | 07/17/2022 | Common Stock | 47,144 | 47,144 | D | ||||||||
| Restricted Stock Unit - 12 | (2) | (16) | (4) | Common Stock | 367,464 | 367,464 | D | ||||||||
| Restricted Stock Units - 11 | (2) | (17) | (4) | Common Stock | 125,112 | 125,112 | D | ||||||||
| Restricted Stock Units -5 | (5) | (18) | (7) | Common Stock | 13,898 | 13,898 | D | ||||||||
| Restricted Stock Units -7 | (5) | (19) | (7) | Common Stock | 11,785 | 11,785 | D | ||||||||
| Restricted Stock Units -8 | (5) | (20) | (7) | Common Stock | 104,691 | 104,691 | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| WENIG DEVIN C/O EBAY INC. 2025 HAMILTON AVE. SAN JOSE, CA 95125 |
President and CEO | |||
| Devin Norse Wenig | 04/02/2018 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | No shares were sold - these shares were withheld by the Issuer to satisfy tax withholding requirements in connection with the vesting of restricted stock units. |
| (2) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| (3) | The reporting person received restricted stock units, 1/16th of which vests on 6/15/18, and an additional 1/16th of which vests each quarter thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| (4) | Not Applicable. |
| (5) | Each restricted stock unit represents a contingent right to receive one share of the Issuer's common stock. |
| (6) | The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/15 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| (7) | Not Applicable. |
| (8) | The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 4/1/16 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| (9) | The option grant is subject to a four-year vesting schedule, vesting 25% on 9/26/12 and 1/48th per month thereafter. |
| (10) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/12 and 1/48th per month thereafter. |
| (11) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 3/30/15 and 1/48th per month thereafter. |
| (12) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/13 and 1/48th per month thereafter. |
| (13) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/14 and 1/48th per month thereafter. |
| (14) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 10/1/15 and 1/48th per month thereafter. |
| (15) | The option grant is subject to a four-year vesting schedule, vesting 12.5% on 01/17/16 and 1/48th per month thereafter. |
| (16) | The reporting person was granted 367,464 restricted stock units as a result of the company's achievement of certain performance criteria for 2016/2017. 100% of the shares will vest on 3/15/19. |
| (17) | The reporting person received restricted stock units, 1/16th of which vests on 6/15/17, and an additional 1/16th of which vests each quarter thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| (18) | The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 10/15/15 and 25% each thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| (19) | The reporting person received restricted stock units subject to a four-year vesting schedule, vesting 25% on 7/17/16 and 25% each year thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| (20) | The reporting person received restricted stock units, 1/16th of which vests on 6/15/16, and an additional 1/16th of which vests each quarter thereafter. Upon vesting, the reporting person will receive a number of shares of common stock equal to the number of restricted stock units that have vested. |
| Remarks: In addition to the equity grant described above, the compensation committee granted performance-based restricted stock units to the reporting person, the achievement of which is based on certain performance criteria over a two-year period (2018-2019). | |