Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d)

of The Securities Exchange Act of 1934

Date of report (Date of earliest event reported): August 11, 2015

 

 

ZOSANO PHARMA CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-36570   45-4488360

(State or other jurisdiction

of incorporation)

  

(Commission

File Number)

  

(I.R.S. Employer

Identification No.)

34790 Ardentech Court

Fremont, CA 94555

(Address of principal executive offices) (Zip Code)

(510) 745-1200

Registrant’s telephone number, including area code

Not applicable

(Former name or former address, if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

  ¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

  ¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

  ¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

  ¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

Item 1.01 Entry into a Material Definitive Agreement.

On August 11, 2015, our wholly owned subsidiary, ZP Opco, Inc., entered into an Amendment No. 1 to Collaboration, Development and License Agreement with Eli Lilly and Company. Amendment No. 1 amends the Collaboration, Development and License Agreement dated as of November 21, 2014 between ZP Opco, Inc. and Eli Lilly and Company, to extend by two months the date by which the parties must agree upon certain development plans and a commercial supply chain for a specified period for our Daily ZP-PTH product candidate, and to clarify the parties’ rights with respect to the manufacture of commercial supplies of Daily ZP-PTH. Eli Lilly and Company is known by us to beneficially own more than ten percent of our outstanding common stock. The foregoing description of Amendment No. 1 to Collaboration, Development and License Agreement is qualified in its entirety by reference to the full text of Amendment No. 1 to Collaboration, Development and License Agreement, a copy of which is attached hereto as Exhibit 10.1.

 

Item 9.01 Financial Statements and Exhibits.

 

(d) Exhibits.

 

Exhibit    Description
10.1    Amendment No. 1 to Collaboration, Development and License Agreement, dated as of August 11, 2015, between ZP Opco, Inc. and Eli Lilly and Company

 

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SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

    ZOSANO PHARMA CORPORATION
Dated: August 17, 2015     By:  

/s/ Vikram Lamba

      Name: Vikram Lamba
      Title: President and Chief Executive Officer

 

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EXHIBIT INDEX

 

Exhibit    Description
10.1    Amendment No. 1 to Collaboration, Development and License Agreement, dated as of August 11, 2015, between ZP Opco, Inc. and Eli Lilly and Company

 

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