Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): May 23, 2012

 

 

CALIX, INC.

(Exact name of Registrant as specified in its charter)

 

 

 

Delaware   001-34674   68-0438710

(State or other jurisdiction

of incorporation)

 

(Commission

File No.)

 

(I.R.S. Employer

Identification No.)

1035 N. McDowell Boulevard, Petaluma, California   94954
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code: (707) 766-3000

Not Applicable

(Former name or former address if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

At the Annual Meeting of Stockholders of Calix, Inc. on May 23, 2012, the stockholders approved the following proposals, casting their votes as follows:

 

Proposal 1:    To elect three directors to the Calix Board of Directors to serve until the 2015 annual meeting of stockholders or until their successors are elected:

 

Nominee

   For      Withheld      Broker Non-Votes  

Michael Ashby

     33,104,805         1,205,509         7,107,405   

Michael Flynn

     33,324,610         985,704         7,107,405   

Carl Russo

     34,089,821         220,493         7,107,405   

 

Proposal 2:    To approve, on a non-binding, advisory basis, the compensation of Calix’s named executive officers:

 

    For    

  

    Against    

  

    Abstained    

  

    Broker Non-Votes    

33,437,459

   853,851    19,004    7,107,405

 

Proposal 3:    To ratify the selection of Ernst & Young LLP as Calix’s independent registered public accounting firm for the fiscal year ending December 31, 2012:

 

    For    

  

    Against    

  

    Abstained    

41,125,672

   231,772    60,275

 

Proposal 4:    Withdrawn.

Proposal 5:

   To approve an Amended and Restated Employee Stock Purchase Plan (“ESPP”), including an increase to the number of shares of Calix common stock which may be issued under the ESPP:

 

    For    

  

    Against    

  

    Abstained    

  

    Broker Non-Votes    

34,035,971

   255,933    18,410    7,107,405


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

Date: May 24, 2012     CALIX, INC.
    By:  

/s/ Michael Ashby

     

Michael Ashby

Chief Financial Officer