Form 8-K

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 OR 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) May 12, 2010 (April 29, 2010)

 

 

AVALON HOLDINGS CORPORATION

(Exact Name of Registrant as Specified in its Charter)

 

 

 

Ohio   1-14105   34-1863889

(State or Other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

One American Way, Warren, Ohio 44484

(Address of Principal Executive Offices) (Zip Code)

Registrant’s telephone number, including area code: (330) 856-8800

 

(Former name and address, if changed since last report)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e4(c))

 

 

 


AVALON HOLDINGS CORPORATION

Cross Reference Sheet showing location in Current Report of Information Required Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934.

 

    

Current Report Item

   Caption in
Current Report

Section 1

   Registrant’s Business and Operations   

Item 1.01

   Entry Into a Material Definitive Agreement    Not Applicable

Item 1.02

   Termination of a Material Definitive Agreement    Not Applicable

Item 1.03

   Bankruptcy or Receivership    Not Applicable

Section 2

   Financial Information   

Item 2.01

   Completion of Acquisition or Disposition of Assets    Not Applicable

Item 2.02

   Results of Operations and Financial Condition    Not Applicable

Item 2.03

   Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant    Not Applicable

Item 2.04

   Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement    Not Applicable

Item 2.05

   Costs Associated with Exit or Disposal Activities    Not Applicable

Item 2.06

   Material Impairments    Not Applicable

Section 3

   Securities and Trading Markets   

Item 3.01

   Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing    Not Applicable

Item 3.02

   Unregistered Sales of Equity Securities    Not Applicable

Item 3.03

   Material Modification to Rights of Security Holders    Not Applicable

Section 4

   Matters Related to Accountants and Financial Statements   

Item 4.01

   Changes in Registrant’s Certifying Accountant    Not Applicable

Item 4.02

   Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review    Not Applicable

Section 5

   Corporate Governance and Management   

Item 5.01

   Changes in Control of Registrant    Not Applicable

Item 5.02

   Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers    Not Applicable

Item 5.03

   Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year    Not Applicable

Item 5.04

   Temporary Suspension of Trading Under Registrant’s Employee Benefit Plans    Not Applicable

Item 5.05

   Amendments to the Registrant’s Code of Ethics, or Waiver of a Provision of the Code of Ethics    Not Applicable

Item 5.06

   Change of Shell Company Status    Not Applicable

Item 5.07

   Submission of Matters to a Vote of Security Holders    Voting Results
from Annual
Meeting

 

2


    

Current Report Item

   Caption in
Current Report

Section 6

   [Reserved]   

Section 7

   Regulation FD   

Item 7.01

   Regulation RD Disclosure    Not Applicable

Section 8

   Other Events   

Item 8.01

   Other Events    Not Applicable

Section 9

   Financial Statements and Exhibits   

Item 9.01

   Financial Statements and Exhibits    Not Applicable

 

3


ITEM 5.07 Submission of Matters to a Vote of Security Holders

Avalon Holdings Corporations Annual Meeting of Stockholders was held on April 29, 2010. The following directors were elected by the holders of Class B Common Stock:

 

Name

 

Votes For

 

Votes Withheld

Ronald E. Klingle

  6,111,830   -0-

Steven M. Berry

  6,111,830   -0-

Timothy C. Coxson

  6,111,830   -0-

David G. Bozanich

  6,111,830   -0-

The following directors were elected by the holders of the Class A Common Stock:

 

Name

 

Votes For

 

Votes Withheld

Stephen L. Gordon

  1,531,623   555,987

Kurtis D. Gramley

  1,531,927   555,683

No other matters were submitted for stockholder action.

 

4


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Company has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Date: May 12, 2010

 

Avalon Holdings Corporation
By:  

/S/    TIMOTHY C. COXSON        

  Timothy C. Coxson
  Chief Financial Officer

 

5