UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE TO
Amendment No. 1
Tender Offer Statement Under Section 14(d)(1) or 13(e)(1)
of the Securities Exchange Act of 1934
MICROSOFT CORPORATION
(Name of Subject Company (Issuer))
MICROSOFT CORPORATION
(Name of Filing Person (Issuer))
Common Stock, $0.00000625 Par Value Per Share
(Title of Class of Securities)
594918104
(CUSIP Number of Class of Securities)
John A. Seethoff
Vice President and Deputy General Counsel, Finance and Operations
One Microsoft Way
Redmond, Washington 98052-6399
(425) 882-8080
(Name, address and telephone number of person authorized to receive notices
and communications on behalf of filing person)
With a copy to:
Richard B. Dodd
William Gleeson
Preston Gates & Ellis LLP
925 Fourth Avenue, Suite 2900
Seattle, Washington 98104
(206) 623-7580
CALCULATION OF FILING FEE
| Transaction Valuation* |
Amount of Filing Fee** | |
| $20,000,000,000 | $2,140,000 |
| * | Estimated for purposes of calculating the amount of the filing fee only, this amount is based on the purchase of 808,080,808 shares of common stock at the maximum tender offer price of $24.75 per share. |
| ** | The amount of the filing fee, calculated in accordance with Rule 0-11 under the Securities Exchange Act of 1934, as amended, equals $107.00 per million of the value of the transaction. Fees previously paid. |
| ¨ | Check the box if any part of the fee is offset as provided by Rule 0-11(a)(2) and identify the filing with which the offsetting fee was previously paid. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. |
| Amount Previously Paid: |
N/A |
Filing Party: | N/A | |||
| Form or Registration No.: | N/A |
Date Filed: | N/A |
| ¨ | Check the box if the filing relates solely to preliminary communications made before the commencement of a tender offer. |
Check the appropriate boxes below to designate any transactions to which the statement relates:
| ¨ | third-party tender offer subject to Rule 14d-1. |
| x | issuer tender offer subject to Rule 13e-4. |
| ¨ | going-private transaction subject to Rule 13e-3. |
| ¨ | amendment to Schedule 13D under Rule 13d-2. |
Check the following box if the filing is a final amendment reporting the results of the tender offer: ¨
INTRODUCTION
This Amendment No. 1 (the “Amendment”) amends and supplements the Tender Offer Statement on Schedule TO relates to the offer by Microsoft Corporation, a Washington corporation (the “Company”), to purchase up to 808,080,808 shares of its common stock, par value $0.00000625 per share, at a price not greater than $24.75 nor less than $22.50 per share, net to the seller in cash, less any applicable withholding taxes and without interest, upon the terms and subject to the conditions set forth in the Offer to Purchase dated July 21, 2006 (the “Offer to Purchase”), and in the Letter of Transmittal (the “Letter of Transmittal”) (which, together with any supplements and amendments thereto, collectively constitute the “Tender Offer”).
The information in the Tender Office, including all schedules and annexes thereto, which were previously filed with the Schedule TO, is hereby expressly incorporated by reference into this Amendment, except that such information is hereby amended and supplemented to the extent specifically provided herein.
Item 12. Exhibits.
Item 12 of the Schedule TO is hereby amended by adding the following exhibits:
| (a)(5)(A) | Amendment to Frequently Asked Questions provided by Microsoft Corporation to Employees on July 26, 2006. The Frequently Asked Questions were initially filed as Exhibit 98.5 to Form 8-K filed on July 20, 2006. | |
| (a)(5)(B) | Slide available on Microsoft Corporations Investor Relations website on July 27, 2006. | |
SIGNATURE
After due inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Date: July 27, 2006 |
MICROSOFT CORPORATION | |||||
| /s/ KEITH R. DOLLIVER | ||||||
| Keith R. Dolliver Assistant Secretary | ||||||
Exhibit Index
| Exhibit Number |
Description | |
| (a)(1)(A)* | Offer to Purchase, dated July 21, 2006 | |
| (a)(1)(B)* | Letter of Transmittal | |
| (a)(1)(C)* | Notice of Guaranteed Delivery | |
| (a)(1)(D)* | Letter to Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated July 21, 2006 | |
| (a)(1)(E)* | Letter to Clients for use by Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees, dated July 21, 2006 | |
| (a)(1)(F)* | Form of Letter to Microsoft Savings Plus 401(k) Plan Participants, dated July 21, 2006 | |
| (a)(1)(G)* | Summary Advertisement, dated July 21, 2006 | |
| (a)(2) | Not applicable | |
| (a)(3) | Not applicable | |
| (a)(4) | Not applicable | |
| (a)(5)(A)** | Amendment to Frequently Asked Questions provided by Microsoft Corporation to Employees on July 26, 2006 | |
| (a)(5)(B)** | Slide available on Microsoft’s Investor Relations website on July 27, 2006 | |
| (b) | Not applicable | |
| (d)(1) | Amended and Restated Microsoft Corporation 2001 Stock Plan(1) | |
| (d)(2) | Amended and Restated Microsoft Corporation 1991 Stock Option Plan(1) | |
| (d)(3) | Microsoft Corporation 1999 Stock Plan for Non-Employee Directors(2) | |
| (d)(4) | Microsoft Corporation Stock Option Plan for Non-Employee Directors(2) | |
| (d)(5) | Microsoft Corporation 2003 Employee Stock Purchase Plan(3) | |
| (d)(6) | Microsoft Corporation 1998 Stock Option Gain and Bonus Deferral Program(3) | |
| (d)(7) | Form of Stock Award Agreement(3) | |
| (d)(8) | Form of Stock Award Agreement for Non-Employee Directors(3) | |
| (d)(9) | Form of Shared Performance Stock Award Agreement for the January 1, 2004 to June 30, 2006 performance period(3) | |
| (d)(10) | Form of Shared Performance Stock Award Agreement for the July 1, 2003 to June 30, 2006 performance period(3) | |
| (d)(11) | Form of Stock Option Agreement(3) | |
| (d)(12) | Form of Stock Option Agreement for Non-Employee Directors(3) | |
| (d)(13) | Microsoft Corporation Deferred Compensation Plan(4) | |
| (d)(14) | Microsoft Corporation Deferred Compensation Plan for Non-Employee Directors(4) | |
| (g) | Not applicable | |
| (h) | Not applicable | |
| * | Previously filed with Form TO |
| ** | Filed herewith. |
| (1) | Incorporated by reference to Current Report on Form 8-K filed July 20, 2006. |
| (2) | Incorporated by reference to Current Report on Form 8-K filed November 15, 2004. |
| (3) | Incorporated by reference to Annual Report on Form 10-K for the Fiscal Year Ended June 30, 2004. |
| (4) | Incorporated by reference to Registration Statement on Form S-8 filed February 28, 2006. |