UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) November 5, 2003
SIMPLETECH, INC.
(Exact name of registrant as specified in charter)
| California | 000-31623 | 33-0399154 | ||
| (State or other jurisdiction of incorporation) |
(Commission File Number) | (IRS Employer Identification No.) |
| 3001 Daimler Street, Santa Ana, California | 92705-5812 | |
| (Address of principal executive offices) | (Zip Code) |
Registrant’s telephone number, including area code (949) 476-1180
(Former name or former address, if changed since last report.)
| ITEM 7. | Financial Statements and Exhibits. |
| (a) | Not applicable. |
| (b) | Not applicable. |
| (c) | Exhibits. |
The following exhibit is furnished as part of this report:
| Exhibit Number |
Description of Exhibit | |
| 99.1 | Press Release of Registrant, dated November 5, 2003, reporting the Registrant’s financial results for the third quarter ended September 30, 2003 (furnished and not filed herewith solely pursuant to Item 12). | |
| ITEM 12. | Results of Operations and Financial Condition |
On November 5, 2003, the Registrant reported its financial results for the third quarter ended September 30, 2003. A copy of the press release issued by the Registrant on November 5, 2003 concerning the foregoing results is furnished herewith as Exhibit 99.1 and is incorporated herein by reference.
In accordance with General Instruction B.6 of Form 8-K, the information in this Form 8-K and the exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, unless the Registrant specifically incorporates the foregoing information into those documents by reference.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
| SimpleTech, Inc.
| ||||||||
| Date: November 5, 2003 | By: | /s/ Dan Moses | ||||||
| Dan Moses Chief Financial Officer | ||||||||
Exhibit Index
| Exhibit Number |
Description of Exhibit | |
| 99.1 | Press Release of Registrant, dated November 5, 2003, reporting the Registrant’s financial results for the third quarter ended September 30, 2003 (furnished and not filed herewith solely pursuant to Item 12). | |