rbs201101316kbatch.htm
 
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549

 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
 
For the month of January 2011
 
Commission File Number: 001-10306

 
The Royal Bank of Scotland Group plc

 
RBS, Gogarburn, PO Box 1000
Edinburgh EH12 1HQ

 
(Address of principal executive offices)
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
Form 20-F X
  
Form 40-F ___
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):_________

 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):_________


Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.


Yes
   ___
No X
 
 
If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82- ________

 
 
The following information was issued as Company announcements in London, England and is furnished pursuant to General Instruction B to the General Instructions to Form 6-K:

 
 
 
Exhibit 1  Holding(s) in Company dated 06 January 2011
Exhibit 2  Director/PDMR Shareholding dated 10 January 2011
Exhibit 3  Total Voting Rights dated 31 January 2011
 

Exhibit 1

 
 
 
 

 
   
   
 
TR-1: Notification of Major Interest in Shares
   
1. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are
attached:
ii
The Royal Bank of Scotland Group plc
2 Reason for the notification
(please tick the appropriate box or boxes):
An acquisition or disposal of voting rights
  
An acquisition or disposal of qualifying financial instruments which may result in the acquisition of shares already issued to which voting rights are attached
  
An acquisition or disposal of instruments with similar economic effect to qualifying financial instruments
  
An event changing the breakdown of voting rights
x
Other (please specify):
    
3. Full name of person(s) subject to the
notification obligation:
iii
The Solicitor for the affairs of Her Majesty's Treasury
4. Full name of shareholder(s)
 
 (if different from 3.):iv
  
5. Date of the transaction and date on
which the threshold is crossed or
reached:
v
31 December 2010
6. Date on which issuer notified:
5 January 2011
7. Threshold(s) that is/are crossed or
reached:
vi, vii
Fallen below 68%
           

 
 
8. Notified details:
A: Voting rights attached to shares
viii, ix
Class/type of
shares
 
if possible using
the ISIN CODE
Situation previous
to the triggering
transaction
Resulting situation after the triggering transaction
Number
of
Shares
Number
of
Voting
Rights
Number
of shares
Number of voting
rights
% of  voting rights x
Direct
Direct
xi
Indirect
xii
Direct
Indirect
GB0007547838
39,644,835,194
39,644,835,194
39,644,835,194
39,644,835,194
  
67.81%
  
 
 
B: Qualifying Financial Instruments
Resulting situation after the triggering transaction
Type of financial
instrument
Expiration
date
xiii
Exercise/
Conversion Period
xiv
Number of voting
rights that may be
acquired if the
instrument is
exercised/ converted.
% of voting
rights
         
 
C: Financial Instruments with similar economic effect to Qualifying Financial Instruments
xv, xvi
Resulting situation after the triggering transaction
Type of financial
instrument
Exercise price
Expiration date
xvii
Exercise/
Conversion period
xviii
Number of voting rights instrument refers to
 
% of voting rights
xix, xx
 
Series 1 class B shares
£0.50 (subject to adjustment)
-
Any time
 
Up to 51,000,000,000 (depending on extent of conversion into ordinary shares)
Nominal
Delta
Up to 46.6% (on a diluted basis - see section 13 below)
  
 
Total (A+B+C)
Number of voting rights
Percentage of voting rights
90,644,835,194
82.81%
                                   

 
 
9. Chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held, if applicable:
xxi
 
UKFI Financial Investments Limited, a company wholly-owned by Her Majesty's Treasury, is entitled to exercise control over the voting rights which are the subject of this notification (pursuant to certain management arrangements agreed with Her Majesty's Treasury).
 
The solicitor for the affairs of Her Majesty's Treasury is acting as nominee for Her Majesty's Treasury.
 
Proxy Voting:
10. Name of the proxy holder:
  
11. Number of voting rights proxy holder will cease
to hold:
  
12. Date on which proxy holder will cease to hold
voting rights:
  
 
 
13. Additional information:
 
On 31 December 2010 The Royal Bank of Scotland Group plc issued 486,666,612 ordinary shares in relation to the conversion of 7.387% non-cumulative sterling preference shares into ordinary shares.
 
The conversion of the non-voting series 1 class B shares into ordinary shares will be effected by the issue by The Royal Bank of Scotland Group plc of new ordinary shares. The total percentage of voting rights is therefore shown in this form on a diluted basis.
 
14. Contact name:
Andy Donald, UKFI Financial Controller and Compliance Officer
15. Contact telephone number:
+44 (0)20 7070 5941
     
 
 
Exhibit 2
 
 
NOTIFICATION OF TRANSACTIONS OF DIRECTORS, PERSONS DISCHARGING MANAGERIAL RESPONSIBILITY OR CONNECTED PERSONS
This form is intended for use by an issuer to make a RIS notification required by DR 3.3
(1)
An issuer making a notification in respect of a transaction relating to the shares or debentures of the issuer should complete boxes 1 to 16, 23 and 24.
(2)
An issuer making a notification in respect of a derivative relating to the shares of the issuer should complete boxes 1 to 4, 6, 8, 13, 14, 16, 23 and 24.
(3)
An issuer making a notification in respect of options granted to a director/person discharging managerial responsibilities should complete boxes 1 to 3 and 17 to 24.
(4)
An issuer making a notification in respect of a financial instrument relating to the shares of the issuer (other than a debenture) should complete boxes 1 to 4, 6, 8, 9, 11, 13, 14, 16, 23 and 24.
Please complete all relevant boxes in block capital letters.
 
1. Name of the issuer
The Royal Bank of Scotland Group plc
 
2. State whether the notification relates to (i) a transaction notified in accordance with DTR 3.1.2 R, (ii) a disclosure made in accordance LR 9.8.6R(1) or (iii) a disclosure made in accordance with section 793 of the Companies Act (2006).
 
i
 
3. Name of person discharging managerial responsibilities/director
Christopher Paul Sullivan
 
4. State whether notification relates to a person connected with a person discharging managerial responsibilities/director named in 3 and identify the connected person
N/A
 
5. Indicate whether the notification is in respect of a holding of the person referred to in 3 or 4 above or in respect of a non-beneficial interest
In respect of a holding of the person referred to in 3
 
6. Description of shares (including class), debentures or derivatives or financial instruments relating to shares
Ordinary shares of £0.25
 
7. Name of registered shareholders(s) and, if more than one, the number of shares held by each of them
The Royal Bank of Scotland plc Trustee Account BAYE and Profit Sharing
 
8. State the nature of the transaction
Participation in The Royal Bank of Scotland Group plc Share Incentive Plan
 
9. Number of shares, debentures or financial instruments relating to shares acquired
312
 
10. Percentage of issued class acquired (treasury shares of that class should not be taken into account when calculating percentage)
0.0000005%
 
11. Number of shares, debentures or financial instruments relating to shares disposed
-
 
12. Percentage of issued class disposed (treasury shares of that class should not be taken into account when calculating percentage)
-
 
13. Price per share or value of transaction
£0.4013
 
14. Date and place of transaction
7 January 2011
 
15. Total holding following notification and total percentage holding following notification (any treasury shares should not be taken into account when calculating percentage)
24,268 shares     0.00004%
 
16. Date issuer informed of transaction
7 January 2011
 
If a person discharging managerial responsibilities has been granted options by the issuer complete the following boxes
 
17. Date of grant
-
 
18. Period during which or date on which it can be exercised
-
 
19. Total amount paid (if any) for grant of the option
-
 
20. Description of shares or debentures involved (class and number)
-
 
23. Exercise price (if fixed at time of grant) or indication that price is to be fixed at the time of exercise
-
 
22. Total number of shares or debentures over which options held following notification
-
 
23. Any additional information
-
 
24. Name of contact and telephone number for queries
Aileen Taylor, Group Secretary
0131 626 4099
 
Name and signature of duly authorised officer of issuer responsible for making notification
Aileen Taylor, Group Secretary
 
Date of notification
10 January 2011
 
 
Exhibit 3


The Royal Bank of Scotland Group plc
Total Voting Rights - Conformity with the Disclosure and Transparency Rules
 
In conformity with the Disclosure and Transparency Rules, The Royal Bank of Scotland Group plc
('RBSG') hereby notifies the following in respect of its issued share capital with voting rights as at 31
January 2011:-
 
Share Class and nominal value
Number of Shares issued
Voting rights per share
Total Voting rights -
31 Jan 11
Ordinary shares of £0.25
58,508,983,981
1
58,508,983,981
11% Cumulative Preference Shares of £1
500,000
4
2,000,000
5.5% Cumulative Preference Shares of £1
400,000
4
1,600,000
Non-cumulative Preference Shares of £1 (series 1)
54,442
1
54,442
Non-cumulative Preference Shares of €1 (Series 1)
1,250,000
4
5,000,000
Non-cumulative Preference Shares of €1 (Series 2)
784,989
4
3,139,956
Non-cumulative Preference Shares of €1 (Series 3)
9,429
1
9,429
Non-cumulative Preference Shares of US$0.01 (Series M)
23,125,869
4
92,503,476
Non-cumulative Preference Shares of US$0.01 (Series N)
22,113,160
4
88,452,640
Non-cumulative Preference Shares of US$0.01 (Series P)
9,883,307
4
39,533,228
Non-cumulative Preference Shares of US$0.01 (Series Q)
20,646,938
4
82,587,752
Non-cumulative Preference Shares of US$0.01 (Series R)
10,163,932
4
40,655,728
Non-cumulative Preference Shares of US$0.01 (Series S)
26,449,040
1
26,449,040
Non-cumulative Preference Shares of US$0.01 (Series T)
51,245,839
1
51,245,839
Non-cumulative Preference Shares of US$0.01 (Series U)
10,130
1
10,130
Series 1 class B shares of £0.01
51,000,000,000
N/A
N/A
       
Total:
109,675,621,056
  
58,942,225,641
 
of which none are held in Treasury.
 
The above figures may be used by shareholders of the respective classes of shares as the denominator
for the calculations by which they will determine if they are required to notify their interest in, or a change to
their interest in their shareholding, under the FSA's Disclosure and Transparency Rules.

 
 
 

 
Signatures


 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.







 
 
Date: 31 January 2011
 
 
THE ROYAL BANK OF SCOTLAND GROUP plc (Registrant)
 
 
 
By:
/s/ Jan Cargill
 
 
Name:
Title:
Jan Cargill
Deputy Secretary