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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (right to buy) | $ 4.75 | 11/04/2013 | D | 20,000 | (1) | 02/16/2015 | Common Stock | 20,000 | $ 15.6 | 0 | D | ||||
Stock Option (right to buy) | $ 4.75 | 11/04/2013 | D | 54,700 | (2) | 08/18/2015 | Common Stock | 54,700 | $ 15.6 | 0 | D | ||||
Stock Option (right to buy) | $ 4.75 | 11/04/2013 | D | 75,701 | (3) | 10/18/2017 | Common Stock | 75,701 | $ 15.6 | 0 | D | ||||
Stock Option (right to buy) | $ 4.75 | 11/04/2013 | D | 4,184 | (4) | 09/18/2018 | Common Stock | 4,184 | $ 15.6 | 0 | D | ||||
Stock Option (right to buy) | $ 5.19 | 11/04/2013 | D | 500 | (5) | 09/15/2019 | Common Stock | 500 | $ 15.16 | 0 | D | ||||
Stock Option (right to buy) | $ 5.19 | 11/04/2013 | D | 30,000 | (6) | 11/04/2019 | Common Stock | 30,000 | $ 15.16 | 0 | D | ||||
Stock Option (right to buy) | $ 6.92 | 11/04/2013 | D | 15,000 | (7) | 10/18/2020 | Common Stock | 15,000 | $ 13.43 | 0 | D | ||||
Stock Option (right to buy) | $ 7.09 | 11/04/2013 | D | 125,000 | (8) | 02/01/2021 | Common Stock | 125,000 | $ 13.26 | 0 | D | ||||
Stock Option (right to buy) | $ 13.31 | 11/04/2013 | D | 15,000 | (9) | 07/14/2021 | Common Stock | 15,000 | $ 7.04 | 0 | D | ||||
Stock Option (right to buy) | $ 16.25 | 11/04/2013 | D | 107,500 | (10) | 05/30/2022 | Common Stock | 107,500 | $ 4.1 | 0 | D | ||||
Stock Option (right to buy) | $ 15.99 | 11/04/2013 | D | 106,000 | (11) | 09/24/2022 | Common Stock | 106,000 | $ 4.36 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Green Wyche T III 100 GREENWAY BOULEVARD CARROLLTON, GA 30117 |
X | President and CEO |
/s/ William G. Esslinger, Jr., as attorney-in-fact for Wyche T. Green, III | 11/04/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This option, which is fully vested, was canceled in the merger in exchange for a cash payment of $312,000, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(2) | This option, which is fully vested, was canceled in the merger in exchange for a cash payment of $853,320, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(3) | This option, which is fully vested, was canceled in the merger in exchange for a cash payment of $1,180,935.60, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(4) | This option, which is fully vested, was canceled in the merger in exchange for a cash payment of $65,270.40, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(5) | This option, which is fully vested, was canceled in the merger in exchange for a cash payment of $7,580, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(6) | This option, which is fully vested, was canceled in the merger in exchange for a cash payment of $454,800, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(7) | This option, with 25% vesting on August 4, 2011 and the remainder vesting over three years thereafter in monthly installments, was canceled in the merger in exchange for a cash payment of $201,450, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(8) | This option, with 25% vesting on February 1, 2012 and the remainder vesting over three years thereafter in monthly installments, was canceled in the merger in exchange for a cash payment of $1,657,500, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(9) | This option, with 25% vesting on July 14, 2012 and the remainder vesting over three years thereafter in monthly installments, was canceled in the merger in exchange for a cash payment of $105,600, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(10) | This option, with 25% vesting on May 30, 2013 and the remainder vesting over three years thereafter in equal monthly installments, was canceled in the merger in exchange for a cash payment of $440,750, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |
(11) | This option, with 25% vesting on September 24, 2013 and the remainder vesting over three years thereafter in equal monthly installments, was canceled in the merger in exchange for a cash payment of $462,160, representing the difference between the exercise price of the option and $20.35 per share of the underlying Greenway Medical Technologies, Inc. common stock. |